Yuyuan Li

Siteng Huang, Biao Gong, Yulin Pan et al.

Many recent studies leverage the pre-trained CLIP for text-video cross-modal retrieval by tuning the backbone with additional heavy modules, which not only brings huge computational burdens with much more parameters, but also leads to the knowledge forgetting from upstream models. In this work, we propose the VoP: Text-Video Co-operative Prompt Tuning for efficient tuning on the text-video retrieval task. The proposed VoP is an end-to-end framework with both video & text prompts introducing, which can be regarded as a powerful baseline with only 0.1% trainable parameters. Further, based on the spatio-temporal characteristics of videos, we develop three novel video prompt mechanisms to improve the performance with different scales of trainable parameters. The basic idea of the VoP enhancement is to model the frame position, frame context, and layer function with specific trainable prompts, respectively. Extensive experiments show that compared to full fine-tuning, the enhanced VoP achieves a 1.4% average R@1 gain across five text-video retrieval benchmarks with 6x less parameter overhead. The code will be available at https://github.com/bighuang624/VoP.

Chaochao Chen, Jiaming Zhang, Yizhao Zhang et al.

With increasing privacy concerns in artificial intelligence, regulations have mandated the right to be forgotten, granting individuals the right to withdraw their data from models. Machine unlearning has emerged as a potential solution to enable selective forgetting in models, particularly in recommender systems where historical data contains sensitive user information. Despite recent advances in recommendation unlearning, evaluating unlearning methods comprehensively remains challenging due to the absence of a unified evaluation framework and overlooked aspects of deeper influence, e.g., fairness. To address these gaps, we propose CURE4Rec, the first comprehensive benchmark for recommendation unlearning evaluation. CURE4Rec covers four aspects, i.e., unlearning Completeness, recommendation Utility, unleaRning efficiency, and recommendation fairnEss, under three data selection strategies, i.e., core data, edge data, and random data. Specifically, we consider the deeper influence of unlearning on recommendation fairness and robustness towards data with varying impact levels. We construct multiple datasets with CURE4Rec evaluation and conduct extensive experiments on existing recommendation unlearning methods. Our code is released at https://github.com/xiye7lai/CURE4Rec.

Yuyuan Li, Xiaolin Zheng, Chaochao Chen et al.

Privacy laws and regulations enforce data-driven systems, e.g., recommender systems, to erase the data that concern individuals. As machine learning models potentially memorize the training data, data erasure should also unlearn the data lineage in models, which raises increasing interest in the problem of Machine Unlearning (MU). However, existing MU methods cannot be directly applied into recommendation. The basic idea of most recommender systems is collaborative filtering, but existing MU methods ignore the collaborative information across users and items. In this paper, we propose a general erasable recommendation framework, namely LASER, which consists of Group module and SeqTrain module. Firstly, Group module partitions users into balanced groups based on their similarity of collaborative embedding learned via hypergraph. Then SeqTrain module trains the model sequentially on all groups with curriculum learning. Both theoretical analysis and experiments on two real-world datasets demonstrate that LASER can not only achieve efficient unlearning, but also outperform the state-of-the-art unlearning framework in terms of model utility.

Li Zhang, Yuyuan Li, XiaoHua Feng et al.

Ensuring fair and equitable treatment across diverse groups, particularly in multi-class classification tasks, poses a significant challenge due to the persistent biases inherent in machine learning models. Most existing bias mitigation techniques are tailored to binary settings, and the presence of multi-dimensional outputs and complex fairness mechanisms makes their extension to multi-class scenarios neither straightforward nor effective. In this paper, we investigate two fundamental, unresolved challenges in fair classification: (i) characterizing the optimal accuracy-fairness frontier in multi-class settings, and (ii) designing practical algorithms that attain this optimum in different training phases. To tackle these challenges, we first specify an analytically tractable probabilistic formulation of the optimal classifier under fairness constraints. Building upon this, we propose two attribute-blind algorithms to enforce fairness requirements in practice: an in-processing approach for fairness intervention during training via the reduction approach, and a post-processing approach for fine-tuning output probabilities with plug-in estimation. Theoretical analysis reveals that both methods converge to the optimal accuracy-fairness Pareto frontier. Experiments conducted on multiple datasets demonstrate the superior performance of our methods in balancing accuracy and fairness.

Chaochao Chen, Xiaohua Feng, Yuyuan Li et al.

