Xiaoguang Liu

Liping Yi, Gang Wang, Xiaoguang Liu et al.

Federated learning (FL) is an emerging machine learning paradigm that allows multiple parties to train a shared model collaboratively in a privacy-preserving manner. Existing horizontal FL methods generally assume that the FL server and clients hold the same model structure. However, due to system heterogeneity and the need for personalization, enabling clients to hold models with diverse structures has become an important direction. Existing model-heterogeneous FL approaches often require publicly available datasets and incur high communication and/or computational costs, which limit their performances. To address these limitations, we propose a simple but effective Federated Global prediction Header (FedGH) approach. It is a communication and computation-efficient model-heterogeneous FL framework which trains a shared generalized global prediction header with representations extracted by heterogeneous extractors for clients' models at the FL server. The trained generalized global prediction header learns from different clients. The acquired global knowledge is then transferred to clients to substitute each client's local prediction header. We derive the non-convex convergence rate of FedGH. Extensive experiments on two real-world datasets demonstrate that FedGH achieves significantly more advantageous performance in both model-homogeneous and -heterogeneous FL scenarios compared to seven state-of-the-art personalized FL models, beating the best-performing baseline by up to 8.87% (for model-homogeneous FL) and 1.83% (for model-heterogeneous FL) in terms of average test accuracy, while saving up to 85.53% of communication overhead.

Yan Wang, Yusen Li, Gang Wang et al.

ConvNets can compete with transformers in high-level tasks by exploiting larger receptive fields. To unleash the potential of ConvNet in super-resolution, we propose a multi-scale attention network (MAN), by coupling classical multi-scale mechanism with emerging large kernel attention. In particular, we proposed multi-scale large kernel attention (MLKA) and gated spatial attention unit (GSAU). Through our MLKA, we modify large kernel attention with multi-scale and gate schemes to obtain the abundant attention map at various granularity levels, thereby aggregating global and local information and avoiding potential blocking artifacts. In GSAU, we integrate gate mechanism and spatial attention to remove the unnecessary linear layer and aggregate informative spatial context. To confirm the effectiveness of our designs, we evaluate MAN with multiple complexities by simply stacking different numbers of MLKA and GSAU. Experimental results illustrate that our MAN can perform on par with SwinIR and achieve varied trade-offs between state-of-the-art performance and computations.

Liping Yi, Han Yu, Gang Wang et al.

Federated learning (FL) is an emerging machine learning paradigm in which a central server coordinates multiple participants (clients) collaboratively to train on decentralized data. In practice, FL often faces statistical, system, and model heterogeneities, which inspires the field of Model-Heterogeneous Personalized Federated Learning (MHPFL). With the increased interest in adopting large language models (LLMs) in FL, the existing MHPFL methods cannot achieve acceptable computational and communication costs, while maintaining satisfactory model performance. To bridge this gap, we propose a novel and efficient model-heterogeneous personalized Federated learning framework based on LoRA tuning (pFedLoRA). Inspired by the popular LoRA method for fine-tuning pre-trained LLMs with a low-rank model (a.k.a., an adapter), we design a homogeneous small adapter to facilitate federated client's heterogeneous local model training with our proposed iterative training for global-local knowledge exchange. The homogeneous small local adapters are aggregated on the FL server to generate a global adapter. We theoretically prove the convergence of pFedLoRA. Extensive experiments on two benchmark datasets demonstrate that pFedLoRA outperforms six state-of-the-art baselines, beating the best method by 1.35% in test accuracy, 11.81 times computation overhead reduction and 7.41 times communication cost saving.

Liping Yi, Han Yu, Gang Wang et al.

As a privacy-preserving collaborative machine learning paradigm, federated learning (FL) has attracted significant interest from academia and the industry alike. To allow each data owner (a.k.a., FL clients) to train a heterogeneous and personalized local model based on its local data distribution, system resources and requirements on model structure, the field of model-heterogeneous personalized federated learning (MHPFL) has emerged. Existing MHPFL approaches either rely on the availability of a public dataset with special characteristics to facilitate knowledge transfer, incur high computation and communication costs, or face potential model leakage risks. To address these limitations, we propose a model-heterogeneous personalized Federated learning approach based on feature Extractor Sharing (pFedES). It incorporates a small homogeneous feature extractor into each client's heterogeneous local model. Clients train them via the proposed iterative learning method to enable the exchange of global generalized knowledge and local personalized knowledge. The small local homogeneous extractors produced after local training are uploaded to the FL server and for aggregation to facilitate easy knowledge sharing among clients. We theoretically prove that pFedES can converge over wall-to-wall time. Extensive experiments on two real-world datasets against six state-of-the-art methods demonstrate that pFedES builds the most accurate model, while incurring low communication and computation costs. Compared with the best-performing baseline, it achieves 1.61% higher test accuracy, while reducing communication and computation costs by 99.6% and 82.9%, respectively.

