Chaoyue He

Lei Zhang, Xin Zhou, Chaoyue He et al.

Environmental, Social, and Governance (ESG) reports are essential for evaluating sustainability practices, ensuring regulatory compliance, and promoting financial transparency. However, these documents are often lengthy, structurally diverse, and multimodal, comprising dense text, structured tables, complex figures, and layout-dependent semantics. Existing AI systems often struggle to perform reliable document-level reasoning in such settings, and no dedicated benchmark currently exists in ESG domain. To fill the gap, we introduce \textbf{MMESGBench}, a first-of-its-kind benchmark dataset targeted to evaluate multimodal understanding and complex reasoning across structurally diverse and multi-source ESG documents. This dataset is constructed via a human-AI collaborative, multi-stage pipeline. First, a multimodal LLM generates candidate question-answer (QA) pairs by jointly interpreting rich textual, tabular, and visual information from layout-aware document pages. Second, an LLM verifies the semantic accuracy, completeness, and reasoning complexity of each QA pair. This automated process is followed by an expert-in-the-loop validation, where domain specialists validate and calibrate QA pairs to ensure quality, relevance, and diversity. MMESGBench comprises 933 validated QA pairs derived from 45 ESG documents, spanning across seven distinct document types and three major ESG source categories. Questions are categorized as single-page, cross-page, or unanswerable, with each accompanied by fine-grained multimodal evidence. Initial experiments validate that multimodal and retrieval-augmented models substantially outperform text-only baselines, particularly on visually grounded and cross-page tasks. MMESGBench is publicly available as an open-source dataset at https://github.com/Zhanglei1103/MMESGBench.

Chaoyue He, Xin Zhou, Di Wang et al.

Direct Preference Optimization (DPO) controls the trade-off between fitting preference labels and staying close to a reference model using a single global temperature beta, implicitly treating all preference pairs as equally informative. Real-world preference corpora are heterogeneous: they mix high-signal, objective failures (for example, safety, factuality, instruction violations) with low-signal or subjective distinctions (for example, style), and also include label noise. We introduce our method, SP2DPO (Semantic Per-Pair DPO), a generalization that replaces the global temperature with an instance-specific schedule beta_i pre-decided offline from structured semantic-gap annotations (category, magnitude, confidence) produced by teacher language models. We instantiate this procedure on the UltraFeedback preference corpus (59,960 pairs), enabling large-scale construction of an auditable beta_i artifact, and incur zero training-time overhead: the inner-loop optimizer remains standard DPO with beta set per pair. We focus our empirical study on AlpacaEval 2.0, reporting both raw win rate and length-controlled win rate. Across four open-weight, instruction-tuned student backbones (4B-8B), SP2DPO is competitive with a tuned global-beta DPO baseline and improves AlpacaEval 2.0 length-controlled win rate on two of four backbones, while avoiding per-model beta sweeps. All code, annotations, and artifacts will be released.

Chaoyue He, Xin Zhou, Yi Wu et al.

We introduce ESGenius, a comprehensive benchmark for evaluating and enhancing the proficiency of Large Language Models (LLMs) in Environmental, Social, and Governance (ESG) and sustainability-focused question answering. ESGenius comprises two key components: (i) ESGenius-QA, a collection of 1,136 Multiple-Choice Questions (MCQs) generated by LLMs and rigorously validated by domain experts, covering a broad range of ESG pillars and sustainability topics. Each question is systematically linked to its corresponding source text, enabling transparent evaluation and supporting Retrieval-Augmented Generation (RAG) methods; and (ii) ESGenius-Corpus, a meticulously curated repository of 231 foundational frameworks, standards, reports, and recommendation documents from 7 authoritative sources. Moreover, to fully assess the capabilities and adaptation potential of LLMs, we implement a rigorous two-stage evaluation protocol -- Zero-Shot and RAG. Extensive experiments across 50 LLMs (0.5B to 671B) demonstrate that state-of-the-art models achieve only moderate performance in zero-shot settings, with accuracies around 55--70%, highlighting a significant knowledge gap for LLMs in this specialized, interdisciplinary domain. However, models employing RAG demonstrate significant performance improvements, particularly for smaller models. For example, DeepSeek-R1-Distill-Qwen-14B improves from 63.82% (zero-shot) to 80.46% with RAG. These results demonstrate the necessity of grounding responses in authoritative sources for enhanced ESG understanding. To the best of our knowledge, ESGenius is the first comprehensive QA benchmark designed to rigorously evaluate LLMs on ESG and sustainability knowledge, providing a critical tool to advance trustworthy AI in this vital domain.

Chaoyue He, Yong Liu, Qingyu Guo et al.

How to better utilize sequential information has been extensively studied in the setting of recommender systems. To this end, architectural inductive biases such as Markov-Chains, Recurrent models, Convolutional networks and many others have demonstrated reasonable success on this task. This paper proposes a new neural architecture, multi-scale Quasi-RNN for next item Recommendation (QR-Rec) task. Our model provides the best of both worlds by exploiting multi-scale convolutional features as the compositional gating functions of a recurrent cell. The model is implemented in a multi-scale fashion, i.e., convolutional filters of various widths are implemented to capture different union-level features of input sequences which influence the compositional encoder. The key idea aims to capture the recurrent relations between different kinds of local features, which has never been studied previously in the context of recommendation. Through extensive experiments, we demonstrate that our model achieves state-of-the-art performance on 15 well-established datasets, outperforming strong competitors such as FPMC, Fossil and Caser absolutely by 0.57%-7.16% and relatively by 1.44%-17.65% in terms of MAP, Recall@10 and NDCG@10.