As the parameter size of Large Language Models (LLMs) continues to expand, there is an urgent need to address the scarcity of high-quality data. In response, existing research has attempted to make a breakthrough by incorporating Federated Learning (FL) into LLMs. Conversely, considering the outstanding performance of LLMs in task generalization, researchers have also tried applying LLMs within FL to tackle challenges in relevant domains. The complementarity between LLMs and FL has already ignited widespread research interest. In this paper, we aim to deeply explore the integration of LLMs and FL. We propose a research framework, dividing the fusion of LLMs and FL into three parts: the combination of LLM sub-technologies with FL, the integration of FL sub-technologies with LLMs, and the overall merger of LLMs and FL. We first provide a comprehensive review of the current state of research in the domain of LLMs combined with FL, including their typical applications, integration advantages, challenges faced, and future directions for resolution. Subsequently, we discuss the practical applications of the combination of LLMs and FL in critical scenarios such as healthcare, finance, and education, and provide new perspectives and insights into future research directions for LLMs and FL.

Yuyuan Li, Chaochao Chen, Xiaolin Zheng et al.

With the growing privacy concerns in recommender systems, recommendation unlearning, i.e., forgetting the impact of specific learned targets, is getting increasing attention. Existing studies predominantly use training data, i.e., model inputs, as the unlearning target. However, we find that attackers can extract private information, i.e., gender, race, and age, from a trained model even if it has not been explicitly encountered during training. We name this unseen information as attribute and treat it as the unlearning target. To protect the sensitive attribute of users, Attribute Unlearning (AU) aims to degrade attacking performance and make target attributes indistinguishable. In this paper, we focus on a strict but practical setting of AU, namely Post-Training Attribute Unlearning (PoT-AU), where unlearning can only be performed after the training of the recommendation model is completed. To address the PoT-AU problem in recommender systems, we design a two-component loss function that consists of i) distinguishability loss: making attribute labels indistinguishable from attackers, and ii) regularization loss: preventing drastic changes in the model that result in a negative impact on recommendation performance. Specifically, we investigate two types of distinguishability measurements, i.e., user-to-user and distribution-to-distribution. We use the stochastic gradient descent algorithm to optimize our proposed loss. Extensive experiments on three real-world datasets demonstrate the effectiveness of our proposed methods.

Biao Gong, Shuai Tan, Yutong Feng et al.

This work presents a unified knowledge protocol, called UKnow, which facilitates knowledge-based studies from the perspective of data. Particularly focusing on visual and linguistic modalities, we categorize data knowledge into five unit types, namely, in-image, in-text, cross-image, cross-text, and image-text, and set up an efficient pipeline to help construct the multimodal knowledge graph from any data collection. Thanks to the logical information naturally contained in knowledge graph, organizing datasets under UKnow format opens up more possibilities of data usage compared to the commonly used image-text pairs. Following UKnow protocol, we collect, from public international news, a large-scale multimodal knowledge graph dataset that consists of 1,388,568 nodes (with 571,791 vision-related ones) and 3,673,817 triplets. The dataset is also annotated with rich event tags, including 11 coarse labels and 9,185 fine labels. Experiments on 4 benchmarks demonstrate the potential of UKnow in supporting common-sense reasoning and boosting vision-language pre-training with a single dataset, benefiting from its unified form of knowledge organization. See Appendix to download the dataset.

Yuyuan Li, Jiaming Zhang, Yixiu Liu et al.

Privacy concerns associated with machine learning models have driven research into machine unlearning, which aims to erase the memory of specific target training data from already trained models. This issue also arises in federated learning, creating the need to address the federated unlearning problem. However, federated unlearning remains a challenging task. On the one hand, current research primarily focuses on unlearning all data from a client, overlooking more fine-grained unlearning targets, e.g., class-wise and sample-wise removal. On the other hand, existing methods suffer from imprecise estimation of data influence and impose significant computational or storage burden. To address these issues, we propose a neuro-inspired federated unlearning framework based on active forgetting, which is independent of model architectures and suitable for fine-grained unlearning targets. Our framework distinguishes itself from existing methods by utilizing new memories to overwrite old ones. These new memories are generated through teacher-student learning. We further utilize refined elastic weight consolidation to mitigate catastrophic forgetting of non-target data. Extensive experiments on benchmark datasets demonstrate the efficiency and effectiveness of our method, achieving satisfactory unlearning completeness against backdoor attacks.

