Scott Moura

Sangjae Bae, Yeojun Kim, Jacopo Guanetti et al.

This paper presents the design and implementation results of an ecological adaptive cruise controller (ECO-ACC) which exploits driving automation and connectivity. The controller avoids front collisions and traffic light violations, and is designed to reduce the energy consumption of connected automated vehicles by utilizing historical and real-time signal phase and timing data of traffic lights that adapt to the current traffic conditions. We propose an optimization-based generation of a reference velocity, and a velocity-tracking model predictive controller that avoids front collisions and violations. We present an experimental setup encompassing the real vehicle and controller in the loop, and an environment simulator in which the traffic flow and the traffic light patterns are calibrated on real-world data. We present and analyze simulation and experimental results, finding a significant potential for energy consumption reduction, even in the presence of traffic.

Caroline Le Floch, Somil Bansal, Claire J. Tomlin et al.

This paper presents a predictive controller for handling plug-and-play (P&P) charging requests of flexible loads in a distribution system. We define two types of flexible loads: (i) deferrable loads that have a fixed power profile but can be deferred in time and (ii) shapeable loads that have flexible power profiles but fixed energy requests, such as Plug-in Electric Vehicles (PEVs). The proposed method uses a hierarchical control scheme based on a model predictive control (MPC) formulation for minimizing the global system cost. The first stage computes a reachable reference that trades off deviation from the nominal voltage with the required generation control. The second stage uses a price-based objective to aggregate flexible loads and provide load shaping services, while satisfying system constraints and users' preferences at all times. It is shown that the proposed controller is recursively feasible under specific conditions, i.e. the flexible load demands are satisfied and bus voltages remain within the desired limits. Finally, the proposed scheme is illustrated on a 55 bus radial distribution network.

Sangjae Bae, Yongkeun Choi, Yeojun Kim et al.

This paper presents the design of an ecological adaptive cruise controller (ECO-ACC) for a plug-in hybrid vehicle (PHEV) which exploits automated driving and connectivity. Most existing papers for ECO-ACC focus on a short-sighted control scheme. A two-level control framework for long-sighted ECO-ACC was only recently introduced. However, that work is based on a deterministic traffic signal phase and timing (SPaT) over the entire route. In practice, connectivity with traffic lights may be limited by communication range, e.g. just one upcoming traffic light. We propose a two-level receding-horizon control framework for long-sighted ECO-ACC that exploits deterministic SPaT for the upcoming traffic light, and utilizes historical SPaT for other traffic lights within a receding control horizon. We also incorporate a powertrain control mechanism to enhance PHEV energy prediction accuracy. Hardware-in-the-loop simulation results validate the energy savings of the receding-horizon control framework in various traffic scenarios.

Chao Sun, Xinwei Shen, Scott Moura

This paper proposes a robust optimal eco-driving control strategy considering multiple signalized intersections with uncertain traffic signal timing. A spatial vehicle velocity profile optimization formulation is developed to minimize the global fuel consumption, with driving time as one state variable. We introduce the concept of effective red-light duration (ERD), formulated as a random variable, to describe the feasible passing time through signalized intersections. A chance constraint is appended to the optimal control problem to incorporate robustness with respect to uncertain signal timing. The optimal eco-driving control problem is solved via dynamic programming (DP). Simulation results demonstrate that the optimal eco-driving can save fuel consumption by 50-57% while maintaining arrival time at the same level, compared with a modified intelligent driver model as the benchmark. The robust formulation significantly reduces traffic intersection violations, in the face of uncertain signal timing, with small sacrifice on fuel economy compared to a non-robust approach.

Ruiting Wang, Kita Hu, Yitong Yu et al.

