Hongyu Lin

Xinyan Guan, Yanjiang Liu, Hongyu Lin et al.

Incorporating factual knowledge in knowledge graph is regarded as a promising approach for mitigating the hallucination of large language models (LLMs). Existing methods usually only use the user's input to query the knowledge graph, thus failing to address the factual hallucination generated by LLMs during its reasoning process. To address this problem, this paper proposes Knowledge Graph-based Retrofitting (KGR), a new framework that incorporates LLMs with KGs to mitigate factual hallucination during the reasoning process by retrofitting the initial draft responses of LLMs based on the factual knowledge stored in KGs. Specifically, KGR leverages LLMs to extract, select, validate, and retrofit factual statements within the model-generated responses, which enables an autonomous knowledge verifying and refining procedure without any additional manual efforts. Experiments show that KGR can significantly improve the performance of LLMs on factual QA benchmarks especially when involving complex reasoning processes, which demonstrates the necessity and effectiveness of KGR in mitigating hallucination and enhancing the reliability of LLMs.

Boxi Cao, Hongyu Lin, Xianpei Han et al.

Knowledge plays a critical role in artificial intelligence. Recently, the extensive success of pre-trained language models (PLMs) has raised significant attention about how knowledge can be acquired, maintained, updated and used by language models. Despite the enormous amount of related studies, there still lacks a unified view of how knowledge circulates within language models throughout the learning, tuning, and application processes, which may prevent us from further understanding the connections between current progress or realizing existing limitations. In this survey, we revisit PLMs as knowledge-based systems by dividing the life circle of knowledge in PLMs into five critical periods, and investigating how knowledge circulates when it is built, maintained and used. To this end, we systematically review existing studies of each period of the knowledge life cycle, summarize the main challenges and current limitations, and discuss future directions.

Boxi Cao, Mengjie Ren, Hongyu Lin et al.

Evaluation is the baton for the development of large language models. Current evaluations typically employ a single-item assessment paradigm for each atomic test objective, which struggles to discern whether a model genuinely possesses the required capabilities or merely memorizes/guesses the answers to specific questions. To this end, we propose a novel evaluation framework referred to as StructEval. Starting from an atomic test objective, StructEval deepens and broadens the evaluation by conducting a structured assessment across multiple cognitive levels and critical concepts, and therefore offers a comprehensive, robust and consistent evaluation for LLMs. Experiments on three widely-used benchmarks demonstrate that StructEval serves as a reliable tool for resisting the risk of data contamination and reducing the interference of potential biases, thereby providing more reliable and consistent conclusions regarding model capabilities. Our framework also sheds light on the design of future principled and trustworthy LLM evaluation protocols.

Qingyu Zhang, Chunlei Xin, Xuanang Chen et al.

Goal-driven persuasive dialogue, exemplified by applications like telemarketing, requires sophisticated multi-turn planning and strict factual faithfulness, which remains a significant challenge for even state-of-the-art Large Language Models (LLMs). A lack of task-specific data often limits previous works, and direct LLM application suffers from strategic brittleness and factual hallucination. In this paper, we first construct and release TeleSalesCorpus, the first real-world-grounded dialogue dataset for this domain. We then propose AI-Salesman, a novel framework featuring a dual-stage architecture. For the training stage, we design a Bayesian-supervised reinforcement learning algorithm that learns robust sales strategies from noisy dialogues. For the inference stage, we introduce the Dynamic Outline-Guided Agent (DOGA), which leverages a pre-built script library to provide dynamic, turn-by-turn strategic guidance. Moreover, we design a comprehensive evaluation framework that combines fine-grained metrics for key sales skills with the LLM-as-a-Judge paradigm. Experimental results demonstrate that our proposed AI-Salesman significantly outperforms baseline models in both automatic metrics and comprehensive human evaluations, showcasing its effectiveness in complex persuasive scenarios.

Yaojie Lu, Annan Li, Hongyu Lin et al.

