Xiaoya Li

Shengyu Zhang, Linfeng Dong, Xiaoya Li et al.

This paper surveys research works in the quickly advancing field of instruction tuning (IT), which can also be referred to as supervised fine-tuning (SFT)\footnote{In this paper, unless specified otherwise, supervised fine-tuning (SFT) and instruction tuning (IT) are used interchangeably.}, a crucial technique to enhance the capabilities and controllability of large language models (LLMs). Instruction tuning refers to the process of further training LLMs on a dataset consisting of \textsc{(instruction, output)} pairs in a supervised fashion, which bridges the gap between the next-word prediction objective of LLMs and the users' objective of having LLMs adhere to human instructions. In this work, we make a systematic review of the literature, including the general methodology of SFT, the construction of SFT datasets, the training of SFT models, and applications to different modalities, domains and application, along with analysis on aspects that influence the outcome of SFT (e.g., generation of instruction outputs, size of the instruction dataset, etc). We also review the potential pitfalls of SFT along with criticism against it, along with efforts pointing out current deficiencies of existing strategies and suggest some avenues for fruitful research. Project Page: github.com/xiaoya-li/Instruction-Tuning-Survey

Jifan Yu, Mengying Lu, Qingyang Zhong et al. · tsinghua

Student modeling, the task of inferring a student's learning characteristics through their interactions with coursework, is a fundamental issue in intelligent education. Although the recent attempts from knowledge tracing and cognitive diagnosis propose several promising directions for improving the usability and effectiveness of current models, the existing public datasets are still insufficient to meet the need for these potential solutions due to their ignorance of complete exercising contexts, fine-grained concepts, and cognitive labels. In this paper, we present MoocRadar, a fine-grained, multi-aspect knowledge repository consisting of 2,513 exercise questions, 5,600 knowledge concepts, and over 12 million behavioral records. Specifically, we propose a framework to guarantee a high-quality and comprehensive annotation of fine-grained concepts and cognitive labels. The statistical and experimental results indicate that our dataset provides the basis for the future improvements of existing methods. Moreover, to support the convenient usage for researchers, we release a set of tools for data querying, model adaption, and even the extension of our repository, which are now available at https://github.com/THU-KEG/MOOC-Radar.

Shuhe Wang, Xiaofei Sun, Xiaoya Li et al.

Despite the fact that large-scale Language Models (LLM) have achieved SOTA performances on a variety of NLP tasks, its performance on NER is still significantly below supervised baselines. This is due to the gap between the two tasks the NER and LLMs: the former is a sequence labeling task in nature while the latter is a text-generation model. In this paper, we propose GPT-NER to resolve this issue. GPT-NER bridges the gap by transforming the sequence labeling task to a generation task that can be easily adapted by LLMs e.g., the task of finding location entities in the input text "Columbus is a city" is transformed to generate the text sequence "@@Columbus## is a city", where special tokens @@## marks the entity to extract. To efficiently address the "hallucination" issue of LLMs, where LLMs have a strong inclination to over-confidently label NULL inputs as entities, we propose a self-verification strategy by prompting LLMs to ask itself whether the extracted entities belong to a labeled entity tag. We conduct experiments on five widely adopted NER datasets, and GPT-NER achieves comparable performances to fully supervised baselines, which is the first time as far as we are concerned. More importantly, we find that GPT-NER exhibits a greater ability in the low-resource and few-shot setups, when the amount of training data is extremely scarce, GPT-NER performs significantly better than supervised models. This demonstrates the capabilities of GPT-NER in real-world NER applications where the number of labeled examples is limited.

Xiaofei Sun, Linfeng Dong, Xiaoya Li et al.

Despite the success of ChatGPT, its performances on most NLP tasks are still well below the supervised baselines. In this work, we looked into the causes, and discovered that its subpar performance was caused by the following factors: (1) token limit in the prompt does not allow for the full utilization of the supervised datasets; (2) mismatch between the generation nature of ChatGPT and NLP tasks; (3) intrinsic pitfalls of LLMs models, e.g., hallucination, overly focus on certain keywords, etc. In this work, we propose a collection of general modules to address these issues, in an attempt to push the limits of ChatGPT on NLP tasks. Our proposed modules include (1) a one-input-multiple-prompts strategy that employs multiple prompts for one input to accommodate more demonstrations; (2) using fine-tuned models for better demonstration retrieval; (3) transforming tasks to formats that are more tailored to the generation nature; (4) employing reasoning strategies that are tailored to addressing the task-specific complexity; (5) the self-verification strategy to address the hallucination issue of LLMs; (6) the paraphrase strategy to improve the robustness of model predictions. We conduct experiments on 21 datasets of 10 representative NLP tasks, including question answering, commonsense reasoning, natural language inference, sentiment analysis, named entity recognition, entity-relation extraction, event extraction, dependency parsing, semantic role labeling, and part-of-speech tagging. Using the proposed assemble of techniques, we are able to significantly boost the performance of ChatGPT on the selected NLP tasks, achieving performances comparable to or better than supervised baselines, or even existing SOTA performances.

Songqiao Su, Xiaofei Sun, Xiaoya Li et al.