Tiannuo Yang, Zebin Yao, Bowen Jin et al.

Large Language Model (LLM)-based search agents have shown remarkable capabilities in solving complex tasks by dynamically decomposing problems and addressing them through interleaved reasoning and retrieval. However, this interleaved paradigm introduces substantial efficiency bottlenecks. First, we observe that both highly accurate and overly approximate retrieval methods degrade system efficiency: exact search incurs significant retrieval overhead, while coarse retrieval requires additional reasoning steps during generation. Second, we identify inefficiencies in system design, including improper scheduling and frequent retrieval stalls, which lead to cascading latency -- where even minor delays in retrieval amplify end-to-end inference time. To address these challenges, we introduce SearchAgent-X, a high-efficiency inference framework for LLM-based search agents. SearchAgent-X leverages high-recall approximate retrieval and incorporates two key techniques: priority-aware scheduling and non-stall retrieval. Extensive experiments demonstrate that SearchAgent-X consistently outperforms state-of-the-art systems such as vLLM and HNSW-based retrieval across diverse tasks, achieving up to 3.4$\times$ higher throughput and 5$\times$ lower latency, without compromising generation quality. SearchAgent-X is available at https://github.com/tiannuo-yang/SearchAgent-X.

Tiannuo Yang, Wen Hu, Wangqi Peng et al.

Vector data management systems (VDMSs) have become an indispensable cornerstone in large-scale information retrieval and machine learning systems like large language models. To enhance the efficiency and flexibility of similarity search, VDMS exposes many tunable index parameters and system parameters for users to specify. However, due to the inherent characteristics of VDMS, automatic performance tuning for VDMS faces several critical challenges, which cannot be well addressed by the existing auto-tuning methods. In this paper, we introduce VDTuner, a learning-based automatic performance tuning framework for VDMS, leveraging multi-objective Bayesian optimization. VDTuner overcomes the challenges associated with VDMS by efficiently exploring a complex multi-dimensional parameter space without requiring any prior knowledge. Moreover, it is able to achieve a good balance between search speed and recall rate, delivering an optimal configuration. Extensive evaluations demonstrate that VDTuner can markedly improve VDMS performance (14.12% in search speed and 186.38% in recall rate) compared with default setting, and is more efficient compared with state-of-the-art baselines (up to 3.57 times faster in terms of tuning time). In addition, VDTuner is scalable to specific user preference and cost-aware optimization objective. VDTuner is available online at https://github.com/tiannuo-yang/VDTuner.

Huidong Ma, Xinyan Shi, Hui Sun et al.

While Learned Data Compression (LDC) has achieved superior compression ratios, balancing precise probability modeling with system efficiency remains challenging. Crucially, uniform single-stream architectures struggle to simultaneously capture micro-syntactic and macro-semantic features, necessitating deep serial stacking that exacerbates latency. Compounding this, heterogeneous systems are constrained by device speed mismatches, where throughput is capped by Amdahl's Law due to serial processing. To this end, we propose a Dual-Stream Multi-Scale Decoupler that disentangles local and global contexts to replace deep serial processing with shallow parallel streams, and incorporate a Hierarchical Gated Refiner for adaptive feature refinement and precise probability modeling. Furthermore, we design a Concurrent Stream-Parallel Pipeline, which overcomes systemic bottlenecks to achieve full-pipeline parallelism. Extensive experiments demonstrate that our method achieves state-of-the-art performance in both compression ratio and throughput, while maintaining the lowest latency and memory usage. The code is available at https://github.com/huidong-ma/FADE.

Sinong Zhao, Wenrui Wang, Hongzuo Xu et al.

Identifying anomalies from time series data plays an important role in various fields such as infrastructure security, intelligent operation and maintenance, and space exploration. Current research focuses on detecting the anomalies after they occur, which can lead to significant financial/reputation loss or infrastructure damage. In this work we instead study a more practical yet very challenging problem, time series anomaly prediction, aiming at providing early warnings for abnormal events before their occurrence. To tackle this problem, we introduce a novel principled approach, namely future context modeling (FCM). Its key insight is that the future abnormal events in a target window can be accurately predicted if their preceding observation window exhibits any subtle difference to normal data. To effectively capture such differences, FCM first leverages long-term forecasting models to generate a discriminative future context based on the observation data, aiming to amplify those subtle but unusual difference. It then models a normality correlation of the observation data with the forecasting future context to complement the normality modeling of the observation data in foreseeing possible abnormality in the target window. A joint variate-time attention learning is also introduced in FCM to leverage both temporal signals and features of the time series data for more discriminative normality modeling in the aforementioned two views. Comprehensive experiments on five datasets demonstrate that FCM gains good recall rate (70\%+) on multiple datasets and significantly outperforms all baselines in F1 score. Code is available at https://github.com/mala-lab/FCM.

