Jian Lou

Hongwei Yao, Zheng Li, Kunzhe Huang et al.

With the performance of deep neural networks (DNNs) remarkably improving, DNNs have been widely used in many areas. Consequently, the DNN model has become a valuable asset, and its intellectual property is safeguarded by ownership verification techniques (e.g., DNN fingerprinting). However, the feasibility of the DNN fingerprint removal attack and its potential influence remains an open problem. In this paper, we perform the first comprehensive investigation of DNN fingerprint removal attacks. Generally, the knowledge contained in a DNN model can be categorized into general semantic and fingerprint-specific knowledge. To this end, we propose a min-max bilevel optimization-based DNN fingerprint removal attack named RemovalNet, to evade model ownership verification. The lower-level optimization is designed to remove fingerprint-specific knowledge. While in the upper-level optimization, we distill the victim model's general semantic knowledge to maintain the surrogate model's performance. We conduct extensive experiments to evaluate the fidelity, effectiveness, and efficiency of the RemovalNet against four advanced defense methods on six metrics. The empirical results demonstrate that (1) the RemovalNet is effective. After our DNN fingerprint removal attack, the model distance between the target and surrogate models is x100 times higher than that of the baseline attacks, (2) the RemovalNet is efficient. It uses only 0.2% (400 samples) of the substitute dataset and 1,000 iterations to conduct our attack. Besides, compared with advanced model stealing attacks, the RemovalNet saves nearly 85% of computational resources at most, (3) the RemovalNet achieves high fidelity that the created surrogate model maintains high accuracy after the DNN fingerprint removal process. Our code is available at: https://github.com/grasses/RemovalNet.

Yiu-ming Cheung, Juyong Jiang, Feng Yu et al.

Despite enormous research interest and rapid application of federated learning (FL) to various areas, existing studies mostly focus on supervised federated learning under the horizontally partitioned local dataset setting. This paper will study the unsupervised FL under the vertically partitioned dataset setting. Accordingly, we propose the federated principal component analysis for vertically partitioned dataset (VFedPCA) method, which reduces the dimensionality across the joint datasets over all the clients and extracts the principal component feature information for downstream data analysis. We further take advantage of the nonlinear dimensionality reduction and propose the vertical federated advanced kernel principal component analysis (VFedAKPCA) method, which can effectively and collaboratively model the nonlinear nature existing in many real datasets. In addition, we study two communication topologies. The first is a server-client topology where a semi-trusted server coordinates the federated training, while the second is the fully-decentralized topology which further eliminates the requirement of the server by allowing clients themselves to communicate with their neighbors. Extensive experiments conducted on five types of real-world datasets corroborate the efficacy of VFedPCA and VFedAKPCA under the vertically partitioned FL setting. Code is available at: https://github.com/juyongjiang/VFedPCA-VFedAKPCA

Qiuchen Zhang, Hong kyu Lee, Jing Ma et al.

Graph Neural Networks (GNNs) have achieved great success in learning with graph-structured data. Privacy concerns have also been raised for the trained models which could expose the sensitive information of graphs including both node features and the structure information. In this paper, we aim to achieve node-level differential privacy (DP) for training GNNs so that a node and its edges are protected. Node DP is inherently difficult for GNNs because all direct and multi-hop neighbors participate in the calculation of gradients for each node via layer-wise message passing and there is no bound on how many direct and multi-hop neighbors a node can have, so existing DP methods will result in high privacy cost or poor utility due to high node sensitivity. We propose a Decoupled GNN with Differentially Private Approximate Personalized PageRank (DPAR) for training GNNs with an enhanced privacy-utility tradeoff. The key idea is to decouple the feature projection and message passing via a DP PageRank algorithm which learns the structure information and uses the top-$K$ neighbors determined by the PageRank for feature aggregation. By capturing the most important neighbors for each node and avoiding the layer-wise message passing, it bounds the node sensitivity and achieves improved privacy-utility tradeoff compared to layer-wise perturbation based methods. We theoretically analyze the node DP guarantee for the two processes combined together and empirically demonstrate better utilities of DPAR with the same level of node DP compared with state-of-the-art methods.

Yuhua Sun, Tailai Zhang, Xingjun Ma et al.

Crowd counting is a regression task that estimates the number of people in a scene image, which plays a vital role in a range of safety-critical applications, such as video surveillance, traffic monitoring and flow control. In this paper, we investigate the vulnerability of deep learning based crowd counting models to backdoor attacks, a major security threat to deep learning. A backdoor attack implants a backdoor trigger into a target model via data poisoning so as to control the model's predictions at test time. Different from image classification models on which most of existing backdoor attacks have been developed and tested, crowd counting models are regression models that output multi-dimensional density maps, thus requiring different techniques to manipulate. In this paper, we propose two novel Density Manipulation Backdoor Attacks (DMBA$^{-}$ and DMBA$^{+}$) to attack the model to produce arbitrarily large or small density estimations. Experimental results demonstrate the effectiveness of our DMBA attacks on five classic crowd counting models and four types of datasets. We also provide an in-depth analysis of the unique challenges of backdooring crowd counting models and reveal two key elements of effective attacks: 1) full and dense triggers and 2) manipulation of the ground truth counts or density maps. Our work could help evaluate the vulnerability of crowd counting models to potential backdoor attacks.

Yuke Hu, Jian Lou, Jiaqi Liu et al.