The transition to electric mobility calls for charging infrastructure that is both efficient and socially equitable. This paper examines fairness in electric vehicle (EV) charging station pricing and capacity through a game-theoretic perspective. We model a non-cooperative market in which competing charging service providers set prices and capacities while customers choose stations based on generalized cost, leading to a market equilibrium. We then benchmark this decentralized outcome against an idealized planner solution that jointly optimizes efficiency and equity. To align market outcomes with socially desirable goals, we design targeted incentives that guide operators toward more fair charger placement. Case studies demonstrate that unregulated competition tends to exacerbate disparities in charger access across demographic groups, whereas carefully calibrated incentives can reduce inequities without significant efficiency loss. The framework provides insights for policymakers on reconciling free-market dynamics with the broader societal goals of fairness in electrified mobility systems.

Dimitris M. Vlachogiannis, Hua Wei, Scott Moura et al.

Single occupancy vehicles are the most attractive transportation alternative for many commuters, leading to increased traffic congestion and air pollution. Advancements in information technologies create opportunities for smart solutions that incentivize ridesharing and mode shift to higher occupancy vehicles (HOVs) to achieve the car lighter vision of cities. In this study, we present HumanLight, a novel decentralized adaptive traffic signal control algorithm designed to optimize people throughput at intersections. Our proposed controller is founded on reinforcement learning with the reward function embedding the transportation-inspired concept of pressure at the person-level. By rewarding HOV commuters with travel time savings for their efforts to merge into a single ride, HumanLight achieves equitable allocation of green times. Apart from adopting FRAP, a state-of-the-art (SOTA) base model, HumanLight introduces the concept of active vehicles, loosely defined as vehicles in proximity to the intersection within the action interval window. The proposed algorithm showcases significant headroom and scalability in different network configurations considering multimodal vehicle splits at various scenarios of HOV adoption. Improvements in person delays and queues range from 15% to over 55% compared to vehicle-level SOTA controllers. We quantify the impact of incorporating active vehicles in the formulation of our RL model for different network structures. HumanLight also enables regulation of the aggressiveness of the HOV prioritization. The impact of parameter setting on the generated phase profile is investigated as a key component of acyclic signal controllers affecting pedestrian waiting times. HumanLight's scalable, decentralized design can reshape the resolution of traffic management to be more human-centric and empower policies that incentivize ridesharing and public transit systems.

Shida Jiang, Junzhe Shi, Scott Moura

The Kalman filter (KF) is an optimal linear state estimator for linear systems, and numerous extensions, including the extended Kalman filter (EKF), unscented Kalman filter (UKF), and cubature Kalman filter (CKF), have been developed for nonlinear systems. Although these nonlinear KFs differ in how they approximate nonlinear transformations, they all retain the same update framework as the linear KF. In this paper, we show that, under nonlinear measurements, this conventional framework inherently tends to underestimate the true posterior covariance, leading to overconfident covariance estimates. To the best of our knowledge, this is the first work to provide a mathematical proof of this systematic covariance underestimation in a general nonlinear KF framework. Motivated by this analysis, we propose a covariance-recalibrated framework that re-approximates the measurement model after the state update to better capture the actual effect of the Kalman gain on the posterior covariance; when recalibration indicates that an update is harmful, the update can be withdrawn. The proposed framework can be combined with essentially any existing nonlinear KF, and simulations across four nonlinear KFs and five applications show that it substantially improves both state and covariance estimation accuracy, often reducing errors by several orders of magnitude. The code and supplementary material are available at https://github.com/Shida-Jiang/A-new-framework-for-nonlinear-Kalman-filters.

Shida Jiang, Shengyu Tao, Zihe Liu et al.