Hui Sun, Chang Xu, Haonan Xie et al.

LLM-driven Anomaly Detection (AD) helps enhance the understanding and explanatory abilities of anomalous behaviors in Time Series (TS). Existing methods face challenges of inadequate reasoning ability, deficient multi-turn dialogue capability, and narrow generalization. To this end, we 1) propose a multi-agent-based TS Evolution algorithm named TSEvol. On top of it, we 2) introduce the AD reasoning and multi-turn dialogue Dataset TSEData-20K and contribute the Chatbot family for AD, including ChatAD-Llama3-8B, Qwen2.5-7B, and Mistral-7B. Furthermore, 3) we propose the TS Kahneman-Tversky Optimization (TKTO) to enhance ChatAD's cross-task generalization capability. Lastly, 4) we propose a LLM-driven Learning-based AD Benchmark LLADBench to evaluate the performance of ChatAD and nine baselines across seven datasets and tasks. Our three ChatAD models achieve substantial gains, up to 34.50% in accuracy, 34.71% in F1, and a 37.42% reduction in false positives. Besides, via KTKO, our optimized ChatAD achieves competitive performance in reasoning and cross-task generalization on classification, forecasting, and imputation.

Sun Hui, Ding Yanfeng, Huidong Ma et al.

Lossless compression has made significant advancements in Genomics Data (GD) storage, sharing and management. Current learning-based methods are non-evolvable with problems of low-level compression modeling, limited adaptability, and user-unfriendly interface. To this end, we propose AgentGC, the first evolutionary Agent-based GD Compressor, consisting of 3 layers with multi-agent named Leader and Worker. Specifically, the 1) User layer provides a user-friendly interface via Leader combined with LLM; 2) Cognitive layer, driven by the Leader, integrates LLM to consider joint optimization of algorithm-dataset-system, addressing the issues of low-level modeling and limited adaptability; and 3) Compression layer, headed by Worker, performs compression & decompression via a automated multi-knowledge learning-based compression framework. On top of AgentGC, we design 3 modes to support diverse scenarios: CP for compression-ratio priority, TP for throughput priority, and BM for balanced mode. Compared with 14 baselines on 9 datasets, the average compression ratios gains are 16.66%, 16.11%, and 16.33%, the throughput gains are 4.73x, 9.23x, and 9.15x, respectively.

Liping Yi, Han Yu, Chao Ren et al.

Federated learning (FL) has been widely adopted for collaborative training on decentralized data. However, it faces the challenges of data, system, and model heterogeneity. This has inspired the emergence of model-heterogeneous personalized federated learning (MHPFL). Nevertheless, the problem of ensuring data and model privacy, while achieving good model performance and keeping communication and computation costs low remains open in MHPFL. To address this problem, we propose a model-heterogeneous personalized Federated learning with Mixture of Experts (pFedMoE) method. It assigns a shared homogeneous small feature extractor and a local gating network for each client's local heterogeneous large model. Firstly, during local training, the local heterogeneous model's feature extractor acts as a local expert for personalized feature (representation) extraction, while the shared homogeneous small feature extractor serves as a global expert for generalized feature extraction. The local gating network produces personalized weights for extracted representations from both experts on each data sample. The three models form a local heterogeneous MoE. The weighted mixed representation fuses generalized and personalized features and is processed by the local heterogeneous large model's header with personalized prediction information. The MoE and prediction header are updated simultaneously. Secondly, the trained local homogeneous small feature extractors are sent to the server for cross-client information fusion via aggregation. Overall, pFedMoE enhances local model personalization at a fine-grained data level, while supporting model heterogeneity.

Liping Yi, Han Yu, Zhuan Shi et al.

