Zhanhui Zhou

CL
h-index19
13papers
735citations
Novelty49%
AI Score64

13 Papers

LGOct 5, 2023Code
Beyond One-Preference-Fits-All Alignment: Multi-Objective Direct Preference Optimization

Zhanhui Zhou, Jie Liu, Jing Shao et al.

A single language model, even when aligned with labelers through reinforcement learning from human feedback (RLHF), may not suit all human preferences. Recent approaches therefore prefer customization, gathering multi-dimensional feedback, and creating distinct reward models for each dimension. Different language models are then optimized for various preferences using multi-objective RLHF (MORLHF) with varying reward weights. However, RL fine-tuning is unstable and resource-heavy, especially with diverse and usually conflicting objectives. In this paper, we present Multi-Objective Direct Preference Optimization (MODPO), an RL-free extension of Direct Preference Optimization (DPO) for multiple alignment objectives. Essentially, MODPO folds language modeling directly into reward modeling, training language models as implicit collective reward models that combine all objectives with specific weights. MODPO theoretically yields the same optimal solutions as MORLHF but is practically more stable and efficient. Empirical results in safety alignment and long-form question answering show that MODPO matches or outperforms existing methods, producing a Pareto front of language models catering to diverse preferences with three times less computational resources compared to MORLHF. Code is available at https://github.com/ZHZisZZ/modpo.

CLFeb 26Code
dLLM: Simple Diffusion Language Modeling

Zhanhui Zhou, Lingjie Chen, Hanghang Tong et al.

Although diffusion language models (DLMs) are evolving quickly, many recent models converge on a set of shared components. These components, however, are distributed across ad-hoc research codebases or lack transparent implementations, making them difficult to reproduce or extend. As the field accelerates, there is a clear need for a unified framework that standardizes these common components while remaining flexible enough to support new methods and architectures. To address this gap, we introduce dLLM, an open-source framework that unifies the core components of diffusion language modeling -- training, inference, and evaluation -- and makes them easy to customize for new designs. With dLLM, users can reproduce, finetune, deploy, and evaluate open-source large DLMs such as LLaDA and Dream through a standardized pipeline. The framework also provides minimal, reproducible recipes for building small DLMs from scratch with accessible compute, including converting any BERT-style encoder or autoregressive LM into a DLM. We also release the checkpoints of these small DLMs to make DLMs more accessible and accelerate future research.

CLFeb 22, 2024Code
MT-Bench-101: A Fine-Grained Benchmark for Evaluating Large Language Models in Multi-Turn Dialogues

Ge Bai, Jie Liu, Xingyuan Bu et al.

The advent of Large Language Models (LLMs) has drastically enhanced dialogue systems. However, comprehensively evaluating the dialogue abilities of LLMs remains a challenge. Previous benchmarks have primarily focused on single-turn dialogues or provided coarse-grained and incomplete assessments of multi-turn dialogues, overlooking the complexity and fine-grained nuances of real-life dialogues. To address this issue, we introduce MT-Bench-101, specifically designed to evaluate the fine-grained abilities of LLMs in multi-turn dialogues. By conducting a detailed analysis of real multi-turn dialogue data, we construct a three-tier hierarchical ability taxonomy comprising 4208 turns across 1388 multi-turn dialogues in 13 distinct tasks. We then evaluate 21 popular LLMs based on MT-Bench-101, conducting comprehensive analyses from both ability and task perspectives and observing differing trends in LLMs performance across dialogue turns within various tasks. Further analysis indicates that neither utilizing common alignment techniques nor chat-specific designs has led to obvious enhancements in the multi-turn abilities of LLMs. Extensive case studies suggest that our designed tasks accurately assess the corresponding multi-turn abilities. The data and code are available at \url{https://github.com/mtbench101/mt-bench-101}.

CLFeb 14, 2024Code
Attacks, Defenses and Evaluations for LLM Conversation Safety: A Survey

Zhichen Dong, Zhanhui Zhou, Chao Yang et al.

Large Language Models (LLMs) are now commonplace in conversation applications. However, their risks of misuse for generating harmful responses have raised serious societal concerns and spurred recent research on LLM conversation safety. Therefore, in this survey, we provide a comprehensive overview of recent studies, covering three critical aspects of LLM conversation safety: attacks, defenses, and evaluations. Our goal is to provide a structured summary that enhances understanding of LLM conversation safety and encourages further investigation into this important subject. For easy reference, we have categorized all the studies mentioned in this survey according to our taxonomy, available at: https://github.com/niconi19/LLM-conversation-safety.

CLSep 26, 2024
Inference-Time Language Model Alignment via Integrated Value Guidance

Zhixuan Liu, Zhanhui Zhou, Yuanfu Wang et al.

