Yunqi Li

Yunqi Li, Hanxiong Chen, Shuyuan Xu et al.

As one of the most pervasive applications of machine learning, recommender systems are playing an important role on assisting human decision making. The satisfaction of users and the interests of platforms are closely related to the quality of the generated recommendation results. However, as a highly data-driven system, recommender system could be affected by data or algorithmic bias and thus generate unfair results, which could weaken the reliance of the systems. As a result, it is crucial to address the potential unfairness problems in recommendation settings. Recently, there has been growing attention on fairness considerations in recommender systems with more and more literature on approaches to promote fairness in recommendation. However, the studies are rather fragmented and lack a systematic organization, thus making it difficult to penetrate for new researchers to the domain. This motivates us to provide a systematic survey of existing works on fairness in recommendation. This survey focuses on the foundations for fairness in recommendation literature. It first presents a brief introduction about fairness in basic machine learning tasks such as classification and ranking in order to provide a general overview of fairness research, as well as introduce the more complex situations and challenges that need to be considered when studying fairness in recommender systems. After that, the survey will introduce fairness in recommendation with a focus on the taxonomies of current fairness definitions, the typical techniques for improving fairness, as well as the datasets for fairness studies in recommendation. The survey also talks about the challenges and opportunities in fairness research with the hope of promoting the fair recommendation research area and beyond.

Hanxiong Chen, Yunqi Li, He Zhu et al.

Human intelligence is able to first learn some basic skills for solving basic problems and then assemble such basic skills into complex skills for solving complex or new problems. For example, the basic skills "dig hole," "put tree," "backfill" and "watering" compose a complex skill "plant a tree". Besides, some basic skills can be reused for solving other problems. For example, the basic skill "dig hole" not only can be used for planting a tree, but also can be used for mining treasures, building a drain, or landfilling. The ability to learn basic skills and reuse them for various tasks is very important for humans because it helps to avoid learning too many skills for solving each individual task, and makes it possible to solve a compositional number of tasks by learning just a few number of basic skills, which saves a considerable amount of memory and computation in the human brain. We believe that machine intelligence should also capture the ability of learning basic skills and reusing them by composing into complex skills. In computer science language, each basic skill is a "module", which is a reusable network of a concrete meaning and performs a specific basic operation. The modules are assembled into a bigger "model" for doing a more complex task. The assembling procedure is adaptive to the input or task, i.e., for a given task, the modules should be assembled into the best model for solving the task. As a result, different inputs or tasks could have different assembled models, which enables Auto-Assembling AI (AAAI). In this work, we propose Modularized Adaptive Neural Architecture Search (MANAS) to demonstrate the above idea. Experiments on different datasets show that the adaptive architecture assembled by MANAS outperforms static global architectures. Further experiments and empirical analysis provide insights to the effectiveness of MANAS.

Yuxuan Zhu, Shiyi Wang, Wenqing Zhong et al.

Artificial intelligence (AI) plays a crucial role in autonomous driving (AD) research, propelling its development towards intelligence and efficiency. Currently, the development of AD technology follows two main technical paths: modularization and end-to-end. Modularization decompose the driving task into modules such as perception, prediction, planning, and control, and train them separately. Due to the inconsistency of training objectives between modules, the integrated effect suffers from bias. End-to-end attempts to address this issue by utilizing a single model that directly maps from sensor data to control signals. This path has limited learning capabilities in a comprehensive set of features and struggles to handle unpredictable long-tail events and complex urban traffic scenarios. In the face of challenges encountered in both paths, many researchers believe that large language models (LLMs) with powerful reasoning capabilities and extensive knowledge understanding may be the solution, expecting LLMs to provide AD systems with deeper levels of understanding and decision-making capabilities. In light of the challenges faced by both paths, many researchers believe that LLMs, with their powerful reasoning abilities and extensive knowledge, could offer a solution. To understand if LLMs could enhance AD, this paper conducts a thorough analysis of the potential applications of LLMs in AD systems, including exploring their optimization strategies in both modular and end-to-end approaches, with a particular focus on how LLMs can tackle the problems and challenges present in current solutions. Furthermore, we discuss an important question: Can LLM-based artificial general intelligence (AGI) be a key to achieve high-level AD? We further analyze the potential limitations and challenges that LLMs may encounter in promoting the development of AD technology.

