Jingjing Xu

Wenhao Zhu, Hongyi Liu, Qingxiu Dong et al. · cmu, pku

Large language models (LLMs) have demonstrated remarkable potential in handling multilingual machine translation (MMT). In this paper, we systematically investigate the advantages and challenges of LLMs for MMT by answering two questions: 1) How well do LLMs perform in translating massive languages? 2) Which factors affect LLMs' performance in translation? We thoroughly evaluate eight popular LLMs, including ChatGPT and GPT-4. Our empirical results show that translation capabilities of LLMs are continually involving. GPT-4 has beat the strong supervised baseline NLLB in 40.91% of translation directions but still faces a large gap towards the commercial translation system like Google Translate, especially on low-resource languages. Through further analysis, we discover that LLMs exhibit new working patterns when used for MMT. First, LLM can acquire translation ability in a resource-efficient way and generate moderate translation even on zero-resource languages. Second, instruction semantics can surprisingly be ignored when given in-context exemplars. Third, cross-lingual exemplars can provide better task guidance for low-resource translation than exemplars in the same language pairs. Code will be released at: https://github.com/NJUNLP/MMT-LLM.

Fei Yuan, Yinquan Lu, WenHao Zhu et al. · cmu

Multilingual neural machine translation (MNMT) aims to build a unified model for many language directions. Existing monolithic models for MNMT encounter two challenges: parameter interference among languages and inefficient inference for large models. In this paper, we revisit the classic multi-way structures and develop a detachable model by assigning each language (or group of languages) to an individual branch that supports plug-and-play training and inference. To address the needs of learning representations for all languages in a unified space, we propose a novel efficient training recipe, upon which we build an effective detachable model, Lego-MT. For a fair comparison, we collect data from OPUS and build a translation benchmark covering 433 languages and 1.3B parallel data. Experiments show that Lego-MT with 1.2B parameters brings an average gain of 3.2 spBLEU. It even outperforms M2M-100 with 12B parameters. The proposed training recipe brings a 28.2$\times$ speedup over the conventional multi-way training method.\footnote{ \url{https://github.com/CONE-MT/Lego-MT}.}

Zhiyi Fu, Wangchunshu Zhou, Jingjing Xu et al. · cmu

How do masked language models (MLMs) such as BERT learn contextual representations? In this work, we analyze the learning dynamics of MLMs. We find that MLMs adopt sampled embeddings as anchors to estimate and inject contextual semantics to representations, which limits the efficiency and effectiveness of MLMs. To address these issues, we propose TACO, a simple yet effective representation learning approach to directly model global semantics. TACO extracts and aligns contextual semantics hidden in contextualized representations to encourage models to attend global semantics when generating contextualized representations. Experiments on the GLUE benchmark show that TACO achieves up to 5x speedup and up to 1.2 points average improvement over existing MLMs. The code is available at https://github.com/FUZHIYI/TACO.

Qingxiu Dong, Lei Li, Damai Dai et al. · cmu, pku

With the increasing capabilities of large language models (LLMs), in-context learning (ICL) has emerged as a new paradigm for natural language processing (NLP), where LLMs make predictions based on contexts augmented with a few examples. It has been a significant trend to explore ICL to evaluate and extrapolate the ability of LLMs. In this paper, we aim to survey and summarize the progress and challenges of ICL. We first present a formal definition of ICL and clarify its correlation to related studies. Then, we organize and discuss advanced techniques, including training strategies, prompt designing strategies, and related analysis. Additionally, we explore various ICL application scenarios, such as data engineering and knowledge updating. Finally, we address the challenges of ICL and suggest potential directions for further research. We hope that our work can encourage more research on uncovering how ICL works and improving ICL.

Lei Li, Yuwei Yin, Shicheng Li et al. · pku

Instruction tuning has significantly advanced large language models (LLMs) such as ChatGPT, enabling them to align with human instructions across diverse tasks. However, progress in open vision-language models (VLMs) has been limited due to the scarcity of high-quality instruction datasets. To tackle this challenge and promote research in the vision-language field, we introduce the Multi-Modal, Multilingual Instruction Tuning (M$^3$IT) dataset, designed to optimize VLM alignment with human instructions. Our M$^3$IT dataset comprises 40 carefully curated datasets, including 2.4 million instances and 400 manually written task instructions, reformatted into a vision-to-text structure. Key tasks are translated into 80 languages with an advanced translation system, ensuring broader accessibility. M$^3$IT surpasses previous datasets regarding task coverage, instruction number and instance scale. Moreover, we develop Ying-VLM, a VLM model trained on our M$^3$IT dataset, showcasing its potential to answer complex questions requiring world knowledge, generalize to unseen video tasks, and comprehend unseen instructions in Chinese. We have open-sourced the dataset to encourage further research.

Qingxiu Dong, Damai Dai, Yifan Song et al. · cmu, pku

Previous literature has proved that Pretrained Language Models (PLMs) can store factual knowledge. However, we find that facts stored in the PLMs are not always correct. It motivates us to explore a fundamental question: How do we calibrate factual knowledge in PLMs without re-training from scratch? In this work, we propose a simple and lightweight method CaliNet to achieve this goal. To be specific, we first detect whether PLMs can learn the right facts via a contrastive score between right and fake facts. If not, we then use a lightweight method to add and adapt new parameters to specific factual texts. Experiments on the knowledge probing task show the calibration effectiveness and efficiency. In addition, through closed-book question answering, we find that the calibrated PLM possesses knowledge generalization ability after fine-tuning. Beyond the calibration performance, we further investigate and visualize the knowledge calibration mechanism.