Biao Gong, Siteng Huang, Yutong Feng et al.

Diffusion models have recently achieved remarkable progress in generating realistic images. However, challenges remain in accurately understanding and synthesizing the layout requirements in the textual prompts. To align the generated image with layout instructions, we present a training-free layout calibration system SimM that intervenes in the generative process on the fly during inference time. Specifically, following a "check-locate-rectify" pipeline, the system first analyses the prompt to generate the target layout and compares it with the intermediate outputs to automatically detect errors. Then, by moving the located activations and making intra- and inter-map adjustments, the rectification process can be performed with negligible computational overhead. To evaluate SimM over a range of layout requirements, we present a benchmark SimMBench that compensates for the lack of superlative spatial relations in existing datasets. And both quantitative and qualitative results demonstrate the effectiveness of the proposed SimM in calibrating the layout inconsistencies. Our project page is at https://simm-t2i.github.io/SimM.

Fengyuan Yu, Xiaohua Feng, Yuyuan Li et al.

Federated recommender systems enable collaborative model training while keeping user interaction data local and sharing only essential model parameters, thereby mitigating privacy risks. However, existing methods overlook a critical issue, i.e., the stable learning of a generalized item embedding throughout the federated recommender system training process. Item embedding plays a central role in facilitating knowledge sharing across clients. Yet, under the cross-device setting, local data distributions exhibit significant heterogeneity and sparsity, exacerbating the difficulty of learning generalized embeddings. These factors make the stable learning of generalized item embeddings both indispensable for effective federated recommendation and inherently difficult to achieve. To fill this gap, we propose a new federated recommendation framework, named Federated Recommendation with Generalized Embedding Learning (FedRecGEL). We reformulate the federated recommendation problem from an item-centered perspective and cast it as a multi-task learning problem, aiming to learn generalized embeddings throughout the training procedure. Based on theoretical analysis, we employ sharpness-aware minimization to address the generalization problem, thereby stabilizing the training process and enhancing recommendation performance. Extensive experiments on four datasets demonstrate the effectiveness of FedRecGEL in significantly improving federated recommendation performance. Our code is available at https://github.com/anonymifish/FedRecGEL.

Xiaohua Feng, Yuyuan Li, Chaochao Chen et al.

While generative models have made significant advancements in recent years, they also raise concerns such as privacy breaches and biases. Machine unlearning has emerged as a viable solution, aiming to remove specific training data, e.g., containing private information and bias, from models. In this paper, we study the machine unlearning problem in Image-to-Image (I2I) generative models. Previous studies mainly treat it as a single objective optimization problem, offering a solitary solution, thereby neglecting the varied user expectations towards the trade-off between complete unlearning and model utility. To address this issue, we propose a controllable unlearning framework that uses a control coefficient $\varepsilon$ to control the trade-off. We reformulate the I2I generative model unlearning problem into a $\varepsilon$-constrained optimization problem and solve it with a gradient-based method to find optimal solutions for unlearning boundaries. These boundaries define the valid range for the control coefficient. Within this range, every yielded solution is theoretically guaranteed with Pareto optimality. We also analyze the convergence rate of our framework under various control functions. Extensive experiments on two benchmark datasets across three mainstream I2I models demonstrate the effectiveness of our controllable unlearning framework.

Naen Xu, Jinghuai Zhang, Changjiang Li et al.

Large vision-language models (LVLMs) have achieved remarkable advancements in multimodal reasoning tasks. However, their widespread accessibility raises critical concerns about potential copyright infringement. Will LVLMs accurately recognize and comply with copyright regulations when encountering copyrighted content (i.e., user input, retrieved documents) in the context? Failure to comply with copyright regulations may lead to serious legal and ethical consequences, particularly when LVLMs generate responses based on copyrighted materials (e.g., retrieved book experts, news reports). In this paper, we present a comprehensive evaluation of various LVLMs, examining how they handle copyrighted content -- such as book excerpts, news articles, music lyrics, and code documentation when they are presented as visual inputs. To systematically measure copyright compliance, we introduce a large-scale benchmark dataset comprising 50,000 multimodal query-content pairs designed to evaluate how effectively LVLMs handle queries that could lead to copyright infringement. Given that real-world copyrighted content may or may not include a copyright notice, the dataset includes query-content pairs in two distinct scenarios: with and without a copyright notice. For the former, we extensively cover four types of copyright notices to account for different cases. Our evaluation reveals that even state-of-the-art closed-source LVLMs exhibit significant deficiencies in recognizing and respecting the copyrighted content, even when presented with the copyright notice. To solve this limitation, we introduce a novel tool-augmented defense framework for copyright compliance, which reduces infringement risks in all scenarios. Our findings underscore the importance of developing copyright-aware LVLMs to ensure the responsible and lawful use of copyrighted content.

