Rao Ma

Rao Ma, Mengjie Qian, Potsawee Manakul et al.

ASR error correction is an interesting option for post processing speech recognition system outputs. These error correction models are usually trained in a supervised fashion using the decoding results of a target ASR system. This approach can be computationally intensive and the model is tuned to a specific ASR system. Recently generative large language models (LLMs) have been applied to a wide range of natural language processing tasks, as they can operate in a zero-shot or few shot fashion. In this paper we investigate using ChatGPT, a generative LLM, for ASR error correction. Based on the ASR N-best output, we propose both unconstrained and constrained, where a member of the N-best list is selected, approaches. Additionally, zero and 1-shot settings are evaluated. Experiments show that this generative LLM approach can yield performance gains for two different state-of-the-art ASR architectures, transducer and attention-encoder-decoder based, and multiple test sets.

Rao Ma, Mark J. F. Gales, Kate M. Knill et al.

Error correction models form an important part of Automatic Speech Recognition (ASR) post-processing to improve the readability and quality of transcriptions. Most prior works use the 1-best ASR hypothesis as input and therefore can only perform correction by leveraging the context within one sentence. In this work, we propose a novel N-best T5 model for this task, which is fine-tuned from a T5 model and utilizes ASR N-best lists as model input. By transferring knowledge from the pre-trained language model and obtaining richer information from the ASR decoding space, the proposed approach outperforms a strong Conformer-Transducer baseline. Another issue with standard error correction is that the generation process is not well-guided. To address this a constrained decoding process, either based on the N-best list or an ASR lattice, is used which allows additional information to be propagated.

Mengjie Qian, Rao Ma, Adian Liusie et al. · cambridge

Multimodal Video Search by Examples (MVSE) investigates using video clips as the query term for information retrieval, rather than the more traditional text query. This enables far richer search modalities such as images, speaker, content, topic, and emotion. A key element for this process is highly rapid and flexible search to support large archives, which in MVSE is facilitated by representing video attributes with embeddings. This work aims to compensate for any performance loss from this rapid archive search by examining reranking approaches. In particular, zero-shot reranking methods using large language models (LLMs) are investigated as these are applicable to any video archive audio content. Performance is evaluated for topic-based retrieval on a publicly available video archive, the BBC Rewind corpus. Results demonstrate that reranking significantly improves retrieval ranking without requiring any task-specific in-domain training data. Furthermore, three sources of information (ASR transcriptions, automatic summaries and synopses) as input for LLM reranking were compared. To gain a deeper understanding and further insights into the performance differences and limitations of these text sources, we employ a fact-checking approach to analyse the information consistency among them.

Rao Ma, Mengjie Qian, Mark J. F. Gales et al.

A crucial part of an accurate and reliable spoken language assessment system is the underlying ASR model. Recently, large-scale pre-trained ASR foundation models such as Whisper have been made available. As the output of these models is designed to be human readable, punctuation is added, numbers are presented in Arabic numeric form and abbreviations are included. Additionally, these models have a tendency to skip disfluencies and hesitations in the output. Though useful for readability, these attributes are not helpful for assessing the ability of a candidate and providing feedback. Here a precise transcription of what a candidate said is needed. In this paper, we give a detailed analysis of Whisper outputs and propose two solutions: fine-tuning and soft prompt tuning. Experiments are conducted on both public speech corpora and an English learner dataset. Results show that we can effectively alter the decoding behaviour of Whisper to generate the exact words spoken in the response.

Mengjie Qian, Siyuan Tang, Rao Ma et al.

Foundation ASR models often support many languages, e.g. 100 languages in Whisper. However, there has been limited work on integrating an additional, typically low-resource, language, while maintaining performance on the original language set. Fine-tuning, while simple, may degrade the accuracy of the original set. We compare three approaches that exploit adaptation parameters: soft language code tuning, train only the language code; soft prompt tuning, train prepended tokens; and LoRA where a small set of additional parameters are optimised. Elastic Weight Consolidation (EWC) offers an alternative compromise with the potential to maintain performance in specific target languages. Results show that direct fine-tuning yields the best performance for the new language but degrades existing language capabilities. EWC can address this issue for specific languages. If only adaptation parameters are used, the language capabilities are maintained but at the cost of performance in the new language.

