Anudeex Shetty

Anudeex Shetty, Qiongkai Xu, Jey Han Lau

Embeddings-as-a-Service (EaaS) is a service offered by large language model (LLM) developers to supply embeddings generated by LLMs. Previous research suggests that EaaS is prone to imitation attacks -- attacks that clone the underlying EaaS model by training another model on the queried embeddings. As a result, EaaS watermarks are introduced to protect the intellectual property of EaaS providers. In this paper, we first show that existing EaaS watermarks can be removed by paraphrasing when attackers clone the model. Subsequently, we propose a novel watermarking technique that involves linearly transforming the embeddings, and show that it is empirically and theoretically robust against paraphrasing.

Anudeex Shetty, Qiongkai Xu, Olga Ohrimenko et al.

In this paper, we introduce GhostWriteBench, a dataset for LLM authorship attribution. It comprises long-form texts (50K+ words per book) generated by frontier LLMs, and is designed to test generalisation across multiple out-of-distribution (OOD) dimensions, including domain and unseen LLM author. We also propose TRACE -- a novel fingerprinting method that is interpretable and lightweight -- that works for both open- and closed-source models. TRACE creates the fingerprint by capturing token-level transition patterns (e.g., word rank) estimated by another lightweight language model. Experiments on GhostWriteBench demonstrate that TRACE achieves state-of-the-art performance, remains robust in OOD settings, and works well in limited training data scenarios.

Anudeex Shetty, Yue Teng, Ke He et al.

Embedding as a Service (EaaS) has become a widely adopted solution, which offers feature extraction capabilities for addressing various downstream tasks in Natural Language Processing (NLP). Prior studies have shown that EaaS can be prone to model extraction attacks; nevertheless, this concern could be mitigated by adding backdoor watermarks to the text embeddings and subsequently verifying the attack models post-publication. Through the analysis of the recent watermarking strategy for EaaS, EmbMarker, we design a novel CSE (Clustering, Selection, Elimination) attack that removes the backdoor watermark while maintaining the high utility of embeddings, indicating that the previous watermarking approach can be breached. In response to this new threat, we propose a new protocol to make the removal of watermarks more challenging by incorporating multiple possible watermark directions. Our defense approach, WARDEN, notably increases the stealthiness of watermarks and has been empirically shown to be effective against CSE attack.

Shenyan Zheng, Jiayou Zhong, Anudeex Shetty et al.

As large language models are increasingly used in high-stakes domains, it is essential that their outputs reflect not average} human preference, rather range of varying perspectives. Achieving such pluralism, however, remains challenging. Existing approaches consider limited values or rely on prompt-level interventions, lacking value control and representation. To address this, we introduce VISPA, a training-free pluralistic alignment framework, that enables direct control over value expression by dynamic selection and internal model activation steering. Across extensive empirical studies spanning multiple models and evaluation settings, we show VISPA is performant across all pluralistic alignment modes in healthcare and beyond. Further analysis reveals VISPA is adaptable with different steering initiations, model, and/or values. These results suggest that pluralistic alignment can be achieved through internal activation mechanisms, offering a scalable path toward language models that serves all.

Anudeex Shetty

Large Language Models (LLMs) have demonstrated exceptional capabilities in natural language understanding and generation. Based on these LLMs, businesses have started to provide Embeddings-as-a-Service (EaaS), offering feature extraction capabilities (in the form of text embeddings) that benefit downstream natural language processing tasks. However, prior research has demonstrated that EaaS is vulnerable to imitation attacks, where an attacker clones the service's model in a black-box manner without access to the model's internal workings. In response, watermarks have been added to the text embeddings to protect the intellectual property of EaaS providers by allowing them to check for model ownership. This thesis focuses on defending against imitation attacks by investigating EaaS watermarks. To achieve this goal, we unveil novel attacks and propose and validate new watermarking techniques. Firstly, we show that existing EaaS watermarks can be removed through paraphrasing the input text when attackers clone the model during imitation attacks. Our study illustrates that paraphrasing can effectively bypass current state-of-the-art EaaS watermarks across various attack setups (including different paraphrasing techniques and models) and datasets in most instances. This demonstrates a new vulnerability in recent EaaS watermarking techniques. Subsequently, as a countermeasure, we propose a novel watermarking technique, WET (Watermarking EaaS with Linear Transformation), which employs linear transformation of the embeddings. Watermark verification is conducted by applying a reverse transformation and comparing the similarity between recovered and original embeddings. We demonstrate its robustness against paraphrasing attacks with near-perfect verifiability. We conduct detailed ablation studies to assess the significance of each component and hyperparameter in WET.