Shuai Zhao

Shuai Zhao, Leilei Gan, Zhongliang Guo et al. · mit

Despite being widely applied due to their exceptional capabilities, Large Language Models (LLMs) have been proven to be vulnerable to backdoor attacks. These attacks introduce targeted vulnerabilities into LLMs by poisoning training samples and full-parameter fine-tuning (FPFT). However, this kind of backdoor attack is limited since they require significant computational resources, especially as the size of LLMs increases. Besides, parameter-efficient fine-tuning (PEFT) offers an alternative but the restricted parameter updating may impede the alignment of triggers with target labels. In this study, we first verify that backdoor attacks with PEFT may encounter challenges in achieving feasible performance. To address these issues and improve the effectiveness of backdoor attacks with PEFT, we propose a novel backdoor attack algorithm from the weak-to-strong based on Feature Alignment-enhanced Knowledge Distillation (FAKD). Specifically, we poison small-scale language models through FPFT to serve as the teacher model. The teacher model then covertly transfers the backdoor to the large-scale student model through FAKD, which employs PEFT. Theoretical analysis reveals that FAKD has the potential to augment the effectiveness of backdoor attacks. We demonstrate the superior performance of FAKD on classification tasks across four language models, four backdoor attack algorithms, and two different architectures of teacher models. Experimental results indicate success rates close to 100% for backdoor attacks targeting PEFT.

Luwei Xiao, Rui Mao, Shuai Zhao et al.

Multimodal aspect-based sentiment classification (MASC) is an emerging task due to an increase in user-generated multimodal content on social platforms, aimed at predicting sentiment polarity toward specific aspect targets (i.e., entities or attributes explicitly mentioned in text-image pairs). Despite extensive efforts and significant achievements in existing MASC, substantial gaps remain in understanding fine-grained visual content and the cognitive rationales derived from semantic content and impressions (cognitive interpretations of emotions evoked by image content). In this study, we present Chimera: a cognitive and aesthetic sentiment causality understanding framework to derive fine-grained holistic features of aspects and infer the fundamental drivers of sentiment expression from both semantic perspectives and affective-cognitive resonance (the synergistic effect between emotional responses and cognitive interpretations). Specifically, this framework first incorporates visual patch features for patch-word alignment. Meanwhile, it extracts coarse-grained visual features (e.g., overall image representation) and fine-grained visual regions (e.g., aspect-related regions) and translates them into corresponding textual descriptions (e.g., facial, aesthetic). Finally, we leverage the sentimental causes and impressions generated by a large language model (LLM) to enhance the model's awareness of sentimental cues evoked by semantic content and affective-cognitive resonance. Experimental results on standard MASC datasets demonstrate the effectiveness of the proposed model, which also exhibits greater flexibility to MASC compared to LLMs such as GPT-4o. We have publicly released the complete implementation and dataset at https://github.com/Xillv/Chimera

Man Hu, Yahui Ding, Yatao Yang et al.

As backdoor attacks become more stealthy and robust, they reveal critical weaknesses in current defense strategies: detection methods often rely on coarse-grained feature statistics, and purification methods typically require full retraining or additional clean models. To address these challenges, we propose DUP (Detection-guided Unlearning for Purification), a unified framework that integrates backdoor detection with unlearning-based purification. The detector captures feature-level anomalies by jointly leveraging class-agnostic distances and inter-layer transitions. These deviations are integrated through a weighted scheme to identify poisoned inputs, enabling more fine-grained analysis. Based on the detection results, we purify the model through a parameter-efficient unlearning mechanism that avoids full retraining and does not require any external clean model. Specifically, we innovatively repurpose knowledge distillation to guide the student model toward increasing its output divergence from the teacher on detected poisoned samples, effectively forcing it to unlearn the backdoor behavior. Extensive experiments across diverse attack methods and language model architectures demonstrate that DUP achieves superior defense performance in detection accuracy and purification efficacy. Our code is available at https://github.com/ManHu2025/DUP.

Shuai Zhao, Meihuizi Jia, Zhongliang Guo et al.