Bernie Boscoe, Tuan Do, Evan Jones et al.

In this work, we identify elements of effective machine learning datasets in astronomy and present suggestions for their design and creation. Machine learning has become an increasingly important tool for analyzing and understanding the large-scale flood of data in astronomy. To take advantage of these tools, datasets are required for training and testing. However, building machine learning datasets for astronomy can be challenging. Astronomical data is collected from instruments built to explore science questions in a traditional fashion rather than to conduct machine learning. Thus, it is often the case that raw data, or even downstream processed data is not in a form amenable to machine learning. We explore the construction of machine learning datasets and we ask: what elements define effective machine learning datasets? We define effective machine learning datasets in astronomy to be formed with well-defined data points, structure, and metadata. We discuss why these elements are important for astronomical applications and ways to put them in practice. We posit that these qualities not only make the data suitable for machine learning, they also help to foster usable, reusable, and replicable science practices.

Sk Miraj Ahmed, Xi Yu, Yunqi Li et al.

Accurate biodiversity identification from large-scale field data is a foundational problem with direct impact on ecology, conservation, and environmental monitoring. In practice, the core task is taxonomic prediction - inferring order, family, genus, or species from imperfect inputs such as specimen images, DNA barcodes, or both. Existing multimodal methods often treat taxonomy as a flat label space and therefore fail to encode the hierarchical structure of biological classification, which is critical for robustness under noise and missing modalities. We present two end-to-end variants for hierarchy-aware multimodal learning: CLiBD-HiR, which introduces Hierarchical Information Regularization (HiR) to shape embedding geometry across taxonomic levels, yielding structured and noise-robust representations; and CLiBD-HiR-Fuse, which additionally trains a lightweight fusion predictor that supports image-only, DNA-only, or joint inference and is resilient to modality corruption. Across large-scale biodiversity benchmarks, our approach improves taxonomic classification accuracy by over 14 percent compared to strong multimodal baselines, with particularly large gains under partial and corrupted DNA conditions. These results highlight that explicitly encoding biological hierarchy, together with flexible fusion, is key for practical biodiversity foundation models.

Juntao Tan, Shijie Geng, Zuohui Fu et al.

Structural data well exists in Web applications, such as social networks in social media, citation networks in academic websites, and threads data in online forums. Due to the complex topology, it is difficult to process and make use of the rich information within such data. Graph Neural Networks (GNNs) have shown great advantages on learning representations for structural data. However, the non-transparency of the deep learning models makes it non-trivial to explain and interpret the predictions made by GNNs. Meanwhile, it is also a big challenge to evaluate the GNN explanations, since in many cases, the ground-truth explanations are unavailable. In this paper, we take insights of Counterfactual and Factual (CF^2) reasoning from causal inference theory, to solve both the learning and evaluation problems in explainable GNNs. For generating explanations, we propose a model-agnostic framework by formulating an optimization problem based on both of the two casual perspectives. This distinguishes CF^2 from previous explainable GNNs that only consider one of them. Another contribution of the work is the evaluation of GNN explanations. For quantitatively evaluating the generated explanations without the requirement of ground-truth, we design metrics based on Counterfactual and Factual reasoning to evaluate the necessity and sufficiency of the explanations. Experiments show that no matter ground-truth explanations are available or not, CF^2 generates better explanations than previous state-of-the-art methods on real-world datasets. Moreover, the statistic analysis justifies the correlation between the performance on ground-truth evaluation and our proposed metrics. Source code is available at https://github.com/chrisjtan/gnn_cff.

