Nilesh Gupta

Ramnath Kumar, Anshul Mittal, Nilesh Gupta et al. · uw

Dense embedding-based retrieval is widely used for semantic search and ranking. However, conventional two-stage approaches, involving contrastive embedding learning followed by approximate nearest neighbor search (ANNS), can suffer from misalignment between these stages. This mismatch degrades retrieval performance. We propose End-to-end Hierarchical Indexing (EHI), a novel method that directly addresses this issue by jointly optimizing embedding generation and ANNS structure. EHI leverages a dual encoder for embedding queries and documents while simultaneously learning an inverted file index (IVF)-style tree structure. To facilitate the effective learning of this discrete structure, EHI introduces dense path embeddings that encodes the path traversed by queries and documents within the tree. Extensive evaluations on standard benchmarks, including MS MARCO (Dev set) and TREC DL19, demonstrate EHI's superiority over traditional ANNS index. Under the same computational constraints, EHI outperforms existing state-of-the-art methods by +1.45% in MRR@10 on MS MARCO (Dev) and +8.2% in nDCG@10 on TREC DL19, highlighting the benefits of our end-to-end approach.

Benjamin Rozonoyer, Chong You, Michael Boratko et al.

The success of Large Language Models (LLMs) has motivated a shift toward generative approaches to retrieval and ranking, aiming to supersede classical Dual Encoders (DEs) and Cross Encoders (CEs). A prominent paradigm is pointwise Autoregressive Ranking (ARR), where an LLM generates document identifiers (docIDs) token-by-token to enable ranking via beam search. ARR offers the promise of superior expressivity compared to DEs while avoiding the prohibitive computational cost of CEs. However, a formal theoretical foundation for this expressive power has been missing. Moreover, the standard next-token prediction loss is rank-agnostic and inappropriate for finetuning an LLM for ranking tasks. In this paper, we first prove that the expressive capacity of ARR is strictly superior to DEs. While a DE requires an embedding dimension that grows linearly with corpus size to achieve arbitrary rankings, ARR can solve it with a constant hidden dimension. We then propose SToICaL (Simple Token-Item Calibrated Loss), a generalized rank-aware training loss for LLM finetuning. By using item-level reweighting and prefix-tree marginalization, we distribute probability mass over valid docID tokens based on their ground-truth relevance. Experiments on WordNet and ESCI datasets verify that our loss suppresses invalid docID generations and significantly improves ranking metrics beyond top-1 retrieval.

Sreeja Apparaju, Nilesh Gupta

As agents operate over long horizons, their memory stores grow continuously, making retrieval critical to accessing relevant information. Many agent queries require reasoning-intensive retrieval, where the connection between query and relevant documents is implicit and requires inference to bridge. LLM-augmented pipelines address this through query expansion and candidate re-ranking, but introduce significant inference costs. We study computation allocation in reasoning-intensive retrieval pipelines using the BRIGHT benchmark and Gemini 2.5 model family. We vary model capacity, inference-time thinking, and re-ranking depth across query expansion and re-ranking stages. We find that re-ranking benefits substantially from stronger models (+7.5 NDCG@10) and deeper candidate pools (+21% from $k$=10 to 100), while query expansion shows diminishing returns beyond lightweight models (+1.1 NDCG@10 from weak to strong). Inference-time thinking provides minimal improvement at either stage. These results suggest that compute should be concentrated on re-ranking rather than distributed uniformly across pipeline stages.

Devvrit Khatri, Pranamya Kulkarni, Nilesh Gupta et al.

