Jianye Xu

Jianye Xu, Pan Hu, Bassam Alrifaee

This paper introduces an open-source, decentralized framework named SigmaRL, designed to enhance both sample efficiency and generalization of multi-agent Reinforcement Learning (RL) for motion planning of connected and automated vehicles. Most RL agents exhibit a limited capacity to generalize, often focusing narrowly on specific scenarios, and are usually evaluated in similar or even the same scenarios seen during training. Various methods have been proposed to address these challenges, including experience replay and regularization. However, how observation design in RL affects sample efficiency and generalization remains an under-explored area. We address this gap by proposing five strategies to design information-dense observations, focusing on general features that are applicable to most traffic scenarios. We train our RL agents using these strategies on an intersection and evaluate their generalization through numerical experiments across completely unseen traffic scenarios, including a new intersection, an on-ramp, and a roundabout. Incorporating these information-dense observations reduces training times to under one hour on a single CPU, and the evaluation results reveal that our RL agents can effectively zero-shot generalize. Code: github.com/bassamlab/SigmaRL

Jianye Xu, Chang Che, Bassam Alrifaee

We present a real-time safety filter for motion planning, including those that are learning-based, using Control Barrier Functions (CBFs) to provide formal guarantees for collision avoidance with road boundaries. A key feature of our approach is its ability to directly incorporate road geometries of arbitrary shape that are represented as polylines without resorting to conservative overapproximations. We formulate the safety filter as a constrained optimization problem as a Quadratic Program (QP), which achieves safety by making minimal, necessary adjustments to the control actions issued by the nominal motion planner. We validate our safety filter through extensive numerical experiments across a variety of traffic scenarios featuring complex road boundaries. The results confirm its reliable safety and high computational efficiency (execution frequency up to 40 Hz). Code reproducing our experimental results and a video demonstration are available at github.com/bassamlab/SigmaRL.

Jianye Xu, Bassam Alrifaee

Reinforcement Learning (RL) uses rewards to guide learning, yet reward design is typically hand-crafted using heuristics that can be difficult to tune. We propose a Control Barrier Function (CBF)-informed reward design for Multi-Agent RL (MARL) that converts CBF constraint values under joint MARL actions into a reward signal that explicitly guides safe learning. We compare against two heuristic reward baselines in a four-way multi-lane intersection with connected and automated vehicles. Results show that our method achieves the highest task performance and is less sensitive to reward hyperparameters, yielding consistently strong performance across the tested hyperparameter range. Code for reproducing the experimental results and a video demonstration are available at https://github.com/bassamlab/SigmaRL.

Julius Beerwerth, Jianye Xu, Simon Schäfer et al.

We present a reproducible benchmark for evaluating sim-to-real transfer of Multi-Agent Reinforcement Learning (MARL) policies for Connected and Automated Vehicles (CAVs). The platform, based on the Cyber-Physical Mobility Lab (CPM Lab) [1], integrates simulation, a high-fidelity digital twin, and a physical testbed, enabling structured zero-shot evaluation of MARL motion-planning policies. We demonstrate its use by deploying a SigmaRL-trained policy [2] across all three domains, revealing two complementary sources of performance degradation: architectural differences between simulation and hardware control stacks, and the sim-to-real gap induced by increasing environmental realism. The open-source setup enables systematic analysis of sim-to-real challenges in MARL under realistic, reproducible conditions.

Jianye Xu, Johannes Betz, Armin Mokhtarian et al.

This article proposes a roadmap to address the current challenges in small-scale testbeds for Connected and Automated Vehicles (CAVs) and robot swarms. The roadmap is a joint effort of participants in the workshop "1st Workshop on Small-Scale Testbeds for Connected and Automated Vehicles and Robot Swarms," held on June 2 at the IEEE Intelligent Vehicles Symposium (IV) 2024 in Jeju, South Korea. The roadmap contains three parts: 1) enhancing accessibility and diversity, especially for underrepresented communities, 2) sharing best practices for the development and maintenance of testbeds, and 3) connecting testbeds through an abstraction layer to support collaboration. The workshop features eight invited speakers, four contributed papers [1]-[4], and a presentation of a survey paper on testbeds [5]. The survey paper provides an online comparative table of more than 25 testbeds, available at https://bassamlab.github.io/testbeds-survey. The workshop's own website is available at https://cpm-remote.lrt.unibw-muenchen.de/iv24-workshop.