The ensemble Kalman filter (EnKF) is widely used for nonlinear and high-dimensional state estimation because it replaces complex covariance propagation with simple ensemble statistics. However, conventional EnKF implementations can become overconfident in the presence of measurement nonlinearity. The commonly used covariance inflation technique only partially alleviates this issue. This paper proposes a covariance-adaptive and recalibrated ensemble Kalman filter (CAR-EnKF) framework for nonlinear state estimation. The framework introduces two improvements that are only active for nonlinear measurements and reduce to the conventional EnKF framework without covariance inflation in the linear case: (i) a recalibration mechanism that reassesses the effect of the chosen Kalman gain after updating the ensemble mean, and (ii) a positive semidefinite covariance compensation term that accounts for measurement nonlinearity. An adaptive update law based on the normalized innovation squared further tunes the compensation magnitude online. The framework is algorithmically general and is specialized here to the stochastic EnKF and the ensemble transform Kalman filter (ETKF). Experiments on feature-based SLAM and the Lorenz--96 system show that CAR-EnKF consistently reduces RMSE relative to conventional EnKF baselines, with especially large improvements at low measurement-noise levels. The related codes are available at \href{https://github.com/Shida-Jiang/CAR-EnKF-A-Covariance-Adaptive-and-Recalibrated-Ensemble-Kalman-Filter-Framework}

Shida Jiang, Jaewoong Lee, Shengyu Tao et al.

Nonlinear extensions of the Kalman filter (KF), such as the extended Kalman filter (EKF) and the unscented Kalman filter (UKF), are indispensable for state estimation in complex dynamical systems, yet the conditions for a nonlinear KF to provide robust and accurate estimations remain poorly understood. This work proposes a theoretical framework that identifies the causes of failure and success in certain nonlinear KFs and establishes guidelines for their improvement. Central to our framework is the concept of covariance compensation: the deviation between the covariance predicted by a nonlinear KF and that of the EKF. With this definition and detailed theoretical analysis, we derive three design guidelines for nonlinear KFs: (i) invariance under orthogonal transformations, (ii) sufficient covariance compensation beyond the EKF baseline, and (iii) selection of compensation magnitude that favors underconfidence. Both theoretical analysis and empirical validation confirm that adherence to these principles significantly improves estimation accuracy, whereas fixed parameter choices commonly adopted in the literature are often suboptimal. The codes and the proofs for all the theorems in this paper are available at https://github.com/Shida-Jiang/Guidelines-for-Nonlinear-Kalman-Filters.

Thibaud Cambronne, Samuel Bobick, Wente Zeng et al.

Demand charge, a utility fee based on an electricity customer's peak power consumption, often constitutes a significant portion of costs for commercial electric vehicle (EV) charging station operators. This paper explores control methods to reduce peak power consumption at workplace EV charging stations in a joint price and power optimization framework. We optimize a menu of price options to incentivize users to select controllable charging service. Using this framework, we propose a model predictive control approach to reduce both demand charge and overall operator costs. Through a Monte Carlo simulation, we find that our algorithm outperforms a state-of-the-art benchmark optimization strategy and can significantly reduce station operator costs.

Shida Jiang, Shengyu Tao, Vincent Molina et al.

A conventional electric vehicle (EV) powertrain relies on a centralized high-voltage DC-AC inverter, thereby limiting cell-level control and potentially reducing overall driving range and battery lifetime. This paper studies an H-bridge-based cell-level inverter topology that performs power conversion at the cell level, enabling independent control of individual cells and expanding the design space for battery management. Leveraging these additional degrees of freedom, we propose a model-agnostic energy-throughput control strategy that extends EV range while improving battery-pack lifetime. Because usable energy (and thus driving range) and lifetime are governed by the cells with the lowest state-of-charge (SOC) and state-of-health (SOH), respectively, the proposed controller preferentially routes energy throughput to healthier cells. Specifically, during charging, it permits cell SOCs to diverge to promote SOH equalization; during discharging, it rebalances SOC to maximize usable capacity under per-cell constraints. The proposed SOC-SOH-aware control strategy is evaluated on two aging models representing lithium manganese oxide and lithium iron phosphate chemistries, using a Tesla Model 3 charge-discharge profile across 14 different parameter settings. Simulations show a 7-38% improvement in lifetime relative to a conventional SOC-only balancing baseline. More broadly, the results suggest a software-defined pathway to extend EV pack life through routine charging, with minimal reliance on specific degradation models or discharge profiles.

Yi Ju, Lunlong Li, Jingchun Wang et al.