Rao Ma, Adian Liusie, Mark J. F. Gales et al.

Text and vision foundation models can perform many tasks in a zero-shot setting, a desirable property that enables these systems to be applied in general and low-resource settings. There has been far less work, however, on the zero-shot abilities of ASR foundation models, with these systems typically fine-tuned to specific tasks or constrained to applications that match their training criterion and data annotation. In this work we investigate the ability of Whisper and MMS, ASR foundation models trained primarily for speech recognition, to perform zero-shot audio classification. We use simple template-based text prompts at the decoder and use the resulting decoding probabilities to generate zero-shot predictions. Without training the model on extra data or adding any new parameters, we demonstrate that Whisper shows promising zero-shot classification performance on a range of 8 audio-classification datasets, outperforming the accuracy of existing state-of-the-art zero-shot baselines by an average of 9%. One important step to unlock the emergent ability is debiasing, where a simple unsupervised reweighting method of the class probabilities yields consistent significant performance gains. We further show that performance increases with model size, implying that as ASR foundation models scale up, they may exhibit improved zero-shot performance.

Stefano Bannò, Rao Ma, Mengjie Qian et al.

Grammatical feedback is crucial for L2 learners, teachers, and testers. Spoken grammatical error correction (GEC) aims to supply feedback to L2 learners on their use of grammar when speaking. This process usually relies on a cascaded pipeline comprising an ASR system, disfluency removal, and GEC, with the associated concern of propagating errors between these individual modules. In this paper, we introduce an alternative "end-to-end" approach to spoken GEC, exploiting a speech recognition foundation model, Whisper. This foundation model can be used to replace the whole framework or part of it, e.g., ASR and disfluency removal. These end-to-end approaches are compared to more standard cascaded approaches on the data obtained from a free-speaking spoken language assessment test, Linguaskill. Results demonstrate that end-to-end spoken GEC is possible within this architecture, but the lack of available data limits current performance compared to a system using large quantities of text-based GEC data. Conversely, end-to-end disfluency detection and removal, which is easier for the attention-based Whisper to learn, does outperform cascaded approaches. Additionally, the paper discusses the challenges of providing feedback to candidates when using end-to-end systems for spoken GEC.

Rao Ma, Mengjie Qian, Mark J. F. Gales et al.

As speech recognition model sizes and training data requirements grow, it is increasingly common for systems to only be available via APIs from online service providers rather than having direct access to models themselves. In this scenario it is challenging to adapt systems to a specific target domain. To address this problem we consider the recently released OpenAI Whisper ASR as an example of a large-scale ASR system to assess adaptation methods. An error correction based approach is adopted, as this does not require access to the model, but can be trained from either 1-best or N-best outputs that are normally available via the ASR API. LibriSpeech is used as the primary target domain for adaptation. The generalization ability of the system in two distinct dimensions are then evaluated. First, whether the form of correction model is portable to other speech recognition domains, and secondly whether it can be used for ASR models having a different architecture.

Rao Ma, Xiaobo Wu, Jin Qiu et al.

ASR model deployment environment is ever-changing, and the incoming speech can be switched across different domains during a session. This brings a challenge for effective domain adaptation when only target domain text data is available, and our objective is to obtain obviously improved performance on the target domain while the performance on the general domain is less undermined. In this paper, we propose an adaptive LM fusion approach called internal language model estimation based adaptive domain adaptation (ILME-ADA). To realize such an ILME-ADA, an interpolated log-likelihood score is calculated based on the maximum of the scores from the internal LM and the external LM (ELM) respectively. We demonstrate the efficacy of the proposed ILME-ADA method with both RNN-T and LAS modeling frameworks employing neural network and n-gram LMs as ELMs respectively on two domain specific (target) test sets. The proposed method can achieve significantly better performance on the target test sets while it gets minimal performance degradation on the general test set, compared with both shallow and ILME-based LM fusion methods.

Rao Ma, Mengjie Qian, Yassir Fathullah et al.