Large language models are typically fine-tuned to align with human preferences, but tuning large models is computationally intensive and complex. In this work, we introduce $\textit{Integrated Value Guidance}$ (IVG), a method that uses implicit and explicit value functions to guide language model decoding at token and chunk-level respectively, efficiently aligning large language models purely at inference time. This approach circumvents the complexities of direct fine-tuning and outperforms traditional methods. Empirically, we demonstrate the versatility of IVG across various tasks. In controlled sentiment generation and summarization tasks, our method significantly improves the alignment of large models using inference-time guidance from $\texttt{gpt2}$-based value functions. Moreover, in a more challenging instruction-following benchmark AlpacaEval 2.0, we show that both specifically tuned and off-the-shelf value functions greatly improve the length-controlled win rates of large models against $\texttt{gpt-4-turbo}$ (e.g., $19.51\% \rightarrow 26.51\%$ for $\texttt{Mistral-7B-Instruct-v0.2}$ and $25.58\% \rightarrow 33.75\%$ for $\texttt{Mixtral-8x7B-Instruct-v0.1}$ with Tulu guidance).

CLFeb 19, 2024Code
Emulated Disalignment: Safety Alignment for Large Language Models May Backfire!

Zhanhui Zhou, Jie Liu, Zhichen Dong et al.

Large language models (LLMs) undergo safety alignment to ensure safe conversations with humans. However, this paper introduces a training-free attack method capable of reversing safety alignment, converting the outcomes of stronger alignment into greater potential for harm by accessing only LLM output token distributions. Specifically, our method achieves this reversal by contrasting the output token distribution of a safety-aligned language model (e.g., Llama-2-chat) against its pre-trained version (e.g., Llama-2), so that the token predictions are shifted towards the opposite direction of safety alignment. We name this method emulated disalignment (ED) because sampling from this contrastive distribution provably emulates the result of fine-tuning to minimize a safety reward. Our experiments with ED across three evaluation datasets and four model families (Llama-1, Llama-2, Mistral, and Alpaca) show that ED doubles the harmfulness of pre-trained models and outperforms strong baselines, achieving the highest harmful rates in 43 out of 48 evaluation subsets by a large margin. Eventually, given ED's reliance on language model output token distributions, which particularly compromises open-source models, our findings highlight the need to reassess the open accessibility of language models, even if they have been safety-aligned. Code is available at https://github.com/ZHZisZZ/emulated-disalignment.

CLJun 11, 2025Code
RePO: Replay-Enhanced Policy Optimization

Siheng Li, Zhanhui Zhou, Wai Lam et al.

Reinforcement learning (RL) is vital for optimizing large language models (LLMs). Recent Group Relative Policy Optimization (GRPO) estimates advantages using multiple on-policy outputs per prompt, leading to high computational costs and low data efficiency. To address this, we introduce Replay-Enhanced Policy Optimization (RePO), which leverages diverse replay strategies to retrieve off-policy samples from a replay buffer, allowing policy optimization based on a broader and more diverse set of samples for each prompt. Experiments on five LLMs across seven mathematical reasoning benchmarks demonstrate that RePO achieves absolute average performance gains of $18.4$ and $4.1$ points for Qwen2.5-Math-1.5B and Qwen3-1.7B, respectively, compared to GRPO. Further analysis indicates that RePO increases computational cost by $15\%$ while raising the number of effective optimization steps by $48\%$ for Qwen3-1.7B, with both on-policy and off-policy sample numbers set to $8$. The repository can be accessed at https://github.com/SihengLi99/RePO.

CVJun 4, 2025Code
VLMs Can Aggregate Scattered Training Patches

Zhanhui Zhou, Lingjie Chen, Chao Yang et al.

One way to mitigate risks in vision-language models (VLMs) is to remove dangerous samples in their training data. However, such data moderation can be easily bypassed when harmful images are split into small, benign-looking patches, scattered across many training samples. VLMs may then learn to piece these fragments together during training and generate harmful responses at inference, either from full images or text references. For instance, if trained on image patches from a bloody scene paired with the descriptions "safe," VLMs may later describe, the full image or a text reference to the scene, as "safe." We define the core ability of VLMs enabling this attack as $\textit{visual stitching}$ -- the ability to integrate visual information spread across multiple training samples that share the same textual descriptions. In our work, we first demonstrate visual stitching abilities in common open-source VLMs on three datasets where each image is labeled with a unique synthetic ID: we split each $(\texttt{image}, \texttt{ID})$ pair into $\{(\texttt{patch}, \texttt{ID})\}$ pairs at different granularity for finetuning, and we find that tuned models can verbalize the correct IDs from full images or text reference. Building on this, we simulate the adversarial data poisoning scenario mentioned above by using patches from dangerous images and replacing IDs with text descriptions like ``safe'' or ``unsafe'', demonstrating how harmful content can evade moderation in patches and later be reconstructed through visual stitching, posing serious VLM safety risks. Code is available at https://github.com/ZHZisZZ/visual-stitching.

CLFeb 22, 2024
ConceptMath: A Bilingual Concept-wise Benchmark for Measuring Mathematical Reasoning of Large Language Models

Yanan Wu, Jie Liu, Xingyuan Bu et al.

