Tieyun Qian

Yongqi Li, Yu Yu, Tieyun Qian

Despite the recent success achieved by several two-stage prototypical networks in few-shot named entity recognition (NER) task, the overdetected false spans at the span detection stage and the inaccurate and unstable prototypes at the type classification stage remain to be challenging problems. In this paper, we propose a novel Type-Aware Decomposed framework, namely TadNER, to solve these problems. We first present a type-aware span filtering strategy to filter out false spans by removing those semantically far away from type names. We then present a type-aware contrastive learning strategy to construct more accurate and stable prototypes by jointly exploiting support samples and type names as references. Extensive experiments on various benchmarks prove that our proposed TadNER framework yields a new state-of-the-art performance. Our code and data will be available at https://github.com/NLPWM-WHU/TadNER.

Ting Zhang, Zhuang Chen, Ming Zhong et al.

Emotion recognition in conversation, which aims to predict the emotion for all utterances, has attracted considerable research attention in recent years. It is a challenging task since the recognition of the emotion in one utterance involves many complex factors, such as the conversational context, the speaker's background, and the subtle difference between emotion labels. In this paper, we propose a novel framework which mimics the thinking process when modeling these factors. Specifically, we first comprehend the conversational context with a history-oriented prompt to selectively gather information from predecessors of the target utterance. We then model the speaker's background with an experience-oriented prompt to retrieve the similar utterances from all conversations. We finally differentiate the subtle label semantics with a paraphrasing mechanism to elicit the intrinsic label related knowledge. We conducted extensive experiments on three benchmarks. The empirical results demonstrate the superiority of our proposed framework over the state-of-the-art baselines.

Xiaohu Li, Yunfeng Ning, Zepeng Bao et al.

Security alignment enables the Large Language Model (LLM) to gain the protection against malicious queries, but various jailbreak attack methods reveal the vulnerability of this security mechanism. Previous studies have isolated LLM jailbreak attacks and defenses. We analyze the security protection mechanism of the LLM, and propose a framework that combines attack and defense. Our method is based on the linearly separable property of LLM intermediate layer embedding, as well as the essence of jailbreak attack, which aims to embed harmful problems and transfer them to the safe area. We utilize generative adversarial network (GAN) to learn the security judgment boundary inside the LLM to achieve efficient jailbreak attack and defense. The experimental results indicate that our method achieves an average jailbreak success rate of 88.85\% across three popular LLMs, while the defense success rate on the state-of-the-art jailbreak dataset reaches an average of 84.17\%. This not only validates the effectiveness of our approach but also sheds light on the internal security mechanisms of LLMs, offering new insights for enhancing model security The code and data are available at https://github.com/NLPGM/CAVGAN.

Birong Pan, Yongqi Li, Weiyu Zhang et al.

The alignment of large language models (LLMs) aims to ensure their outputs adhere to human values, ethical standards, and legal norms. Traditional alignment methods often rely on resource-intensive fine-tuning (FT), which may suffer from knowledge degradation and face challenges in scenarios where the model accessibility or computational resources are constrained. In contrast, training-free (TF) alignment techniques--leveraging in-context learning, decoding-time adjustments, and post-generation corrections--offer a promising alternative by enabling alignment without heavily retraining LLMs, making them adaptable to both open-source and closed-source environments. This paper presents the first systematic review of TF alignment methods, categorizing them by stages of pre-decoding, in-decoding, and post-decoding. For each stage, we provide a detailed examination from the viewpoint of LLMs and multimodal LLMs (MLLMs), highlighting their mechanisms and limitations. Furthermore, we identify key challenges and future directions, paving the way for more inclusive and effective TF alignment techniques. By synthesizing and organizing the rapidly growing body of research, this survey offers a guidance for practitioners and advances the development of safer and more reliable LLMs.

Yongqi Li, Shen Zhou, Xiaohu Li et al.

Vision-language models (VLMs) aligned with general human objectives, such as being harmless and hallucination-free, have become valuable assistants of humans in managing visual tasks. However, people with diversified backgrounds have different cognition even in the same situation. Consequently, they may have personalized expectations for VLM assistants. This highlights the urgent need to align VLM assistants with personalized situated cognition for real-world assistance. To study this problem, we first simplify it by characterizing individuals based on the sociological concept of Role-Set. Then, we propose to evaluate the individuals' actions to examine whether the personalized alignment is achieved. Further, we construct a benchmark named PCogAlignBench, which includes 18k instances and 20 individuals with different Role-Sets. Finally, we present a framework called PCogAlign, which constructs a cognition-aware and action-based reward model for personalized alignment. Experimental results and human evaluations demonstrate the reliability of the PCogAlignBench and the effectiveness of our proposed PCogAlign. We will open-source the constructed benchmark and code at https://github.com/NLPGM/PCogAlign.

