Wai Kin Chan

Li Jiang, Sijie Cheng, Jielin Qiu et al. · tsinghua

The prevalent use of benchmarks in current offline reinforcement learning (RL) research has led to a neglect of the imbalance of real-world dataset distributions in the development of models. The real-world offline RL dataset is often imbalanced over the state space due to the challenge of exploration or safety considerations. In this paper, we specify properties of imbalanced datasets in offline RL, where the state coverage follows a power law distribution characterized by skewed policies. Theoretically and empirically, we show that typically offline RL methods based on distributional constraints, such as conservative Q-learning (CQL), are ineffective in extracting policies under the imbalanced dataset. Inspired by natural intelligence, we propose a novel offline RL method that utilizes the augmentation of CQL with a retrieval process to recall past related experiences, effectively alleviating the challenges posed by imbalanced datasets. We evaluate our method on several tasks in the context of imbalanced datasets with varying levels of imbalance, utilizing the variant of D4RL. Empirical results demonstrate the superiority of our method over other baselines.

Hongming Tan, Shaoxiong Zhan, Hai Lin et al.

In dense retrieval, embedding long texts into dense vectors can result in information loss, leading to inaccurate query-text matching. Additionally, low-quality texts with excessive noise or sparse key information are unlikely to align well with relevant queries. Recent studies mainly focus on improving the sentence embedding model or retrieval process. In this work, we introduce a novel text augmentation framework for dense retrieval. This framework transforms raw documents into information-dense text formats, which supplement the original texts to effectively address the aforementioned issues without modifying embedding or retrieval methodologies. Two text representations are generated via large language models (LLMs) zero-shot prompting: question-answer pairs and element-driven events. We term this approach QAEA-DR: unifying question-answer generation and event extraction in a text augmentation framework for dense retrieval. To further enhance the quality of generated texts, a scoring-based evaluation and regeneration mechanism is introduced in LLM prompting. Our QAEA-DR model has a positive impact on dense retrieval, supported by both theoretical analysis and empirical experiments.

Hongming Tan, Shaoxiong Zhan, Fengwei Jia et al.

Measuring scientific paper innovation is both important and challenging. Existing content-based methods often overlook the full-paper context, fail to capture the full scope of innovation, and lack generalization. We propose HSPIM, a hierarchical and training-free framework based on large language models (LLMs). It introduces a Paper-to-Sections-to-QAs decomposition to assess innovation. We segment the text by section titles and use zero-shot LLM prompting to implement section classification, question-answering (QA) augmentation, and weighted innovation scoring. The generated QA pair focuses on section-level innovation and serves as additional context to improve the LLM scoring. For each chunk, the LLM outputs a novelty score and a confidence score. We use confidence scores as weights to aggregate novelty scores into a paper-level innovation score. To further improve performance, we propose a two-layer question structure consisting of common and section-specific questions, and apply a genetic algorithm to optimize the question-prompt combinations. Furthermore, under the fine-grained structure of innovation, we extend HSPIM to an HSPIM$^+$ that generates novelty, contribution, and feasibility scores with respective confidence scores. Comprehensive experiments on scientific conference paper datasets show that HSPIM outperforms baseline methods in effectiveness, generalization, and interpretability. Demo code is available at https://github.com/Jasaxion/HSPIM.

Hongming Tan, Ting Chen, Ruochong Jin et al.

Currently, iTransformer is one of the most popular and effective models for multivariate time series (MTS) forecasting. Thanks to its inverted framework, iTransformer effectively captures multivariate correlation. However, the inverted framework still has some limitations. It diminishes temporal interdependency information, and introduces noise in cases of nonsignificant variable correlation. To address these limitations, we introduce a novel data augmentation method on inverted framework, called DAIF. Unlike previous data augmentation methods, DAIF stands out as the first real-time augmentation specifically designed for the inverted framework in MTS forecasting. We first define the structure of the inverted sequence-to-sequence framework, then propose two different DAIF strategies, Frequency Filtering and Cross-variation Patching to address the existing challenges of the inverted framework. Experiments across multiple datasets and inverted models have demonstrated the effectiveness of our DAIF.