ISCAS participated in two subtasks of SemEval 2020 Task 5: detecting counterfactual statements and detecting antecedent and consequence. This paper describes our system which is based on pre-trained transformers. For the first subtask, we train several transformer-based classifiers for detecting counterfactual statements. For the second subtask, we formulate antecedent and consequence extraction as a query-based question answering problem. The two subsystems both achieved third place in the evaluation. Our system is openly released at https://github.com/casnlu/ISCAS-SemEval2020Task5.

Jiawei Chen, Hongyu Lin, Xianpei Han et al.

Few-shot NER aims to identify entities of target types with only limited number of illustrative instances. Unfortunately, few-shot NER is severely challenged by the intrinsic precise generalization problem, i.e., it is hard to accurately determine the desired target type due to the ambiguity stemming from information deficiency. In this paper, we propose Superposition Concept Discriminator (SuperCD), which resolves the above challenge via an active learning paradigm. Specifically, a concept extractor is first introduced to identify superposition concepts from illustrative instances, with each concept corresponding to a possible generalization boundary. Then a superposition instance retriever is applied to retrieve corresponding instances of these superposition concepts from large-scale text corpus. Finally, annotators are asked to annotate the retrieved instances and these annotated instances together with original illustrative instances are used to learn FS-NER models. To this end, we learn a universal concept extractor and superposition instance retriever using a large-scale openly available knowledge bases. Experiments show that SuperCD can effectively identify superposition concepts from illustrative instances, retrieve superposition instances from large-scale corpus, and significantly improve the few-shot NER performance with minimal additional efforts.

Qiao Liang, Yanjiang Liu, Weixiang Zhou et al.

Does the prior knowledge of the vision encoder constrain the capability boundary of Multi-modal Large Language Models (MLLMs)? While most existing research treats MLLMs as unified systems optimized through end-to-end training, the impact of vision encoder's prior knowledge is seldom investigated. In this work, we introduce a novel metric, $Rank_e$, to quantify the effect of prior knowledge of the vision encoder on MLLM performance. Our analysis reveals a positive correlation between prior knowledge and MLLM performance. Moreover, we find that domain-specific fine-tuning using solely end-to-end visual question answering (VQA) data is insufficient, particularly for entities with low inherent visual prior knowledge. To address this issue, we propose VisPRE (Vision Prior Remediation), a two-stage training framework that explicitly incorporates prior knowledge at the vision encoder level. Experimental results demonstrate that augmenting vision encoder's prior knowledge substantially boosts the visual understanding capabilities of MLLMs, offering a novel and effective strategy for improving performance, especially in scenarios involving uncommon visual entities.

Xinyu Lu, Xueru Wen, Yaojie Lu et al.

As post-training processes utilize increasingly large datasets and base models continue to grow in size, the computational demands and implementation challenges of existing algorithms are escalating significantly. In this paper, we propose modeling the changes at the logits level during post-training using a separate neural network (i.e., the value network). After training this network on a small base model using demonstrations, this network can be seamlessly integrated with other pre-trained models during inference, enables them to achieve similar capability enhancements. We systematically investigate the best practices for this paradigm in terms of pre-training weights and connection schemes. We demonstrate that the resulting value network has broad transferability across pre-trained models of different parameter sizes within the same family, models undergoing continuous pre-training within the same family, and models with different vocabularies across families. In certain cases, it can achieve performance comparable to full-parameter fine-tuning. Furthermore, we explore methods to enhance the transferability of the value model and prevent overfitting to the base model used during training.

Jiawei Chen, Hongyu Lin, Xianpei Han et al.

Event detection has long been troubled by the \emph{trigger curse}: overfitting the trigger will harm the generalization ability while underfitting it will hurt the detection performance. This problem is even more severe in few-shot scenario. In this paper, we identify and solve the trigger curse problem in few-shot event detection (FSED) from a causal view. By formulating FSED with a structural causal model (SCM), we found that the trigger is a confounder of the context and the result, which makes previous FSED methods much easier to overfit triggers. To resolve this problem, we propose to intervene on the context via backdoor adjustment during training. Experiments show that our method significantly improves the FSED on ACE05, MAVEN and KBP17 datasets.