Hankun Kang, Jianhao Chen, Yongqi Li et al.

Toxicity detection is crucial for maintaining the peace of the society. While existing methods perform well on normal toxic contents or those generated by specific perturbation methods, they are vulnerable to evolving perturbation patterns. However, in real-world scenarios, malicious users tend to create new perturbation patterns for fooling the detectors. For example, some users may circumvent the detector of large language models (LLMs) by adding `I am a scientist' at the beginning of the prompt. In this paper, we introduce a novel problem, i.e., continual learning jailbreak perturbation patterns, into the toxicity detection field. To tackle this problem, we first construct a new dataset generated by 9 types of perturbation patterns, 7 of them are summarized from prior work and 2 of them are developed by us. We then systematically validate the vulnerability of current methods on this new perturbation pattern-aware dataset via both the zero-shot and fine tuned cross-pattern detection. Upon this, we present the domain incremental learning paradigm and the corresponding benchmark to ensure the detector's robustness to dynamically emerging types of perturbed toxic text. Our code and dataset are provided in the appendix and will be publicly available at GitHub, by which we wish to offer new research opportunities for the security-relevant communities.

Wanli Li, Tieyun Qian, Yi Song et al.

Zero-shot Relation Triplet Extraction (ZeroRTE) aims to extract relation triplets from texts containing unseen relation types. This capability benefits various downstream information retrieval (IR) tasks. The primary challenge lies in enabling models to generalize effectively to unseen relation categories. Existing approaches typically leverage the knowledge embedded in pre-trained language models to accomplish the generalization process. However, these methods focus solely on fitting the training data during training, without specifically improving the model's generalization performance, resulting in limited generalization capability. For this reason, we explore the integration of bi-level optimization (BLO) with pre-trained language models for learning generalized knowledge directly from the training data, and propose a generative meta-learning framework which exploits the `learning-to-learn' ability of meta-learning to boost the generalization capability of generative models. Specifically, we introduce a BLO approach that simultaneously addresses data fitting and generalization. This is achieved by constructing an upper-level loss to focus on generalization and a lower-level loss to ensure accurate data fitting. Building on this, we subsequently develop three generative meta-learning methods, each tailored to a distinct category of meta-learning. Extensive experimental results demonstrate that our framework performs well on the ZeroRTE task. Our code is available at https://github.com/leeworry/TGM-MetaLearning.

Mayi Xu, Yunfeng Ning, Yongqi Li et al.

Reasoning is fundamental to human intelligence, and critical for problem-solving, decision-making, and critical thinking. Reasoning refers to drawing new conclusions based on existing knowledge, which can support various applications like clinical diagnosis, basic education, and financial analysis. Though a good number of surveys have been proposed for reviewing reasoning-related methods, none of them has systematically investigated these methods from the viewpoint of their dependent knowledge base. Both the scenarios to which the knowledge bases are applied and their storage formats are significantly different. Hence, investigating reasoning methods from the knowledge base perspective helps us better understand the challenges and future directions. To fill this gap, this paper first classifies the knowledge base into symbolic and parametric ones. The former explicitly stores information in human-readable symbols, and the latter implicitly encodes knowledge within parameters. Then, we provide a comprehensive overview of reasoning methods using symbolic knowledge bases, parametric knowledge bases, and both of them. Finally, we identify the future direction toward enhancing reasoning capabilities to bridge the gap between human and machine intelligence.

Yunfeng Ning, Mayi Xu, Jintao Wen et al.