Over the past years, Machine Learning-as-a-Service (MLaaS) has received a surging demand for supporting Machine Learning-driven services to offer revolutionized user experience across diverse application areas. MLaaS provides inference service with low inference latency based on an ML model trained using a dataset collected from numerous individual data owners. Recently, for the sake of data owners' privacy and to comply with the "right to be forgotten (RTBF)" as enacted by data protection legislation, many machine unlearning methods have been proposed to remove data owners' data from trained models upon their unlearning requests. However, despite their promising efficiency, almost all existing machine unlearning methods handle unlearning requests independently from inference requests, which unfortunately introduces a new security issue of inference service obsolescence and a privacy vulnerability of undesirable exposure for machine unlearning in MLaaS. In this paper, we propose the ERASER framework for machinE unleaRning in MLaAS via an inferencE seRving-aware approach. ERASER strategically choose appropriate unlearning execution timing to address the inference service obsolescence issue. A novel inference consistency certification mechanism is proposed to avoid the violation of RTBF principle caused by postponed unlearning executions, thereby mitigating the undesirable exposure vulnerability. ERASER offers three groups of design choices to allow for tailor-made variants that best suit the specific environments and preferences of various MLaaS systems. Extensive empirical evaluations across various settings confirm ERASER's effectiveness, e.g., it can effectively save up to 99% of inference latency and 31% of computation overhead over the inference-oblivion baseline.

Yiling He, Jian Lou, Zhan Qin et al.

Deep learning classifiers achieve state-of-the-art performance in various risk detection applications. They explore rich semantic representations and are supposed to automatically discover risk behaviors. However, due to the lack of transparency, the behavioral semantics cannot be conveyed to downstream security experts to reduce their heavy workload in security analysis. Although feature attribution (FA) methods can be used to explain deep learning, the underlying classifier is still blind to what behavior is suspicious, and the generated explanation cannot adapt to downstream tasks, incurring poor explanation fidelity and intelligibility. In this paper, we propose FINER, the first framework for risk detection classifiers to generate high-fidelity and high-intelligibility explanations. The high-level idea is to gather explanation efforts from model developer, FA designer, and security experts. To improve fidelity, we fine-tune the classifier with an explanation-guided multi-task learning strategy. To improve intelligibility, we engage task knowledge to adjust and ensemble FA methods. Extensive evaluations show that FINER improves explanation quality for risk detection. Moreover, we demonstrate that FINER outperforms a state-of-the-art tool in facilitating malware analysis.

Hongwei Yao, Jian Lou, Zhan Qin

Prompts have significantly improved the performance of pretrained Large Language Models (LLMs) on various downstream tasks recently, making them increasingly indispensable for a diverse range of LLM application scenarios. However, the backdoor vulnerability, a serious security threat that can maliciously alter the victim model's normal predictions, has not been sufficiently explored for prompt-based LLMs. In this paper, we present POISONPROMPT, a novel backdoor attack capable of successfully compromising both hard and soft prompt-based LLMs. We evaluate the effectiveness, fidelity, and robustness of POISONPROMPT through extensive experiments on three popular prompt methods, using six datasets and three widely used LLMs. Our findings highlight the potential security threats posed by backdoor attacks on prompt-based LLMs and emphasize the need for further research in this area.

Yifei Ren, Jian Lou, Li Xiong et al.

Tensor factorization has received increasing interest due to its intrinsic ability to capture latent factors in multi-dimensional data with many applications such as recommender systems and Electronic Health Records (EHR) mining. PARAFAC2 and its variants have been proposed to address irregular tensors where one of the tensor modes is not aligned, e.g., different users in recommender systems or patients in EHRs may have different length of records. PARAFAC2 has been successfully applied on EHRs for extracting meaningful medical concepts (phenotypes). Despite recent advancements, current models' predictability and interpretability are not satisfactory, which limits its utility for downstream analysis. In this paper, we propose MULTIPAR: a supervised irregular tensor factorization with multi-task learning. MULTIPAR is flexible to incorporate both static (e.g. in-hospital mortality prediction) and continuous or dynamic (e.g. the need for ventilation) tasks. By supervising the tensor factorization with downstream prediction tasks and leveraging information from multiple related predictive tasks, MULTIPAR can yield not only more meaningful phenotypes but also better predictive performance for downstream tasks. We conduct extensive experiments on two real-world temporal EHR datasets to demonstrate that MULTIPAR is scalable and achieves better tensor fit with more meaningful subgroups and stronger predictive performance compared to existing state-of-the-art methods.

Xinyi Shang, Gang Huang, Yang Lu et al.

Federated Semi-Supervised Learning (FSSL) aims to learn a global model from different clients in an environment with both labeled and unlabeled data. Most of the existing FSSL work generally assumes that both types of data are available on each client. In this paper, we study a more general problem setup of FSSL with annotation heterogeneity, where each client can hold an arbitrary percentage (0%-100%) of labeled data. To this end, we propose a novel FSSL framework called Heterogeneously Annotated Semi-Supervised LEarning (HASSLE). Specifically, it is a dual-model framework with two models trained separately on labeled and unlabeled data such that it can be simply applied to a client with an arbitrary labeling percentage. Furthermore, a mutual learning strategy called Supervised-Unsupervised Mutual Alignment (SUMA) is proposed for the dual models within HASSLE with global residual alignment and model proximity alignment. Subsequently, the dual models can implicitly learn from both types of data across different clients, although each dual model is only trained locally on a single type of data. Experiments verify that the dual models in HASSLE learned by SUMA can mutually learn from each other, thereby effectively utilizing the information of both types of data across different clients.

Qiuchen Zhang, Jing Ma, Jian Lou et al.