In this paper, we propose CUDA-L2, a system that combines large language models (LLMs) and reinforcement learning (RL) to automatically optimize Half-precision General Matrix Multiply (HGEMM) CUDA kernels. Using CUDA execution speed as the RL reward, CUDA-L2 automatically optimizes HGEMM kernels across 1,000 configurations. CUDA-L2 systematically outperforms major matmul baselines to date, from the widely-used {\it torch.matmul} to state-of-the-art Nvidia's closed-source libraries, i.e., {\it cuBLAS}, {\it cuBLASLt}. In offline mode, where kernels are executed consecutively without time intervals, CUDA-L2 yields +22.0\% over {\it torch.matmul} on average; +19.2\% over {\it cuBLAS} using the optimal layout configuration (normal-normal NN and transposed-normal TN); +16.8\% over {\it cuBLASLt-heuristic}, which queries {\it cuBLASLt} library and selects the algorithm based on the heuristic's suggestion; and +11.4\% over the most competitive {\it cuBLASLt-AutoTuning} model, which selects the fastest algorithm from up to 100 candidates from {\it cuBLASLt}'s suggestions. In server mode, where kernels are executed at random intervals simulating real-time inference, the speedups further increase to +28.7\%, +26.0\%, +22.4\%, and +15.9\% for {\it torch.matmul}, {\it cuBLAS}, {\it cuBLASLt-heuristic}, and {\it cuBLASLt-AutoTuning} respectively. CUDA-L2 shows that even the most performance-critical, heavily-optimized kernels like HGEMM can be improved through LLM-guided RL automation by systematically exploring configuration spaces at scales impractical for humans. Project and code can be found at github.com/deepreinforce-ai/CUDA-L2

Xiaofei Sun, Xiaoya Li, Shengyu Zhang et al.

A standard paradigm for sentiment analysis is to rely on a singular LLM and makes the decision in a single round under the framework of in-context learning. This framework suffers the key disadvantage that the single-turn output generated by a single LLM might not deliver the perfect decision, just as humans sometimes need multiple attempts to get things right. This is especially true for the task of sentiment analysis where deep reasoning is required to address the complex linguistic phenomenon (e.g., clause composition, irony, etc) in the input. To address this issue, this paper introduces a multi-LLM negotiation framework for sentiment analysis. The framework consists of a reasoning-infused generator to provide decision along with rationale, a explanation-deriving discriminator to evaluate the credibility of the generator. The generator and the discriminator iterate until a consensus is reached. The proposed framework naturally addressed the aforementioned challenge, as we are able to take the complementary abilities of two LLMs, have them use rationale to persuade each other for correction. Experiments on a wide range of sentiment analysis benchmarks (SST-2, Movie Review, Twitter, yelp, amazon, IMDB) demonstrate the effectiveness of proposed approach: it consistently yields better performances than the ICL baseline across all benchmarks, and even superior performances to supervised baselines on the Twitter and movie review datasets.

Shuhe Wang, Shengyu Zhang, Jie Zhang et al.

Reinforcement learning (RL) enhanced large language models (LLMs), particularly exemplified by DeepSeek-R1, have exhibited outstanding performance. Despite the effectiveness in improving LLM capabilities, its implementation remains highly complex, requiring complex algorithms, reward modeling strategies, and optimization techniques. This complexity poses challenges for researchers and practitioners in developing a systematic understanding of RL-enhanced LLMs. Moreover, the absence of a comprehensive survey summarizing existing research on RL-enhanced LLMs has limited progress in this domain, hindering further advancements. In this work, we are going to make a systematic review of the most up-to-date state of knowledge on RL-enhanced LLMs, attempting to consolidate and analyze the rapidly growing research in this field, helping researchers understand the current challenges and advancements. Specifically, we (1) detail the basics of RL; (2) introduce popular RL-enhanced LLMs; (3) review researches on two widely-used reward model-based RL techniques: Reinforcement Learning from Human Feedback (RLHF) and Reinforcement Learning from AI Feedback (RLAIF); and (4) explore Direct Preference Optimization (DPO), a set of methods that bypass the reward model to directly use human preference data for aligning LLM outputs with human expectations. We will also point out current challenges and deficiencies of existing methods and suggest some avenues for further improvements. Project page of this work can be found at https://github.com/ShuheWang1998/Reinforcement-Learning-Enhanced-LLMs-A-Survey.

Shuhe Wang, Beiming Cao, Shengyu Zhang et al.

Due to the lack of a large collection of high-quality labeled sentence pairs with textual similarity scores, existing approaches for Semantic Textual Similarity (STS) mostly rely on unsupervised techniques or training signals that are only partially correlated with textual similarity, e.g., NLI-based datasets. To tackle this issue, in this paper, we propose the strategy of measuring text similarity via GPT annotated data (Sim-GPT for short). The core idea of Sim-GPT is to generate data with STS labels using GPT-4, based on which an STS model is trained. Sim-GPT framework utilizes LLMs to provide a substantial amount of reliable annotated data filling the gap of the lack of training signals for STS. Sim-GPT is trained on a one-time generated dataset using BERT or RoBERTa as the backbone, which offers long-term savings in cost and speed compared to repeatedly invoking LLMs for each sentence pair. Trained on the examples from GPT-4 (371K), Sim-GPT yields SOTA performances on the widely-used seven STS benchmarks: +0.99 over supervised-SimCSE, and +0.42 over the current SOTA PromCSE model. To encourage further advancements of the field, we release both models and the 371K annotated examples from GPT-4. Code, models and annotated data are available at: https://github.com/ShuheWang1998/Sim-GPT.

Shuhe Wang, Xiaoya Li, Jiwei Li et al.

