Kani Chen

Peng Xie, Kani Chen

The existing audio datasets are predominantly tailored towards single languages, overlooking the complex linguistic behaviors of multilingual communities that engage in code-switching. This practice, where individuals frequently mix two or more languages in their daily interactions, is particularly prevalent in multilingual regions such as Hong Kong, China. To bridge this gap, we have developed a 34.8-hour dataset of Mixed Cantonese and English (MCE) audio using our Multi-Agent Data Generation Framework (MADGF). We fine-tuned the open-source multilingual Automatic Speech Recognition (ASR) model, Whisper, with the MCE dataset, leading to impressive zero-shot performance. The traditional metrics overlook important factors such as latency in real-world applications and code-switching scenarios. We have introduced a novel evaluation metric called Fidelity to the Original Audio, Accuracy, and Latency (FAL). This metric aims to overcome the limitations of traditional metrics used to assess ASR systems.

Xinwei Shen, Kani Chen, Tong Zhang

Generative Adversarial Networks (GANs) have achieved great success in data generation. However, its statistical properties are not fully understood. In this paper, we consider the statistical behavior of the general $f$-divergence formulation of GAN, which includes the Kullback--Leibler divergence that is closely related to the maximum likelihood principle. We show that for parametric generative models that are correctly specified, all $f$-divergence GANs with the same discriminator classes are asymptotically equivalent under suitable regularity conditions. Moreover, with an appropriately chosen local discriminator, they become equivalent to the maximum likelihood estimate asymptotically. For generative models that are misspecified, GANs with different $f$-divergences {converge to different estimators}, and thus cannot be directly compared. However, it is shown that for some commonly used $f$-divergences, the original $f$-GAN is not optimal in that one can achieve a smaller asymptotic variance when the discriminator training in the original $f$-GAN formulation is replaced by logistic regression. The resulting estimation method is referred to as Adversarial Gradient Estimation (AGE). Empirical studies are provided to support the theory and to demonstrate the advantage of AGE over the original $f$-GANs under model misspecification.

Zhenhang Shang, Kani Chen

Fine-tuning is now the primary method for adapting large neural networks, but it also introduces new integrity risks. An untrusted party can insert backdoors, change safety behavior, or overwrite large parts of a model while claiming only small updates. Existing verification tools focus on inference correctness or full-model provenance and do not address this problem. We introduce Fine-Tuning Integrity (FTI) as a security goal for controlled model evolution. An FTI system certifies that a fine-tuned model differs from a trusted base only within a policy-defined drift class. We propose Succinct Model Difference Proofs (SMDPs) as a new cryptographic primitive for enforcing these drift constraints. SMDPs provide zero-knowledge proofs that the update to a model is norm-bounded, low-rank, or sparse. The verifier cost depends only on the structure of the drift, not on the size of the model. We give concrete SMDP constructions based on random projections, polynomial commitments, and streaming linear checks. We also prove an information-theoretic lower bound showing that some form of structure is necessary for succinct proofs. Finally, we present architecture-aware instantiations for transformers, CNNs, and MLPs, together with an end-to-end system that aggregates block-level proofs into a global certificate.

Peng Xie, Yequan Bie, Jianda Mao et al.

Pre-trained vision-language models (VLMs) have showcased remarkable performance in image and natural language understanding, such as image captioning and response generation. As the practical applications of vision-language models become increasingly widespread, their potential safety and robustness issues raise concerns that adversaries may evade the system and cause these models to generate toxic content through malicious attacks. Therefore, evaluating the robustness of open-source VLMs against adversarial attacks has garnered growing attention, with transfer-based attacks as a representative black-box attacking strategy. However, most existing transfer-based attacks neglect the importance of the semantic correlations between vision and text modalities, leading to sub-optimal adversarial example generation and attack performance. To address this issue, we present Chain of Attack (CoA), which iteratively enhances the generation of adversarial examples based on the multi-modal semantic update using a series of intermediate attacking steps, achieving superior adversarial transferability and efficiency. A unified attack success rate computing method is further proposed for automatic evasion evaluation. Extensive experiments conducted under the most realistic and high-stakes scenario, demonstrate that our attacking strategy can effectively mislead models to generate targeted responses using only black-box attacks without any knowledge of the victim models. The comprehensive robustness evaluation in our paper provides insight into the vulnerabilities of VLMs and offers a reference for the safety considerations of future model developments.

Wenkai Fan, Shurui Zhang, Xiaolong Wang et al.

AIvilization v0 is a publicly deployed large-scale artificial society that couples a resource-constrained sandbox economy with a unified LLM-agent architecture, aiming to sustain long-horizon autonomy while remaining executable under rapidly changing environment. To mitigate the tension between goal stability and reactive correctness, we introduce (i) a hierarchical branch-thinking planner that decomposes life goals into parallel objective branches and uses simulation-guided validation plus tiered re-planning to ensure feasibility; (ii) an adaptive agent profile with dual-process memory that separates short-term execution traces from long-term semantic consolidation, enabling persistent yet evolving identity; and (iii) a human-in-the-loop steering interface that injects long-horizon objectives and short commands at appropriate abstraction levels, with effects propagated through memory rather than brittle prompt overrides. The environment integrates physiological survival costs, non-substitutable multi-tier production, an AMM-based price mechanism, and a gated education-occupation system. Using high-frequency transactions from the platforms mature phase, we find stable markets that reproduce key stylized facts (heavy-tailed returns and volatility clustering) and produce structured wealth stratification driven by education and access constraints. Ablations show simplified planners can match performance on narrow tasks, while the full architecture is more robust under multi-objective, long-horizon settings, supporting delayed investment and sustained exploration.