There has been increasing interest in building multilingual foundation models for NLP and speech research. This paper examines how to expand the speech translation capability of these models with restricted data. Whisper, a speech foundation model with strong performance on speech recognition and English translation, is used as the example model. Using speech-to-speech retrieval to analyse the audio representations generated by the encoder, we show that utterances from different languages are mapped to a shared semantic space. This shared embedding space can then be leveraged for zero-shot cross-lingual transfer in speech translation. By fine-tuning the Whisper decoder with only English-to-Chinese speech translation data, improved performance for translation to Chinese can be obtained for multiple languages, in addition to English. Furthermore, for languages related to those seen in training it is possible to perform speech translation, despite the model never seeing the language in training, or being able to perform transcription.

Rao Ma, Mengjie Qian, Mark Gales et al.

Error correction (EC) models play a crucial role in refining Automatic Speech Recognition (ASR) transcriptions, enhancing the readability and quality of transcriptions. Without requiring access to the underlying code or model weights, EC can improve performance and provide domain adaptation for black-box ASR systems. This work investigates the use of large language models (LLMs) for error correction across diverse scenarios. 1-best ASR hypotheses are commonly used as the input to EC models. We propose building high-performance EC models using ASR N-best lists which should provide more contextual information for the correction process. Additionally, the generation process of a standard EC model is unrestricted in the sense that any output sequence can be generated. For some scenarios, such as unseen domains, this flexibility may impact performance. To address this, we introduce a constrained decoding approach based on the N-best list or an ASR lattice. Finally, most EC models are trained for a specific ASR system requiring retraining whenever the underlying ASR system is changed. This paper explores the ability of EC models to operate on the output of different ASR systems. This concept is further extended to zero-shot error correction using LLMs, such as ChatGPT. Experiments on three standard datasets demonstrate the efficacy of our proposed methods for both Transducer and attention-based encoder-decoder ASR systems. In addition, the proposed method can serve as an effective method for model ensembling.

Stefano Bannò, Rao Ma, Mengjie Qian et al.

Natural language-based assessment (NLA) is an approach to second language assessment that uses instructions - expressed in the form of can-do descriptors - originally intended for human examiners, aiming to determine whether large language models (LLMs) can interpret and apply them in ways comparable to human assessment. In this work, we explore the use of such descriptors with an open-source LLM, Qwen 2.5 72B, to assess responses from the publicly available S&I Corpus in a zero-shot setting. Our results show that this approach - relying solely on textual information - achieves competitive performance: while it does not outperform state-of-the-art speech LLMs fine-tuned for the task, it surpasses a BERT-based model trained specifically for this purpose. NLA proves particularly effective in mismatched task settings, is generalisable to other data types and languages, and offers greater interpretability, as it is grounded in clearly explainable, widely applicable language descriptors.

Rao Ma, Mengjie Qian, Siyuan Tang et al.

The growing population of L2 English speakers has increased the demand for developing automatic graders for spoken language assessment (SLA). Historically, statistical models, text encoders, and self-supervised speech models have been utilised for this task. However, cascaded systems suffer from the loss of information, while E2E graders also have limitations. With the recent advancements of multi-modal large language models (LLMs), we aim to explore their potential as L2 oral proficiency graders and overcome these issues. In this work, we compare various training strategies using regression and classification targets. Our results show that speech LLMs outperform all previous competitive baselines, achieving superior performance on two datasets. Furthermore, the trained grader demonstrates strong generalisation capabilities in the cross-part or cross-task evaluation, facilitated by the audio understanding knowledge acquired during LLM pre-training.

Mengjie Qian, Rao Ma, Stefano Bannò et al.

Spoken Grammatical Error Correction (SGEC) and Feedback (SGECF) are crucial for second language learners, teachers and test takers. Traditional SGEC systems rely on a cascaded pipeline consisting of an ASR, a module for disfluency detection (DD) and removal and one for GEC. With the rise of end-to-end (E2E) speech foundation models, we investigate their effectiveness in SGEC and feedback generation. This work introduces a pseudo-labelling process to address the challenge of limited labelled data, expanding the training data size from 77 hours to approximately 2500 hours, leading to improved performance. Additionally, we prompt an E2E Whisper-based SGEC model with fluent transcriptions, showing a slight improvement in SGEC performance, with more significant gains in feedback generation. Finally, we assess the impact of increasing model size, revealing that while pseudo-labelled data does not yield performance gain for a larger Whisper model, training with prompts proves beneficial.