Yu Zhang, Yunqi Li, Yifan Yang et al.

Although chain-of-thought reasoning and reinforcement learning (RL) have driven breakthroughs in NLP, their integration into generative vision models remains underexplored. We introduce ReasonGen-R1, a two-stage framework that first imbues an autoregressive image generator with explicit text-based "thinking" skills via supervised fine-tuning on a newly generated reasoning dataset of written rationales, and then refines its outputs using Group Relative Policy Optimization. To enable the model to reason through text before generating images, We automatically generate and release a corpus of model crafted rationales paired with visual prompts, enabling controlled planning of object layouts, styles, and scene compositions. Our GRPO algorithm uses reward signals from a pretrained vision language model to assess overall visual quality, optimizing the policy in each update. Evaluations on GenEval, DPG, and the T2I benchmark demonstrate that ReasonGen-R1 consistently outperforms strong baselines and prior state-of-the-art models. More: aka.ms/reasongen.

Ruochen Zhou, Minrui Xu, Shiqi Chen et al.

There has been a growing interest in enhancing the mathematical problem-solving (MPS) capabilities of large language models. While the majority of research efforts concentrate on creating specialized models to solve mathematical problems, it remains unknown how learning mathematical problem-solving generalizes to help develop other reasoning abilities. In this paper, we present an empirical investigation into the generalization potential of various MPS training approaches, such as continual pretraining, instruction tuning, and rule-based reinforcement learning across various data sources, including both short and long chain-of-thought (CoT) samples. Evaluation on 5 mathematical and 8 general reasoning benchmarks show that continual pretraining on math text is able to generalize to general reasoning tasks to some extent. In constrast, instruction tuning on conventional, short MPS samples provides limited benefits and, in many cases, even impairs generalization performance. Notably, training with long CoT responses for MPS samples and incorporating rule-based reinforcement learning on MPS queries exhibit distinct behavior, significantly enhancing generalization by extending the model's reasoning processes into other domains. These results suggest that traditional approaches to learning MPS with short reasoning chains largely fail to achieve robust generalization. However, the emerging paradigm of longer reasoning chains, coupled with self-reflection, offers a promising direction for improving generalized reasoning abilities through learning from specialized domains.

Yunqi Li, Lanjing Zhang, Yongfeng Zhang

Understanding and addressing unfairness in LLMs are crucial for responsible AI deployment. However, there is a limited number of quantitative analyses and in-depth studies regarding fairness evaluations in LLMs, especially when applying LLMs to high-stakes fields. This work aims to fill this gap by providing a systematic evaluation of the effectiveness and fairness of LLMs using ChatGPT as a study case. We focus on assessing ChatGPT's performance in high-takes fields including education, criminology, finance and healthcare. To conduct a thorough evaluation, we consider both group fairness and individual fairness metrics. We also observe the disparities in ChatGPT's outputs under a set of biased or unbiased prompts. This work contributes to a deeper understanding of LLMs' fairness performance, facilitates bias mitigation and fosters the development of responsible AI systems.

Hanxiong Chen, Yunqi Li, Shaoyun Shi et al.

Graphs can represent relational information among entities and graph structures are widely used in many intelligent tasks such as search, recommendation, and question answering. However, most of the graph-structured data in practice suffers from incompleteness, and thus link prediction becomes an important research problem. Though many models are proposed for link prediction, the following two problems are still less explored: (1) Most methods model each link independently without making use of the rich information from relevant links, and (2) existing models are mostly designed based on associative learning and do not take reasoning into consideration. With these concerns, in this paper, we propose Graph Collaborative Reasoning (GCR), which can use the neighbor link information for relational reasoning on graphs from logical reasoning perspectives. We provide a simple approach to translate a graph structure into logical expressions, so that the link prediction task can be converted into a neural logic reasoning problem. We apply logical constrained neural modules to build the network architecture according to the logical expression and use back propagation to efficiently learn the model parameters, which bridges differentiable learning and symbolic reasoning in a unified architecture. To show the effectiveness of our work, we conduct experiments on graph-related tasks such as link prediction and recommendation based on commonly used benchmark datasets, and our graph collaborative reasoning approach achieves state-of-the-art performance.