Rapid growth in electric-vehicle (EV) charging demand is placing increasing stress on distribution power networks (DPNs), whose hosting capacity is often limited and spatially uneven. Beyond demonstrating that coordination can help, this paper answers an open question that is central for planners: what is the maximal achievable benefit of EV demand flexibility in reducing overload-driven distribution upgrades at a regional scale? Establishing such an upper bound is computationally challenging, as it entails solving and certifying near-optimal solutions to population-scale optimization problems with millions of variables and both spatial and temporal coupling. We introduce MAC (Mobility-Aware Coordinated EV charging), a framework that quantifies the maximum potential of leveraging EV demand flexibility to mitigate DPN overloading risk without interrupting drivers' travel needs. (i) MAC expands feasible scheduling by coupling charging decisions over a full mobility horizon: instead of enforcing per-session energy recovery, it only requires the EV state-of-charge (SOC) to remain sufficient for upcoming trips. (ii) MAC is computationally scalable via an ADMM-based decomposition with custom subproblem solvers, and admits a decentralized interpretation in which dual variables act as locational-temporal price signals that implement the social optimum as a competitive equilibrium. Using high-resolution mobility trajectories and feeder hosting-capacity data in a future-oriented 30% EV adoption scenario for the San Francisco Bay Area, we show that MAC can dramatically reduce overload-driven upgrade requirements relative to unmanaged charging. This paper illustrates how trajectory-coupled flexibility and scalable, certifiable optimization can provide actionable best-case benchmarks for DPN planning and operations.

Hao Tu, Scott Moura, Yebin Wang et al.

Mathematical modeling of lithium-ion batteries (LiBs) is a primary challenge in advanced battery management. This paper proposes two new frameworks to integrate physics-based models with machine learning to achieve high-precision modeling for LiBs. The frameworks are characterized by informing the machine learning model of the state information of the physical model, enabling a deep integration between physics and machine learning. Based on the frameworks, a series of hybrid models are constructed, through combining an electrochemical model and an equivalent circuit model, respectively, with a feedforward neural network. The hybrid models are relatively parsimonious in structure and can provide considerable voltage predictive accuracy under a broad range of C-rates, as shown by extensive simulations and experiments. The study further expands to conduct aging-aware hybrid modeling, leading to the design of a hybrid model conscious of the state-of-health to make prediction. The experiments show that the model has high voltage predictive accuracy throughout a LiB's cycle life.

Hao Tu, Scott Moura, Huazhen Fang

Mathematical modeling of lithium-ion batteries (LiBs) is a central challenge in advanced battery management. This paper presents a new approach to integrate a physics-based model with machine learning to achieve high-precision modeling for LiBs. This approach uniquely proposes to inform the machine learning model of the dynamic state of the physical model, enabling a deep integration between physics and machine learning. We propose two hybrid physics-machine learning models based on the approach, which blend a single particle model with thermal dynamics (SPMT) with a feedforward neural network (FNN) to perform physics-informed learning of a LiB's dynamic behavior. The proposed models are relatively parsimonious in structure and can provide considerable predictive accuracy even at high C-rates, as shown by extensive simulations.

Sangjae Bae, Dhruv Saxena, Alireza Nakhaei et al.

This paper presents a real-time lane change control framework of autonomous driving in dense traffic, which exploits cooperative behaviors of other drivers. This paper focuses on heavy traffic where vehicles cannot change lanes without cooperating with other drivers. In this case, classical robust controls may not apply since there is no safe area to merge to without interacting with the other drivers. That said, modeling complex and interactive human behaviors is highly non-trivial from the perspective of control engineers. We propose a mathematical control framework based on Model Predictive Control (MPC) encompassing a state-of-the-art Recurrent Neural network (RNN) architecture. In particular, RNN predicts interactive motions of other drivers in response to potential actions of the autonomous vehicle, which are then systematically evaluated in safety constraints. We also propose a real-time heuristic algorithm to find locally optimal control inputs. Finally, quantitative and qualitative analysis on simulation studies are presented to illustrate the benefits of the proposed framework.