Federated learning (FL) is a privacy-preserving collaboratively machine learning paradigm. Traditional FL requires all data owners (a.k.a. FL clients) to train the same local model. This design is not well-suited for scenarios involving data and/or system heterogeneity. Model-Heterogeneous Personalized FL (MHPFL) has emerged to address this challenge. Existing MHPFL approaches often rely on a public dataset with the same nature as the learning task, or incur high computation and communication costs. To address these limitations, we propose the Federated Semantic Similarity Aggregation (FedSSA) approach for supervised classification tasks, which splits each client's model into a heterogeneous (structure-different) feature extractor and a homogeneous (structure-same) classification header. It performs local-to-global knowledge transfer via semantic similarity-based header parameter aggregation. In addition, global-to-local knowledge transfer is achieved via an adaptive parameter stabilization strategy which fuses the seen-class parameters of historical local headers with that of the latest global header for each client. FedSSA does not rely on public datasets, while only requiring partial header parameter transmission to save costs. Theoretical analysis proves the convergence of FedSSA. Extensive experiments present that FedSSA achieves up to 3.62% higher accuracy, 15.54 times higher communication efficiency, and 15.52 times higher computational efficiency compared to 7 state-of-the-art MHPFL baselines.

Liping Yi, Han Yu, Chao Ren et al.

Model-heterogeneous personalized federated learning (MHPFL) enables FL clients to train structurally different personalized models on non-independent and identically distributed (non-IID) local data. Existing MHPFL methods focus on achieving client-level personalization, but cannot address batch-level data heterogeneity. To bridge this important gap, we propose a model-heterogeneous personalized Federated learning approach with Adaptive Feature Mixture (pFedAFM) for supervised learning tasks. It consists of three novel designs: 1) A sharing global homogeneous small feature extractor is assigned alongside each client's local heterogeneous model (consisting of a heterogeneous feature extractor and a prediction header) to facilitate cross-client knowledge fusion. The two feature extractors share the local heterogeneous model's prediction header containing rich personalized prediction knowledge to retain personalized prediction capabilities. 2) An iterative training strategy is designed to alternately train the global homogeneous small feature extractor and the local heterogeneous large model for effective global-local knowledge exchange. 3) A trainable weight vector is designed to dynamically mix the features extracted by both feature extractors to adapt to batch-level data heterogeneity. Theoretical analysis proves that pFedAFM can converge over time. Extensive experiments on 2 benchmark datasets demonstrate that it significantly outperforms 7 state-of-the-art MHPFL methods, achieving up to 7.93% accuracy improvement while incurring low communication and computation costs.

Hui Sun, Yanfeng Ding, Liping Yi et al.

Learning-based lossless compressors play a crucial role in large-scale genomic database backup, storage, transmission, and management. However, their 1) inadequate compression ratio, 2) low compression \& decompression throughput, and 3) poor compression robustness limit their widespread adoption and application in both industry and academia. To solve those challenges, we propose a novel \underline{P}arallel \underline{M}ulti-\underline{K}nowledge \underline{L}earning-based \underline{C}ompressor (PMKLC) with four crucial designs: 1) We propose an automated multi-knowledge learning-based compression framework as compressors' backbone to enhance compression ratio and robustness; 2) we design a GPU-accelerated ($s$,$k$)-mer encoder to optimize compression throughput and computing resource usage; 3) we introduce data block partitioning and Step-wise Model Passing (SMP) mechanisms for parallel acceleration; 4) We design two compression modes PMKLC-S and PMKLC-M to meet the complex application scenarios, where the former runs on a resource-constrained single GPU and the latter is multi-GPU accelerated. We benchmark PMKLC-S/M and 14 baselines (7 traditional and 7 leaning-based) on 15 real-world datasets with different species and data sizes. Compared to baselines on the testing datasets, PMKLC-S/M achieve the average compression ratio improvement up to 73.609\% and 73.480\%, the average throughput improvement up to 3.036$\times$ and 10.710$\times$, respectively. Besides, PMKLC-S/M also achieve the best robustness and competitive memory cost, indicating its greater stability against datasets with different probability distribution perturbations, and its strong ability to run on memory-constrained devices.

Liping Yi, Han Yu, Chao Ren et al.

Model heterogeneous federated learning (MHeteroFL) enables FL clients to collaboratively train models with heterogeneous structures in a distributed fashion. However, existing MHeteroFL methods rely on training loss to transfer knowledge between the client model and the server model, resulting in limited knowledge exchange. To address this limitation, we propose the Federated model heterogeneous Matryoshka Representation Learning (FedMRL) approach for supervised learning tasks. It adds an auxiliary small homogeneous model shared by clients with heterogeneous local models. (1) The generalized and personalized representations extracted by the two models' feature extractors are fused by a personalized lightweight representation projector. This step enables representation fusion to adapt to local data distribution. (2) The fused representation is then used to construct Matryoshka representations with multi-dimensional and multi-granular embedded representations learned by the global homogeneous model header and the local heterogeneous model header. This step facilitates multi-perspective representation learning and improves model learning capability. Theoretical analysis shows that FedMRL achieves a $O(1/T)$ non-convex convergence rate. Extensive experiments on benchmark datasets demonstrate its superior model accuracy with low communication and computational costs compared to seven state-of-the-art baselines. It achieves up to 8.48% and 24.94% accuracy improvement compared with the state-of-the-art and the best same-category baseline, respectively.

