Nuo Xu

Junjie Ye, Xuanting Chen, Nuo Xu et al.

GPT series models, such as GPT-3, CodeX, InstructGPT, ChatGPT, and so on, have gained considerable attention due to their exceptional natural language processing capabilities. However, despite the abundance of research on the difference in capabilities between GPT series models and fine-tuned models, there has been limited attention given to the evolution of GPT series models' capabilities over time. To conduct a comprehensive analysis of the capabilities of GPT series models, we select six representative models, comprising two GPT-3 series models (i.e., davinci and text-davinci-001) and four GPT-3.5 series models (i.e., code-davinci-002, text-davinci-002, text-davinci-003, and gpt-3.5-turbo). We evaluate their performance on nine natural language understanding (NLU) tasks using 21 datasets. In particular, we compare the performance and robustness of different models for each task under zero-shot and few-shot scenarios. Our extensive experiments reveal that the overall ability of GPT series models on NLU tasks does not increase gradually as the models evolve, especially with the introduction of the RLHF training strategy. While this strategy enhances the models' ability to generate human-like responses, it also compromises their ability to solve some tasks. Furthermore, our findings indicate that there is still room for improvement in areas such as model robustness.

Xuanting Chen, Junjie Ye, Can Zu et al.

The GPT-3.5 models have demonstrated impressive performance in various Natural Language Processing (NLP) tasks, showcasing their strong understanding and reasoning capabilities. However, their robustness and abilities to handle various complexities of the open world have yet to be explored, which is especially crucial in assessing the stability of models and is a key aspect of trustworthy AI. In this study, we perform a comprehensive experimental analysis of GPT-3.5, exploring its robustness using 21 datasets (about 116K test samples) with 66 text transformations from TextFlint that cover 9 popular Natural Language Understanding (NLU) tasks. Our findings indicate that while GPT-3.5 outperforms existing fine-tuned models on some tasks, it still encounters significant robustness degradation, such as its average performance dropping by up to 35.74\% and 43.59\% in natural language inference and sentiment analysis tasks, respectively. We also show that GPT-3.5 faces some specific robustness challenges, including robustness instability, prompt sensitivity, and number sensitivity. These insights are valuable for understanding its limitations and guiding future research in addressing these challenges to enhance GPT-3.5's overall performance and generalization abilities.

Hongwu Peng, Shanglin Zhou, Yukui Luo et al. · deepmind

The rapid growth and deployment of deep learning (DL) has witnessed emerging privacy and security concerns. To mitigate these issues, secure multi-party computation (MPC) has been discussed, to enable the privacy-preserving DL computation. In practice, they often come at very high computation and communication overhead, and potentially prohibit their popularity in large scale systems. Two orthogonal research trends have attracted enormous interests in addressing the energy efficiency in secure deep learning, i.e., overhead reduction of MPC comparison protocol, and hardware acceleration. However, they either achieve a low reduction ratio and suffer from high latency due to limited computation and communication saving, or are power-hungry as existing works mainly focus on general computing platforms such as CPUs and GPUs. In this work, as the first attempt, we develop a systematic framework, PolyMPCNet, of joint overhead reduction of MPC comparison protocol and hardware acceleration, by integrating hardware latency of the cryptographic building block into the DNN loss function to achieve high energy efficiency, accuracy, and security guarantee. Instead of heuristically checking the model sensitivity after a DNN is well-trained (through deleting or dropping some non-polynomial operators), our key design principle is to em enforce exactly what is assumed in the DNN design -- training a DNN that is both hardware efficient and secure, while escaping the local minima and saddle points and maintaining high accuracy. More specifically, we propose a straight through polynomial activation initialization method for cryptographic hardware friendly trainable polynomial activation function to replace the expensive 2P-ReLU operator. We develop a cryptographic hardware scheduler and the corresponding performance model for Field Programmable Gate Arrays (FPGA) platform.

Ran Ran, Nuo Xu, Wei Wang et al.

Recently cloud-based graph convolutional network (GCN) has demonstrated great success and potential in many privacy-sensitive applications such as personal healthcare and financial systems. Despite its high inference accuracy and performance on cloud, maintaining data privacy in GCN inference, which is of paramount importance to these practical applications, remains largely unexplored. In this paper, we take an initial attempt towards this and develop $\textit{CryptoGCN}$--a homomorphic encryption (HE) based GCN inference framework. A key to the success of our approach is to reduce the tremendous computational overhead for HE operations, which can be orders of magnitude higher than its counterparts in the plaintext space. To this end, we develop an approach that can effectively take advantage of the sparsity of matrix operations in GCN inference to significantly reduce the computational overhead. Specifically, we propose a novel AMA data formatting method and associated spatial convolution methods, which can exploit the complex graph structure and perform efficient matrix-matrix multiplication in HE computation and thus greatly reduce the HE operations. We also develop a co-optimization framework that can explore the trade offs among the accuracy, security level, and computational overhead by judicious pruning and polynomial approximation of activation module in GCNs. Based on the NTU-XVIEW skeleton joint dataset, i.e., the largest dataset evaluated homomorphically by far as we are aware of, our experimental results demonstrate that $\textit{CryptoGCN}$ outperforms state-of-the-art solutions in terms of the latency and number of homomorphic operations, i.e., achieving as much as a 3.10$\times$ speedup on latency and reduces the total Homomorphic Operation Count by 77.4\% with a small accuracy loss of 1-1.5$\%$.