Jiajie Su, Haoyuan Wang, Xiaohua Feng et al.

Knowledge editing emerges as a crucial technique for efficiently correcting incorrect or outdated knowledge in large language models (LLM). Existing editing methods for unimodal LLM rely on a rigid parameter-to-output mapping, which causes causal-underfit and causal-overfit in cascaded reasoning for Multimodal LLM (MLLM). In this paper, we reformulate MLLM editing as an out-of-distribution (OOD) generalization problem, where the goal is to discern semantic shift with factual shift and thus achieve robust editing among diverse cross-modal prompting. The key challenge of this OOD problem lies in identifying invariant causal trajectories that generalize accurately while suppressing spurious correlations. To address it, we propose ODEdit, a plug-and-play invariant learning based framework that optimizes the tripartite OOD risk objective to simultaneously enhance editing reliability, locality, and generality.We further introduce an edit trajectory invariant learning method, which integrates a total variation penalty into the risk minimization objective to stabilize edit trajectories against environmental variations. Theoretical analysis and extensive experiments demonstrate the effectiveness of ODEdit.

Qiyuan Zhang, Biao Gong, Shuai Tan et al.

Physical principles are fundamental to realistic visual simulation, but remain a significant oversight in transformer-based video generation. This gap highlights a critical limitation in rendering rigid body motion, a core tenet of classical mechanics. While computer graphics and physics-based simulators can easily model such collisions using Newton formulas, modern pretrain-finetune paradigms discard the concept of object rigidity during pixel-level global denoising. Even perfectly correct mathematical constraints are treated as suboptimal solutions (i.e., conditions) during model optimization in post-training, fundamentally limiting the physical realism of generated videos. Motivated by these considerations, we introduce, for the first time, a physics-aware reinforcement learning paradigm for video generation models that enforces physical collision rules directly in high-dimensional spaces, ensuring the physics knowledge is strictly applied rather than treated as conditions. Subsequently, we extend this paradigm to a unified framework, termed Mimicry-Discovery Cycle (MDcycle), which allows substantial fine-tuning while fully preserving the model's ability to leverage physics-grounded feedback. To validate our approach, we construct new benchmark PhysRVGBench and perform extensive qualitative and quantitative experiments to thoroughly assess its effectiveness.

Xiaohua Feng, Jiaming Zhang, Fengyuan Yu et al.

With the rapid advancement of generative models, associated privacy concerns have attracted growing attention. To address this, researchers have begun adapting machine unlearning techniques from traditional classification models to generative settings. Although notable progress has been made in this area, a unified framework for systematically organizing and integrating existing work is still lacking. The substantial differences among current studies in terms of unlearning objectives and evaluation protocols hinder the objective and fair comparison of various approaches. While some studies focus on specific types of generative models, they often overlook the commonalities and systematic characteristics inherent in Generative Model Unlearning (GenMU). To bridge this gap, we provide a comprehensive review of current research on GenMU and propose a unified analytical framework for categorizing unlearning objectives, methodological strategies, and evaluation metrics. In addition, we explore the connections between GenMU and related techniques, including model editing, reinforcement learning from human feedback, and controllable generation. We further highlight the potential practical value of unlearning techniques in real-world applications. Finally, we identify key challenges and outline future research directions aimed at laying a solid foundation for further advancements in this field. We consistently maintain the related open-source materials at https://github.com/caxLee/Generative-model-unlearning-survey.

Fengyuan Yu, Yuyuan Li, Xiaohua Feng et al.