This paper introduces ConceptMath, a bilingual (English and Chinese), fine-grained benchmark that evaluates concept-wise mathematical reasoning of Large Language Models (LLMs). Unlike traditional benchmarks that evaluate general mathematical reasoning with an average accuracy, ConceptMath systematically organizes math problems under a hierarchy of math concepts, so that mathematical reasoning can be evaluated at different granularity with concept-wise accuracies. Based on our ConcepthMath, we evaluate a broad range of LLMs, and we observe existing LLMs, though achieving high average accuracies on traditional benchmarks, exhibit significant performance variations across different math concepts and may even fail catastrophically on the most basic ones. Besides, we also introduce an efficient fine-tuning strategy to enhance the weaknesses of existing LLMs. Finally, we hope ConceptMath could guide the developers to understand the fine-grained mathematical abilities of their models and facilitate the growth of foundation models.

AIJun 10, 2025
SafeCoT: Improving VLM Safety with Minimal Reasoning

Jiachen Ma, Zhanhui Zhou, Chao Yang et al.

Ensuring safe and appropriate responses from vision-language models (VLMs) remains a critical challenge, particularly in high-risk or ambiguous scenarios. We introduce SafeCoT, a lightweight, interpretable framework that leverages rule-based chain-of-thought (CoT) supervision to improve refusal behavior in VLMs. Unlike prior methods that rely on large-scale safety annotations or complex modeling, SafeCoT uses minimal supervision to help models reason about safety risks and make context-aware refusals. Experiments across multiple benchmarks show that SafeCoT significantly reduces overrefusal and enhances generalization, even with limited training data. Our approach offers a scalable solution for aligning VLMs with safety-critical objectives.

CLFeb 10, 2025
Emergent Response Planning in LLMs

Zhichen Dong, Zhanhui Zhou, Zhixuan Liu et al.

In this work, we argue that large language models (LLMs), though trained to predict only the next token, exhibit emergent planning behaviors: $\textbf{their hidden representations encode future outputs beyond the next token}$. Through simple probing, we demonstrate that LLM prompt representations encode global attributes of their entire responses, including $\textit{structure attributes}$ (e.g., response length, reasoning steps), $\textit{content attributes}$ (e.g., character choices in storywriting, multiple-choice answers at the end of response), and $\textit{behavior attributes}$ (e.g., answer confidence, factual consistency). In addition to identifying response planning, we explore how it scales with model size across tasks and how it evolves during generation. The findings that LLMs plan ahead for the future in their hidden representations suggest potential applications for improving transparency and generation control.

AIJul 24, 2025
SafeWork-R1: Coevolving Safety and Intelligence under the AI-45$^{\circ}$ Law

Shanghai AI Lab, Yicheng Bao, Guanxu Chen et al.

We introduce SafeWork-R1, a cutting-edge multimodal reasoning model that demonstrates the coevolution of capabilities and safety. It is developed by our proposed SafeLadder framework, which incorporates large-scale, progressive, safety-oriented reinforcement learning post-training, supported by a suite of multi-principled verifiers. Unlike previous alignment methods such as RLHF that simply learn human preferences, SafeLadder enables SafeWork-R1 to develop intrinsic safety reasoning and self-reflection abilities, giving rise to safety `aha' moments. Notably, SafeWork-R1 achieves an average improvement of $46.54\%$ over its base model Qwen2.5-VL-72B on safety-related benchmarks without compromising general capabilities, and delivers state-of-the-art safety performance compared to leading proprietary models such as GPT-4.1 and Claude Opus 4. To further bolster its reliability, we implement two distinct inference-time intervention methods and a deliberative search mechanism, enforcing step-level verification. Finally, we further develop SafeWork-R1-InternVL3-78B, SafeWork-R1-DeepSeek-70B, and SafeWork-R1-Qwen2.5VL-7B. All resulting models demonstrate that safety and capability can co-evolve synergistically, highlighting the generalizability of our framework in building robust, reliable, and trustworthy general-purpose AI.

CLJun 17, 2024
Iterative Length-Regularized Direct Preference Optimization: A Case Study on Improving 7B Language Models to GPT-4 Level

Jie Liu, Zhanhui Zhou, Jiaheng Liu et al.

Direct Preference Optimization (DPO), a standard method for aligning language models with human preferences, is traditionally applied to offline preferences. Recent studies show that DPO benefits from iterative training with online preferences labeled by a trained reward model. In this work, we identify a pitfall of vanilla iterative DPO - improved response quality can lead to increased verbosity. To address this, we introduce iterative length-regularized DPO (iLR-DPO) to penalize response length. Our empirical results show that iLR-DPO can enhance a 7B model to perform on par with GPT-4 without increasing verbosity. Specifically, our 7B model achieves a $50.5\%$ length-controlled win rate against $\texttt{GPT-4 Preview}$ on AlpacaEval 2.0, and excels across standard benchmarks including MT-Bench, Arena-Hard and OpenLLM Leaderboard. These results demonstrate the effectiveness of iterative DPO in aligning language models with human feedback.