Deep learning models trained on large-scale data have achieved encouraging performance in many real-world tasks. Meanwhile, publishing those models trained on sensitive datasets, such as medical records, could pose serious privacy concerns. To counter these issues, one of the current state-of-the-art approaches is the Private Aggregation of Teacher Ensembles, or PATE, which achieved promising results in preserving the utility of the model while providing a strong privacy guarantee. PATE combines an ensemble of "teacher models" trained on sensitive data and transfers the knowledge to a "student" model through the noisy aggregation of teachers' votes for labeling unlabeled public data which the student model will be trained on. However, the knowledge or voted labels learned by the student are noisy due to private aggregation. Learning directly from noisy labels can significantly impact the accuracy of the student model. In this paper, we propose the PATE++ mechanism, which combines the current advanced noisy label training mechanisms with the original PATE framework to enhance its accuracy. A novel structure of Generative Adversarial Nets (GANs) is developed in order to integrate them effectively. In addition, we develop a novel noisy label detection mechanism for semi-supervised model training to further improve student model performance when training with noisy labels. We evaluate our method on Fashion-MNIST and SVHN to show the improvements on the original PATE on all measures.

Yifan Wu, Junjie Wu, Kai Wu et al.

Zero-shot time series forecasting aims to predict future values for previously unseen series, requiring models to generalize temporal dynamics beyond the training distribution. While recent foundation models achieve strong in-domain performance through large-scale pretraining, their effectiveness often relies on broad data coverage and implicit pattern memorization, which can limit generalization when data are scarce or source and target domains are disjoint. In this work, we propose FSA, a feature-to-strategy framework for controlled zero-shot univariate forecasting. Instead of directly modeling raw sequences in the observation space, FSA learns a structured mapping from an interpretable feature space to an autoregressive strategy space. This design introduces explicit inductive biases that disentangle global trends, periodic components, and local temporal dynamics, enabling the model to capture transferable time-series structure with fewer data assumptions. Empirical results show that, under identical pretraining data, training protocol, and comparable parameter budgets, FSA outperforms Transformer-based architectures in our controlled zero-shot setting.

Shunyu Wu, Jiawei Huang, Weibin Feng et al.

Time series foundation models (TSFMs) have recently achieved remarkable success in universal forecasting by leveraging large-scale pretraining on diverse time series data. Complementing this progress, incorporating frequency-domain information yields promising performance in enhancing the modeling of complex temporal patterns, such as periodicity and localized high-frequency dynamics, which are prevalent in real-world time series. To advance this direction, we propose a new perspective that integrates explicit frequency-domain representations into scalable foundation models, and introduce WaveMoE, a wavelet-enhanced mixture-of-experts foundation model for time series forecasting. WaveMoE adopts a dual-path architecture that jointly processes time series tokens and wavelet tokens aligned along a unified temporal axis, and coordinates them through a shared expert routing mechanism that enables consistent expert specialization while efficiently scaling model capacity. Preliminary experimental results on 16 diverse benchmark datasets indicate that WaveMoE has the potential to further improve forecasting performance by incorporating wavelet-domain corpora.

Lin Li, Jiawei Huang, Qihao Quan et al.

In this paper, we propose the first VL$\underline{\textbf{M}}$ $\underline{\textbf{a}}$gentic $\underline{\textbf{r}}$easoning framework for few-$\underline{\textbf{s}}$hot multimodal $\underline{\textbf{T}}$ime $\underline{\textbf{S}}$eries $\underline{\textbf{C}}$lassification ($\textbf{MarsTSC}$), which introduces a self-evolving knowledge bank as a dynamic context iteratively refined via reflective agentic reasoning. The framework comprises three collaborative roles: i) Generator conducts reliable classification via reasoning; ii) Reflector diagnoses the root causes of reasoning errors to yield discriminative insights targeting the temporal features overlooked by Generator; iii) Modifier applies verified updates to the knowledge bank to prevent context collapse. We further introduce a test-time update strategy to enable cautious, continuous knowledge bank refinement to mitigate few-shot bias and distribution shift. Extensive experiments across 12 mainstream time series benchmarks demonstrate that $\textbf{MarsTSC}$ delivers substantial and consistent performance gains across 6 VLM backbones, outperforming both classical and foundation model-based time series baselines under few-shot conditions, while producing interpretable rationales that ground each classification decision in human-readable feature evidence.

Jiahui Zhou, Dan Li, Ruibing Jin et al.

Providing reliable predictive maintenance is a critical industrial AI service essential for ensuring the high availability of manufacturing devices. Existing deep-learning methods present competitive results on such tasks but lack a general service-oriented framework to capture complex dependencies in industrial IoT sensor data. While Transformer-based models show strong sequence modeling capabilities, their direct deployment as robust AI services faces significant bottlenecks. Specifically, streaming sensor data collected in real-world service environments often exhibits multi-scale temporal correlations driven by machine working principles. Besides, the datasets available for training time-to-failure predictive services are typically limited in size. These issues pose significant challenges for directly applying existing models as robust predictive services. To address these challenges, we propose MsFormer, a lightweight Multi-scale Transformer designed as a unified AI service model for reliable industrial predictive maintenance. MsFormer incorporates a Multi-scale Sampling (MS) module and a tailored position encoding mechanism to capture sequential correlations across multi-streaming service data. Additionally, to accommodate data-scarce service environments, MsFormer adopts a lightweight attention mechanism with straightforward pooling operations instead of self-attention. Extensive experiments on real-world datasets demonstrate that the proposed framework achieves significant performance improvements over state-of-the-art methods. Furthermore, MsFormer outperforms across industrial devices and operating conditions, demonstrating strong generalizability while maintaining a highly reliable Quality of Service (QoS).