Mengjie Qian, Rao Ma, Stefano Bannò et al.

Grammatical Error Correction (GEC) and feedback play a vital role in supporting second language (L2) learners, educators, and examiners. While written GEC is well-established, spoken GEC (SGEC), aiming to provide feedback based on learners' speech, poses additional challenges due to disfluencies, transcription errors, and the lack of structured input. SGEC systems typically follow a cascaded pipeline consisting of Automatic Speech Recognition (ASR), disfluency detection, and GEC, making them vulnerable to error propagation across modules. This work examines an End-to-End (E2E) framework for SGEC and feedback generation, highlighting challenges and possible solutions when developing these systems. Cascaded, partial-cascaded and E2E architectures are compared, all built on the Whisper foundation model. A challenge for E2E systems is the scarcity of GEC labeled spoken data. To address this, an automatic pseudo-labeling framework is examined, increasing the training data from 77 to over 2500 hours. To improve the accuracy of the SGEC system, additional contextual information, exploiting the ASR output, is investigated. Candidate feedback of their mistakes is an essential step to improving performance. In E2E systems the SGEC output must be compared with an estimate of the fluent transcription to obtain the feedback. To improve the precision of this feedback, a novel reference alignment process is proposed that aims to remove hypothesised edits that results from fluent transcription errors. Finally, these approaches are combined with an edit confidence estimation approach, to exclude low-confidence edits. Experiments on the in-house Linguaskill (LNG) corpora and the publicly available Speak & Improve (S&I) corpus show that the proposed approaches significantly boost E2E SGEC performance.

Rao Ma, Mengjie Qian, Vyas Raina et al.

The combination of pre-trained speech encoders with large language models has enabled the development of speech LLMs that can handle a wide range of spoken language processing tasks. While these models are powerful and flexible, this very flexibility may make them more vulnerable to adversarial attacks. To examine the extent of this problem, in this work we investigate universal acoustic adversarial attacks on speech LLMs. Here a fixed, universal, adversarial audio segment is prepended to the original input audio. We initially investigate attacks that cause the model to either produce no output or to perform a modified task overriding the original prompt. We then extend the nature of the attack to be selective so that it activates only when specific input attributes, such as a speaker gender or spoken language, are present. Inputs without the targeted attribute should be unaffected, allowing fine-grained control over the model outputs. Our findings reveal critical vulnerabilities in Qwen2-Audio and Granite-Speech and suggest that similar speech LLMs may be susceptible to universal adversarial attacks. This highlights the need for more robust training strategies and improved resistance to adversarial attacks.

Vyas Raina, Rao Ma, Charles McGhee et al.

Recent developments in large speech foundation models like Whisper have led to their widespread use in many automatic speech recognition (ASR) applications. These systems incorporate `special tokens' in their vocabulary, such as $\texttt{<|endoftext|>}$, to guide their language generation process. However, we demonstrate that these tokens can be exploited by adversarial attacks to manipulate the model's behavior. We propose a simple yet effective method to learn a universal acoustic realization of Whisper's $\texttt{<|endoftext|>}$ token, which, when prepended to any speech signal, encourages the model to ignore the speech and only transcribe the special token, effectively `muting' the model. Our experiments demonstrate that the same, universal 0.64-second adversarial audio segment can successfully mute a target Whisper ASR model for over 97\% of speech samples. Moreover, we find that this universal adversarial audio segment often transfers to new datasets and tasks. Overall this work demonstrates the vulnerability of Whisper models to `muting' adversarial attacks, where such attacks can pose both risks and potential benefits in real-world settings: for example the attack can be used to bypass speech moderation systems, or conversely the attack can also be used to protect private speech data.

Yufei Liu, Rao Ma, Haihua Xu et al.