Yingqiang Ge, Shuchang Liu, Zelong Li et al.

While recent years have witnessed the emergence of various explainable methods in machine learning, to what degree the explanations really represent the reasoning process behind the model prediction -- namely, the faithfulness of explanation -- is still an open problem. One commonly used way to measure faithfulness is \textit{erasure-based} criteria. Though conceptually simple, erasure-based criterion could inevitably introduce biases and artifacts. We propose a new methodology to evaluate the faithfulness of explanations from the \textit{counterfactual reasoning} perspective: the model should produce substantially different outputs for the original input and its corresponding counterfactual edited on a faithful feature. Specially, we introduce two algorithms to find the proper counterfactuals in both discrete and continuous scenarios and then use the acquired counterfactuals to measure faithfulness. Empirical results on several datasets show that compared with existing metrics, our proposed counterfactual evaluation method can achieve top correlation with the ground truth under diffe

Juntao Tan, Shuyuan Xu, Yingqiang Ge et al.

By providing explanations for users and system designers to facilitate better understanding and decision making, explainable recommendation has been an important research problem. In this paper, we propose Counterfactual Explainable Recommendation (CountER), which takes the insights of counterfactual reasoning from causal inference for explainable recommendation. CountER is able to formulate the complexity and the strength of explanations, and it adopts a counterfactual learning framework to seek simple (low complexity) and effective (high strength) explanations for the model decision. Technically, for each item recommended to each user, CountER formulates a joint optimization problem to generate minimal changes on the item aspects so as to create a counterfactual item, such that the recommendation decision on the counterfactual item is reversed. These altered aspects constitute the explanation of why the original item is recommended. The counterfactual explanation helps both the users for better understanding and the system designers for better model debugging. Another contribution of the work is the evaluation of explainable recommendation, which has been a challenging task. Fortunately, counterfactual explanations are very suitable for standard quantitative evaluation. To measure the explanation quality, we design two types of evaluation metrics, one from user's perspective (i.e. why the user likes the item), and the other from model's perspective (i.e. why the item is recommended by the model). We apply our counterfactual learning algorithm on a black-box recommender system and evaluate the generated explanations on five real-world datasets. Results show that our model generates more accurate and effective explanations than state-of-the-art explainable recommendation models.

Yunqi Li, Hanxiong Chen, Shuyuan Xu et al.

Recommender systems are gaining increasing and critical impacts on human and society since a growing number of users use them for information seeking and decision making. Therefore, it is crucial to address the potential unfairness problems in recommendations. Just like users have personalized preferences on items, users' demands for fairness are also personalized in many scenarios. Therefore, it is important to provide personalized fair recommendations for users to satisfy their personalized fairness demands. Besides, previous works on fair recommendation mainly focus on association-based fairness. However, it is important to advance from associative fairness notions to causal fairness notions for assessing fairness more properly in recommender systems. Based on the above considerations, this paper focuses on achieving personalized counterfactual fairness for users in recommender systems. To this end, we introduce a framework for achieving counterfactually fair recommendations through adversary learning by generating feature-independent user embeddings for recommendation. The framework allows recommender systems to achieve personalized fairness for users while also covering non-personalized situations. Experiments on two real-world datasets with shallow and deep recommendation algorithms show that our method can generate fairer recommendations for users with a desirable recommendation performance.

Yunqi Li, Hanxiong Chen, Zuohui Fu et al.