Large Language Models (LLMs), which bridge the gap between human language understanding and complex problem-solving, achieve state-of-the-art performance on several NLP tasks, particularly in few-shot and zero-shot settings. Despite the demonstrable efficacy of LLMs, due to constraints on computational resources, users have to engage with open-source language models or outsource the entire training process to third-party platforms. However, research has demonstrated that language models are susceptible to potential security vulnerabilities, particularly in backdoor attacks. Backdoor attacks are designed to introduce targeted vulnerabilities into language models by poisoning training samples or model weights, allowing attackers to manipulate model responses through malicious triggers. While existing surveys on backdoor attacks provide a comprehensive overview, they lack an in-depth examination of backdoor attacks specifically targeting LLMs. To bridge this gap and grasp the latest trends in the field, this paper presents a novel perspective on backdoor attacks for LLMs by focusing on fine-tuning methods. Specifically, we systematically classify backdoor attacks into three categories: full-parameter fine-tuning, parameter-efficient fine-tuning, and no fine-tuning Based on insights from a substantial review, we also discuss crucial issues for future research on backdoor attacks, such as further exploring attack algorithms that do not require fine-tuning, or developing more covert attack algorithms.

Shuai Zhao, Meihuizi Jia, Luu Anh Tuan et al. · mit

In-context learning, a paradigm bridging the gap between pre-training and fine-tuning, has demonstrated high efficacy in several NLP tasks, especially in few-shot settings. Despite being widely applied, in-context learning is vulnerable to malicious attacks. In this work, we raise security concerns regarding this paradigm. Our studies demonstrate that an attacker can manipulate the behavior of large language models by poisoning the demonstration context, without the need for fine-tuning the model. Specifically, we design a new backdoor attack method, named ICLAttack, to target large language models based on in-context learning. Our method encompasses two types of attacks: poisoning demonstration examples and poisoning demonstration prompts, which can make models behave in alignment with predefined intentions. ICLAttack does not require additional fine-tuning to implant a backdoor, thus preserving the model's generality. Furthermore, the poisoned examples are correctly labeled, enhancing the natural stealth of our attack method. Extensive experimental results across several language models, ranging in size from 1.3B to 180B parameters, demonstrate the effectiveness of our attack method, exemplified by a high average attack success rate of 95.0% across the three datasets on OPT models.

Shuai Zhao, Leilei Gan, Luu Anh Tuan et al. · mit

Recently, various parameter-efficient fine-tuning (PEFT) strategies for application to language models have been proposed and successfully implemented. However, this raises the question of whether PEFT, which only updates a limited set of model parameters, constitutes security vulnerabilities when confronted with weight-poisoning backdoor attacks. In this study, we show that PEFT is more susceptible to weight-poisoning backdoor attacks compared to the full-parameter fine-tuning method, with pre-defined triggers remaining exploitable and pre-defined targets maintaining high confidence, even after fine-tuning. Motivated by this insight, we developed a Poisoned Sample Identification Module (PSIM) leveraging PEFT, which identifies poisoned samples through confidence, providing robust defense against weight-poisoning backdoor attacks. Specifically, we leverage PEFT to train the PSIM with randomly reset sample labels. During the inference process, extreme confidence serves as an indicator for poisoned samples, while others are clean. We conduct experiments on text classification tasks, five fine-tuning strategies, and three weight-poisoning backdoor attack methods. Experiments show near 100% success rates for weight-poisoning backdoor attacks when utilizing PEFT. Furthermore, our defensive approach exhibits overall competitive performance in mitigating weight-poisoning backdoor attacks.

Shuai Zhao, Xiaobao Wu, Cong-Duy Nguyen et al. · mit

Parameter-efficient fine-tuning (PEFT) can bridge the gap between large language models (LLMs) and downstream tasks. However, PEFT has been proven vulnerable to malicious attacks. Research indicates that poisoned LLMs, even after PEFT, retain the capability to activate internalized backdoors when input samples contain predefined triggers. In this paper, we introduce a novel weak-to-strong unlearning algorithm to defend against backdoor attacks based on feature alignment knowledge distillation, named W2SDefense. Specifically, we first train a small-scale language model through full-parameter fine-tuning to serve as the clean teacher model. Then, this teacher model guides the large-scale poisoned student model in unlearning the backdoor, leveraging PEFT. Theoretical analysis suggests that W2SDefense has the potential to enhance the student model's ability to unlearn backdoor features, preventing the activation of the backdoor. We conduct comprehensive experiments on three state-of-the-art large language models and several different backdoor attack algorithms. Our empirical results demonstrate the outstanding performance of W2SDefense in defending against backdoor attacks without compromising model performance.