Due to the data-driven nature of current face identity (FaceID) customization methods, all state-of-the-art models rely on large-scale datasets containing millions of high-quality text-image pairs for training. However, none of these datasets are publicly available, which restricts transparency and hinders further advancements in the field. To address this issue, in this paper, we collect and release FaceID-6M, the first large-scale, open-source FaceID dataset containing 6 million high-quality text-image pairs. Filtered from LAION-5B \cite{schuhmann2022laion}, FaceID-6M undergoes a rigorous image and text filtering steps to ensure dataset quality, including resolution filtering to maintain high-quality images and faces, face filtering to remove images that lack human faces, and keyword-based strategy to retain descriptions containing human-related terms (e.g., nationality, professions and names). Through these cleaning processes, FaceID-6M provides a high-quality dataset optimized for training powerful FaceID customization models, facilitating advancements in the field by offering an open resource for research and development. We conduct extensive experiments to show the effectiveness of our FaceID-6M, demonstrating that models trained on our FaceID-6M dataset achieve performance that is comparable to, and slightly better than currently available industrial models. Additionally, to support and advance research in the FaceID customization community, we make our code, datasets, and models fully publicly available. Our codes, models, and datasets are available at: https://github.com/ShuheSH/FaceID-6M.

Shuhe Wang, Xiaoya Li, Xiaofei Sun et al.

Existing face identity (FaceID) customization methods perform well but are limited to generating identical faces as the input, while in real-world applications, users often desire images of the same person but with variations, such as different expressions (e.g., smiling, angry) or angles (e.g., side profile). This limitation arises from the lack of datasets with controlled input-output facial variations, restricting models' ability to learn effective modifications. To address this issue, we propose CrossFaceID, the first large-scale, high-quality, and publicly available dataset specifically designed to improve the facial modification capabilities of FaceID customization models. Specifically, CrossFaceID consists of 40,000 text-image pairs from approximately 2,000 persons, with each person represented by around 20 images showcasing diverse facial attributes such as poses, expressions, angles, and adornments. During the training stage, a specific face of a person is used as input, and the FaceID customization model is forced to generate another image of the same person but with altered facial features. This allows the FaceID customization model to acquire the ability to personalize and modify known facial features during the inference stage. Experiments show that models fine-tuned on the CrossFaceID dataset retain its performance in preserving FaceID fidelity while significantly improving its face customization capabilities. To facilitate further advancements in the FaceID customization field, our code, constructed datasets, and trained models are fully available to the public.

Xiaoya Li, Xiaofei Sun, Albert Wang et al.

Approximate nearest-neighbor search (ANNS) algorithms have become increasingly critical for recent AI applications, particularly in retrieval-augmented generation (RAG) and agent-based LLM applications. In this paper, we present CRINN, a new paradigm for ANNS algorithms. CRINN treats ANNS optimization as a reinforcement learning problem where execution speed serves as the reward signal. This approach enables the automatic generation of progressively faster ANNS implementations while maintaining accuracy constraints. Our experimental evaluation demonstrates CRINN's effectiveness across six widely-used NNS benchmark datasets. When compared against state-of-the-art open-source ANNS algorithms, CRINN achieves best performance on three of them (GIST-960-Euclidean, MNIST-784-Euclidean, and GloVe-25-angular), and tied for first place on two of them (SIFT-128-Euclidean and GloVe-25-angular). The implications of CRINN's success reach well beyond ANNS optimization: It validates that LLMs augmented with reinforcement learning can function as an effective tool for automating sophisticated algorithmic optimizations that demand specialized knowledge and labor-intensive manual refinement. Code can be found at https://github.com/deepreinforce-ai/CRINN

Shuhe Wang, Xiaoya Li, Yuxian Meng et al.

Inspired by recent advances in retrieval augmented methods in NLP~\citep{khandelwal2019generalization,khandelwal2020nearest,meng2021gnn}, in this paper, we introduce a $k$ nearest neighbor NER ($k$NN-NER) framework, which augments the distribution of entity labels by assigning $k$ nearest neighbors retrieved from the training set. This strategy makes the model more capable of handling long-tail cases, along with better few-shot learning abilities. $k$NN-NER requires no additional operation during the training phase, and by interpolating $k$ nearest neighbors search into the vanilla NER model, $k$NN-NER consistently outperforms its vanilla counterparts: we achieve a new state-of-the-art F1-score of 72.03 (+1.25) on the Chinese Weibo dataset and improved results on a variety of widely used NER benchmarks. Additionally, we show that $k$NN-NER can achieve comparable results to the vanilla NER model with 40\% less amount of training data. Code available at \url{https://github.com/ShannonAI/KNN-NER}.

Yuxian Meng, Shi Zong, Xiaoya Li et al.

Inspired by the notion that ``{\it to copy is easier than to memorize}``, in this work, we introduce GNN-LM, which extends the vanilla neural language model (LM) by allowing to reference similar contexts in the entire training corpus. We build a directed heterogeneous graph between an input context and its semantically related neighbors selected from the training corpus, where nodes are tokens in the input context and retrieved neighbor contexts, and edges represent connections between nodes. Graph neural networks (GNNs) are constructed upon the graph to aggregate information from similar contexts to decode the token. This learning paradigm provides direct access to the reference contexts and helps improve a model's generalization ability. We conduct comprehensive experiments to validate the effectiveness of the GNN-LM: GNN-LM achieves a new state-of-the-art perplexity of 14.8 on WikiText-103 (a 3.9 point improvement over its counterpart of the vanilla LM model), and shows substantial improvement on One Billion Word and Enwiki8 datasets against strong baselines. In-depth ablation studies are performed to understand the mechanics of GNN-LM. \footnote{The code can be found at https://github.com/ShannonAI/GNN-LM

Xiaoya Li, Jiwei Li, Xiaofei Sun et al.