Qing Liu, Hongyu Lin, Xinyan Xiao et al.

Conventional entity typing approaches are based on independent classification paradigms, which make them difficult to recognize inter-dependent, long-tailed and fine-grained entity types. In this paper, we argue that the implicitly entailed extrinsic and intrinsic dependencies between labels can provide critical knowledge to tackle the above challenges. To this end, we propose \emph{Label Reasoning Network(LRN)}, which sequentially reasons fine-grained entity labels by discovering and exploiting label dependencies knowledge entailed in the data. Specifically, LRN utilizes an auto-regressive network to conduct deductive reasoning and a bipartite attribute graph to conduct inductive reasoning between labels, which can effectively model, learn and reason complex label dependencies in a sequence-to-set, end-to-end manner. Experiments show that LRN achieves the state-of-the-art performance on standard ultra fine-grained entity typing benchmarks, and can also resolve the long tail label problem effectively.

Ning Bian, Xianpei Han, Bo Chen et al.

Despite recent success in machine reading comprehension (MRC), learning high-quality MRC models still requires large-scale labeled training data, even using strong pre-trained language models (PLMs). The pre-training tasks for PLMs are not question-answering or MRC-based tasks, making existing PLMs unable to be directly used for unsupervised MRC. Specifically, MRC aims to spot an accurate answer span from the given document, but PLMs focus on token filling in sentences. In this paper, we propose a new framework for unsupervised MRC. Firstly, we propose to learn to spot answer spans in documents via self-supervised learning, by designing a self-supervision pretext task for MRC - Spotting-MLM. Solving this task requires capturing deep interactions between sentences in documents. Secondly, we apply a simple sentence rewriting strategy in the inference stage to alleviate the expression mismatch between questions and documents. Experiments show that our method achieves a new state-of-the-art performance for unsupervised MRC.

Fangchao Liu, Lingyong Yan, Hongyu Lin et al.

Open relation extraction aims to cluster relation instances referring to the same underlying relation, which is a critical step for general relation extraction. Current OpenRE models are commonly trained on the datasets generated from distant supervision, which often results in instability and makes the model easily collapsed. In this paper, we revisit the procedure of OpenRE from a causal view. By formulating OpenRE using a structural causal model, we identify that the above-mentioned problems stem from the spurious correlations from entities and context to the relation type. To address this issue, we conduct \emph{Element Intervention}, which intervenes on the context and entities respectively to obtain the underlying causal effects of them. We also provide two specific implementations of the interventions based on entity ranking and context contrasting. Experimental results on unsupervised relation extraction datasets show that our methods outperform previous state-of-the-art methods and are robust across different datasets.

Wenkai Zhang, Hongyu Lin, Xianpei Han et al.

Denoising is the essential step for distant supervision based named entity recognition. Previous denoising methods are mostly based on instance-level confidence statistics, which ignore the variety of the underlying noise distribution on different datasets and entity types. This makes them difficult to be adapted to high noise rate settings. In this paper, we propose Hypergeometric Learning (HGL), a denoising algorithm for distantly supervised NER that takes both noise distribution and instance-level confidence into consideration. Specifically, during neural network training, we naturally model the noise samples in each batch following a hypergeometric distribution parameterized by the noise-rate. Then each instance in the batch is regarded as either correct or noisy one according to its label confidence derived from previous training step, as well as the noise distribution in this sampled batch. Experiments show that HGL can effectively denoise the weakly-labeled data retrieved from distant supervision, and therefore results in significant improvements on the trained models.

Wenkai Zhang, Hongyu Lin, Xianpei Han et al.

Distant supervision tackles the data bottleneck in NER by automatically generating training instances via dictionary matching. Unfortunately, the learning of DS-NER is severely dictionary-biased, which suffers from spurious correlations and therefore undermines the effectiveness and the robustness of the learned models. In this paper, we fundamentally explain the dictionary bias via a Structural Causal Model (SCM), categorize the bias into intra-dictionary and inter-dictionary biases, and identify their causes. Based on the SCM, we learn de-biased DS-NER via causal interventions. For intra-dictionary bias, we conduct backdoor adjustment to remove the spurious correlations introduced by the dictionary confounder. For inter-dictionary bias, we propose a causal invariance regularizer which will make DS-NER models more robust to the perturbation of dictionaries. Experiments on four datasets and three DS-NER models show that our method can significantly improve the performance of DS-NER.