Wenhao Zhu, Yunzhe Lv, Qingxiu Dong et al. · cmu, pku

Existing large language models show disparate capability across different languages, due to the imbalance in the training data. Their performances on English tasks are often stronger than on tasks of other languages. In this paper, we empower pre-trained LLMs on non-English languages by building semantic alignment across languages. We start from targeting individual languages by performing cross-lingual instruction-tuning (CoIT) on LLaMA, i.e. tuning it with translation task data and cross-lingual general task data to obtain cross-lingual models (x-LLaMAs), and formulate underlying scaling laws to investigate the advantages of using scalable translation data. Then we perform multilingual instruction-tuning (MuIT) with mixed resources to build multilingual m-LLaMA. We also illustrate how we leverage the scaling laws to optimize data allocation in a resource-constrained setting. Experiment results on cross-lingual benchmarks XQUAD and MLQA show that x-LLaMAs surpass the English instruction-tuned counterpart (Alpaca) by an average of 27.83% across six non-English languages. Evaluation results on translation dataset Flores-101 show that x-LLaMAs outperform previous LLaMA-based models by an average of 18.89%. Encouragingly, m-LLaMA achieves comparable performance to x-LLaMAs on individual languages and demonstrates the ability to follow multilingual instructions. Further analysis on response content and representation space reveals the alignment of the multilingual semantic space within the middle layers of m-LLaMA.

ByteDance Seed, Jiaze Chen, Tiantian Fan et al. · bytedance

We introduce Seed1.5-Thinking, capable of reasoning through thinking before responding, resulting in improved performance on a wide range of benchmarks. Seed1.5-Thinking achieves 86.7 on AIME 2024, 55.0 on Codeforces and 77.3 on GPQA, demonstrating excellent reasoning abilities in STEM and coding. Beyond reasoning tasks, the method demonstrates notable generalization across diverse domains. For instance, it surpasses DeepSeek R1 by 8% in win rate on non-reasoning tasks, indicating its broader applicability. Compared to other state-of-the-art reasoning models, Seed1.5-Thinking is a Mixture-of-Experts (MoE) model with a relatively small size, featuring 20B activated and 200B total parameters. As part of our effort to assess generalized reasoning, we develop two internal benchmarks, BeyondAIME and Codeforces, both of which will be publicly released to support future research. Model trial link: https://www.volcengine.com/experience/ark.

Zhenyu Wu, YaoXiang Wang, Jiacheng Ye et al.

In recent years, In-context Learning (ICL) has gained increasing attention and emerged as the new paradigm for large language model (LLM) evaluation. Unlike traditional fine-tuning methods, ICL instead adapts the pre-trained models to unseen tasks without any parameter updates. However, the implementation of ICL is sophisticated due to the diverse retrieval and inference methods involved, as well as the varying pre-processing requirements for different models, datasets, and tasks. A unified and flexible framework for ICL is urgently needed to ease the implementation of the aforementioned components. To facilitate ICL research, we introduce OpenICL, an open-source toolkit for ICL and LLM evaluation. OpenICL is research-friendly with a highly flexible architecture that users can easily combine different components to suit their needs. It also provides various state-of-the-art retrieval and inference methods to streamline the process of adapting ICL to cutting-edge research. The effectiveness of OpenICL has been validated on a wide range of NLP tasks, including classification, QA, machine translation, and semantic parsing. As a side-product, we found OpenICL to be an efficient yet robust tool for LLMs evaluation. OpenICL is released at https://github.com/Shark-NLP/OpenICL

Bytedance-Seed-Foundation-Code-Team, Yao Cheng, Jianfeng Chen et al. · bytedance

As the capabilities of code large language models (LLMs) continue to expand, their applications across diverse code intelligence domains are rapidly increasing. However, most existing datasets only evaluate limited application domains. To address this gap, we have developed a comprehensive code evaluation dataset FullStack Bench focusing on full-stack programming, which encompasses a wide range of application domains (e.g., basic programming, data analysis, software engineering, mathematics, and machine learning). Besides, to assess multilingual programming capabilities, in FullStack Bench, we design real-world instructions and corresponding unit test cases from 16 widely-used programming languages to reflect real-world usage scenarios rather than simple translations. Moreover, we also release an effective code sandbox execution tool (i.e., SandboxFusion) supporting various programming languages and packages to evaluate the performance of our FullStack Bench efficiently. Comprehensive experimental results on our FullStack Bench demonstrate the necessity and effectiveness of our FullStack Bench and SandboxFusion.

Mohammad Zeineldeen, Jingjing Xu, Christoph Lüscher et al.

Speaker adaptation is important to build robust automatic speech recognition (ASR) systems. In this work, we investigate various methods for speaker adaptive training (SAT) based on feature-space approaches for a conformer-based acoustic model (AM) on the Switchboard 300h dataset. We propose a method, called Weighted-Simple-Add, which adds weighted speaker information vectors to the input of the multi-head self-attention module of the conformer AM. Using this method for SAT, we achieve 3.5% and 4.5% relative improvement in terms of WER on the CallHome part of Hub5'00 and Hub5'01 respectively. Moreover, we build on top of our previous work where we proposed a novel and competitive training recipe for a conformer-based hybrid AM. We extend and improve this recipe where we achieve 11% relative improvement in terms of word-error-rate (WER) on Switchboard 300h Hub5'00 dataset. We also make this recipe efficient by reducing the total number of parameters by 34% relative.

Yudong Wang, Chang Ma, Qingxiu Dong et al. · pku

With promising yet saturated results in high-resource settings, low-resource datasets have gradually become popular benchmarks for evaluating the learning ability of advanced neural networks (e.g., BigBench, superGLUE). Some models even surpass humans according to benchmark test results. However, we find that there exists a set of hard examples in low-resource settings that challenge neural networks but are not well evaluated, which causes over-estimated performance. We first give a theoretical analysis on which factors bring the difficulty of low-resource learning. It then motivate us to propose a challenging benchmark hardBench to better evaluate the learning ability, which covers 11 datasets, including 3 computer vision (CV) datasets and 8 natural language process (NLP) datasets. Experiments on a wide range of models show that neural networks, even pre-trained language models, have sharp performance drops on our benchmark, demonstrating the effectiveness on evaluating the weaknesses of neural networks. On NLP tasks, we surprisingly find that despite better results on traditional low-resource benchmarks, pre-trained networks, does not show performance improvements on our benchmarks. These results demonstrate that there are still a large robustness gap between existing models and human-level performance.

Wei Zhou, Haotian Wu, Jingjing Xu et al.