Wenjie Wang, Li Xiong, Jian Lou

Adversarial examples are crafted by adding indistinguishable perturbations to normal examples in order to fool a well-trained deep learning model to misclassify. In the context of computer vision, this notion of indistinguishability is typically bounded by $L_{\infty}$ or other norms. However, these norms are not appropriate for measuring indistinguishiability for time series data. In this work, we propose adversarial examples in the Wasserstein space for time series data for the first time and utilize Wasserstein distance to bound the perturbation between normal examples and adversarial examples. We introduce Wasserstein projected gradient descent (WPGD), an adversarial attack method for perturbing univariant time series data. We leverage the closed-form solution of Wasserstein distance in the 1D space to calculate the projection step of WPGD efficiently with the gradient descent method. We further propose a two-step projection so that the search of adversarial examples in the Wasserstein space is guided and constrained by Euclidean norms to yield more effective and imperceptible perturbations. We empirically evaluate the proposed attack on several time series datasets in the healthcare domain. Extensive results demonstrate that the Wasserstein attack is powerful and can successfully attack most of the target classifiers with a high attack success rate. To better study the nature of Wasserstein adversarial example, we evaluate a strong defense mechanism named Wasserstein smoothing for potential certified robustness defense. Although the defense can achieve some accuracy gain, it still has limitations in many cases and leaves space for developing a stronger certified robustness method to Wasserstein adversarial examples on univariant time series data.

Lanlan Chen, Kai Wu, Jian Lou et al.

Modeling continuous-time dynamics constitutes a foundational challenge, and uncovering inter-component correlations within complex systems holds promise for enhancing the efficacy of dynamic modeling. The prevailing approach of integrating graph neural networks with ordinary differential equations has demonstrated promising performance. However, they disregard the crucial signed information intrinsic to graphs, impeding their capacity to accurately capture real-world phenomena and leading to subpar outcomes. In response, we introduce a novel approach: a signed graph neural ordinary differential equation, adeptly addressing the limitations of miscapturing signed information. Our proposed solution boasts both flexibility and efficiency. To substantiate its effectiveness, we seamlessly integrate our devised strategies into three preeminent graph-based dynamic modeling frameworks: graph neural ordinary differential equations, graph neural controlled differential equations, and graph recurrent neural networks. Rigorous assessments encompass three intricate dynamic scenarios from physics and biology, as well as scrutiny across four authentic real-world traffic datasets. Remarkably outperforming the trio of baselines, empirical results underscore the substantial performance enhancements facilitated by our proposed approach.Our code can be found at https://github.com/beautyonce/SGODE.

Fereshteh Razmi, Jian Lou, Li Xiong

Differential Privacy (DP) was originally developed to protect privacy. However, it has recently been utilized to secure machine learning (ML) models from poisoning attacks, with DP-SGD receiving substantial attention. Nevertheless, a thorough investigation is required to assess the effectiveness of different DP techniques in preventing backdoor attacks in practice. In this paper, we investigate the effectiveness of DP-SGD and, for the first time in literature, examine PATE in the context of backdoor attacks. We also explore the role of different components of DP algorithms in defending against backdoor attacks and will show that PATE is effective against these attacks due to the bagging structure of the teacher models it employs. Our experiments reveal that hyperparameters and the number of backdoors in the training dataset impact the success of DP algorithms. Additionally, we propose Label-DP as a faster and more accurate alternative to DP-SGD and PATE. We conclude that while Label-DP algorithms generally offer weaker privacy protection, accurate hyper-parameter tuning can make them more effective than DP methods in defending against backdoor attacks while maintaining model accuracy.

Yuecheng Li, Lele Fu, Tong Wang et al.

To defend against privacy leakage of user data, differential privacy is widely used in federated learning, but it is not free. The addition of noise randomly disrupts the semantic integrity of the model and this disturbance accumulates with increased communication rounds. In this paper, we introduce a novel federated learning framework with rigorous privacy guarantees, named FedCEO, designed to strike a trade-off between model utility and user privacy by letting clients ''Collaborate with Each Other''. Specifically, we perform efficient tensor low-rank proximal optimization on stacked local model parameters at the server, demonstrating its capability to flexibly truncate high-frequency components in spectral space. This capability implies that our FedCEO can effectively recover the disrupted semantic information by smoothing the global semantic space for different privacy settings and continuous training processes. Moreover, we improve the SOTA utility-privacy trade-off bound by order of $\sqrt{d}$, where $d$ is the input dimension. We illustrate our theoretical results with experiments on representative datasets and observe significant performance improvements and strict privacy guarantees under different privacy settings. The code is available at https://github.com/6lyc/FedCEO_Collaborate-with-Each-Other.

Zhuomin Chen, Dan Li, Jiahui Zhou et al.

Time series (TS) data are ubiquitous across various application areas, rendering time series forecasting (TSF) a fundamental task. With the astounding advances in large language models (LLMs), a variety of methods have been developed to adapt LLMs for time series forecasting. Despite unlocking the potential of LLMs in comprehending TS data, existing methods are inherently constrained by their shallow integration of TS information, wherein LLMs typically access TS representations at shallow layers, primarily at the input layer. This causes the influence of TS representations to progressively fade in deeper layers and eventually leads to ineffective adaptation between textual embeddings and TS representations. In this paper, we propose the Multi-layer Steerable Embedding Fusion (MSEF), a novel framework that enables LLMs to directly access time series patterns at all depths, thereby mitigating the progressive loss of TS information in deeper layers. Specifically, MSEF leverages off-the-shelf time series foundation models to extract semantically rich embeddings, which are fused with intermediate text representations across LLM layers via layer-specific steering vectors. These steering vectors are designed to continuously optimize the alignment between time series and textual modalities and facilitate a layer-specific adaptation mechanism that ensures efficient few-shot learning capabilities. Experimental results on seven benchmarks demonstrate significant performance improvements by MSEF compared with baselines, with an average reduction of 31.8% in terms of MSE. The code is available at https://github.com/One1sAll/MSEF.

Kejia Chen, Jiawen Zhang, Jiacong Hu et al.