LLMs often suffer from hallucinations and outdated or incomplete knowledge. RAG is proposed to address these issues by integrating external knowledge like that in KGs into LLMs. However, leveraging private KGs in RAG systems poses significant privacy risks due to the black-box nature of LLMs and potential insecure data transmission, especially when using third-party LLM APIs lacking transparency and control. In this paper, we investigate the privacy-protected RAG scenario for the first time, where entities in KGs are anonymous for LLMs, thus preventing them from accessing entity semantics. Due to the loss of semantics of entities, previous RAG systems cannot retrieve question-relevant knowledge from KGs by matching questions with the meaningless identifiers of anonymous entities. To realize an effective RAG system in this scenario, two key challenges must be addressed: (1) How can anonymous entities be converted into retrievable information. (2) How to retrieve question-relevant anonymous entities. Hence, we propose a novel ARoG framework including relation-centric abstraction and structure-oriented abstraction strategies. For challenge (1), the first strategy abstracts entities into high-level concepts by dynamically capturing the semantics of their adjacent relations. It supplements meaningful semantics which can further support the retrieval process. For challenge (2), the second strategy transforms unstructured natural language questions into structured abstract concept paths. These paths can be more effectively aligned with the abstracted concepts in KGs, thereby improving retrieval performance. To guide LLMs to effectively retrieve knowledge from KGs, the two strategies strictly protect privacy from being exposed to LLMs. Experiments on three datasets demonstrate that ARoG achieves strong performance and privacy-robustness.

Yongqi Li, Xin Miao, Shen Zhou et al.

Despite the rapid progress that existing automated feedback methods have made in correcting the output of large language models (LLMs), these methods cannot be well applied to the relation extraction (RE) task due to their designated feedback objectives and correction manner. To address this problem, we propose a novel automated feedback framework for RE, which presents a rationale supervisor to verify the rationale and provides re-selected demonstrations as feedback to correct the initial prediction. Specifically, we first design a causal intervention and observation method to collect biased/unbiased rationales for contrastive training the rationale supervisor. Then, we present a verification-feedback-correction procedure to iteratively enhance LLMs' capability of handling the RE task. Extensive experiments prove that our proposed framework significantly outperforms existing methods.

Xuan Ma, Zepeng Bao, Ming Zhong et al.

In recent years, origin-destination (OD) demand prediction has gained significant attention for its profound implications in urban development. Existing data-driven deep learning methods primarily focus on the spatial or temporal dependency between regions yet neglecting regions' fundamental functional difference. Though knowledge-driven physical methods have characterised regions' functions by their radiation and attraction capacities, these functions are defined on numerical factors like population without considering regions' intrinsic nominal attributes, e.g., a region is a residential or industrial district. Moreover, the complicated relationships between two types of capacities, e.g., the radiation capacity of a residential district in the morning will be transformed into the attraction capacity in the evening, are totally missing from physical methods. In this paper, we not only generalize the physical radiation and attraction capacities into the deep learning framework with the extended capability to fulfil regions' functions, but also present a new model that captures the relationships between two types of capacities. Specifically, we first model regions' radiation and attraction capacities using a bilateral branch network, each equipped with regions' attribute representations. We then describe the transformation relationship of different capacities of the same region using a hypergraph-based parameter generation method. We finally unveil the competition relationship of different regions with the same attraction capacity through cluster-based adversarial learning. Extensive experiments on two datasets demonstrate the consistent improvements of our method over the state-of-the-art baselines, as well as the good explainability of regions' functions using their nominal attributes.

Yongqi Li, Mayi Xu, Xin Miao et al.

Large language models (LLMs) have made remarkable progress in a wide range of natural language understanding and generation tasks. However, their ability to generate counterfactuals has not been examined systematically. To bridge this gap, we present a comprehensive evaluation framework on various types of NLU tasks, which covers all key factors in determining LLMs' capability of generating counterfactuals. Based on this framework, we 1) investigate the strengths and weaknesses of LLMs as the counterfactual generator, and 2) disclose the factors that affect LLMs when generating counterfactuals, including both the intrinsic properties of LLMs and prompt designing. The results show that, though LLMs are promising in most cases, they face challenges in complex tasks like RE since they are bounded by task-specific performance, entity constraints, and inherent selection bias. We also find that alignment techniques, e.g., instruction-tuning and reinforcement learning from human feedback, may potentially enhance the counterfactual generation ability of LLMs. On the contrary, simply increasing the parameter size does not yield the desired improvements. Besides, from the perspective of prompt designing, task guidelines unsurprisingly play an important role. However, the chain-of-thought approach does not always help due to inconsistency issues.