Out-of-Distribution (OOD) detection is an important problem in natural language processing (NLP). In this work, we propose a simple yet effective framework $k$Folden, which mimics the behaviors of OOD detection during training without the use of any external data. For a task with $k$ training labels, $k$Folden induces $k$ sub-models, each of which is trained on a subset with $k-1$ categories with the left category masked unknown to the sub-model. Exposing an unknown label to the sub-model during training, the model is encouraged to learn to equally attribute the probability to the seen $k-1$ labels for the unknown label, enabling this framework to simultaneously resolve in- and out-distribution examples in a natural way via OOD simulations. Taking text classification as an archetype, we develop benchmarks for OOD detection using existing text classification datasets. By conducting comprehensive comparisons and analyses on the developed benchmarks, we demonstrate the superiority of $k$Folden against current methods in terms of improving OOD detection performances while maintaining improved in-domain classification accuracy. The code and datasets can be found at: \url{https://github.com/ShannonAI/kfolden-ood-detection}.

Zijun Sun, Xiaoya Li, Xiaofei Sun et al.

Recent pretraining models in Chinese neglect two important aspects specific to the Chinese language: glyph and pinyin, which carry significant syntax and semantic information for language understanding. In this work, we propose ChineseBERT, which incorporates both the {\it glyph} and {\it pinyin} information of Chinese characters into language model pretraining. The glyph embedding is obtained based on different fonts of a Chinese character, being able to capture character semantics from the visual features, and the pinyin embedding characterizes the pronunciation of Chinese characters, which handles the highly prevalent heteronym phenomenon in Chinese (the same character has different pronunciations with different meanings). Pretrained on large-scale unlabeled Chinese corpus, the proposed ChineseBERT model yields significant performance boost over baseline models with fewer training steps. The porpsoed model achieves new SOTA performances on a wide range of Chinese NLP tasks, including machine reading comprehension, natural language inference, text classification, sentence pair matching, and competitive performances in named entity recognition. Code and pretrained models are publicly available at https://github.com/ShannonAI/ChineseBert.

Yuxian Meng, Xiaoya Li, Xiayu Zheng et al.

Though nearest neighbor Machine Translation ($k$NN-MT) \citep{khandelwal2020nearest} has proved to introduce significant performance boosts over standard neural MT systems, it is prohibitively slow since it uses the entire reference corpus as the datastore for the nearest neighbor search. This means each step for each beam in the beam search has to search over the entire reference corpus. $k$NN-MT is thus two-orders slower than vanilla MT models, making it hard to be applied to real-world applications, especially online services. In this work, we propose Fast $k$NN-MT to address this issue. Fast $k$NN-MT constructs a significantly smaller datastore for the nearest neighbor search: for each word in a source sentence, Fast $k$NN-MT first selects its nearest token-level neighbors, which is limited to tokens that are the same as the query token. Then at each decoding step, in contrast to using the entire corpus as the datastore, the search space is limited to target tokens corresponding to the previously selected reference source tokens. This strategy avoids search through the whole datastore for nearest neighbors and drastically improves decoding efficiency. Without loss of performance, Fast $k$NN-MT is two-orders faster than $k$NN-MT, and is only two times slower than the standard NMT model. Fast $k$NN-MT enables the practical use of $k$NN-MT systems in real-world MT applications. The code is available at \url{https://github.com/ShannonAI/fast-knn-nmt}

Yuxian Meng, Wei Wu, Fei Wang et al.

It is intuitive that NLP tasks for logographic languages like Chinese should benefit from the use of the glyph information in those languages. However, due to the lack of rich pictographic evidence in glyphs and the weak generalization ability of standard computer vision models on character data, an effective way to utilize the glyph information remains to be found. In this paper, we address this gap by presenting Glyce, the glyph-vectors for Chinese character representations. We make three major innovations: (1) We use historical Chinese scripts (e.g., bronzeware script, seal script, traditional Chinese, etc) to enrich the pictographic evidence in characters; (2) We design CNN structures (called tianzege-CNN) tailored to Chinese character image processing; and (3) We use image-classification as an auxiliary task in a multi-task learning setup to increase the model's ability to generalize. We show that glyph-based models are able to consistently outperform word/char ID-based models in a wide range of Chinese NLP tasks. We are able to set new state-of-the-art results for a variety of Chinese NLP tasks, including tagging (NER, CWS, POS), sentence pair classification, single sentence classification tasks, dependency parsing, and semantic role labeling. For example, the proposed model achieves an F1 score of 80.6 on the OntoNotes dataset of NER, +1.5 over BERT; it achieves an almost perfect accuracy of 99.8\% on the Fudan corpus for text classification. Code found at https://github.com/ShannonAI/glyce.

DeepReinforce Team, Xiaoya Li, Xiaofei Sun et al.