Quantized large language models (LLMs) have gained increasing attention and significance for enabling deployment in resource-constrained environments. However, emerging studies on a few calibration dataset-free quantization methods suggest that quantization may compromise the safety capabilities of LLMs, underscoring the urgent need for systematic safety evaluations and effective mitigation strategies. In this paper, we present comprehensive safety evaluations across various mainstream quantization techniques and diverse calibration datasets, utilizing widely accepted safety benchmarks. To address the identified safety vulnerabilities, we propose a quantization-aware safety patching framework, Q-resafe, to efficiently restore the safety capabilities of quantized LLMs while minimizing any adverse impact on utility. Extensive experimental results demonstrate that Q-resafe successfully re-aligns the safety of quantized LLMs with their pre-quantization counterparts, even under challenging evaluation scenarios. Project page is available at: https://github.com/Thecommonirin/Qresafe.

Jiaqi Liu, Jian Lou, Zhan Qin et al.

We study the problem of $(ε,δ)$-certified machine unlearning for minimax models. Most of the existing works focus on unlearning from standard statistical learning models that have a single variable and their unlearning steps hinge on the direct Hessian-based conventional Newton update. We develop a new $(ε,δ)$-certified machine unlearning algorithm for minimax models. It proposes a minimax unlearning step consisting of a total-Hessian-based complete Newton update and the Gaussian mechanism borrowed from differential privacy. To obtain the unlearning certification, our method injects calibrated Gaussian noises by carefully analyzing the "sensitivity" of the minimax unlearning step (i.e., the closeness between the minimax unlearning variables and the retraining-from-scratch variables). We derive the generalization rates in terms of population strong and weak primal-dual risk for three different cases of loss functions, i.e., (strongly-)convex-(strongly-)concave losses. We also provide the deletion capacity to guarantee that a desired population risk can be maintained as long as the number of deleted samples does not exceed the derived amount. With training samples $n$ and model dimension $d$, it yields the order $\mathcal O(n/d^{1/4})$, which shows a strict gap over the baseline method of differentially private minimax learning that has $\mathcal O(n/d^{1/2})$. In addition, our rates of generalization and deletion capacity match the state-of-the-art rates derived previously for standard statistical learning models.

Shunyu Wu, Tianyue Li, Yixuan Leng et al.

Time series foundation models (TSFMs) have demonstrated increasing capabilities due to their extensive pretraining on large volumes of diverse time series data. Consequently, the quality of time series data is crucial to TSFM performance, rendering an accurate and efficient data valuation of time series for TSFMs indispensable. However, traditional data valuation methods, such as influence functions, face severe computational bottlenecks due to their poor scalability with growing TSFM model sizes and often fail to preserve temporal dependencies. In this paper, we propose LTSV, a Lightweight Time Series Valuation on TSFMS via in-context finetuning. Grounded in the theoretical evidence that in-context finetuning approximates the influence function, LTSV estimates a sample's contribution by measuring the change in context loss after in-context finetuning, leveraging the strong generalization capabilities of TSFMs to produce robust and transferable data valuations. To capture temporal dependencies, we introduce temporal block aggregation, which integrates per-block influence scores across overlapping time windows. Experiments across multiple time series datasets and models demonstrate that LTSV consistently provides reliable and strong valuation performance, while maintaining manageable computational requirements. Our results suggest that in-context finetuning on time series foundation models provides a practical and effective bridge between data attribution and model generalization in time series learning.

Junxu Liu, Jian Lou, Li Xiong et al.

Federated learning (FL) enhanced by differential privacy has emerged as a popular approach to better safeguard the privacy of client-side data by protecting clients' contributions during the training process. Existing solutions typically assume a uniform privacy budget for all records and provide one-size-fits-all solutions that may not be adequate to meet each record's privacy requirement. In this paper, we explore the uncharted territory of cross-silo FL with record-level personalized differential privacy. We devise a novel framework named \textit{rPDP-FL}, employing a two-stage hybrid sampling scheme with both uniform client-level sampling and non-uniform record-level sampling to accommodate varying privacy requirements. A critical and non-trivial problem is how to determine the ideal per-record sampling probability $q$ given the personalized privacy budget $\varepsilon$. We introduce a versatile solution named \textit{Simulation-CurveFitting}, allowing us to uncover a significant insight into the nonlinear correlation between $q$ and $\varepsilon$ and derive an elegant mathematical model to tackle the problem. Our evaluation demonstrates that our solution can provide significant performance gains over the baselines that do not consider personalized privacy preservation.

Wen Yin, Jian Lou, Pan Zhou et al.

Backdoor attacks have been well-studied in visible light object detection (VLOD) in recent years. However, VLOD can not effectively work in dark and temperature-sensitive scenarios. Instead, thermal infrared object detection (TIOD) is the most accessible and practical in such environments. In this paper, our team is the first to investigate the security vulnerabilities associated with TIOD in the context of backdoor attacks, spanning both the digital and physical realms. We introduce two novel types of backdoor attacks on TIOD, each offering unique capabilities: Object-affecting Attack and Range-affecting Attack. We conduct a comprehensive analysis of key factors influencing trigger design, which include temperature, size, material, and concealment. These factors, especially temperature, significantly impact the efficacy of backdoor attacks on TIOD. A thorough understanding of these factors will serve as a foundation for designing physical triggers and temperature controlling experiments. Our study includes extensive experiments conducted in both digital and physical environments. In the digital realm, we evaluate our approach using benchmark datasets for TIOD, achieving an Attack Success Rate (ASR) of up to 98.21%. In the physical realm, we test our approach in two real-world settings: a traffic intersection and a parking lot, using a thermal infrared camera. Here, we attain an ASR of up to 98.38%.

Hanxi Liu, Xiaokai Mao, Haocheng Xia et al.

