Dang Nguyen

Dang Nguyen, Ali Payani, Baharan Mirzasoleiman

Hallucination in large language models (LLMs) can be detected by assessing the uncertainty of model outputs, typically measured using entropy. Semantic entropy (SE) enhances traditional entropy estimation by quantifying uncertainty at the semantic cluster level. However, as modern LLMs generate longer one-sentence responses, SE becomes less effective because it overlooks two crucial factors: intra-cluster similarity (the spread within a cluster) and inter-cluster similarity (the distance between clusters). To address these limitations, we propose a simple black-box uncertainty quantification method inspired by nearest neighbor estimates of entropy. Our approach can also be easily extended to white-box settings by incorporating token probabilities. Additionally, we provide theoretical results showing that our method generalizes semantic entropy. Extensive empirical results demonstrate its effectiveness compared to semantic entropy across two recent LLMs (Phi3 and Llama3) and three common text generation tasks: question answering, text summarization, and machine translation. Our code is available at https://github.com/BigML-CS-UCLA/SNNE.

Dang Nguyen, Zeman Li, Mohammadhossein Bateni et al.

Synthetic data has the potential to improve the performance, training efficiency, and privacy of real training examples. Nevertheless, existing approaches for synthetic text generation are mostly heuristics and cannot generate human-readable text without compromising the privacy of real data, or provide performance guarantees for training Large Language Models (LLMs). In this work, we propose the first theoretically rigorous approach for generating synthetic human-readable text that provides convergence, performance, and privacy guarantees for fine-tuning LLMs on a target task. To do so, we leverage Alternating Direction Method of Multipliers (ADMM) that iteratively optimizes the embeddings of synthetic examples to match the noisy gradient of the target training or validation data, and maps them to a sequence of text tokens with low perplexity. In doing so, the generated synthetic text guarantees convergence of the model to a close neighborhood of the solution obtained by fine-tuning on real data and preserves their privacy. Experiments on various classification tasks confirm the effectiveness of our proposed approach. Our code is available at https://github.com/BigML-CS-UCLA/GRADMM.

Junda Wu, Hanjia Lyu, Yu Xia et al.

Multimodal Large Language Models (MLLMs) have become increasingly important due to their state-of-the-art performance and ability to integrate multiple data modalities, such as text, images, and audio, to perform complex tasks with high accuracy. This paper presents a comprehensive survey on personalized multimodal large language models, focusing on their architecture, training methods, and applications. We propose an intuitive taxonomy for categorizing the techniques used to personalize MLLMs to individual users, and discuss the techniques accordingly. Furthermore, we discuss how such techniques can be combined or adapted when appropriate, highlighting their advantages and underlying rationale. We also provide a succinct summary of personalization tasks investigated in existing research, along with the evaluation metrics commonly used. Additionally, we summarize the datasets that are useful for benchmarking personalized MLLMs. Finally, we outline critical open challenges. This survey aims to serve as a valuable resource for researchers and practitioners seeking to understand and advance the development of personalized multimodal large language models.

Dang Nguyen, Chenhao Tan

Understanding and mitigating biases is critical for the adoption of large language models (LLMs) in high-stakes decision-making. We introduce Admissions and Hiring, decision tasks with hypothetical applicant profiles where a person's race can be inferred from their name, as simplified test beds for racial bias. We show that Gemma 2B Instruct and LLaMA 3.2 3B Instruct exhibit strong biases. Gemma grants admission to 26% more White than Black applicants, and LLaMA hires 60% more Asian than White applicants. We demonstrate that these biases are resistant to prompt engineering: multiple prompting strategies all fail to promote fairness. In contrast, using distributed alignment search, we can identify "race subspaces" within model activations and intervene on them to debias model decisions. Averaging the representation across all races within the subspaces reduces Gemma's bias by 37-57%. Finally, we examine the generalizability of Gemma's race subspaces, and find limited evidence for generalization, where changing the prompt format can affect the race representation. Our work suggests mechanistic approaches may provide a promising venue for improving the fairness of LLMs, but a universal race representation remains elusive.

Dang Nguyen, Sunil Gupta, Kien Do et al.

Oversampling is one of the most widely used approaches for addressing imbalanced classification. The core idea is to generate additional minority samples to rebalance the dataset. Most existing methods, such as SMOTE, require converting categorical variables into numerical vectors, which often leads to information loss. Recently, large language model (LLM)-based methods have been introduced to overcome this limitation. However, current LLM-based approaches typically generate minority samples with limited diversity, reducing robustness and generalizability in downstream classification tasks. To address this gap, we propose a novel LLM-based oversampling method designed to enhance diversity. First, we introduce a sampling strategy that conditions synthetic sample generation on both minority labels and features. Second, we develop a new permutation strategy for fine-tuning pre-trained LLMs. Third, we fine-tune the LLM not only on minority samples but also on interpolated samples to further enrich variability. Extensive experiments on 10 tabular datasets demonstrate that our method significantly outperforms eight SOTA baselines. The generated synthetic samples are both realistic and diverse. Moreover, we provide theoretical analysis through an entropy-based perspective, proving that our method encourages diversity in the generated samples.

Dang Nguyen, Jiuhai Chen, Tianyi Zhou

Large language models (LLMs), despite their breakthroughs on many challenging benchmark tasks, lean to generate verbose responses and lack the controllability of output complexity, which is usually preferred by human users in practice. In this paper, we study how to precisely control multiple linguistic complexities of LLM output by finetuning using off-the-shelf data. To this end, we propose multi-control tuning (MCTune), which includes multiple linguistic complexity values of ground-truth responses as controls in the input for instruction tuning. We finetune LLaMA2-7B on Alpaca-GPT4 and WizardLM datasets. Evaluations on widely used benchmarks demonstrate that our method does not only improve LLMs' multi-complexity controllability substantially but also retains or even enhances the quality of the responses as a side benefit.