Competitive programming remains one of the last few human strongholds in coding against AI. The best AI system to date still underperforms the best humans competitive programming: the most recent best result, Google's Gemini~3 Deep Think, attained 8th place even not being evaluated under live competition conditions. In this work, we introduce GrandCode, a multi-agent RL system designed for competitive programming. The capability of GrandCode is attributed to two key factors: (1) It orchestrates a variety of agentic modules (hypothesis proposal, solver, test generator, summarization, etc) and jointly improves them through post-training and online test-time RL; (2) We introduce Agentic GRPO specifically designed for multi-stage agent rollouts with delayed rewards and the severe off-policy drift that is prevalent in agentic RL. GrandCode is the first AI system that consistently beats all human participants in live contests of competitive programming: in the most recent three Codeforces live competitions, i.e., Round~1087 (Mar 21, 2026), Round~1088 (Mar 28, 2026), and Round~1089 (Mar 29, 2026), GrandCode placed first in all of them, beating all human participants, including legendary grandmasters. GrandCode shows that AI systems have reached a point where they surpass the strongest human programmers on the most competitive coding tasks.

Xiaoya Li, Xiaofei Sun, Albert Wang et al.

The exponential growth in demand for GPU computing resources has created an urgent need for automated CUDA optimization strategies. While recent advances in LLMs show promise for code generation, current SOTA models achieve low success rates in improving CUDA speed. In this paper, we introduce CUDA-L1, an automated reinforcement learning framework for CUDA optimization that employs a novel contrastive RL algorithm. CUDA-L1 achieves significant performance improvements on the CUDA optimization task: trained on A100, it delivers an average speedup of x3.12 with a median speedup of x1.42 against default baselines over across all 250 CUDA kernels of KernelBench, with peak speedups reaching x120. In addition to the default baseline provided by KernelBench, CUDA-L1 demonstrates x2.77 over Torch Compile, x2.88 over Torch Compile with reduce overhead, x2.81 over CUDA Graph implementations, and remarkably x7.72 over cuDNN libraries. Furthermore, the model also demonstrates portability across different GPU architectures. Beyond these benchmark results, CUDA-L1 demonstrates several properties: it 1) discovers a variety of CUDA optimization techniques and learns to combine them strategically to achieve optimal performance; 2) uncovers fundamental principles of CUDA optimization, such as the multiplicative nature of optimizations; 3) identifies non-obvious performance bottlenecks and rejects seemingly beneficial optimizations that actually harm performance. The capabilities demonstrate that, RL can transform an initially poor-performing LLM into an effective CUDA optimizer through speedup-based reward signals alone, without human expertise or domain knowledge. This paradigm opens possibilities for automated optimization of CUDA operations, and holds promise to substantially promote GPU efficiency and alleviate the rising pressure on GPU computing resources.

Xiaofei Sun, Xiaoya Li, Jiwei Li et al.

Despite the remarkable success of large-scale Language Models (LLMs) such as GPT-3, their performances still significantly underperform fine-tuned models in the task of text classification. This is due to (1) the lack of reasoning ability in addressing complex linguistic phenomena (e.g., intensification, contrast, irony etc); (2) limited number of tokens allowed in in-context learning. In this paper, we introduce Clue And Reasoning Prompting (CARP). CARP adopts a progressive reasoning strategy tailored to addressing the complex linguistic phenomena involved in text classification: CARP first prompts LLMs to find superficial clues (e.g., keywords, tones, semantic relations, references, etc), based on which a diagnostic reasoning process is induced for final decisions. To further address the limited-token issue, CARP uses a fine-tuned model on the supervised dataset for $k$NN demonstration search in the in-context learning, allowing the model to take the advantage of both LLM's generalization ability and the task-specific evidence provided by the full labeled dataset. Remarkably, CARP yields new SOTA performances on 4 out of 5 widely-used text-classification benchmarks, 97.39 (+1.24) on SST-2, 96.40 (+0.72) on AGNews, 98.78 (+0.25) on R8 and 96.95 (+0.6) on R52, and a performance comparable to SOTA on MR (92.39 v.s. 93.3). More importantly, we find that CARP delivers impressive abilities on low-resource and domain-adaptation setups. Specifically, using 16 examples per class, CARP achieves comparable performances to supervised models with 1,024 examples per class.

Shuhe Wang, Jiwei Li, Yuxian Meng et al.

$k$NN based neural machine translation ($k$NN-MT) has achieved state-of-the-art results in a variety of MT tasks. One significant shortcoming of $k$NN-MT lies in its inefficiency in identifying the $k$ nearest neighbors of the query representation from the entire datastore, which is prohibitively time-intensive when the datastore size is large. In this work, we propose \textbf{Faster $k$NN-MT} to address this issue. The core idea of Faster $k$NN-MT is to use a hierarchical clustering strategy to approximate the distance between the query and a data point in the datastore, which is decomposed into two parts: the distance between the query and the center of the cluster that the data point belongs to, and the distance between the data point and the cluster center. We propose practical ways to compute these two parts in a significantly faster manner. Through extensive experiments on different MT benchmarks, we show that \textbf{Faster $k$NN-MT} is faster than Fast $k$NN-MT \citep{meng2021fast} and only slightly (1.2 times) slower than its vanilla counterpart while preserving model performance as $k$NN-MT. Faster $k$NN-MT enables the deployment of $k$NN-MT models on real-world MT services.

Xiaofei Sun, Jiwei Li, Xiaoya Li et al.

In this work, we propose a new and general framework to defend against backdoor attacks, inspired by the fact that attack triggers usually follow a \textsc{specific} type of attacking pattern, and therefore, poisoned training examples have greater impacts on each other during training. We introduce the notion of the {\it influence graph}, which consists of nodes and edges respectively representative of individual training points and associated pair-wise influences. The influence between a pair of training points represents the impact of removing one training point on the prediction of another, approximated by the influence function \citep{koh2017understanding}. Malicious training points are extracted by finding the maximum average sub-graph subject to a particular size. Extensive experiments on computer vision and natural language processing tasks demonstrate the effectiveness and generality of the proposed framework.