With the growing demand for safeguarding sensitive user information in recommender systems, recommendation attribute unlearning is receiving increasing attention. Existing studies predominantly focus on single-attribute unlearning. However, privacy protection requirements in the real world often involve multiple sensitive attributes and are dynamic. Existing single-attribute unlearning methods cannot meet these real-world requirements due to i) CH1: the inability to handle multiple unlearning requests simultaneously, and ii) CH2: the lack of efficient adaptability to dynamic unlearning needs. To address these challenges, we propose LEGO, a lightweight and efficient multiple-attribute unlearning framework. Specifically, we divide the multiple-attribute unlearning process into two steps: i) Embedding Calibration removes information related to a specific attribute from user embedding, and ii) Flexible Combination combines these embeddings into a single embedding, protecting all sensitive attributes. We frame the unlearning process as a mutual information minimization problem, providing LEGO a theoretical guarantee of simultaneous unlearning, thereby addressing CH1. With the two-step framework, where Embedding Calibration can be performed in parallel and Flexible Combination is flexible and efficient, we address CH2. Extensive experiments on three real-world datasets across three representative recommendation models demonstrate the effectiveness and efficiency of our proposed framework. Our code and appendix are available at https://github.com/anonymifish/lego-rec-multiple-attribute-unlearning.

Shuwei Shi, Biao Gong, Xi Chen et al.

The image-to-video (I2V) generation is conditioned on the static image, which has been enhanced recently by the motion intensity as an additional control signal. These motion-aware models are appealing to generate diverse motion patterns, yet there lacks a reliable motion estimator for training such models on large-scale video set in the wild. Traditional metrics, e.g., SSIM or optical flow, are hard to generalize to arbitrary videos, while, it is very tough for human annotators to label the abstract motion intensity neither. Furthermore, the motion intensity shall reveal both local object motion and global camera movement, which has not been studied before. This paper addresses the challenge with a new motion estimator, capable of measuring the decoupled motion intensities of objects and cameras in video. We leverage the contrastive learning on randomly paired videos and distinguish the video with greater motion intensity. Such a paradigm is friendly for annotation and easy to scale up to achieve stable performance on motion estimation. We then present a new I2V model, named MotionStone, developed with the decoupled motion estimator. Experimental results demonstrate the stability of the proposed motion estimator and the state-of-the-art performance of MotionStone on I2V generation. These advantages warrant the decoupled motion estimator to serve as a general plug-in enhancer for both data processing and video generation training.

Yuyuan Li, Xiaohua Feng, Chaochao Chen et al.

Recommender systems have become increasingly influential in shaping user behavior and decision-making, highlighting their growing impact in various domains. Meanwhile, the widespread adoption of machine learning models in recommender systems has raised significant concerns regarding user privacy and security. As compliance with privacy regulations becomes more critical, there is a pressing need to address the issue of recommendation unlearning, i.e., eliminating the memory of specific training data from the learned recommendation models. Despite its importance, traditional machine unlearning methods are ill-suited for recommendation unlearning due to the unique challenges posed by collaborative interactions and model parameters. This survey offers a comprehensive review of the latest advancements in recommendation unlearning, exploring the design principles, challenges, and methodologies associated with this emerging field. We provide a unified taxonomy that categorizes different recommendation unlearning approaches, followed by a summary of widely used benchmarks and metrics for evaluation. By reviewing the current state of research, this survey aims to guide the development of more efficient, scalable, and robust recommendation unlearning techniques. Furthermore, we identify open research questions in this field, which could pave the way for future innovations not only in recommendation unlearning but also in a broader range of unlearning tasks across different machine learning applications.

Naen Xu, Changjiang Li, Tianyu Du et al.

Text-to-image diffusion models have emerged as powerful tools for generating high-quality images from textual descriptions. However, their increasing popularity has raised significant copyright concerns, as these models can be misused to reproduce copyrighted content without authorization. In response, recent studies have proposed various copyright protection methods, including adversarial perturbation, concept erasure, and watermarking techniques. However, their effectiveness and robustness against advanced attacks remain largely unexplored. Moreover, the lack of unified evaluation frameworks has hindered systematic comparison and fair assessment of different approaches. To bridge this gap, we systematize existing copyright protection methods and attacks, providing a unified taxonomy of their design spaces. We then develop CopyrightMeter, a unified evaluation framework that incorporates 17 state-of-the-art protections and 16 representative attacks. Leveraging CopyrightMeter, we comprehensively evaluate protection methods across multiple dimensions, thereby uncovering how different design choices impact fidelity, efficacy, and resilience under attacks. Our analysis reveals several key findings: (i) most protections (16/17) are not resilient against attacks; (ii) the "best" protection varies depending on the target priority; (iii) more advanced attacks significantly promote the upgrading of protections. These insights provide concrete guidance for developing more robust protection methods, while its unified evaluation protocol establishes a standard benchmark for future copyright protection research in text-to-image generation.