ASR can be improved by multi-task learning (MTL) with domain enhancing or domain adversarial training, which are two opposite objectives with the aim to increase/decrease domain variance towards domain-aware/agnostic ASR, respectively. In this work, we study how to best apply these two opposite objectives with speaker labels to improve conformer-based ASR. We also propose a novel adaptive gradient reversal layer for stable and effective adversarial training without tuning effort. Detailed analysis and experimental verification are conducted to show the optimal positions in the ASR neural network (NN) to apply speaker enhancing and adversarial training. We also explore their combination for further improvement, achieving the same performance as i-vectors plus adversarial training. Our best speaker-based MTL achieves 7\% relative improvement on the Switchboard Hub5'00 set. We also investigate the effect of such speaker-based MTL w.r.t. cleaner dataset and weaker ASR NN.

Jingjing Xu, Qingxiu Dong, Hongyi Liu et al. · pku

With increasing scale, large language models demonstrate both quantitative improvement and new qualitative capabilities, especially as zero-shot learners, like GPT-3. However, these results rely heavily on delicate prompt design and large computation. In this work, we explore whether the strong zero-shot ability could be achieved at a smaller model scale without any external supervised data. To achieve this goal, we revisit masked language modeling and present a geometry-guided self-supervised learning method (Go-tuningfor short) by taking a small number of task-aware self-supervised data to update language models further. Experiments show that Go-tuning can enable T5-small (80M) competitive zero-shot results compared with large language models, such as T5-XL (3B). We also apply Go-tuning on multi-task settings and develop a multi-task model, mgo-T5 (250M). It can reach the average performance of OPT (175B) on 9 datasets.

Wenhao Zhu, Jingjing Xu, Shujian Huang et al.

Neural machine translation has achieved promising results on many translation tasks. However, previous studies have shown that neural models induce a non-smooth representation space, which harms its generalization results. Recently, kNN-MT has provided an effective paradigm to smooth the prediction based on neighbor representations during inference. Despite promising results, kNN-MT usually requires large inference overhead. We propose an effective training framework INK to directly smooth the representation space via adjusting representations of kNN neighbors with a small number of new parameters. The new parameters are then used to refresh the whole representation datastore to get new kNN knowledge asynchronously. This loop keeps running until convergence. Experiments on four benchmark datasets show that \method achieves average gains of 1.99 COMET and 1.0 BLEU, outperforming the state-of-the-art kNN-MT system with 0.02x memory space and 1.9x inference speedup.

Christoph Lüscher, Jingjing Xu, Mohammad Zeineldeen et al.

Neural speaker embeddings encode the speaker's speech characteristics through a DNN model and are prevalent for speaker verification tasks. However, few studies have investigated the usage of neural speaker embeddings for an ASR system. In this work, we present our efforts w.r.t integrating neural speaker embeddings into a conformer based hybrid HMM ASR system. For ASR, our improved embedding extraction pipeline in combination with the Weighted-Simple-Add integration method results in x-vector and c-vector reaching on par performance with i-vectors. We further compare and analyze different speaker embeddings. We present our acoustic model improvements obtained by switching from newbob learning rate schedule to one cycle learning schedule resulting in a ~3% relative WER reduction on Switchboard, additionally reducing the overall training time by 17%. By further adding neural speaker embeddings, we gain additional ~3% relative WER improvement on Hub5'00. Our best Conformer-based hybrid ASR system with speaker embeddings achieves 9.0% WER on Hub5'00 and Hub5'01 with training on SWB 300h.

Di Guo, Sijin Li, Jun Liu et al.

Nuclear Magnetic Resonance (NMR) spectroscopy has served as a powerful analytical tool for studying molecular structure and dynamics in chemistry and biology. However, the processing of raw data acquired from NMR spectrometers and subsequent quantitative analysis involves various specialized tools, which necessitates comprehensive knowledge in programming and NMR. Particularly, the emerging deep learning tools is hard to be widely used in NMR due to the sophisticated setup of computation. Thus, NMR processing is not an easy task for chemist and biologists. In this work, we present CloudBrain-NMR, an intelligent online cloud computing platform designed for NMR data reading, processing, reconstruction, and quantitative analysis. The platform is conveniently accessed through a web browser, eliminating the need for any program installation on the user side. CloudBrain-NMR uses parallel computing with graphics processing units and central processing units, resulting in significantly shortened computation time. Furthermore, it incorporates state-of-the-art deep learning-based algorithms offering comprehensive functionalities that allow users to complete the entire processing procedure without relying on additional software. This platform has empowered NMR applications with advanced artificial intelligence processing. CloudBrain-NMR is openly accessible for free usage at https://csrc.xmu.edu.cn/CloudBrain.html

Jingjing Xu, Maria Biryukov, Martin Theobald et al.

Answering complex questions over textual resources remains a challenge, particularly when dealing with nuanced relationships between multiple entities expressed within natural-language sentences. To this end, curated knowledge bases (KBs) like YAGO, DBpedia, Freebase, and Wikidata have been widely used and gained great acceptance for question-answering (QA) applications in the past decade. While these KBs offer a structured knowledge representation, they lack the contextual diversity found in natural-language sources. To address this limitation, BigText-QA introduces an integrated QA approach, which is able to answer questions based on a more redundant form of a knowledge graph (KG) that organizes both structured and unstructured (i.e., "hybrid") knowledge in a unified graphical representation. Thereby, BigText-QA is able to combine the best of both worlds$\unicode{x2013}$a canonical set of named entities, mapped to a structured background KB (such as YAGO or Wikidata), as well as an open set of textual clauses providing highly diversified relational paraphrases with rich context information. Our experimental results demonstrate that BigText-QA outperforms DrQA, a neural-network-based QA system, and achieves competitive results to QUEST, a graph-based unsupervised QA system.

Jingjing Xu, Caesar Wu, Yuan-Fang Li et al.