As a highly data-driven application, recommender systems could be affected by data bias, resulting in unfair results for different data groups, which could be a reason that affects the system performance. Therefore, it is important to identify and solve the unfairness issues in recommendation scenarios. In this paper, we address the unfairness problem in recommender systems from the user perspective. We group users into advantaged and disadvantaged groups according to their level of activity, and conduct experiments to show that current recommender systems will behave unfairly between two groups of users. Specifically, the advantaged users (active) who only account for a small proportion in data enjoy much higher recommendation quality than those disadvantaged users (inactive). Such bias can also affect the overall performance since the disadvantaged users are the majority. To solve this problem, we provide a re-ranking approach to mitigate this unfairness problem by adding constraints over evaluation metrics. The experiments we conducted on several real-world datasets with various recommendation algorithms show that our approach can not only improve group fairness of users in recommender systems, but also achieve better overall recommendation performance.

Shuyuan Xu, Yingqiang Ge, Yunqi Li et al.

Many of the traditional recommendation algorithms are designed based on the fundamental idea of mining or learning correlative patterns from data to estimate the user-item correlative preference. However, pure correlative learning may lead to Simpson's paradox in predictions, and thus results in sacrificed recommendation performance. Simpson's paradox is a well-known statistical phenomenon, which causes confusions in statistical conclusions and ignoring the paradox may result in inaccurate decisions. Fortunately, causal and counterfactual modeling can help us to think outside of the observational data for user modeling and personalization so as to tackle such issues. In this paper, we propose Causal Collaborative Filtering (CCF) -- a general framework for modeling causality in collaborative filtering and recommendation. We provide a unified causal view of CF and mathematically show that many of the traditional CF algorithms are actually special cases of CCF under simplified causal graphs. We then propose a conditional intervention approach for $do$-operations so that we can estimate the user-item causal preference based on the observational data. Finally, we further propose a general counterfactual constrained learning framework for estimating the user-item preferences. Experiments are conducted on two types of real-world datasets -- traditional and randomized trial data -- and results show that our framework can improve the recommendation performance and reduce the Simpson's paradox problem of many CF algorithms.

Yunqi Li, Shuyuan Xu, Bo Liu et al.

This paper proposes a discrete knowledge graph (KG) embedding (DKGE) method, which projects KG entities and relations into the Hamming space based on a computationally tractable discrete optimization algorithm, to solve the formidable storage and computation cost challenges in traditional continuous graph embedding methods. The convergence of DKGE can be guaranteed theoretically. Extensive experiments demonstrate that DKGE achieves superior accuracy than classical hashing functions that map the effective continuous embeddings into discrete codes. Besides, DKGE reaches comparable accuracy with much lower computational complexity and storage compared to many continuous graph embedding methods.

Yingqiang Ge, Shuchang Liu, Ruoyuan Gao et al.

As Recommender Systems (RS) influence more and more people in their daily life, the issue of fairness in recommendation is becoming more and more important. Most of the prior approaches to fairness-aware recommendation have been situated in a static or one-shot setting, where the protected groups of items are fixed, and the model provides a one-time fairness solution based on fairness-constrained optimization. This fails to consider the dynamic nature of the recommender systems, where attributes such as item popularity may change over time due to the recommendation policy and user engagement. For example, products that were once popular may become no longer popular, and vice versa. As a result, the system that aims to maintain long-term fairness on the item exposure in different popularity groups must accommodate this change in a timely fashion. Novel to this work, we explore the problem of long-term fairness in recommendation and accomplish the problem through dynamic fairness learning. We focus on the fairness of exposure of items in different groups, while the division of the groups is based on item popularity, which dynamically changes over time in the recommendation process. We tackle this problem by proposing a fairness-constrained reinforcement learning algorithm for recommendation, which models the recommendation problem as a Constrained Markov Decision Process (CMDP), so that the model can dynamically adjust its recommendation policy to make sure the fairness requirement is always satisfied when the environment changes. Experiments on several real-world datasets verify our framework's superiority in terms of recommendation performance, short-term fairness, and long-term fairness.

Shuyuan Xu, Yunqi Li, Shuchang Liu et al.