Large language models (LLMs) excel on new tasks without additional training, simply by providing natural language prompts that demonstrate how the task should be performed. Prompt ensemble methods comprehensively harness the knowledge of LLMs while mitigating individual biases and errors and further enhancing performance. However, more prompts do not necessarily lead to better results, and not all prompts are beneficial. A small number of high-quality prompts often outperform many low-quality prompts. Currently, there is a lack of a suitable method for evaluating the impact of prompts on the results. In this paper, we utilize the Shapley value to fairly quantify the contributions of prompts, helping to identify beneficial or detrimental prompts, and potentially guiding prompt valuation in data markets. Through extensive experiments employing various ensemble methods and utility functions on diverse tasks, we validate the effectiveness of using the Shapley value method for prompts as it effectively distinguishes and quantifies the contributions of each prompt.

Jiahui Zhou, Dan Li, Lin Li et al.

The reasoning capabilities of large language models (LLMs) have significantly advanced their performance by enabling in-depth understanding of diverse tasks. With growing interest in applying LLMs to the time series domain, this has proven nontrivial, as evidenced by the limited efficacy of straightforwardly adapting text-domain reasoning techniques. Although recent work has shown promise in several time series tasks, further leveraging advancements in LLM reasoning remains under-explored for time series classification (TSC) tasks, despite their prevalence and significance in many real-world applications. In this paper, we propose ReasonTSC, a novel framework designed to effectively leverage LLM reasoning for time series classification through both a multi-turn reasoning and a fused decision-making strategy tailored to TSC. Rather than straightforwardly applying existing reasoning techniques or relying solely on LLMs' built-in reasoning capabilities, ReasonTSC first steers the model to think over the essential characteristics of time series data. Next, it integrates predictions and confidence scores from plug-in classifiers, e.g., domain-specific time series models, as in-context examples. Finally, ReasonTSC guides the LLM through a structured reasoning process: it evaluates the initial assessment, backtracks to consider alternative hypotheses, and compares their merits before arriving at a final classification. Extensive experiments and systematic ablation studies demonstrate that ReasonTSC consistently outperforms both existing time series reasoning baselines and plug-in models, and is even capable of identifying and correcting plug-in models' false predictions.

Jiawen Zhang, Kejia Chen, Lipeng He et al.

Large Language Models (LLMs) have showcased remarkable capabilities across various domains. Accompanying the evolving capabilities and expanding deployment scenarios of LLMs, their deployment challenges escalate due to their sheer scale and the advanced yet complex activation designs prevalent in notable model series, such as Llama, Gemma, Mistral. These challenges have become particularly pronounced in resource-constrained deployment scenarios, where mitigating inference bottlenecks is imperative. Among various recent efforts, activation approximation has emerged as a promising avenue for pursuing inference efficiency, sometimes considered indispensable in applications such as private inference. Despite achieving substantial speedups with minimal impact on utility, even appearing sound and practical for real-world deployment, the safety implications of activation approximations remain unclear. In this work, we fill this critical gap in LLM safety by conducting the first systematic safety evaluation of activation approximations. Our safety vetting spans seven state-of-the-art techniques across three popular categories (activation polynomialization, activation sparsification, and activation quantization), revealing consistent safety degradation across ten safety-aligned LLMs. To overcome the hurdle of devising a unified defense accounting for diverse activation approximation methods, we perform an in-depth analysis of their shared error patterns and uncover three key findings. We propose QuadA, a novel safety enhancement method tailored to mitigate the safety compromises introduced by activation approximations. Extensive experiments and ablation studies corroborate QuadA's effectiveness in enhancing the safety capabilities of LLMs after activation approximations.

Zhenpeng Wu, Jian Lou, Zibin Zheng et al.

Large language models (LLMs) have been shown to memorize and reproduce content from their training data, raising significant privacy concerns, especially with web-scale datasets. Existing methods for detecting memorization are primarily sample-specific, relying on manually crafted or discretely optimized memory-inducing prompts generated on a per-sample basis, which become impractical for dataset-level detection due to the prohibitive computational cost of iterating through all samples. In real-world scenarios, data owners may need to verify whether a susceptible LLM has memorized their dataset, particularly if the LLM may have collected the data from the web without authorization. To address this, we introduce MemHunter, which trains a memory-inducing LLM and employs hypothesis testing to efficiently detect memorization at the dataset level, without requiring sample-specific memory inducing. Experiments on models like Pythia and Llama demonstrate that MemHunter can extract up to 40% more training data than existing methods under constrained time resources and reduce search time by up to 80% when integrated as a plug-in. Crucially, MemHunter is the first method capable of dataset-level memorization detection, providing a critical tool for assessing privacy risks in LLMs powered by large-scale datasets.

Zihou Wu, Yuecheng Li, Tianchi Liao et al.

Federated learning (FL) faces a critical dilemma: existing protection mechanisms like differential privacy (DP) and homomorphic encryption (HE) enforce a rigid trade-off, forcing a choice between model utility and computational efficiency. This lack of flexibility hinders the practical implementation. To address this, we introduce ParaAegis, a parallel protection framework designed to give practitioners flexible control over the privacy-utility-efficiency balance. Our core innovation is a strategic model partitioning scheme. By applying lightweight DP to the less critical, low norm portion of the model while protecting the remainder with HE, we create a tunable system. A distributed voting mechanism ensures consensus on this partitioning. Theoretical analysis confirms the adjustments between efficiency and utility with the same privacy. Crucially, the experimental results demonstrate that by adjusting the hyperparameters, our method enables flexible prioritization between model accuracy and training time.

Shunyu Wu, Dan Li, Haozheng Ye et al.