Alongside the continuous process of improving AI performance through the development of more sophisticated models, researchers have also focused their attention to the emerging concept of data-centric AI, which emphasizes the important role of data in a systematic machine learning training process. Nonetheless, the development of models has also continued apace. One result of this progress is the development of the Transformer Architecture, which possesses a high level of capability in multiple domains such as Natural Language Processing (NLP), Computer Vision (CV) and Time Series Forecasting (TSF). Its performance is, however, heavily dependent on input data preprocessing and output data evaluation, justifying a data-centric approach to future research. We argue that data-centric AI is essential for training AI models, particularly for transformer-based TSF models efficiently. However, there is a gap regarding the integration of transformer-based TSF and data-centric AI. This survey aims to pin down this gap via the extensive literature review based on the proposed taxonomy. We review the previous research works from a data-centric AI perspective and we intend to lay the foundation work for the future development of transformer-based architecture and data-centric AI.

Xueyu Hu, Ziyu Zhao, Shuang Wei et al.

In this paper, we introduce InfiAgent-DABench, the first benchmark specifically designed to evaluate LLM-based agents on data analysis tasks. These tasks require agents to end-to-end solving complex tasks by interacting with an execution environment. This benchmark contains DAEval, a dataset consisting of 257 data analysis questions derived from 52 CSV files, and an agent framework which incorporates LLMs to serve as data analysis agents for both serving and evaluation. Since data analysis questions are often open-ended and hard to evaluate without human supervision, we adopt a format-prompting technique to convert each question into a closed-form format so that they can be automatically evaluated. Our extensive benchmarking of 34 LLMs uncovers the current challenges encountered in data analysis tasks. In addition, building on top of our agent framework, we develop a specialized agent, DAAgent, which surpasses GPT-3.5 by 3.9% on DABench. Evaluation datasets and toolkits for InfiAgent-DABench are released at https://github.com/InfiAgent/InfiAgent .

Chenxin An, Jun Zhang, Ming Zhong et al. · pku

Advancements in distributed training and efficient attention mechanisms have significantly expanded the context window sizes of large language models (LLMs). However, recent work reveals that the effective context lengths of open-source LLMs often fall short, typically not exceeding half of their training lengths. In this work, we attribute this limitation to the left-skewed frequency distribution of relative positions formed in LLMs pretraining and post-training stages, which impedes their ability to effectively gather distant information. To address this challenge, we introduce ShifTed Rotray position embeddING (STRING). STRING shifts well-trained positions to overwrite the original ineffective positions during inference, enhancing performance within their existing training lengths. Experimental results show that without additional training, STRING dramatically improves the performance of the latest large-scale models, such as Llama3.1 70B and Qwen2 72B, by over 10 points on popular long-context benchmarks RULER and InfiniteBench, establishing new state-of-the-art results for open-source LLMs. Compared to commercial models, Llama 3.1 70B with \method even achieves better performance than GPT-4-128K and clearly surpasses Claude 2 and Kimi-chat.

Zhenyu He, Jun Zhang, Shengjie Luo et al.

In this work, we investigate a typical scenario in code generation where a developer edits existing code in real time and requests a code assistant, e.g., a large language model, to re-predict the next token or next line on the fly. Naively, the LLM needs to re-encode the entire KV cache to provide an accurate prediction. However, this process is computationally expensive, especially when the sequence length is long. Simply encoding the edited subsequence and integrating it to the original KV cache meets the temporal confusion problem, leading to significantly worse performance. We address this efficiency and accuracy trade-off by introducing \underline{\textbf{Positional \textbf{I}ntegrity \textbf{E}ncoding} (PIE). Building upon the rotary positional encoding, PIE first removes the rotary matrices in the Key cache that introduce temporal confusion and then reapplies the correct rotary matrices. This process ensures that positional relationships between tokens are correct and requires only a single round of matrix multiplication. We validate the effectiveness of PIE through extensive experiments on the RepoBench-C-8k dataset, utilizing DeepSeek-Coder models with 1.3B, 6.7B, and 33B parameters. Our evaluation includes three real-world coding tasks: code insertion, code deletion, and multi-place code editing. Results demonstrate that PIE reduces computational overhead by over 85% compared to the standard full recomputation approach across all model sizes and tasks while well approximating the model performance.

Jingjing Xu, Wei Zhou, Zijian Yang et al.

Varying-size models are often required to deploy ASR systems under different hardware and/or application constraints such as memory and latency. To avoid redundant training and optimization efforts for individual models of different sizes, we present the dynamic encoder size approach, which jointly trains multiple performant models within one supernet from scratch. These subnets of various sizes are layer-wise pruned from the supernet, and thus, enjoy full parameter sharing. By combining score-based pruning with supernet training, we propose two novel methods, Simple-Top-k and Iterative-Zero-Out, to automatically select the best-performing subnets in a data-driven manner, avoiding resource-intensive search efforts. Our experiments using CTC on both Librispeech and TED-LIUM-v2 corpora show that our methods can achieve on-par performance as individually trained models of each size category. Also, our approach consistently brings small performance improvements for the full-size supernet.

Qifan Yu, Zhenyu He, Sijie Li et al.

Chain-of-Thought (CoT) prompting has emerged as a powerful technique for enhancing language model's reasoning capabilities. However, generating long and correct CoT trajectories is challenging. Recent studies have demonstrated that Looped Transformers possess remarkable length generalization capabilities, but their limited generality and adaptability prevent them from serving as an alternative to auto-regressive solutions. To better leverage the strengths of Looped Transformers, we propose RELAY (REasoning through Loop Alignment iterativelY). Specifically, we align the steps of Chain-of-Thought (CoT) reasoning with loop iterations and apply intermediate supervision during the training of Looped Transformers. This additional iteration-wise supervision not only preserves the Looped Transformer's ability for length generalization but also enables it to predict CoT reasoning steps for unseen data. Therefore, we leverage this Looped Transformer to generate accurate reasoning chains for complex problems that exceed the training length, which will then be used to fine-tune an auto-regressive model. We conduct extensive experiments, and the results demonstrate the effectiveness of our approach, with significant improvements in the performance of the auto-regressive model. Code will be released at https://github.com/qifanyu/RELAY.

Jingjing Xu, Caesar Wu, Yuan-Fang Li et al.