Hongwu Peng, Shanglin Zhou, Yukui Luo et al.

The proliferation of deep learning (DL) has led to the emergence of privacy and security concerns. To address these issues, secure Two-party computation (2PC) has been proposed as a means of enabling privacy-preserving DL computation. However, in practice, 2PC methods often incur high computation and communication overhead, which can impede their use in large-scale systems. To address this challenge, we introduce RRNet, a systematic framework that aims to jointly reduce the overhead of MPC comparison protocols and accelerate computation through hardware acceleration. Our approach integrates the hardware latency of cryptographic building blocks into the DNN loss function, resulting in improved energy efficiency, accuracy, and security guarantees. Furthermore, we propose a cryptographic hardware scheduler and corresponding performance model for Field Programmable Gate Arrays (FPGAs) to further enhance the efficiency of our framework. Experiments show RRNet achieved a much higher ReLU reduction performance than all SOTA works on CIFAR-10 dataset.

Nuo Xu, Kaleel Mahmood, Haowen Fang et al.

Spiking neural networks (SNNs) have drawn much attention for their high energy efficiency and recent advances in classification performance. However, unlike traditional deep learning, the robustness of SNNs to adversarial examples remains underexplored. This work advances the adversarial attack side of SNNs and makes three major contributions. First, we show that successful white-box attacks on SNNs strongly depend on the surrogate gradient estimation technique, even for adversarially trained models. Second, using the best single surrogate gradient estimator, we study the transferability of adversarial examples between SNNs and state-of-the-art architectures such as Vision Transformers (ViTs) and CNNs. Our analysis reveals two major gaps: no existing white-box attack leverages multiple surrogate estimators, and no single attack effectively fools both SNNs and non-SNN models simultaneously. Third, we propose the Mixed Dynamic Spiking Estimation (MDSE) attack, which dynamically combines multiple surrogate gradients to overcome these gaps. MDSE produces adversarial examples that fool both SNN and non-SNN models, achieving up to 91.4% higher effectiveness on SNN/ViT ensembles and a 3x boost on adversarially trained SNN ensembles over Auto-PGD. Experiments span three datasets (CIFAR-10, CIFAR-100, ImageNet) and nineteen classifiers, and we will release code and models upon publication.

Shu Wei, Nuo Xu

Document layout analysis has a wide range of requirements across various domains, languages, and business scenarios. However, most current state-of-the-art algorithms are language-dependent, with architectures that rely on transformer encoders or language-specific text encoders, such as BERT, for feature extraction. These approaches are limited in their ability to handle very long documents due to input sequence length constraints and are closely tied to language-specific tokenizers. Additionally, training a cross-language text encoder can be challenging due to the lack of labeled multilingual document datasets that consider privacy. Furthermore, some layout tasks require a clean separation between different layout components without overlap, which can be difficult for image segmentation-based algorithms to achieve. In this paper, we present Paragraph2Graph, a language-independent graph neural network (GNN)-based model that achieves competitive results on common document layout datasets while being adaptable to business scenarios with strict separation. With only 19.95 million parameters, our model is suitable for industrial applications, particularly in multi-language scenarios.

Junjie Ye, Nuo Xu, Yikun Wang et al.

Despite the impressive capabilities of large language models (LLMs), their performance on information extraction tasks is still not entirely satisfactory. However, their remarkable rewriting capabilities and extensive world knowledge offer valuable insights to improve these tasks. In this paper, we propose $LLM-DA$, a novel data augmentation technique based on LLMs for the few-shot NER task. To overcome the limitations of existing data augmentation methods that compromise semantic integrity and address the uncertainty inherent in LLM-generated text, we leverage the distinctive characteristics of the NER task by augmenting the original data at both the contextual and entity levels. Our approach involves employing 14 contextual rewriting strategies, designing entity replacements of the same type, and incorporating noise injection to enhance robustness. Extensive experiments demonstrate the effectiveness of our approach in enhancing NER model performance with limited data. Furthermore, additional analyses provide further evidence supporting the assertion that the quality of the data we generate surpasses that of other existing methods.

Zi Liang, Pinghui Wang, Ruofei Zhang et al.

The drastic increase in language models' parameters has led to a new trend of deploying models in cloud servers, raising growing concerns about private inference for Transformer-based models. Existing two-party privacy-preserving techniques, however, only take into account natural language understanding (NLU) scenarios. Private inference in natural language generation (NLG), crucial for applications like translation and code completion, remains underexplored.In addition, previous privacy-preserving techniques suffer from convergence issues during model training and exhibit poor inference speed when used with NLG models due to the neglect of time-consuming operations in auto-regressive generations. To address these issues, we propose a fast private text generation framework for Transformer-based language models, namely MERGE.MERGE reuses the output hidden state as the word embedding to bypass the embedding computation and reorganize the linear operations in the Transformer module to accelerate the forward procedure. Extensive experiments show that MERGE achieves a 26.5x speedup to the vanilla encrypted model under the sequence length 512, and reduces 80\% communication cost, with an up to 10x speedup to state-of-the-art approximated models.