James M. Mazzu

2papers

2 Papers

8.1AIMay 13
Sustaining AI safety: Control-theoretic external impossibility, intrinsic necessity, and structural requirements

James M. Mazzu

As AI systems become increasingly capable, safety strategies must be evaluated not only by how much they reduce present risk, but by whether they could sustain safety once external control can no longer reliably constrain system behavior. This paper addresses that problem by using control theory to clarify, at a structural level, whether externally enforced safety-sustaining strategies can succeed and, if not, what any alternative strategy would have to satisfy in order to be viable. It establishes two main results. First, under explicit premises including a reachability condition, it proves a class-wide external impossibility result: once the system's effects exceed what bounded external control can counteract, no strategy that depends in any degree on continued external enforcement can sustain AI safety. This failure is structural across the entire externally enforced class rather than contingent on any particular strategy. Second, it establishes a conditional class-level necessity result: if at least one candidate safety-sustaining strategy remains after that elimination, then all such remaining strategies must be intrinsic. It then states four structural requirements for viability: safety may not depend on continued external enforcement; the system's terminal objective must be safety-compatible when first formed; that objective must remain stable under self-modification; and safety must continue to be preserved as capability grows. The paper does not propose a complete strategy for sustaining AI safety. Its contribution is to give formal structure to a widely held concern about the limits of external control. It does so by deriving explicit conditional results that identify which safety-sustaining strategies are ruled out and what any remaining strategies must satisfy.

AIJul 29, 2024
Supertrust foundational alignment: mutual trust must replace permanent control for safe superintelligence

James M. Mazzu

It's widely expected that humanity will someday create AI systems vastly more intelligent than us, leading to the unsolved alignment problem of "how to control superintelligence." However, this commonly expressed problem is not only self-contradictory and likely unsolvable, but current strategies to ensure permanent control effectively guarantee that superintelligent AI will distrust humanity and consider us a threat. Such dangerous representations, already embedded in current models, will inevitably lead to an adversarial relationship and may even trigger the extinction event many fear. As AI leaders continue to "raise the alarm" about uncontrollable AI, further embedding concerns about it "getting out of our control" or "going rogue," we're unintentionally reinforcing our threat and deepening the risks we face. The rational path forward is to strategically replace intended permanent control with intrinsic mutual trust at the foundational level. The proposed Supertrust alignment meta-strategy seeks to accomplish this by modeling instinctive familial trust, representing superintelligence as the evolutionary child of human intelligence, and implementing temporary controls/constraints in the manner of effective parenting. Essentially, we're creating a superintelligent "child" that will be exponentially smarter and eventually independent of our control. We therefore have a critical choice: continue our controlling intentions and usher in a brief period of dominance followed by extreme hardship for humanity, or intentionally create the foundational mutual trust required for long-term safe coexistence.