In the domain of multivariate forecasting, transformer models stand out as powerful apparatus, displaying exceptional capabilities in handling messy datasets from real-world contexts. However, the inherent complexity of these datasets, characterized by numerous variables and lengthy temporal sequences, poses challenges, including increased noise and extended model runtime. This paper focuses on reducing redundant information to elevate forecasting accuracy while optimizing runtime efficiency. We propose a novel transformer forecasting framework enhanced by Principal Component Analysis (PCA) to tackle this challenge. The framework is evaluated by five state-of-the-art (SOTA) models and four diverse real-world datasets. Our experimental results demonstrate the framework's ability to minimize prediction errors across all models and datasets while significantly reducing runtime. From the model perspective, one of the PCA-enhanced models: PCA+Crossformer, reduces mean square errors (MSE) by 33.3% and decreases runtime by 49.2% on average. From the dataset perspective, the framework delivers 14.3% MSE and 76.6% runtime reduction on Electricity datasets, as well as 4.8% MSE and 86.9% runtime reduction on Traffic datasets. This study aims to advance various SOTA models and enhance transformer-based time series forecasting for intricate data. Code is available at: https://github.com/jingjing-unilu/PCA_Transformer.

Caesar Wu, Yuan-Fang Li, Jian Li et al.

When engaging in strategic decision-making, we are frequently confronted with overwhelming information and data. The situation can be further complicated when certain pieces of evidence contradict each other or become paradoxical. The primary challenge is how to determine which information can be trusted when we adopt Artificial Intelligence (AI) systems for decision-making. This issue is known as deciding what to decide or Trustworthy AI. However, the AI system itself is often considered an opaque black box. We propose a new approach to address this issue by introducing a novel framework of Trustworthy AI (TAI) encompassing three crucial components of AI: representation space, loss function, and optimizer. Each component is loosely coupled with four TAI properties. Altogether, the framework consists of twelve TAI properties. We aim to use this framework to conduct the TAI experiments by quantitive and qualitative research methods to satisfy TAI properties for the decision-making context. The framework allows us to formulate an optimal prediction model trained by the given dataset for applying the strategic investment decision of credit default swaps (CDS) in the technology sector. Finally, we provide our view of the future direction of TAI research

Kechi Zhang, Ge Li, Jia Li et al. · pku

The Transformer architecture has emerged as a landmark advancement within the broad field of artificial intelligence, effectively catalyzing the advent of large language models (LLMs). However, despite its remarkable capabilities and the substantial progress it has facilitated, the Transformer architecture still has some limitations. One such intrinsic limitation is its inability to effectively capture the Chomsky hierarchy, such as regular expressions or deterministic context-free grammars. Drawing inspiration from pushdown automata, which efficiently resolve deterministic context-free grammars using stacks, we propose StackTrans to address the aforementioned issue within LLMs. Unlike previous approaches that modify the attention computation, StackTrans explicitly incorporates hidden state stacks between Transformer layers. This design maintains compatibility with existing frameworks like flash-attention. Specifically, our design features stack operations -- such as pushing and popping hidden states -- that are differentiable and can be learned in an end-to-end manner. Our comprehensive evaluation spans benchmarks for both Chomsky hierarchies and large-scale natural languages. Across these diverse tasks, StackTrans consistently outperforms standard Transformer models and other baselines. We have successfully scaled StackTrans up from 360M to 7B parameters. In particular, our from-scratch pretrained model StackTrans-360M outperforms several larger open-source LLMs with 2-3x more parameters, showcasing its superior efficiency and reasoning capability.

Heming Xia, Qingxiu Dong, Lei Li et al.

Recently, Large Language Models (LLMs) have been serving as general-purpose interfaces, posing a significant demand for comprehensive visual knowledge. However, it remains unclear how well current LLMs and their visually augmented counterparts (VaLMs) can master visual commonsense knowledge. To investigate this, we propose ImageNetVC, a human-annotated dataset specifically designed for zero- and few-shot visual commonsense evaluation across 1,000 ImageNet categories. Utilizing ImageNetVC, we benchmark the fundamental visual commonsense knowledge of both unimodal LLMs and VaLMs. Furthermore, we analyze the factors affecting the visual commonsense knowledge of large-scale models, providing insights into the development of language models enriched with visual commonsense knowledge. Our code and dataset are available at https://github.com/hemingkx/ImageNetVC.

Lei Li, Jingjing Xu, Qingxiu Dong et al.

Language models~(LMs) gradually become general-purpose interfaces in the interactive and embodied world, where the understanding of physical concepts is an essential prerequisite. However, it is not yet clear whether LMs can understand physical concepts in the human world. To investigate this, we design a benchmark VEC that covers the tasks of (i) Visual concepts, such as the shape and material of objects, and (ii) Embodied Concepts, learned from the interaction with the world such as the temperature of objects. Our zero (few)-shot prompting results show that the understanding of certain visual concepts emerges as scaling up LMs, but there are still basic concepts to which the scaling law does not apply. For example, OPT-175B performs close to humans with a zero-shot accuracy of 85\% on the material concept, yet behaves like random guessing on the mass concept. Instead, vision-augmented LMs such as CLIP and BLIP achieve a human-level understanding of embodied concepts. Analysis indicates that the rich semantics in visual representation can serve as a valuable source of embodied knowledge. Inspired by this, we propose a distillation method to transfer embodied knowledge from VLMs to LMs, achieving performance gain comparable with that by scaling up the parameters of LMs 134x. Our dataset is available at \url{https://github.com/TobiasLee/VEC}

Ce Zheng, Lei Li, Qingxiu Dong et al.

Previous studies have shown that large language models (LLMs) like GPTs store massive factual knowledge in their parameters. However, the stored knowledge could be false or out-dated. Traditional knowledge editing methods refine LLMs via fine-tuning on texts containing specific knowledge. However, with the increasing scales of LLMs, these gradient-based approaches bring large computation costs. The trend of model-as-a-service also makes it impossible to modify knowledge in black-box LMs. Inspired by in-context learning (ICL), a new paradigm based on demonstration contexts without parameter updating, we explore whether ICL can edit factual knowledge. To answer this question, we give a comprehensive empirical study of ICL strategies. Experiments show that in-context knowledge editing (IKE), without any gradient and parameter updating, achieves a competitive success rate compared to gradient-based methods on GPT-J (6B) but with much fewer side effects, including less over-editing on similar but unrelated facts and less knowledge forgetting on previously stored knowledge. We also apply the method to larger LMs with tens or hundreds of parameters like OPT-175B, which shows the scalability of our method. The code is available at https://github.com/Zce1112zslx/IKE.