Naen Xu, Jiayi Sheng, Changjiang Li et al.

Puns are a common form of rhetorical wordplay that exploits polysemy and phonetic similarity to create humor. In multimodal puns, visual and textual elements synergize to ground the literal sense and evoke the figurative meaning simultaneously. Although Vision-Language Models (VLMs) are widely used in multimodal understanding and generation, their ability to understand puns has not been systematically studied due to a scarcity of rigorous benchmarks. To address this, we first propose a multimodal pun generation pipeline. We then introduce MultiPun, a dataset comprising diverse types of puns alongside adversarial non-pun distractors. Our evaluation reveals that most models struggle to distinguish genuine puns from these distractors. Moreover, we propose both prompt-level and model-level strategies to enhance pun comprehension, with an average improvement of 16.5% in F1 scores. Our findings provide valuable insights for developing future VLMs that master the subtleties of human-like humor via cross-modal reasoning.

Xiaohua Feng, Yuyuan Li, Huwei Ji et al.

Despite advances in Preference Alignment (PA) for Large Language Models (LLMs), mainstream methods like Reinforcement Learning with Human Feedback (RLHF) face notable challenges. These approaches require high-quality datasets of positive preference examples, which are costly to obtain and computationally intensive due to training instability, limiting their use in low-resource scenarios. LLM unlearning technique presents a promising alternative, by directly removing the influence of negative examples. However, current research has primarily focused on empirical validation, lacking systematic quantitative analysis. To bridge this gap, we propose a framework to explore the relationship between PA and LLM unlearning. Specifically, we introduce a bi-level optimization-based method to quantify the impact of unlearning specific negative examples on PA performance. Our analysis reveals that not all negative examples contribute equally to alignment improvement when unlearned, and the effect varies significantly across examples. Building on this insight, we pose a crucial question: how can we optimally select and weight negative examples for unlearning to maximize PA performance? To answer this, we propose a framework called Unlearning to Align (U2A), which leverages bi-level optimization to efficiently select and unlearn examples for optimal PA performance. We validate the proposed method through extensive experiments, with results confirming its effectiveness.

Jiaming Zhang, Yuyuan Li, Xiaohua Feng et al.

Large Language Model-based Recommender Systems (LRSs) have recently emerged as a new paradigm in sequential recommendation by directly adopting LLMs as backbones. While LRSs demonstrate strong knowledge utilization and instruction-following abilities, they have not been systematically studied under the long-standing long-tail problem. In this paper, we conduct an empirical study and reveal that LRSs face two distinct types of long-tail: i) prior long-tail, inherited implicitly from pretraining corpora, and ii) data long-tail, originating from skewed recommendation datasets. Our analysis shows that both contribute to the performance disparity between head and tail items, with the intersection of the two heads exhibiting an even stronger head effect. Nevertheless, the overall performance distribution in LRSs, especially on the tail, remains dominated by the data long-tail. To address this challenge, we propose Efficient Item-wise Sharpness-Aware Minimization (EISAM), a novel optimization framework that improves tail-item performance by adaptively regularizing the loss landscape at the item level. EISAM introduces an efficient penalty design that captures fine-grained item-specific sharpness while maintaining computational scalability for LLMs. In addition, we derive a generalization bound for EISAM. Our theoretical analysis shows that the bound decreases at a faster rate under our item-wise regularization, offering theoretical support for its effectiveness. Extensive experiments on three real-world datasets demonstrate that EISAM significantly boosts tail-item recommendation performance while preserving overall quality, establishing the first systematic solution to the long-tail problem in LRSs.

Li Zhang, Zhongxuan Han, XiaoHua Feng et al.