High-quality time series (TS) data are essential for ensuring TS model performance, rendering research on rating TS data quality indispensable. Existing methods have shown promising rating accuracy within individual domains, primarily by extending data quality rating techniques such as influence functions and Shapley values to account for temporal characteristics. However, they neglect the fact that real-world TS data can span vastly different domains and exhibit distinct properties, hampering the accurate and efficient rating of diverse TS data. In this paper, we propose TSRating, a novel and unified framework for rating the quality of time series data crawled from diverse domains. TSRating is built on the assumption that LLMs inherit ample knowledge, acquired during their extensive pretraining, enabling them to comprehend and discern quality differences in diverse TS data. We verify this assumption by devising a series of prompts to elicit quality comparisons from LLMs for pairs of TS samples. We then fit a dedicated rating model, termed TSRater, to convert the LLMs' judgments into efficient quality predictions via TSRater's inference on future TS samples. To ensure cross-domain adaptability, we develop a meta-learning scheme to train TSRater on quality comparisons collected from nine distinct domains. To improve training efficiency, we employ signSGD for inner-loop updates, thus circumventing the demanding computation of hypergradients. Extensive experimental results on eleven benchmark datasets across three time series tasks, each using both conventional TS models and TS foundation models, demonstrate that TSRating outperforms baselines in terms of estimation accuracy, efficiency, and domain adaptability.

Hong kyu Lee, Qiuchen Zhang, Carl Yang et al.

Machine unlearning aims to eliminate the influence of a subset of training samples (i.e., unlearning samples) from a trained model. Effectively and efficiently removing the unlearning samples without negatively impacting the overall model performance is still challenging. In this paper, we propose a contrastive unlearning framework, leveraging the concept of representation learning for more effective unlearning. It removes the influence of unlearning samples by contrasting their embeddings against the remaining samples so that they are pushed away from their original classes and pulled toward other classes. By directly optimizing the representation space, it effectively removes the influence of unlearning samples while maintaining the representations learned from the remaining samples. Experiments on a variety of datasets and models on both class unlearning and sample unlearning showed that contrastive unlearning achieves the best unlearning effects and efficiency with the lowest performance loss compared with the state-of-the-art algorithms.

Wenbo Gou, Wen Shi, Jian Lou et al.

Natural language video localization (NLVL) is an important task in the vision-language understanding area, which calls for an in-depth understanding of not only computer vision and natural language side alone, but more importantly the interplay between both sides. Adversarial vulnerability has been well-recognized as a critical security issue of deep neural network models, which requires prudent investigation. Despite its extensive yet separated studies in video and language tasks, current understanding of the adversarial robustness in vision-language joint tasks like NLVL is less developed. This paper therefore aims to comprehensively investigate the adversarial robustness of NLVL models by examining three facets of vulnerabilities from both attack and defense aspects. To achieve the attack goal, we propose a new adversarial attack paradigm called synonymous sentences-aware adversarial attack on NLVL (SNEAK), which captures the cross-modality interplay between the vision and language sides.

Jing Ma, Qiuchen Zhang, Jian Lou et al.

Tensor factorization has been proved as an efficient unsupervised learning approach for health data analysis, especially for computational phenotyping, where the high-dimensional Electronic Health Records (EHRs) with patients' history of medical procedures, medications, diagnosis, lab tests, etc., are converted to meaningful and interpretable medical concepts. Federated tensor factorization distributes the tensor computation to multiple workers under the coordination of a central server, which enables jointly learning the phenotypes across multiple hospitals while preserving the privacy of the patient information. However, existing federated tensor factorization algorithms encounter the single-point-failure issue with the involvement of the central server, which is not only easily exposed to external attacks but also limits the number of clients sharing information with the server under restricted uplink bandwidth. In this paper, we propose CiderTF, a communication-efficient decentralized generalized tensor factorization, which reduces the uplink communication cost by leveraging a four-level communication reduction strategy designed for a generalized tensor factorization, which has the flexibility of modeling different tensor distribution with multiple kinds of loss functions. Experiments on two real-world EHR datasets demonstrate that CiderTF achieves comparable convergence with a communication reduction up to 99.99%.

Jing Ma, Qiuchen Zhang, Jian Lou et al.

Representation learning on static graph-structured data has shown a significant impact on many real-world applications. However, less attention has been paid to the evolving nature of temporal networks, in which the edges are often changing over time. The embeddings of such temporal networks should encode both graph-structured information and the temporally evolving pattern. Existing approaches in learning temporally evolving network representations fail to capture the temporal interdependence. In this paper, we propose Toffee, a novel approach for temporal network representation learning based on tensor decomposition. Our method exploits the tensor-tensor product operator to encode the cross-time information, so that the periodic changes in the evolving networks can be captured. Experimental results demonstrate that Toffee outperforms existing methods on multiple real-world temporal networks in generating effective embeddings for the link prediction tasks.

Haowen Lin, Jian Lou, Li Xiong et al.

Adversarial data examples have drawn significant attention from the machine learning and security communities. A line of work on tackling adversarial examples is certified robustness via randomized smoothing that can provide a theoretical robustness guarantee. However, such a mechanism usually uses floating-point arithmetic for calculations in inference and requires large memory footprints and daunting computational costs. These defensive models cannot run efficiently on edge devices nor be deployed on integer-only logical units such as Turing Tensor Cores or integer-only ARM processors. To overcome these challenges, we propose an integer randomized smoothing approach with quantization to convert any classifier into a new smoothed classifier, which uses integer-only arithmetic for certified robustness against adversarial perturbations. We prove a tight robustness guarantee under L2-norm for the proposed approach. We show our approach can obtain a comparable accuracy and 4x~5x speedup over floating-point arithmetic certified robust methods on general-purpose CPUs and mobile devices on two distinct datasets (CIFAR-10 and Caltech-101).

Haowen Lin, Jian Lou, Li Xiong et al.