Jingjing Xu, Liang Zhao, Junyang Lin et al.

Many existing neural architecture search (NAS) solutions rely on downstream training for architecture evaluation, which takes enormous computations. Considering that these computations bring a large carbon footprint, this paper aims to explore a green (namely environmental-friendly) NAS solution that evaluates architectures without training. Intuitively, gradients, induced by the architecture itself, directly decide the convergence and generalization results. It motivates us to propose the gradient kernel hypothesis: Gradients can be used as a coarse-grained proxy of downstream training to evaluate random-initialized networks. To support the hypothesis, we conduct a theoretical analysis and find a practical gradient kernel that has good correlations with training loss and validation performance. According to this hypothesis, we propose a new kernel based architecture search approach KNAS. Experiments show that KNAS achieves competitive results with orders of magnitude faster than "train-then-test" paradigms on image classification tasks. Furthermore, the extremely low search cost enables its wide applications. The searched network also outperforms strong baseline RoBERTA-large on two text classification tasks. Codes are available at \url{https://github.com/Jingjing-NLP/KNAS} .

Yiran Chen, Zhenqiao Song, Xianze Wu et al.

We introduce MTG, a new benchmark suite for training and evaluating multilingual text generation. It is the first-proposed multilingual multiway text generation dataset with the largest human-annotated data (400k). It includes four generation tasks (story generation, question generation, title generation and text summarization) across five languages (English, German, French, Spanish and Chinese). The multiway setup enables testing knowledge transfer capabilities for a model across languages and tasks. Using MTG, we train and analyze several popular multilingual generation models from different aspects. Our benchmark suite fosters model performance enhancement with more human-annotated parallel data. It provides comprehensive evaluations with diverse generation scenarios. Code and data are available at \url{https://github.com/zide05/MTG}.

Jingjing Xu, Hao Zhou, Chun Gan et al.

The choice of token vocabulary affects the performance of machine translation. This paper aims to figure out what is a good vocabulary and whether one can find the optimal vocabulary without trial training. To answer these questions, we first provide an alternative understanding of the role of vocabulary from the perspective of information theory. Motivated by this, we formulate the quest of vocabularization -- finding the best token dictionary with a proper size -- as an optimal transport (OT) problem. We propose VOLT, a simple and efficient solution without trial training. Empirical results show that VOLT outperforms widely-used vocabularies in diverse scenarios, including WMT-14 English-German and TED's 52 translation directions. For example, VOLT achieves almost 70% vocabulary size reduction and 0.5 BLEU gain on English-German translation. Also, compared to BPE-search, VOLT reduces the search time from 384 GPU hours to 30 GPU hours on English-German translation. Codes are available at https://github.com/Jingjing-NLP/VOLT .

Guangxiang Zhao, Xu Sun, Jingjing Xu et al.

In sequence to sequence learning, the self-attention mechanism proves to be highly effective, and achieves significant improvements in many tasks. However, the self-attention mechanism is not without its own flaws. Although self-attention can model extremely long dependencies, the attention in deep layers tends to overconcentrate on a single token, leading to insufficient use of local information and difficultly in representing long sequences. In this work, we explore parallel multi-scale representation learning on sequence data, striving to capture both long-range and short-range language structures. To this end, we propose the Parallel MUlti-Scale attEntion (MUSE) and MUSE-simple. MUSE-simple contains the basic idea of parallel multi-scale sequence representation learning, and it encodes the sequence in parallel, in terms of different scales with the help from self-attention, and pointwise transformation. MUSE builds on MUSE-simple and explores combining convolution and self-attention for learning sequence representations from more different scales. We focus on machine translation and the proposed approach achieves substantial performance improvements over Transformer, especially on long sequences. More importantly, we find that although conceptually simple, its success in practice requires intricate considerations, and the multi-scale attention must build on unified semantic space. Under common setting, the proposed model achieves substantial performance and outperforms all previous models on three main machine translation tasks. In addition, MUSE has potential for accelerating inference due to its parallelism. Code will be available at https://github.com/lancopku/MUSE

Liangchen Luo, Jingjing Xu, Junyang Lin et al.

Generating semantically coherent responses is still a major challenge in dialogue generation. Different from conventional text generation tasks, the mapping between inputs and responses in conversations is more complicated, which highly demands the understanding of utterance-level semantic dependency, a relation between the whole meanings of inputs and outputs. To address this problem, we propose an Auto-Encoder Matching (AEM) model to learn such dependency. The model contains two auto-encoders and one mapping module. The auto-encoders learn the semantic representations of inputs and responses, and the mapping module learns to connect the utterance-level representations. Experimental results from automatic and human evaluations demonstrate that our model is capable of generating responses of high coherence and fluency compared to baseline models. The code is available at https://github.com/lancopku/AMM

Jingjing Xu, Xuancheng Ren, Yi Zhang et al.

Narrative story generation is a challenging problem because it demands the generated sentences with tight semantic connections, which has not been well studied by most existing generative models. To address this problem, we propose a skeleton-based model to promote the coherence of generated stories. Different from traditional models that generate a complete sentence at a stroke, the proposed model first generates the most critical phrases, called skeleton, and then expands the skeleton to a complete and fluent sentence. The skeleton is not manually defined, but learned by a reinforcement learning method. Compared to the state-of-the-art models, our skeleton-based model can generate significantly more coherent text according to human evaluation and automatic evaluation. The G-score is improved by 20.1% in the human evaluation. The code is available at https://github.com/lancopku/Skeleton-Based-Generation-Model

Jingjing Xu, Xuancheng Ren, Junyang Lin et al.