Zhongliang Guo, Yifei Qian, Yanli Li et al.

Adversarial attacks against computer vision systems have emerged as a critical research area that challenges the fundamental assumptions about neural network robustness and security. This comprehensive survey examines the evolving landscape of adversarial techniques, revealing their dual nature as both sophisticated security threats and valuable defensive tools. We provide a systematic analysis of adversarial attack methodologies across three primary domains: pixel-space attacks, physically realizable attacks, and latent-space attacks. Our investigation traces the technical evolution from early gradient-based methods such as FGSM and PGD to sophisticated optimization techniques incorporating momentum, adaptive step sizes, and advanced transferability mechanisms. We examine how physically realizable attacks have successfully bridged the gap between digital vulnerabilities and real-world threats through adversarial patches, 3D textures, and dynamic optical perturbations. Additionally, we explore the emergence of latent-space attacks that leverage semantic structure in internal representations to create more transferable and meaningful adversarial examples. Beyond traditional offensive applications, we investigate the constructive use of adversarial techniques for vulnerability assessment in biometric authentication systems and protection against malicious generative models. Our analysis reveals critical research gaps, particularly in neural style transfer protection and computational efficiency requirements. This survey contributes a comprehensive taxonomy, evolution analysis, and identification of future research directions, aiming to advance understanding of adversarial vulnerabilities and inform the development of more robust and trustworthy computer vision systems.

Xinyi Wu, Yanhao Jia, Luwei Xiao et al.

In AI-facilitated teaching, leveraging various query styles to interpret abstract educational content is crucial for delivering effective and accessible learning experiences. However, existing retrieval systems predominantly focus on natural text-image matching and lack the capacity to address the diversity and ambiguity inherent in real-world educational scenarios. To address this limitation, we develop a lightweight and efficient multi-modal retrieval module, named Uni-Retrieval, which extracts query-style prototypes and dynamically matches them with tokens from a continually updated Prompt Bank. This Prompt Bank encodes and stores domain-specific knowledge by leveraging a Mixture-of-Expert Low-Rank Adaptation (MoE-LoRA) module and can be adapted to enhance Uni-Retrieval's capability to accommodate unseen query types at test time. To enable natural language educational content generation, we integrate the original Uni-Retrieval with a compact instruction-tuned language model, forming a complete retrieval-augmented generation pipeline named Uni-RAG. Given a style-conditioned query, Uni-RAG first retrieves relevant educational materials and then generates human-readable explanations, feedback, or instructional content aligned with the learning objective. Experimental results on SER and other multi-modal benchmarks show that Uni-RAG outperforms baseline retrieval and RAG systems in both retrieval accuracy and generation quality, while maintaining low computational cost. Our framework provides a scalable, pedagogically grounded solution for intelligent educational systems, bridging retrieval and generation to support personalized, explainable, and efficient learning assistance across diverse STEM scenarios.

Shuai Zhao, Xinyi Wu, Shiqian Zhao et al.

During fine-tuning, large language models (LLMs) are increasingly vulnerable to data-poisoning backdoor attacks, which compromise their reliability and trustworthiness. However, existing defense strategies suffer from limited generalization: they only work on specific attack types or task settings. In this study, we propose Poison-to-Poison (P2P), a general and effective backdoor defense algorithm. P2P injects benign triggers with safe alternative labels into a subset of training samples and fine-tunes the model on this re-poisoned dataset by leveraging prompt-based learning. This enforces the model to associate trigger-induced representations with safe outputs, thereby overriding the effects of original malicious triggers. Thanks to this robust and generalizable trigger-based fine-tuning, P2P is effective across task settings and attack types. Theoretically and empirically, we show that P2P can neutralize malicious backdoors while preserving task performance. We conduct extensive experiments on classification, mathematical reasoning, and summary generation tasks, involving multiple state-of-the-art LLMs. The results demonstrate that our P2P algorithm significantly reduces the attack success rate compared with baseline models. We hope that the P2P can serve as a guideline for defending against backdoor attacks and foster the development of a secure and trustworthy LLM community.