Yaojie Lu, Hongyu Lin, Jin Xu et al.

Event extraction is challenging due to the complex structure of event records and the semantic gap between text and event. Traditional methods usually extract event records by decomposing the complex structure prediction task into multiple subtasks. In this paper, we propose Text2Event, a sequence-to-structure generation paradigm that can directly extract events from the text in an end-to-end manner. Specifically, we design a sequence-to-structure network for unified event extraction, a constrained decoding algorithm for event knowledge injection during inference, and a curriculum learning algorithm for efficient model learning. Experimental results show that, by uniformly modeling all tasks in a single model and universally predicting different labels, our method can achieve competitive performance using only record-level annotations in both supervised learning and transfer learning settings.

Boxi Cao, Hongyu Lin, Xianpei Han et al.

Previous literatures show that pre-trained masked language models (MLMs) such as BERT can achieve competitive factual knowledge extraction performance on some datasets, indicating that MLMs can potentially be a reliable knowledge source. In this paper, we conduct a rigorous study to explore the underlying predicting mechanisms of MLMs over different extraction paradigms. By investigating the behaviors of MLMs, we find that previous decent performance mainly owes to the biased prompts which overfit dataset artifacts. Furthermore, incorporating illustrative cases and external contexts improve knowledge prediction mainly due to entity type guidance and golden answer leakage. Our findings shed light on the underlying predicting mechanisms of MLMs, and strongly question the previous conclusion that current MLMs can potentially serve as reliable factual knowledge bases.

Jialong Tang, Hongyu Lin, Meng Liao et al.

Current event-centric knowledge graphs highly rely on explicit connectives to mine relations between events. Unfortunately, due to the sparsity of connectives, these methods severely undermine the coverage of EventKGs. The lack of high-quality labelled corpora further exacerbates that problem. In this paper, we propose a knowledge projection paradigm for event relation extraction: projecting discourse knowledge to narratives by exploiting the commonalities between them. Specifically, we propose Multi-tier Knowledge Projection Network (MKPNet), which can leverage multi-tier discourse knowledge effectively for event relation extraction. In this way, the labelled data requirement is significantly reduced, and implicit event relations can be effectively extracted. Intrinsic experimental results show that MKPNet achieves the new state-of-the-art performance, and extrinsic experimental results verify the value of the extracted event relations.

Jialong Tang, Yaojie Lu, Hongyu Lin et al.

One of the biggest bottlenecks in building accurate, high coverage neural open IE systems is the need for large labelled corpora. The diversity of open domain corpora and the variety of natural language expressions further exacerbate this problem. In this paper, we propose a syntactic and semantic-driven learning approach, which can learn neural open IE models without any human-labelled data by leveraging syntactic and semantic knowledge as noisier, higher-level supervisions. Specifically, we first employ syntactic patterns as data labelling functions and pretrain a base model using the generated labels. Then we propose a syntactic and semantic-driven reinforcement learning algorithm, which can effectively generalize the base model to open situations with high accuracy. Experimental results show that our approach significantly outperforms the supervised counterparts, and can even achieve competitive performance to supervised state-of-the-art (SoA) model

Yaojie Lu, Hongyu Lin, Jialong Tang et al.

Traditional event coreference systems usually rely on pipeline framework and hand-crafted features, which often face error propagation problem and have poor generalization ability. In this paper, we propose an End-to-End Event Coreference approach -- E3C neural network, which can jointly model event detection and event coreference resolution tasks, and learn to extract features from raw text automatically. Furthermore, because event mentions are highly diversified and event coreference is intricately governed by long-distance, semantic-dependent decisions, a type-guided event coreference mechanism is further proposed in our E3C neural network. Experiments show that our method achieves new state-of-the-art performance on two standard datasets.