Existing text generation methods tend to produce repeated and "boring" expressions. To tackle this problem, we propose a new text generation model, called Diversity-Promoting Generative Adversarial Network (DP-GAN). The proposed model assigns low reward for repeatedly generated text and high reward for "novel" and fluent text, encouraging the generator to produce diverse and informative text. Moreover, we propose a novel language-model based discriminator, which can better distinguish novel text from repeated text without the saturation problem compared with existing classifier-based discriminators. The experimental results on review generation and dialogue generation tasks demonstrate that our model can generate substantially more diverse and informative text than existing baselines. The code is available at https://github.com/lancopku/DPGAN

Jingjing Xu, Ji Wen, Xu Sun et al.

Named Entity Recognition and Relation Extraction for Chinese literature text is regarded as the highly difficult problem, partially because of the lack of tagging sets. In this paper, we build a discourse-level dataset from hundreds of Chinese literature articles for improving this task. To build a high quality dataset, we propose two tagging methods to solve the problem of data inconsistency, including a heuristic tagging method and a machine auxiliary tagging method. Based on this corpus, we also introduce several widely used models to conduct experiments. Experimental results not only show the usefulness of the proposed dataset, but also provide baselines for further research. The dataset is available at https://github.com/lancopku/Chinese-Literature-NER-RE-Dataset

Xu Sun, Xuancheng Ren, Shuming Ma et al.

We propose a simple yet effective technique to simplify the training and the resulting model of neural networks. In back propagation, only a small subset of the full gradient is computed to update the model parameters. The gradient vectors are sparsified in such a way that only the top-k elements (in terms of magnitude) are kept. As a result, only k rows or columns (depending on the layout) of the weight matrix are modified, leading to a linear reduction in the computational cost. Based on the sparsified gradients, we further simplify the model by eliminating the rows or columns that are seldom updated, which will reduce the computational cost both in the training and decoding, and potentially accelerate decoding in real-world applications. Surprisingly, experimental results demonstrate that most of time we only need to update fewer than 5% of the weights at each back propagation pass. More interestingly, the accuracy of the resulting models is actually improved rather than degraded, and a detailed analysis is given. The model simplification results show that we could adaptively simplify the model which could often be reduced by around 9x, without any loss on accuracy or even with improved accuracy. The codes, including the extension, are available at https://github.com/lancopku/meSimp

Zhihui Xie, Jie chen, Liyu Chen et al.

Teaching large language models (LLMs) to critique and refine their outputs is crucial for building systems that can iteratively improve, yet it is fundamentally limited by the ability to provide accurate judgments and actionable suggestions. In this work, we study LLM critics for code generation and propose $\texttt{CTRL}$, a framework for $\texttt{C}$ritic $\texttt{T}$raining via $\texttt{R}$einforcement $\texttt{L}$earning, which trains a critic model to generate feedback that maximizes correction performance for a fixed generator model without human supervision. Our results demonstrate that critics trained with $\texttt{CTRL}$ significantly enhance pass rates and mitigate compounding errors across both base and stronger generator models. Furthermore, we show that these critic models act as accurate generative reward models and enable test-time scaling through iterative critique-revision, achieving up to 106.1% relative improvements across challenging code generation benchmarks.

Zhenyu He, Guhao Feng, Shengjie Luo et al. · pku

In this work, we leverage the intrinsic segmentation of language sequences and design a new positional encoding method called Bilevel Positional Encoding (BiPE). For each position, our BiPE blends an intra-segment encoding and an inter-segment encoding. The intra-segment encoding identifies the locations within a segment and helps the model capture the semantic information therein via absolute positional encoding. The inter-segment encoding specifies the segment index, models the relationships between segments, and aims to improve extrapolation capabilities via relative positional encoding. Theoretical analysis shows this disentanglement of positional information makes learning more effective. The empirical results also show that our BiPE has superior length extrapolation capabilities across a wide range of tasks in diverse text modalities.

Haiteng Zhao, Chang Ma, Guoyin Wang et al.

Large Language Model (LLM) Agents have recently garnered increasing interest yet they are limited in their ability to learn from trial and error, a key element of intelligent behavior. In this work, we argue that the capacity to learn new actions from experience is fundamental to the advancement of learning in LLM agents. While humans naturally expand their action spaces and develop skills through experiential learning, LLM agents typically operate within fixed action spaces, limiting their potential for growth. To address these challenges, our study explores open-action learning for language agents. We introduce a framework LearnAct with an iterative learning strategy to create and improve actions in the form of Python functions. In each iteration, LLM revises and updates the currently available actions based on the errors identified in unsuccessful training tasks, thereby enhancing action effectiveness. Our experimental evaluations across Robotic Planning and Alfworld environments reveal that after learning on a few training task instances, our approach to open-action learning markedly improves agent performance for the type of task (by 32 percent in AlfWorld compared to ReAct+Reflexion, for instance) highlighting the importance of experiential action learning in the development of more intelligent LLM agents.

Ziwei Chai, Guoyin Wang, Jing Su et al. · cmu

We present Expert-Token-Routing, a unified generalist framework that facilitates seamless integration of multiple expert LLMs. Our framework represents expert LLMs as special expert tokens within the vocabulary of a meta LLM. The meta LLM can route to an expert LLM like generating new tokens. Expert-Token-Routing not only supports learning the implicit expertise of expert LLMs from existing instruction dataset but also allows for dynamic extension of new expert LLMs in a plug-and-play manner. It also conceals the detailed collaboration process from the user's perspective, facilitating interaction as though it were a singular LLM. Our framework outperforms various existing multi-LLM collaboration paradigms across benchmarks that incorporate six diverse expert domains, demonstrating effectiveness and robustness in building generalist LLM system via synergizing multiple expert LLMs.

Jingjing Xu, Eugen Beck, Zijian Yang et al.

ASR systems are deployed across diverse environments, each with specific hardware constraints. We use supernet training to jointly train multiple encoders of varying sizes, enabling dynamic model size adjustment to fit hardware constraints without redundant training. Moreover, we introduce a novel method called OrthoSoftmax, which applies multiple orthogonal softmax functions to efficiently identify optimal subnets within the supernet, avoiding resource-intensive search. This approach also enables more flexible and precise subnet selection by allowing selection based on various criteria and levels of granularity. Our results with CTC on Librispeech and TED-LIUM-v2 show that FLOPs-aware component-wise selection achieves the best overall performance. With the same number of training updates from one single job, WERs for all model sizes are comparable to or slightly better than those of individually trained models. Furthermore, we analyze patterns in the selected components and reveal interesting insights.

