Xiaoyun Wang

Tianshuo Cong, Delong Ran, Zesen Liu et al.

Model merging is a promising lightweight model empowerment technique that does not rely on expensive computing devices (e.g., GPUs) or require the collection of specific training data. Instead, it involves editing different upstream model parameters to absorb their downstream task capabilities. However, uncertified model merging can infringe upon the Intellectual Property (IP) rights of the original upstream models. In this paper, we conduct the first study on the robustness of IP protection methods under model merging scenarios. Specifically, we investigate two state-of-the-art IP protection techniques: Quantization Watermarking and Instructional Fingerprint, along with various advanced model merging technologies, such as Task Arithmetic, TIES-MERGING, and so on. Experimental results indicate that current Large Language Model (LLM) watermarking techniques cannot survive in the merged models, whereas model fingerprinting techniques can. Our research aims to highlight that model merging should be an indispensable consideration in the robustness assessment of model IP protection techniques, thereby promoting the healthy development of the open-source LLM community. Our code is available at https://github.com/ThuCCSLab/MergeGuard.

Delong Ran, Xinlei He, Tianshuo Cong et al.

Language Models (LMs) typically adhere to a "pre-training and fine-tuning" paradigm, where a universal pre-trained model can be fine-tuned to cater to various specialized domains. Low-Rank Adaptation (LoRA) has gained the most widespread use in LM fine-tuning due to its lightweight computational cost and remarkable performance. Because the proportion of parameters tuned by LoRA is relatively small, there might be a misleading impression that the LoRA fine-tuning data is invulnerable to Membership Inference Attacks (MIAs). However, we identify that utilizing the pre-trained model can induce more information leakage, which is neglected by existing MIAs. Therefore, we introduce LoRA-Leak, a holistic evaluation framework for MIAs against the fine-tuning datasets of LMs. LoRA-Leak incorporates fifteen membership inference attacks, including ten existing MIAs, and five improved MIAs that leverage the pre-trained model as a reference. In experiments, we apply LoRA-Leak to three advanced LMs across three popular natural language processing tasks, demonstrating that LoRA-based fine-tuned LMs are still vulnerable to MIAs (e.g., 0.775 AUC under conservative fine-tuning settings). We also applied LoRA-Leak to different fine-tuning settings to understand the resulting privacy risks. We further explore four defenses and find that only dropout and excluding specific LM layers during fine-tuning effectively mitigate MIA risks while maintaining utility. We highlight that under the "pre-training and fine-tuning" paradigm, the existence of the pre-trained model makes MIA a more severe risk for LoRA-based LMs. We hope that our findings can provide guidance on data privacy protection for specialized LM providers.