Large Language Models (LLMs) have been shown to be able to learn different tasks without explicit finetuning when given many input-output examples / demonstrations through In-Context Learning (ICL). Increasing the number of examples, called ``shots'', improves downstream task performance but incurs higher memory and computational costs. In this work, we study an approach to improve the memory and computational efficiency of ICL inference by compressing the many-shot prompts. Given many shots comprising t tokens, our goal is to generate a m soft-token summary, where m < t. We first show that existing prompt compression methods are ineffective for many-shot compression, and simply using fewer shots as a baseline is surprisingly strong. To achieve effective compression, we find that: (a) a stronger compressor model with more trainable parameters is necessary, and (b) compressing many-shot representations at each transformer layer enables more fine-grained compression by providing each layer with its own compressed representation. Based on these insights, we propose MemCom, a layer-wise compression method. We systematically evaluate various compressor models and training approaches across different model sizes (2B and 7B), architectures (Gemma and Mistral), many-shot sequence lengths (3k-6k tokens), and compression ratios (3x to 8x). MemCom outperforms strong baselines across all compression ratios on multiple classification tasks with large label sets. Notably, while baseline performance degrades sharply at higher compression ratios, often by over 20-30%, MemCom maintains high accuracy with minimal degradation, typically dropping by less than 10%.

Nilesh Gupta, Wei-Cheng Chang, Ngot Bui et al.

Modern IR systems are increasingly tasked with answering complex, multi-faceted queries that require deep reasoning rather than simple keyword or semantic matching. While LLM-based IR has shown great promise, the prevailing retrieve-then-rerank paradigm inherits the limitations of embedding-based retrieval; parametric generative approaches are difficult to update with new information; and long-context methods that place the entire corpus in context are computationally infeasible for large document collections. To address these challenges, we introduce LATTICE, a hierarchical retrieval framework that enables an LLM to reason over and navigate large corpora with logarithmic search complexity by imposing a semantic tree structure on the corpus. Our approach consists of two stages: (1) an offline phase that organizes the corpus into a semantic hierarchy via either a bottom-up agglomerative strategy or a top-down divisive strategy using multi-level summaries and (2) an online traversal phase where a search LLM navigates this tree. A central challenge in such LLM-guided search is that the model's relevance judgments are noisy, context-dependent, and unaware of the hierarchy, making cross-branch and cross-level comparisons difficult. To overcome this, we propose a traversal algorithm that estimates calibrated latent relevance scores from local LLM outputs and aggregates them into a global path relevance metric. Our training-free framework achieves state-of-the-art zero-shot performance on the reasoning-intensive BRIGHT benchmark, demonstrating up to 9% improvement in Recall@100 and 5% in nDCG@10 over the next best zero-shot baseline. Furthermore, compared to the fine-tuned SOTA method DIVER-v2, LATTICE attains comparable results on BRIGHT subsets that use a static corpus for evaluation.

Nilesh Gupta, Chong You, Srinadh Bhojanapalli et al.

In-context Ranking (ICR) is an emerging paradigm for Information Retrieval (IR), which leverages contextual understanding of LLMs by directly incorporating the task description, candidate documents, and the query into the model's input prompt and tasking the LLM to identify relevant document(s). While it is effective, efficiency is a significant challenge in this paradigm, especially as the candidate list grows due to quadratic/super-linear scaling of attention operation with context length. To this end, this paper first identifies inherent and exploitable structures in the attention of LLMs finetuned for ICR: (1) inter-document block sparsity: attention is dense within each document block but sparse across different documents in the context; and (2) query-document block relevance: the attention scores from certain query tokens to a document block in middle layers strongly correlate with that document's actual relevance. Motivated by these observations, we introduce BlockRank (Blockwise In-context Ranking), a novel method that adapts the attention operation in an LLM by (a) architecturally enforcing the observed inter-document block sparsity, reducing attention complexity from quadratic to linear without loss in performance, and (b) optimizing query-document block relevance for true relevant documents during fine-tuning using an auxiliary contrastive training objective, improving retrieval in attention. Experiments on BEIR, MSMarco and NQ with Mistral-7B demonstrate that BlockRank Mistral matches or outperforms existing SOTA listwise rankers and controlled fine-tuned baseline while being significantly more efficient at inference (4.7x for 100 MSMarco documents in context) and scaling gracefully to long-context shortlists, around 500 documents in-context (approximately 100K context length) within a second, presenting a scalable and effective solution for ICR.