Hongyu Lin, Yaojie Lu, Jialong Tang et al.

Fine-tuning pretrained model has achieved promising performance on standard NER benchmarks. Generally, these benchmarks are blessed with strong name regularity, high mention coverage and sufficient context diversity. Unfortunately, when scaling NER to open situations, these advantages may no longer exist. And therefore it raises a critical question of whether previous creditable approaches can still work well when facing these challenges. As there is no currently available dataset to investigate this problem, this paper proposes to conduct randomization test on standard benchmarks. Specifically, we erase name regularity, mention coverage and context diversity respectively from the benchmarks, in order to explore their impact on the generalization ability of models. To further verify our conclusions, we also construct a new open NER dataset that focuses on entity types with weaker name regularity and lower mention coverage to verify our conclusion. From both randomization test and empirical experiments, we draw the conclusions that 1) name regularity is critical for the models to generalize to unseen mentions; 2) high mention coverage may undermine the model generalization ability and 3) context patterns may not require enormous data to capture when using pretrained encoders.

Hongyu Lin, Yaojie Lu, Xianpei Han et al.

In supervised event detection, most of the mislabeling occurs between a small number of confusing type pairs, including trigger-NIL pairs and sibling sub-types of the same coarse type. To address this label confusion problem, this paper proposes cost-sensitive regularization, which can force the training procedure to concentrate more on optimizing confusing type pairs. Specifically, we introduce a cost-weighted term into the training loss, which penalizes more on mislabeling between confusing label pairs. Furthermore, we also propose two estimators which can effectively measure such label confusion based on instance-level or population-level statistics. Experiments on TAC-KBP 2017 datasets demonstrate that the proposed method can significantly improve the performances of different models in both English and Chinese event detection.

Hongyu Lin, Yaojie Lu, Xianpei Han et al.

Sequential labeling-based NER approaches restrict each word belonging to at most one entity mention, which will face a serious problem when recognizing nested entity mentions. In this paper, we propose to resolve this problem by modeling and leveraging the head-driven phrase structures of entity mentions, i.e., although a mention can nest other mentions, they will not share the same head word. Specifically, we propose Anchor-Region Networks (ARNs), a sequence-to-nuggets architecture for nested mention detection. ARNs first identify anchor words (i.e., possible head words) of all mentions, and then recognize the mention boundaries for each anchor word by exploiting regular phrase structures. Furthermore, we also design Bag Loss, an objective function which can train ARNs in an end-to-end manner without using any anchor word annotation. Experiments show that ARNs achieve the state-of-the-art performance on three standard nested entity mention detection benchmarks.

Hongyu Lin, Yaojie Lu, Xianpei Han et al.

This paper focuses on detection tasks in information extraction, where positive instances are sparsely distributed and models are usually evaluated using F-measure on positive classes. These characteristics often result in deficient performance of neural network based detection models. In this paper, we propose adaptive scaling, an algorithm which can handle the positive sparsity problem and directly optimize over F-measure via dynamic cost-sensitive learning. To this end, we borrow the idea of marginal utility from economics and propose a theoretical framework for instance importance measuring without introducing any additional hyper-parameters. Experiments show that our algorithm leads to a more effective and stable training of neural network based detection models.

Hongyu Lin, Yaojie Lu, Xianpei Han et al.

Neural network based models commonly regard event detection as a word-wise classification task, which suffer from the mismatch problem between words and event triggers, especially in languages without natural word delimiters such as Chinese. In this paper, we propose Nugget Proposal Networks (NPNs), which can solve the word-trigger mismatch problem by directly proposing entire trigger nuggets centered at each character regardless of word boundaries. Specifically, NPNs perform event detection in a character-wise paradigm, where a hybrid representation for each character is first learned to capture both structural and semantic information from both characters and words. Then based on learned representations, trigger nuggets are proposed and categorized by exploiting character compositional structures of Chinese event triggers. Experiments on both ACE2005 and TAC KBP 2017 datasets show that NPNs significantly outperform the state-of-the-art methods.