Federated learning enables multiple clients, such as mobile phones and organizations, to collaboratively learn a shared model for prediction while protecting local data privacy. However, most recent research and applications of federated learning assume that all clients have fully labeled data, which is impractical in real-world settings. In this work, we focus on a new scenario for cross-silo federated learning, where data samples of each client are partially labeled. We borrow ideas from semi-supervised learning methods where a large amount of unlabeled data is utilized to improve the model's accuracy despite limited access to labeled examples. We propose a new framework dubbed SemiFed that unifies two dominant approaches for semi-supervised learning: consistency regularization and pseudo-labeling. SemiFed first applies advanced data augmentation techniques to enforce consistency regularization and then generates pseudo-labels using the model's predictions during training. SemiFed takes advantage of the federation so that for a given image, the pseudo-label holds only if multiple models from different clients produce a high-confidence prediction and agree on the same label. Extensive experiments on two image benchmarks demonstrate the effectiveness of our approach under both homogeneous and heterogeneous data distribution settings

Farnaz Tahmasebian, Jian Lou, Li Xiong

Federated learning is a prominent framework that enables clients (e.g., mobile devices or organizations) to train a collaboratively global model under a central server's orchestration while keeping local training datasets' privacy. However, the aggregation step in federated learning is vulnerable to adversarial attacks as the central server cannot manage clients' behavior. Therefore, the global model's performance and convergence of the training process will be affected under such attacks.To mitigate this vulnerability issue, we propose a novel robust aggregation algorithm inspired by the truth inference methods in crowdsourcing via incorporating the worker's reliability into aggregation. We evaluate our solution on three real-world datasets with a variety of machine learning models. Experimental results show that our solution ensures robust federated learning and is resilient to various types of attacks, including noisy data attacks, Byzantine attacks, and label flipping attacks.

Yiming Li, Shan Liu, Yu Chen et al.

As the successor of H.265/HEVC, the new versatile video coding standard (H.266/VVC) can provide up to 50% bitrate saving with the same subjective quality, at the cost of increased decoding complexity. To accelerate the application of the new coding standard, a real-time H.266/VVC software decoder that can support various platforms is implemented, where SIMD technologies, parallelism optimization, and the acceleration strategies based on the characteristics of each coding tool are applied. As the mobile devices have become an essential carrier for video services nowadays, the mentioned optimization efforts are not only implemented for the x86 platform, but more importantly utilized to highly optimize the decoding performance on the ARM platform in this work. The experimental results show that when running on the Apple A14 SoC (iPhone 12pro), the average single-thread decoding speed of the present implementation can achieve 53fps (RA and LB) for full HD (1080p) bitstreams generated by VTM-11.0 reference software using 8bit Common Test Conditions (CTC). When multi-threading is enabled, an average of 32 fps (RA) can be achieved when decoding the 4K bitstreams.

Jian Jin, Xingxing Zhang, Xin Fu et al.

As an important perceptual characteristic of the Human Visual System (HVS), the Just Noticeable Difference (JND) has been studied for decades with image and video processing (e.g., perceptual visual signal compression). However, there is little exploration on the existence of JND for the Deep Machine Vision (DMV), although the DMV has made great strides in many machine vision tasks. In this paper, we take an initial attempt, and demonstrate that the DMV has the JND, termed as the DMV-JND. We then propose a JND model for the image classification task in the DMV. It has been discovered that the DMV can tolerate distorted images with average PSNR of only 9.56dB (the lower the better), by generating JND via unsupervised learning with the proposed DMV-JND-NET. In particular, a semantic-guided redundancy assessment strategy is designed to restrain the magnitude and spatial distribution of the DMV-JND. Experimental results on image classification demonstrate that we successfully find the JND for deep machine vision. Our DMV-JND facilitates a possible direction for DMV-oriented image and video compression, watermarking, quality assessment, deep neural network security, and so on.

Wenwen Li, Jian Lou, Shuo Zhou et al.

While functional magnetic resonance imaging (fMRI) is important for healthcare/neuroscience applications, it is challenging to classify or interpret due to its multi-dimensional structure, high dimensionality, and small number of samples available. Recent sparse multilinear regression methods based on tensor are emerging as promising solutions for fMRI, yet existing works rely on unfolding/folding operations and a tensor rank relaxation with limited tightness. The newly proposed tensor singular value decomposition (t-SVD) sheds light on new directions. In this work, we study t-SVD for sparse multilinear regression and propose a Sparse tubal-regularized multilinear regression (Sturm) method for fMRI. Specifically, the Sturm model performs multilinear regression with two regularization terms: a tubal tensor nuclear norm based on t-SVD and a standard L1 norm. We further derive the algorithm under the alternating direction method of multipliers framework. We perform experiments on four classification problems, including both resting-state fMRI for disease diagnosis and task-based fMRI for neural decoding. The results show the superior performance of Sturm in classifying fMRI using just a small number of voxels.

Jian Lou, Andrew M. Smith, Yevgeniy Vorobeychik

Stackelberg security game models and associated computational tools have seen deployment in a number of high-consequence security settings, such as LAX canine patrols and Federal Air Marshal Service. These models focus on isolated systems with only one defender, despite being part of a more complex system with multiple players. Furthermore, many real systems such as transportation networks and the power grid exhibit interdependencies between targets and, consequently, between decision makers jointly charged with protecting them. To understand such multidefender strategic interactions present in security, we investigate game theoretic models of security games with multiple defenders. Unlike most prior analysis, we focus on the situations in which each defender must protect multiple targets, so that even a single defender's best response decision is, in general, highly non-trivial. We start with an analytical investigation of multidefender security games with independent targets, offering an equilibrium and price-of-anarchy analysis of three models with increasing generality. In all models, we find that defenders have the incentive to over-protect targets, at times significantly. Additionally, in the simpler models, we find that the price of anarchy is unbounded, linearly increasing both in the number of defenders and the number of targets per defender. Considering interdependencies among targets, we develop a novel mixed-integer linear programming formulation to compute a defender's best response, and make use of this formulation in approximating Nash equilibria of the game. We apply this approach towards computational strategic analysis of several models of networks representing interdependencies, including real-world power networks. Our analysis shows how network structure and the probability of failure spread determine the propensity of defenders to over- or under-invest in security.