Efficient and lightweight adaptation of pre-trained Vision-Language Models (VLMs) to downstream tasks through collaborative interactions between local clients and a central server is a rapidly emerging research topic in federated learning. Existing adaptation algorithms are typically trained iteratively, which incur significant communication costs and increase the susceptibility to potential attacks. Motivated by the one-shot federated training techniques that reduce client-server exchanges to a single round, developing a lightweight one-shot federated VLM adaptation method to alleviate these issues is particularly attractive. However, current one-shot approaches face certain challenges in adapting VLMs within federated settings: (1) insufficient exploitation of the rich multimodal information inherent in VLMs; (2) lack of specialized adaptation strategies to systematically handle the severe data heterogeneity; and (3) requiring additional training resource of clients or server. To bridge these gaps, we propose a novel Training-free One-shot Federated Adaptation framework for VLMs, named TOFA. To fully leverage the generalizable multimodal features in pre-trained VLMs, TOFA employs both visual and textual pipelines to extract task-relevant representations. In the visual pipeline, a hierarchical Bayesian model learns personalized, class-specific prototype distributions. For the textual pipeline, TOFA evaluates and globally aligns the generated local text prompts for robustness. An adaptive weight calibration mechanism is also introduced to combine predictions from both modalities, balancing personalization and robustness to handle data heterogeneity. Our method is training-free, not relying on additional training resources on either the client or server side. Extensive experiments across 9 datasets in various federated settings demonstrate the effectiveness of the proposed TOFA method.

Li Zhang, Zhongxuan Han, Xiaohua Feng et al.

With the emerging application of Federated Learning (FL) in decision-making scenarios, it is imperative to regulate model fairness to prevent disparities across sensitive groups (e.g., female, male). Current research predominantly focuses on two concepts of group fairness within FL: Global Fairness (overall model disparity across all clients) and Local Fairness (the disparity within each client). However, the non-decomposable, non-differentiable nature of fairness criteria poses two fundamental, unresolved challenges for fair FL: (i) Harmonizing global and local fairness, especially in multi-class setting; (ii) Enabling a controllable, optimal accuracy-fairness trade-off. To tackle these challenges, we propose a novel controllable federated group-fairness calibration framework, named FedFACT. FedFACT identifies the Bayes-optimal classifiers under both global and local fairness constraints, yielding models with minimal performance decline while guaranteeing fairness. Building on the characterization of the optimal fair classifiers, we reformulate fair federated learning as a personalized cost-sensitive learning problem for in-processing and a bi-level optimization for post-processing. Theoretically, we provide convergence and generalization guarantees for FedFACT to approach the near-optimal accuracy under given fairness levels. Extensive experiments on multiple datasets across various data heterogeneity demonstrate that FedFACT consistently outperforms baselines in balancing accuracy and global-local fairness.

Xiaohua Feng, Yuyuan Li, Fengyuan Yu et al.

In various networks and mobile applications, users are highly susceptible to attribute inference attacks, with particularly prevalent occurrences in recommender systems. Attackers exploit partially exposed user profiles in recommendation models, such as user embeddings, to infer private attributes of target users, such as gender and political views. The goal of defenders is to mitigate the effectiveness of these attacks while maintaining recommendation performance. Most existing defense methods, such as differential privacy and attribute unlearning, focus on post-training settings, which limits their capability of utilizing training data to preserve recommendation performance. Although adversarial training extends defenses to in-training settings, it often struggles with convergence due to unstable training processes. In this paper, we propose RAID, an in-training defense method against attribute inference attacks in recommender systems. In addition to the recommendation objective, we define a defensive objective to ensure that the distribution of protected attributes becomes independent of class labels, making users indistinguishable from attribute inference attacks. Specifically, this defensive objective aims to solve a constrained Wasserstein barycenter problem to identify the centroid distribution that makes the attribute indistinguishable while complying with recommendation performance constraints. To optimize our proposed objective, we use optimal transport to align users with the centroid distribution. We conduct extensive experiments on four real-world datasets to evaluate RAID. The experimental results validate the effectiveness of RAID and demonstrate its significant superiority over existing methods in multiple aspects.

Xiaohua Feng, Yuyuan Li, Chengye Wang et al.

Driven by privacy protection laws and regulations, unlearning in Large Language Models (LLMs) is gaining increasing attention. However, current research often neglects the interpretability of the unlearning process, particularly concerning sample-level unlearning difficulty. Existing studies typically assume a uniform unlearning difficulty across samples. This simplification risks attributing the performance of unlearning algorithms to sample selection rather than the algorithm's design, potentially steering the development of LLM unlearning in the wrong direction. Thus, we investigate the relationship between LLM unlearning and sample characteristics, with a focus on unlearning difficulty. Drawing inspiration from neuroscience, we propose a Memory Removal Difficulty ($\mathrm{MRD}$) metric to quantify sample-level unlearning difficulty. Using $\mathrm{MRD}$, we analyze the characteristics of hard-to-unlearn versus easy-to-unlearn samples. Furthermore, we propose an $\mathrm{MRD}$-based weighted sampling method to optimize existing unlearning algorithms, which prioritizes easily forgettable samples, thereby improving unlearning efficiency and effectiveness. We validate the proposed metric and method using public benchmarks and datasets, with results confirming its effectiveness.