Leilei Gan, Jiwei Li, Tianwei Zhang et al.

Backdoor attacks pose a new threat to NLP models. A standard strategy to construct poisoned data in backdoor attacks is to insert triggers (e.g., rare words) into selected sentences and alter the original label to a target label. This strategy comes with a severe flaw of being easily detected from both the trigger and the label perspectives: the trigger injected, which is usually a rare word, leads to an abnormal natural language expression, and thus can be easily detected by a defense model; the changed target label leads the example to be mistakenly labeled and thus can be easily detected by manual inspections. To deal with this issue, in this paper, we propose a new strategy to perform textual backdoor attacks which do not require an external trigger, and the poisoned samples are correctly labeled. The core idea of the proposed strategy is to construct clean-labeled examples, whose labels are correct but can lead to test label changes when fused with the training set. To generate poisoned clean-labeled examples, we propose a sentence generation model based on the genetic algorithm to cater to the non-differentiable characteristic of text data. Extensive experiments demonstrate that the proposed attacking strategy is not only effective, but more importantly, hard to defend due to its triggerless and clean-labeled nature. Our work marks the first step towards developing triggerless attacking strategies in NLP.

Xiaofei Sun, Diyi Yang, Xiaoya Li et al.

Neural network models have achieved state-of-the-art performances in a wide range of natural language processing (NLP) tasks. However, a long-standing criticism against neural network models is the lack of interpretability, which not only reduces the reliability of neural NLP systems but also limits the scope of their applications in areas where interpretability is essential (e.g., health care applications). In response, the increasing interest in interpreting neural NLP models has spurred a diverse array of interpretation methods over recent years. In this survey, we provide a comprehensive review of various interpretation methods for neural models in NLP. We first stretch out a high-level taxonomy for interpretation methods in NLP, i.e., training-based approaches, test-based approaches, and hybrid approaches. Next, we describe sub-categories in each category in detail, e.g., influence-function based methods, KNN-based methods, attention-based models, saliency-based methods, perturbation-based methods, etc. We point out deficiencies of current methods and suggest some avenues for future research.

Shuhe Wang, Yuxian Meng, Xiaoya Li et al.

In order to better simulate the real human conversation process, models need to generate dialogue utterances based on not only preceding textual contexts but also visual contexts. However, with the development of multi-modal dialogue learning, the dataset scale gradually becomes a bottleneck. In this report, we release OpenViDial 2.0, a larger-scale open-domain multi-modal dialogue dataset compared to the previous version OpenViDial 1.0. OpenViDial 2.0 contains a total number of 5.6 million dialogue turns extracted from either movies or TV series from different resources, and each dialogue turn is paired with its corresponding visual context. We hope this large-scale dataset can help facilitate future researches on open-domain multi-modal dialog generation, e.g., multi-modal pretraining for dialogue generation.

Xiaofei Sun, Xiaoya Li, Yuxian Meng et al.

The frustratingly fragile nature of neural network models make current natural language generation (NLG) systems prone to backdoor attacks and generate malicious sequences that could be sexist or offensive. Unfortunately, little effort has been invested to how backdoor attacks can affect current NLG models and how to defend against these attacks. In this work, by giving a formal definition of backdoor attack and defense, we investigate this problem on two important NLG tasks, machine translation and dialog generation. Tailored to the inherent nature of NLG models (e.g., producing a sequence of coherent words given contexts), we design defending strategies against attacks. We find that testing the backward probability of generating sources given targets yields effective defense performance against all different types of attacks, and is able to handle the {\it one-to-many} issue in many NLG tasks such as dialog generation. We hope that this work can raise the awareness of backdoor risks concealed in deep NLG systems and inspire more future work (both attack and defense) towards this direction.

Lei Li, Ke Gao, Juan Cao et al.

Single domain generalization is a challenging case of model generalization, where the models are trained on a single domain and tested on other unseen domains. A promising solution is to learn cross-domain invariant representations by expanding the coverage of the training domain. These methods have limited generalization performance gains in practical applications due to the lack of appropriate safety and effectiveness constraints. In this paper, we propose a novel learning framework called progressive domain expansion network (PDEN) for single domain generalization. The domain expansion subnetwork and representation learning subnetwork in PDEN mutually benefit from each other by joint learning. For the domain expansion subnetwork, multiple domains are progressively generated in order to simulate various photometric and geometric transforms in unseen domains. A series of strategies are introduced to guarantee the safety and effectiveness of the expanded domains. For the domain invariant representation learning subnetwork, contrastive learning is introduced to learn the domain invariant representation in which each class is well clustered so that a better decision boundary can be learned to improve it's generalization. Extensive experiments on classification and segmentation have shown that PDEN can achieve up to 15.28% improvement compared with the state-of-the-art single-domain generalization methods.

Jiawei Wu, Xiaoya Li, Xiang Ao et al.

Supervised neural networks, which first map an input $x$ to a single representation $z$, and then map $z$ to the output label $y$, have achieved remarkable success in a wide range of natural language processing (NLP) tasks. Despite their success, neural models lack for both robustness and generality: small perturbations to inputs can result in absolutely different outputs; the performance of a model trained on one domain drops drastically when tested on another domain. In this paper, we present methods to improve robustness and generality of NLP models from the standpoint of disentangled representation learning. Instead of mapping $x$ to a single representation $z$, the proposed strategy maps $x$ to a set of representations $\{z_1,z_2,...,z_K\}$ while forcing them to be disentangled. These representations are then mapped to different logits $l$s, the ensemble of which is used to make the final prediction $y$. We propose different methods to incorporate this idea into currently widely-used models, including adding an $L$2 regularizer on $z$s or adding Total Correlation (TC) under the framework of variational information bottleneck (VIB). We show that models trained with the proposed criteria provide better robustness and domain adaptation ability in a wide range of supervised learning tasks.