Shizhao Sun, Wei Chen, Jiang Bian et al.

Data parallelism has emerged as a necessary technique to accelerate the training of deep neural networks (DNN). In a typical data parallelism approach, the local workers push the latest updates of all the parameters to the parameter server and pull all merged parameters back periodically. However, with the increasing size of DNN models and the large number of workers in practice, this typical data parallelism cannot achieve satisfactory training acceleration, since it usually suffers from the heavy communication cost due to transferring huge amount of information between workers and the parameter server. In-depth understanding on DNN has revealed that it is usually highly redundant, that deleting a considerable proportion of the parameters will not significantly decline the model performance. This redundancy property exposes a great opportunity to reduce the communication cost by only transferring the information of those significant parameters during the parallel training. However, if we only transfer information of temporally significant parameters of the latest snapshot, we may miss the parameters that are insignificant now but have potential to become significant as the training process goes on. To this end, we design an Explore-Exploit framework to dynamically choose the subset to be communicated, which is comprised of the significant parameters in the latest snapshot together with a random explored set of other parameters. We propose to measure the significance of the parameter by the combination of its magnitude and gradient. Our experimental results demonstrate that our proposed Slim-DP can achieve better training acceleration than standard data parallelism and its communication-efficient version by saving communication time without loss of accuracy.

Ju Yang, Jiancong Tong, Rebecca J. Stones et al.

When two terms occur together in a document, the probability of a close relationship between them and the document itself is greater if they are in nearby positions. However, ranking functions including term proximity (TP) require larger indexes than traditional document-level indexing, which slows down query processing. Previous studies also show that this technique is not effective for all types of queries. Here we propose a document ranking model which decides for which queries it would be beneficial to use a proximity-based ranking, based on a collection of features of the query. We use a machine learning approach in determining whether utilizing TP will be beneficial. Experiments show that the proposed model returns improved rankings while also reducing the overhead incurred as a result of using TP statistics.

Shizhao Sun, Wei Chen, Jiang Bian et al.

Parallelization framework has become a necessity to speed up the training of deep neural networks (DNN) recently. Such framework typically employs the Model Average approach, denoted as MA-DNN, in which parallel workers conduct respective training based on their own local data while the parameters of local models are periodically communicated and averaged to obtain a global model which serves as the new start of local models. However, since DNN is a highly non-convex model, averaging parameters cannot ensure that such global model can perform better than those local models. To tackle this problem, we introduce a new parallel training framework called Ensemble-Compression, denoted as EC-DNN. In this framework, we propose to aggregate the local models by ensemble, i.e., averaging the outputs of local models instead of the parameters. As most of prevalent loss functions are convex to the output of DNN, the performance of ensemble-based global model is guaranteed to be at least as good as the average performance of local models. However, a big challenge lies in the explosion of model size since each round of ensemble can give rise to multiple times size increment. Thus, we carry out model compression after each ensemble, specialized by a distillation based method in this paper, to reduce the size of the global model to be the same as the local ones. Our experimental results demonstrate the prominent advantage of EC-DNN over MA-DNN in terms of both accuracy and speedup.

Shizhao Sun, Wei Chen, Liwei Wang et al.

People believe that depth plays an important role in success of deep neural networks (DNN). However, this belief lacks solid theoretical justifications as far as we know. We investigate role of depth from perspective of margin bound. In margin bound, expected error is upper bounded by empirical margin error plus Rademacher Average (RA) based capacity term. First, we derive an upper bound for RA of DNN, and show that it increases with increasing depth. This indicates negative impact of depth on test performance. Second, we show that deeper networks tend to have larger representation power (measured by Betti numbers based complexity) than shallower networks in multi-class setting, and thus can lead to smaller empirical margin error. This implies positive impact of depth. The combination of these two results shows that for DNN with restricted number of hidden units, increasing depth is not always good since there is a tradeoff between positive and negative impacts. These results inspire us to seek alternative ways to achieve positive impact of depth, e.g., imposing margin-based penalty terms to cross entropy loss so as to reduce empirical margin error without increasing depth. Our experiments show that in this way, we achieve significantly better test performance.