State-of-the-art recommender systems have the ability to generate high-quality recommendations, but usually cannot provide intuitive explanations to humans due to the usage of black-box prediction models. The lack of transparency has highlighted the critical importance of improving the explainability of recommender systems. In this paper, we propose to extract causal rules from the user interaction history as post-hoc explanations for the black-box sequential recommendation mechanisms, whilst maintain the predictive accuracy of the recommendation model. Our approach firstly achieves counterfactual examples with the aid of a perturbation model, and then extracts personalized causal relationships for the recommendation model through a causal rule mining algorithm. Experiments are conducted on several state-of-the-art sequential recommendation models and real-world datasets to verify the performance of our model on generating causal explanations. Meanwhile, We evaluate the discovered causal explanations in terms of quality and fidelity, which show that compared with conventional association rules, causal rules can provide personalized and more effective explanations for the behavior of black-box recommendation models.

Hanxiong Chen, Shaoyun Shi, Yunqi Li et al.

Existing Collaborative Filtering (CF) methods are mostly designed based on the idea of matching, i.e., by learning user and item embeddings from data using shallow or deep models, they try to capture the associative relevance patterns in data, so that a user embedding can be matched with relevant item embeddings using designed or learned similarity functions. However, as a cognition rather than a perception intelligent task, recommendation requires not only the ability of pattern recognition and matching from data, but also the ability of cognitive reasoning in data. In this paper, we propose to advance Collaborative Filtering (CF) to Collaborative Reasoning (CR), which means that each user knows part of the reasoning space, and they collaborate for reasoning in the space to estimate preferences for each other. Technically, we propose a Neural Collaborative Reasoning (NCR) framework to bridge learning and reasoning. Specifically, we integrate the power of representation learning and logical reasoning, where representations capture similarity patterns in data from perceptual perspectives, and logic facilitates cognitive reasoning for informed decision making. An important challenge, however, is to bridge differentiable neural networks and symbolic reasoning in a shared architecture for optimization and inference. To solve the problem, we propose a modularized reasoning architecture, which learns logical operations such as AND ($\wedge$), OR ($\vee$) and NOT ($\neg$) as neural modules for implication reasoning ($\rightarrow$). In this way, logical expressions can be equivalently organized as neural networks, so that logical reasoning and prediction can be conducted in a continuous space. Experiments on real-world datasets verified the advantages of our framework compared with both shallow, deep and reasoning models.

Philip Daian, Steven Goldfeder, Tyler Kell et al.

Blockchains, and specifically smart contracts, have promised to create fair and transparent trading ecosystems. Unfortunately, we show that this promise has not been met. We document and quantify the widespread and rising deployment of arbitrage bots in blockchain systems, specifically in decentralized exchanges (or "DEXes"). Like high-frequency traders on Wall Street, these bots exploit inefficiencies in DEXes, paying high transaction fees and optimizing network latency to frontrun, i.e., anticipate and exploit, ordinary users' DEX trades. We study the breadth of DEX arbitrage bots in a subset of transactions that yield quantifiable revenue to these bots. We also study bots' profit-making strategies, with a focus on blockchain-specific elements. We observe bots engage in what we call priority gas auctions (PGAs), competitively bidding up transaction fees in order to obtain priority ordering, i.e., early block position and execution, for their transactions. PGAs present an interesting and complex new continuous-time, partial-information, game-theoretic model that we formalize and study. We release an interactive web portal, http://frontrun.me/, to provide the community with real-time data on PGAs. We additionally show that high fees paid for priority transaction ordering poses a systemic risk to consensus-layer security. We explain that such fees are just one form of a general phenomenon in DEXes and beyond---what we call miner extractable value (MEV)---that poses concrete, measurable, consensus-layer security risks. We show empirically that MEV poses a realistic threat to Ethereum today. Our work highlights the large, complex risks created by transaction-ordering dependencies in smart contracts and the ways in which traditional forms of financial-market exploitation are adapting to and penetrating blockchain economies.