Xiaoya Li, Mingxin Zhou, Jiawei Wu et al.

At the time of writing, the ongoing pandemic of coronavirus disease (COVID-19) has caused severe impacts on society, economy and people's daily lives. People constantly express their opinions on various aspects of the pandemic on social media, making user-generated content an important source for understanding public emotions and concerns. In this paper, we perform a comprehensive analysis on the affective trajectories of the American people and the Chinese people based on Twitter and Weibo posts between January 20th, 2020 and May 11th 2020. Specifically, by identifying people's sentiments, emotions (i.e., anger, disgust, fear, happiness, sadness, surprise) and the emotional triggers (e.g., what a user is angry/sad about) we are able to depict the dynamics of public affect in the time of COVID-19. By contrasting two very different countries, China and the Unites States, we reveal sharp differences in people's views on COVID-19 in different cultures. Our study provides a computational approach to unveiling public emotions and concerns on the pandemic in real-time, which would potentially help policy-makers better understand people's need and thus make optimal policy.

Xiaoya Li, Yuxian Meng, Mingxin Zhou et al.

While the self-attention mechanism has been widely used in a wide variety of tasks, it has the unfortunate property of a quadratic cost with respect to the input length, which makes it difficult to deal with long inputs. In this paper, we present a method for accelerating and structuring self-attentions: Sparse Adaptive Connection (SAC). In SAC, we regard the input sequence as a graph and attention operations are performed between linked nodes. In contrast with previous self-attention models with pre-defined structures (edges), the model learns to construct attention edges to improve task-specific performances. In this way, the model is able to select the most salient nodes and reduce the quadratic complexity regardless of the sequence length. Based on SAC, we show that previous variants of self-attention models are its special cases. Through extensive experiments on neural machine translation, language modeling, graph representation learning and image classification, we demonstrate SAC is competitive with state-of-the-art models while significantly reducing memory cost.

Xiaoya Li, Yuxian Meng, Arianna Yuan et al.

Non-autoregressive translation (NAT) models generate multiple tokens in one forward pass and is highly efficient at inference stage compared with autoregressive translation (AT) methods. However, NAT models often suffer from the multimodality problem, i.e., generating duplicated tokens or missing tokens. In this paper, we propose two novel methods to address this issue, the Look-Around (LA) strategy and the Vocabulary Attention (VA) mechanism. The Look-Around strategy predicts the neighbor tokens in order to predict the current token, and the Vocabulary Attention models long-term token dependencies inside the decoder by attending the whole vocabulary for each position to acquire knowledge of which token is about to generate. %We also propose a dynamic bidirectional decoding approach to accelerate the inference process of the LAVA model while preserving the high-quality of the generated output. Our proposed model uses significantly less time during inference compared with autoregressive models and most other NAT models. Our experiments on four benchmarks (WMT14 En$\rightarrow$De, WMT14 De$\rightarrow$En, WMT16 Ro$\rightarrow$En and IWSLT14 De$\rightarrow$En) show that the proposed model achieves competitive performance compared with the state-of-the-art non-autoregressive and autoregressive models while significantly reducing the time cost in inference phase.

Xiaoya Li, Xiaofei Sun, Yuxian Meng et al.

Many NLP tasks such as tagging and machine reading comprehension are faced with the severe data imbalance issue: negative examples significantly outnumber positive examples, and the huge number of background examples (or easy-negative examples) overwhelms the training. The most commonly used cross entropy (CE) criteria is actually an accuracy-oriented objective, and thus creates a discrepancy between training and test: at training time, each training instance contributes equally to the objective function, while at test time F1 score concerns more about positive examples. In this paper, we propose to use dice loss in replacement of the standard cross-entropy objective for data-imbalanced NLP tasks. Dice loss is based on the Sorensen-Dice coefficient or Tversky index, which attaches similar importance to false positives and false negatives, and is more immune to the data-imbalance issue. To further alleviate the dominating influence from easy-negative examples in training, we propose to associate training examples with dynamically adjusted weights to deemphasize easy-negative examples.Theoretical analysis shows that this strategy narrows down the gap between the F1 score in evaluation and the dice loss in training. With the proposed training objective, we observe significant performance boost on a wide range of data imbalanced NLP tasks. Notably, we are able to achieve SOTA results on CTB5, CTB6 and UD1.4 for the part of speech tagging task; SOTA results on CoNLL03, OntoNotes5.0, MSRA and OntoNotes4.0 for the named entity recognition task; along with competitive results on the tasks of machine reading comprehension and paraphrase identification.

Xiaoya Li, Jingrong Feng, Yuxian Meng et al.