Mi Zhang, Tieyun Qian, Ting Zhang

The goal of relation classification (RC) is to extract the semantic relations between/among entities in the text. As a fundamental task in natural language processing, it is crucial to ensure the robustness of RC models. Despite the high accuracy current deep neural models have achieved in RC tasks, they are easily affected by spurious correlations. One solution to this problem is to train the model with counterfactually augmented data (CAD) such that it can learn the causation rather than the confounding. However, no attempt has been made on generating counterfactuals for RC tasks. In this paper, we formulate the problem of automatically generating CAD for RC tasks from an entity-centric viewpoint, and develop a novel approach to derive contextual counterfactuals for entities. Specifically, we exploit two elementary topological properties, i.e., the centrality and the shortest path, in syntactic and semantic dependency graphs, to first identify and then intervene on the contextual causal features for entities. We conduct a comprehensive evaluation on four RC datasets by combining our proposed approach with a variety of backbone RC models. The results demonstrate that our approach not only improves the performance of the backbones, but also makes them more robust in the out-of-domain test.

Wanli Li, Tieyun Qian

Lack of labeled data is a main obstacle in relation extraction. Semi-supervised relation extraction (SSRE) has been proven to be a promising way for this problem through annotating unlabeled samples as additional training data. Almost all prior researches along this line adopt multiple models to make the annotations more reliable by taking the intersection set of predicted results from these models. However, the difference set, which contains rich information about unlabeled data, has been long neglected by prior studies. In this paper, we propose to learn not only from the consensus but also the disagreement among different models in SSRE. To this end, we develop a simple and general multi-teacher distillation (MTD) framework, which can be easily integrated into any existing SSRE methods. Specifically, we first let the teachers correspond to the multiple models and select the samples in the intersection set of the last iteration in SSRE methods to augment labeled data as usual. We then transfer the class distributions for samples in the difference set as soft labels to guide the student. We finally perform prediction using the trained student model. Experimental results on two public datasets demonstrate that our framework significantly promotes the performance of the base SSRE methods with pretty low computational cost.

Mi Zhang, Tieyun Qian

Existing methods in relation extraction have leveraged the lexical features in the word sequence and the syntactic features in the parse tree. Though effective, the lexical features extracted from the successive word sequence may introduce some noise that has little or no meaningful content. Meanwhile, the syntactic features are usually encoded via graph convolutional networks which have restricted receptive field. To address the above limitations, we propose a multi-scale feature and metric learning framework for relation extraction. Specifically, we first develop a multi-scale convolutional neural network to aggregate the non-successive mainstays in the lexical sequence. We also design a multi-scale graph convolutional network which can increase the receptive field towards specific syntactic roles. Moreover, we present a multi-scale metric learning paradigm to exploit both the feature-level relation between lexical and syntactic features and the sample-level relation between instances with the same or different classes. We conduct extensive experiments on three real world datasets for various types of relation extraction tasks. The results demonstrate that our model significantly outperforms the state-of-the-art approaches.

Tieyun Qian, Yile Liang, Qing Li et al.

One key property in recommender systems is the long-tail distribution in user-item interactions where most items only have few user feedback. Improving the recommendation of tail items can promote novelty and bring positive effects to both users and providers, and thus is a desirable property of recommender systems. Current novel recommendation studies over-emphasize the importance of tail items without differentiating the degree of users' intent on popularity and often incur a sharp decline of accuracy. Moreover, none of existing methods has ever taken the extreme case of tail items, i.e., cold-start items without any interaction, into consideration. In this work, we first disclose the mechanism that drives a user's interaction towards popular or niche items by disentangling her intent into conformity influence (popularity) and personal interests (preference). We then present a unified end-to-end framework to simultaneously optimize accuracy and novelty targets based on the disentangled intent of popularity and that of preference. We further develop a new paradigm for novel recommendation of cold-start items which exploits the self-supervised learning technique to model the correlation between collaborative features and content features. We conduct extensive experimental results on three real-world datasets. The results demonstrate that our proposed model yields significant improvements over the state-of-the-art baselines in terms of accuracy, novelty, coverage, and trade-off.

Yile Liang, Tieyun Qian

Recommender systems have played a vital role in online platforms due to the ability of incorporating users' personal tastes. Beyond accuracy, diversity has been recognized as a key factor in recommendation to broaden user's horizons as well as to promote enterprises' sales. However, the trading-off between accuracy and diversity remains to be a big challenge, and the data and user biases have not been explored yet. In this paper, we develop an adaptive learning framework for accurate and diversified recommendation. We generalize recent proposed bi-lateral branch network in the computer vision community from image classification to item recommendation. Specifically, we encode domain level diversity by adaptively balancing accurate recommendation in the conventional branch and diversified recommendation in the adaptive branch of a bilateral branch network. We also capture user level diversity using a two-way adaptive metric learning backbone network in each branch. We conduct extensive experiments on three real-world datasets. Results demonstrate that our proposed approach consistently outperforms the state-of-the-art baselines.