An end-to-end (E2E) ASR model implicitly learns a prior Internal Language Model (ILM) from the training transcripts. To fuse an external LM using Bayes posterior theory, the log likelihood produced by the ILM has to be accurately estimated and subtracted. In this paper we propose two novel approaches to estimate the ILM based on Listen-Attend-Spell (LAS) framework. The first method is to replace the context vector of the LAS decoder at every time step with a vector that is learned with training transcripts. Furthermore, we propose another method that uses a lightweight feed-forward network to directly map query vector to context vector in a dynamic sense. Since the context vectors are learned by minimizing the perplexities on training transcripts, and their estimation is independent of encoder output, hence the ILMs are accurately learned for both methods. Experiments show that the ILMs achieve the lowest perplexity, indicating the efficacy of the proposed methods. In addition, they also significantly outperform the shallow fusion method, as well as two previously proposed ILM Estimation (ILME) approaches on several datasets.

Houjun Huang, Xu Xiang, Yexin Yang et al.

This paper describes the AISpeech-SJTU system for the accent identification track of the Interspeech-2020 Accented English Speech Recognition Challenge. In this challenge track, only 160-hour accented English data collected from 8 countries and the auxiliary Librispeech dataset are provided for training. To build an accurate and robust accent identification system, we explore the whole system pipeline in detail. First, we introduce the ASR based phone posteriorgram (PPG) feature to accent identification and verify its efficacy. Then, a novel TTS based approach is carefully designed to augment the very limited accent training data for the first time. Finally, we propose the test time augmentation and embedding fusion schemes to further improve the system performance. Our final system is ranked first in the challenge and outperforms all the other participants by a large margin. The submitted system achieves 83.63\% average accuracy on the challenge evaluation data, ahead of the others by more than 10\% in absolute terms.

Zihan Zhao, Yuncong Liu, Lu Chen et al.

Recently, pre-trained language models like BERT have shown promising performance on multiple natural language processing tasks. However, the application of these models has been limited due to their huge size. To reduce its size, a popular and efficient way is quantization. Nevertheless, most of the works focusing on BERT quantization adapted primary linear clustering as the quantization scheme, and few works try to upgrade it. That limits the performance of quantization significantly. In this paper, we implement k-means quantization and compare its performance on the fix-precision quantization of BERT with linear quantization. Through the comparison, we verify that the effect of the underlying quantization scheme upgrading is underestimated and there is a huge development potential of k-means quantization. Besides, we also compare the two quantization schemes on ALBERT models to explore the robustness differences between different pre-trained models.

Ruisheng Cao, Su Zhu, Chenyu Yang et al.

One daunting problem for semantic parsing is the scarcity of annotation. Aiming to reduce nontrivial human labor, we propose a two-stage semantic parsing framework, where the first stage utilizes an unsupervised paraphrase model to convert an unlabeled natural language utterance into the canonical utterance. The downstream naive semantic parser accepts the intermediate output and returns the target logical form. Furthermore, the entire training process is split into two phases: pre-training and cycle learning. Three tailored self-supervised tasks are introduced throughout training to activate the unsupervised paraphrase model. Experimental results on benchmarks Overnight and GeoGranno demonstrate that our framework is effective and compatible with supervised training.

Su Zhu, Zijian Zhao, Rao Ma et al.

Traditional slot filling in natural language understanding (NLU) predicts a one-hot vector for each word. This form of label representation lacks semantic correlation modelling, which leads to severe data sparsity problem, especially when adapting an NLU model to a new domain. To address this issue, a novel label embedding based slot filling framework is proposed in this paper. Here, distributed label embedding is constructed for each slot using prior knowledge. Three encoding methods are investigated to incorporate different kinds of prior knowledge about slots: atomic concepts, slot descriptions, and slot exemplars. The proposed label embeddings tend to share text patterns and reuses data with different slot labels. This makes it useful for adaptive NLU with limited data. Also, since label embedding is independent of NLU model, it is compatible with almost all deep learning based slot filling models. The proposed approaches are evaluated on three datasets. Experiments on single domain and domain adaptation tasks show that label embedding achieves significant performance improvement over traditional one-hot label representation as well as advanced zero-shot approaches.