Jingjing Xu, Caesar Wu, Yuan-Fang Li et al.

Transformer-based models for time series forecasting (TSF) have attracted significant attention in recent years due to their effectiveness and versatility. However, these models often require extensive hyperparameter optimization (HPO) to achieve the best possible performance, and a unified pipeline for HPO in transformer-based TSF remains lacking. In this paper, we present one such pipeline and conduct extensive experiments on several state-of-the-art (SOTA) transformer-based TSF models. These experiments are conducted on standard benchmark datasets to evaluate and compare the performance of different models, generating practical insights and examples. Our pipeline is generalizable beyond transformer-based architectures and can be applied to other SOTA models, such as Mamba and TimeMixer, as demonstrated in our experiments. The goal of this work is to provide valuable guidance to both industry practitioners and academic researchers in efficiently identifying optimal hyperparameters suited to their specific domain applications. The code and complete experimental results are available on GitHub.

Jiawei Chen, Wentao Chen, Jing Su et al.

Large language models (LLMs) have shown significant multilingual capabilities. However, the mechanisms underlying the development of these capabilities during pre-training are not well understood. In this paper, we use code LLMs as an experimental platform to explore the evolution of multilingual capabilities in LLMs during the pre-training process. Based on our observations, we propose the Babel Tower Hypothesis, which describes the entire process of LLMs acquiring new language capabilities. During the learning process, multiple languages initially share a single knowledge system dominated by the primary language and gradually develop language-specific knowledge systems. We then validate the above hypothesis by tracking the internal states of the LLMs through identifying working languages and language transferring neurons. Experimental results show that the internal state changes of the LLM are consistent with our Babel Tower Hypothesis. Building on these insights, we propose a novel method to construct an optimized pre-training corpus for multilingual code LLMs, which significantly outperforms LLMs trained on the original corpus. The proposed Babel Tower Hypothesis provides new insights into designing pre-training data distributions to achieve optimal multilingual capabilities in LLMs.

Jingjing Xu, Zijian Yang, Albert Zeyer et al.

Architecture design is inherently complex. Existing approaches rely on either handcrafted rules, which demand extensive empirical expertise, or automated methods like neural architecture search, which are computationally intensive. In this paper, we introduce DMAO, an architecture optimization framework that employs a grow-and-drop strategy to automatically reallocate parameters during training. This reallocation shifts resources from less-utilized areas to those parts of the model where they are most beneficial. Notably, DMAO only introduces negligible training overhead at a given model complexity. We evaluate DMAO through experiments with CTC on LibriSpeech, TED-LIUM-v2 and Switchboard datasets. The results show that, using the same amount of training resources, our proposed DMAO consistently improves WER by up to 6% relatively across various architectures, model sizes, and datasets. Furthermore, we analyze the pattern of parameter redistribution and uncover insightful findings.

Bohong Wu, Fei Yuan, Hai Zhao et al.

Multilingual understanding models (or encoder-based), pre-trained via masked language modeling, have achieved promising results on many language understanding tasks (e.g., mBERT). However, these non-autoregressive (NAR) models still struggle to generate high-quality texts compared with autoregressive (AR) models. Considering that encoder-based models have the advantage of efficient generation and self-correction abilities, this paper explores methods to empower multilingual understanding models the generation abilities to get a unified model. Specifically, we start from a multilingual encoder (XLM-R) and propose a \textbf{S}emantic-\textbf{G}uided \textbf{A}lignment-then-Denoising (SGA) approach to adapt an encoder to a multilingual generator with a small number of new parameters. Experiments show that the proposed approach is an effective adaption method, outperforming widely-used initialization-based methods with gains of 9.4 BLEU on machine translation, 8.1 Rouge-L on question generation, and 5.5 METEOR on story generation on XLM-R$_{large}$. On the other hand, we observe that XLM-R is still inferior to mBART in supervised settings despite better results on zero-shot settings, indicating that more exploration is required to make understanding models strong generators.

Qingxiu Dong, Jingjing Xu, Lingpeng Kong et al.

Given varying prompts regarding a factoid question, can a large language model (LLM) reliably generate factually correct answers? Existing LLMs may generate distinct responses for different prompts. In this paper, we study the problem of quantifying knowledge contained in an LLM regarding a given set of facts. We propose KaRR, a statistical approach to assess factual knowledge for LLMs. The main idea is to estimate the ratio of LLM generating text corresponding to the answer entity given diverse prompts of the subject and the querying relation, versus it generating by random chances. Our assessment suite contains a comprehensive set of 994,123 entities and 600 relations, with 1,395,905 text aliases. We use our method to evaluate 20 LLMs of various sizes, including LLaMA, Alpaca, OPT, etc. Experiments show that our results have a strong correlation (0.43 Kendall's $τ$) with the results of human assessment on LLMs. Our results reveal that the knowledge in LLMs with the same backbone architecture adheres to the scaling law, while tuning on instruction-following data sometimes compromises the model's capability to generate factually correct text reliably.

Jingjing Xu, Wangchunshu Zhou, Zhiyi Fu et al.

In recent years, larger and deeper models are springing up and continuously pushing state-of-the-art (SOTA) results across various fields like natural language processing (NLP) and computer vision (CV). However, despite promising results, it needs to be noted that the computations required by SOTA models have been increased at an exponential rate. Massive computations not only have a surprisingly large carbon footprint but also have negative effects on research inclusiveness and deployment on real-world applications. Green deep learning is an increasingly hot research field that appeals to researchers to pay attention to energy usage and carbon emission during model training and inference. The target is to yield novel results with lightweight and efficient technologies. Many technologies can be used to achieve this goal, like model compression and knowledge distillation. This paper focuses on presenting a systematic review of the development of Green deep learning technologies. We classify these approaches into four categories: (1) compact networks, (2) energy-efficient training strategies, (3) energy-efficient inference approaches, and (4) efficient data usage. For each category, we discuss the progress that has been achieved and the unresolved challenges.