Peng Xie, Xingyuan Liu, Tsz Wai Chan et al.

Code-switching (CS) is the alternating use of two or more languages within a conversation or utterance, often influenced by social context and speaker identity. This linguistic phenomenon poses challenges for Automatic Speech Recognition (ASR) systems, which are typically designed for a single language and struggle to handle multilingual inputs. The growing global demand for multilingual applications, including Code-Switching ASR (CSASR), Text-to-Speech (CSTTS), and Cross-Lingual Information Retrieval (CLIR), highlights the inadequacy of existing monolingual datasets. Although some code-switching datasets exist, most are limited to bilingual mixing within homogeneous ethnic groups, leaving a critical need for a large-scale, diverse benchmark akin to ImageNet in computer vision. To bridge this gap, we introduce \textbf{LinguaMaster}, a multi-agent collaboration framework specifically designed for efficient and scalable multilingual data synthesis. Leveraging this framework, we curate \textbf{SwitchLingua}, the first large-scale multilingual and multi-ethnic code-switching dataset, including: (1) 420K CS textual samples across 12 languages, and (2) over 80 hours of audio recordings from 174 speakers representing 18 countries/regions and 63 racial/ethnic backgrounds, based on the textual data. This dataset captures rich linguistic and cultural diversity, offering a foundational resource for advancing multilingual and multicultural research. Furthermore, to address the issue that existing ASR evaluation metrics lack sensitivity to code-switching scenarios, we propose the \textbf{Semantic-Aware Error Rate (SAER)}, a novel evaluation metric that incorporates semantic information, providing a more accurate and context-aware assessment of system performance.

Zhuojun Quan, Yuanyuan Lin, Kani Chen et al.

Semi-supervised learning has received increasingly attention in statistics and machine learning. In semi-supervised learning settings, a labeled data set with both outcomes and covariates and an unlabeled data set with covariates only are collected. We consider an inference problem in semi-supervised settings where the outcome in the labeled data is binary and the labeled data is collected by case-control sampling. Case-control sampling is an effective sampling scheme for alleviating imbalance structure in binary data. Under the logistic model assumption, case-control data can still provide consistent estimator for the slope parameter of the regression model. However, the intercept parameter is not identifiable. Consequently, the marginal case proportion cannot be estimated from case-control data. We find out that with the availability of the unlabeled data, the intercept parameter can be identified in semi-supervised learning setting. We construct the likelihood function of the observed labeled and unlabeled data and obtain the maximum likelihood estimator via an iterative algorithm. The proposed estimator is shown to be consistent, asymptotically normal, and semiparametrically efficient. Extensive simulation studies are conducted to show the finite sample performance of the proposed method. The results imply that the unlabeled data not only helps to identify the intercept but also improves the estimation efficiency of the slope parameter. Meanwhile, the marginal case proportion can be estimated accurately by the proposed method.

Xinwei Shen, Tong Zhang, Kani Chen

This paper considers the general $f$-divergence formulation of bidirectional generative modeling, which includes VAE and BiGAN as special cases. We present a new optimization method for this formulation, where the gradient is computed using an adversarially learned discriminator. In our framework, we show that different divergences induce similar algorithms in terms of gradient evaluation, except with different scaling. Therefore this paper gives a general recipe for a class of principled $f$-divergence based generative modeling methods. Theoretical justifications and extensive empirical studies are provided to demonstrate the advantage of our approach over existing methods.

Ruijian Han, Yiming Xu, Kani Chen

Statistical inference using pairwise comparison data is an effective approach to analyzing large-scale sparse networks. In this paper, we propose a general framework to model the mutual interactions in a network, which enjoys ample flexibility in terms of model parametrization. Under this setup, we show that the maximum likelihood estimator for the latent score vector of the subjects is uniformly consistent under a near-minimal condition on network sparsity. This condition is sharp in terms of the leading order asymptotics describing the sparsity. Our analysis utilizes a novel chaining technique and illustrates an important connection between graph topology and model consistency. Our results guarantee that the maximum likelihood estimator is justified for estimation in large-scale pairwise comparison networks where data are asymptotically deficient. Simulation studies are provided in support of our theoretical findings.

Ruijian Han, Kani Chen, Chunxi Tan

The design of recommendations strategies in the adaptive learning system focuses on utilizing currently available information to provide individual-specific learning instructions for learners. As a critical motivate for human behaviors, curiosity is essentially the drive to explore knowledge and seek information. In a psychologically inspired view, we aim to incorporate the element of curiosity for guiding learners to study spontaneously. In this paper, a curiosity-driven recommendation policy is proposed under the reinforcement learning framework, allowing for a both efficient and enjoyable personalized learning mode. Given intrinsic rewards from a well-designed predictive model, we apply the actor-critic method to approximate the policy directly through neural networks. Numeric analyses with a large continuous knowledge state space and concrete learning scenarios are used to further demonstrate the power of the proposed method.