Wanli Li, Tieyun Qian

Manual annotation of the labeled data for relation extraction is time-consuming and labor-intensive. Semi-supervised methods can offer helping hands for this problem and have aroused great research interests. Existing work focuses on mapping the unlabeled samples to the classes to augment the labeled dataset. However, it is hard to find an overall good mapping function, especially for the samples with complicated syntactic components in one sentence. To tackle this limitation, we propose to build the connection between the unlabeled data and the labeled ones rather than directly mapping the unlabeled samples to the classes. Specifically, we first use three kinds of information to construct reference graphs, including entity reference, verb reference, and semantics reference. The goal is to semantically or lexically connect the unlabeled sample(s) to the labeled one(s). Then, we develop a Multiple Reference Graph (MRefG) model to exploit the reference information for better recognizing high-quality unlabeled samples. The effectiveness of our method is demonstrated by extensive comparison experiments with the state-of-the-art baselines on two public datasets.

Tieyun Qian, Yile Liang, Qing Li

Matrix completion is a classic problem underlying recommender systems. It is traditionally tackled with matrix factorization. Recently, deep learning based methods, especially graph neural networks, have made impressive progress on this problem. Despite their effectiveness, existing methods focus on modeling the user-item interaction graph. The inherent drawback of such methods is that their performance is bound to the density of the interactions, which is however usually of high sparsity. More importantly, for a cold start user/item that does not have any interactions, such methods are unable to learn the preference embedding of the user/item since there is no link to this user/item in the graph. In this work, we develop a novel framework Attribute Graph Neural Networks (AGNN) by exploiting the attribute graph rather than the commonly used interaction graph. This leads to the capability of learning embeddings for cold start users/items. Our AGNN can produce the preference embedding for a cold user/item by learning on the distribution of attributes with an extended variational auto-encoder structure. Moreover, we propose a new graph neural network variant, i.e., gated-GNN, to effectively aggregate various attributes of different modalities in a neighborhood. Empirical results on two real-world datasets demonstrate that our model yields significant improvements for cold start recommendations and outperforms or matches state-of-the-arts performance in the warm start scenario.

Ke Sun, Tieyun Qian

The context information such as product category plays a critical role in sequential recommendation. Recent years have witnessed a growing interest in context-aware sequential recommender systems. Existing studies often treat the contexts as auxiliary feature vectors without considering the sequential dependency in contexts. However, such a dependency provides valuable clues to predict the user's future behavior. For example, a user might buy electronic accessories after he/she buy an electronic product. In this paper, we propose a novel seq2seq translation architecture to highlight the importance of sequential dependency in contexts for sequential recommendation. Specifically, we first construct a collateral context sequence in addition to the main interaction sequence. We then generalize recent advancements in translation model from sequences of words in two languages to sequences of items and contexts in recommender systems. Taking the category information as an item's context, we develop a basic coupled and an extended tripled seq2seq translation models to encode the category-item and item-category-item relations between the item and context sequences. We conduct extensive experiments on three real world datasets. The results demonstrate the superior performance of the proposed model compared with the state-of-the-art baselines.

Bei Liu, Tieyun Qian, Bing Liu et al.

The wide spread of location-based social networks brings about a huge volume of user check-in data, which facilitates the recommendation of points of interest (POIs). Recent advances on distributed representation shed light on learning low dimensional dense vectors to alleviate the data sparsity problem. Current studies on representation learning for POI recommendation embed both users and POIs in a common latent space, and users' preference is inferred based on the distance/similarity between a user and a POI. Such an approach is not in accordance with the semantics of users and POIs as they are inherently different objects. In this paper, we present a novel spatiotemporal aware (STA) representation, which models the spatial and temporal information as \emph{a relationship connecting users and POIs}. Our model generalizes the recent advances in knowledge graph embedding. The basic idea is that the embedding of a $<$time, location$>$ pair corresponds to a translation from embeddings of users to POIs. Since the POI embedding should be close to the user embedding plus the relationship vector, the recommendation can be performed by selecting the top-\emph{k} POIs similar to the translated POI, which are all of the same type of objects. We conduct extensive experiments on two real-world datasets. The results demonstrate that our STA model achieves the state-of-the-art performance in terms of high recommendation accuracy, robustness to data sparsity and effectiveness in handling cold start problem.