Yuyuan Li, Junjie Fang, Chaochao Chen et al.

In this paper, we reproduce the experimental results presented in our previous work titled "Making Users Indistinguishable: Attribute-wise Unlearning in Recommender Systems," which was published in the proceedings of the 31st ACM International Conference on Multimedia. This paper aims to validate the effectiveness of our proposed method and help others reproduce our experimental results. We provide detailed descriptions of our preprocessed datasets, source code structure, configuration file settings, experimental environment, and reproduced experimental results.

Zhongxuan Han, Li Zhang, Chaochao Chen et al.

Federated Learning (FL) employs a training approach to address scenarios where users' data cannot be shared across clients. Achieving fairness in FL is imperative since training data in FL is inherently geographically distributed among diverse user groups. Existing research on fairness predominantly assumes access to the entire training data, making direct transfer to FL challenging. However, the limited existing research on fairness in FL does not effectively address two key challenges, i.e., (CH1) Current methods fail to deal with the inconsistency between fair optimization results obtained with surrogate functions and fair classification results. (CH2) Directly aggregating local fair models does not always yield a globally fair model due to non Identical and Independent data Distributions (non-IID) among clients. To address these challenges, we propose a Wasserstein Fair Federated Learning framework, namely WassFFed. To tackle CH1, we ensure that the outputs of local models, rather than the loss calculated with surrogate functions or classification results with a threshold, remain independent of various user groups. To resolve CH2, we employ a Wasserstein barycenter calculation of all local models' outputs for each user group, bringing local model outputs closer to the global output distribution to ensure consistency between the global model and local models. We conduct extensive experiments on three real-world datasets, demonstrating that WassFFed outperforms existing approaches in striking a balance between accuracy and fairness.

Zhongxuan Han, Chaochao Chen, Xiaolin Zheng et al.

Recommender systems are typically biased toward a small group of users, leading to severe unfairness in recommendation performance, i.e., User-Oriented Fairness (UOF) issue. The existing research on UOF is limited and fails to deal with the root cause of the UOF issue: the learning process between advantaged and disadvantaged users is unfair. To tackle this issue, we propose an In-processing User Constrained Dominant Sets (In-UCDS) framework, which is a general framework that can be applied to any backbone recommendation model to achieve user-oriented fairness. We split In-UCDS into two stages, i.e., the UCDS modeling stage and the in-processing training stage. In the UCDS modeling stage, for each disadvantaged user, we extract a constrained dominant set (a user cluster) containing some advantaged users that are similar to it. In the in-processing training stage, we move the representations of disadvantaged users closer to their corresponding cluster by calculating a fairness loss. By combining the fairness loss with the original backbone model loss, we address the UOF issue and maintain the overall recommendation performance simultaneously. Comprehensive experiments on three real-world datasets demonstrate that In-UCDS outperforms the state-of-the-art methods, leading to a fairer model with better overall recommendation performance.

Mengying Zhu, Xiaolin Zheng, Yan Wang et al.

As the cornerstone of modern portfolio theory, Markowitz's mean-variance optimization is considered a major model adopted in portfolio management. However, due to the difficulty of estimating its parameters, it cannot be applied to all periods. In some cases, naive strategies such as Equally-weighted and Value-weighted portfolios can even get better performance. Under these circumstances, we can use multiple classic strategies as multiple strategic arms in multi-armed bandit to naturally establish a connection with the portfolio selection problem. This can also help to maximize the rewards in the bandit algorithm by the trade-off between exploration and exploitation. In this paper, we present a portfolio bandit strategy through Thompson sampling which aims to make online portfolio choices by effectively exploiting the performances among multiple arms. Also, by constructing multiple strategic arms, we can obtain the optimal investment portfolio to adapt different investment periods. Moreover, we devise a novel reward function based on users' different investment risk preferences, which can be adaptive to various investment styles. Our experimental results demonstrate that our proposed portfolio strategy has marked superiority across representative real-world market datasets in terms of extensive evaluation criteria.