The task of named entity recognition (NER) is normally divided into nested NER and flat NER depending on whether named entities are nested or not. Models are usually separately developed for the two tasks, since sequence labeling models, the most widely used backbone for flat NER, are only able to assign a single label to a particular token, which is unsuitable for nested NER where a token may be assigned several labels. In this paper, we propose a unified framework that is capable of handling both flat and nested NER tasks. Instead of treating the task of NER as a sequence labeling problem, we propose to formulate it as a machine reading comprehension (MRC) task. For example, extracting entities with the \textsc{per} label is formalized as extracting answer spans to the question "{\it which person is mentioned in the text?}". This formulation naturally tackles the entity overlapping issue in nested NER: the extraction of two overlapping entities for different categories requires answering two independent questions. Additionally, since the query encodes informative prior knowledge, this strategy facilitates the process of entity extraction, leading to better performances for not only nested NER, but flat NER. We conduct experiments on both {\em nested} and {\em flat} NER datasets. Experimental results demonstrate the effectiveness of the proposed formulation. We are able to achieve vast amount of performance boost over current SOTA models on nested NER datasets, i.e., +1.28, +2.55, +5.44, +6.37, respectively on ACE04, ACE05, GENIA and KBP17, along with SOTA results on flat NER datasets, i.e.,+0.24, +1.95, +0.21, +1.49 respectively on English CoNLL 2003, English OntoNotes 5.0, Chinese MSRA, Chinese OntoNotes 4.0.

Yuxian Meng, Xiangyuan Ren, Zijun Sun et al.

In this paper, we investigate the problem of training neural machine translation (NMT) systems with a dataset of more than 40 billion bilingual sentence pairs, which is larger than the largest dataset to date by orders of magnitude. Unprecedented challenges emerge in this situation compared to previous NMT work, including severe noise in the data and prohibitively long training time. We propose practical solutions to handle these issues and demonstrate that large-scale pretraining significantly improves NMT performance. We are able to push the BLEU score of WMT17 Chinese-English dataset to 32.3, with a significant performance boost of +3.2 over existing state-of-the-art results.

Yuxian Meng, Xiaoya Li, Zijun Sun et al.

In this paper, we propose a new strategy for the task of named entity recognition (NER). We cast the task as a query-based machine reading comprehension task: e.g., the task of extracting entities with PER is formalized as answering the question of "which person is mentioned in the text ?". Such a strategy comes with the advantage that it solves the long-standing issue of handling overlapping or nested entities (the same token that participates in more than one entity categories) with sequence-labeling techniques for NER. Additionally, since the query encodes informative prior knowledge, this strategy facilitates the process of entity extraction, leading to better performances. We experiment the proposed model on five widely used NER datasets on English and Chinese, including MSRA, Resume, OntoNotes, ACE04 and ACE05. The proposed model sets new SOTA results on all of these datasets.

Yuxian Meng, Muyu Li, Xiaoya Li et al.

In this paper, we aim at tackling a general issue in NLP tasks where some of the negative examples are highly similar to the positive examples, i.e., hard-negative examples. We propose the distant supervision as a regularizer (DSReg) approach to tackle this issue. The original task is converted to a multi-task learning problem, in which distant supervision is used to retrieve hard-negative examples. The obtained hard-negative examples are then used as a regularizer. The original target objective of distinguishing positive examples from negative examples is jointly optimized with the auxiliary task objective of distinguishing softened positive (i.e., hard-negative examples plus positive examples) from easy-negative examples. In the neural context, this can be done by outputting the same representation from the last neural layer to different $softmax$ functions. Using this strategy, we can improve the performance of baseline models in a range of different NLP tasks, including text classification, sequence labeling and reading comprehension.

Xiaoya Li, Fan Yin, Zijun Sun et al.

In this paper, we propose a new paradigm for the task of entity-relation extraction. We cast the task as a multi-turn question answering problem, i.e., the extraction of entities and relations is transformed to the task of identifying answer spans from the context. This multi-turn QA formalization comes with several key advantages: firstly, the question query encodes important information for the entity/relation class we want to identify; secondly, QA provides a natural way of jointly modeling entity and relation; and thirdly, it allows us to exploit the well developed machine reading comprehension (MRC) models. Experiments on the ACE and the CoNLL04 corpora demonstrate that the proposed paradigm significantly outperforms previous best models. We are able to obtain the state-of-the-art results on all of the ACE04, ACE05 and CoNLL04 datasets, increasing the SOTA results on the three datasets to 49.4 (+1.0), 60.2 (+0.6) and 68.9 (+2.1), respectively. Additionally, we construct a newly developed dataset RESUME in Chinese, which requires multi-step reasoning to construct entity dependencies, as opposed to the single-step dependency extraction in the triplet exaction in previous datasets. The proposed multi-turn QA model also achieves the best performance on the RESUME dataset.

Xiaoya Li, Yuxian Meng, Xiaofei Sun et al.

Segmenting a chunk of text into words is usually the first step of processing Chinese text, but its necessity has rarely been explored. In this paper, we ask the fundamental question of whether Chinese word segmentation (CWS) is necessary for deep learning-based Chinese Natural Language Processing. We benchmark neural word-based models which rely on word segmentation against neural char-based models which do not involve word segmentation in four end-to-end NLP benchmark tasks: language modeling, machine translation, sentence matching/paraphrase and text classification. Through direct comparisons between these two types of models, we find that char-based models consistently outperform word-based models. Based on these observations, we conduct comprehensive experiments to study why word-based models underperform char-based models in these deep learning-based NLP tasks. We show that it is because word-based models are more vulnerable to data sparsity and the presence of out-of-vocabulary (OOV) words, and thus more prone to overfitting. We hope this paper could encourage researchers in the community to rethink the necessity of word segmentation in deep learning-based Chinese Natural Language Processing. \footnote{Yuxian Meng and Xiaoya Li contributed equally to this paper.}