Sourav Dey

Jose R Vazquez-Canteli, Sourav Dey, Gregor Henze et al.

Rapid urbanization, increasing integration of distributed renewable energy resources, energy storage, and electric vehicles introduce new challenges for the power grid. In the US, buildings represent about 70% of the total electricity demand and demand response has the potential for reducing peaks of electricity by about 20%. Unlocking this potential requires control systems that operate on distributed systems, ideally data-driven and model-free. For this, reinforcement learning (RL) algorithms have gained increased interest in the past years. However, research in RL for demand response has been lacking the level of standardization that propelled the enormous progress in RL research in the computer science community. To remedy this, we created CityLearn, an OpenAI Gym Environment which allows researchers to implement, share, replicate, and compare their implementations of RL for demand response. Here, we discuss this environment and The CityLearn Challenge, a RL competition we organized to propel further progress in this field.

Josue Ortega Caro, Yilong Ju, Ryan Pyle et al.

Adversarial Attacks are still a significant challenge for neural networks. Recent work has shown that adversarial perturbations typically contain high-frequency features, but the root cause of this phenomenon remains unknown. Inspired by theoretical work on linear full-width convolutional models, we hypothesize that the local (i.e. bounded-width) convolutional operations commonly used in current neural networks are implicitly biased to learn high frequency features, and that this is one of the root causes of high frequency adversarial examples. To test this hypothesis, we analyzed the impact of different choices of linear and nonlinear architectures on the implicit bias of the learned features and the adversarial perturbations, in both spatial and frequency domains. We find that the high-frequency adversarial perturbations are critically dependent on the convolution operation because the spatially-limited nature of local convolutions induces an implicit bias towards high frequency features. The explanation for the latter involves the Fourier Uncertainty Principle: a spatially-limited (local in the space domain) filter cannot also be frequency-limited (local in the frequency domain). Furthermore, using larger convolution kernel sizes or avoiding convolutions (e.g. by using Vision Transformers architecture) significantly reduces this high frequency bias, but not the overall susceptibility to attacks. Looking forward, our work strongly suggests that understanding and controlling the implicit bias of architectures will be essential for achieving adversarial robustness.

Bahareh Tolooshams, Sourav Dey, Demba Ba

We introduce a neural-network architecture, termed the constrained recurrent sparse autoencoder (CRsAE), that solves convolutional dictionary learning problems, thus establishing a link between dictionary learning and neural networks. Specifically, we leverage the interpretation of the alternating-minimization algorithm for dictionary learning as an approximate Expectation-Maximization algorithm to develop autoencoders that enable the simultaneous training of the dictionary and regularization parameter (ReLU bias). The forward pass of the encoder approximates the sufficient statistics of the E-step as the solution to a sparse coding problem, using an iterative proximal gradient algorithm called FISTA. The encoder can be interpreted either as a recurrent neural network or as a deep residual network, with two-sided ReLU non-linearities in both cases. The M-step is implemented via a two-stage back-propagation. The first stage relies on a linear decoder applied to the encoder and a norm-squared loss. It parallels the dictionary update step in dictionary learning. The second stage updates the regularization parameter by applying a loss function to the encoder that includes a prior on the parameter motivated by Bayesian statistics. We demonstrate in an image-denoising task that CRsAE learns Gabor-like filters, and that the EM-inspired approach for learning biases is superior to the conventional approach. In an application to recordings of electrical activity from the brain, we demonstrate that CRsAE learns realistic spike templates and speeds up the process of identifying spike times by 900x compared to algorithms based on convex optimization.

Bahareh Tolooshams, Sourav Dey, Demba Ba

Given a convolutional dictionary underlying a set of observed signals, can a carefully designed auto-encoder recover the dictionary in the presence of noise? We introduce an auto-encoder architecture, termed constrained recurrent sparse auto-encoder (CRsAE), that answers this question in the affirmative. Given an input signal and an approximate dictionary, the encoder finds a sparse approximation using FISTA. The decoder reconstructs the signal by applying the dictionary to the output of the encoder. The encoder and decoder in CRsAE parallel the sparse-coding and dictionary update steps in optimization-based alternating-minimization schemes for dictionary learning. As such, the parameters of the encoder and decoder are not independent, a constraint which we enforce for the first time. We derive the back-propagation algorithm for CRsAE. CRsAE is a framework for blind source separation that, only knowing the number of sources (dictionary elements), and assuming sparsely-many can overlap, is able to separate them. We demonstrate its utility in the context of spike sorting, a source separation problem in computational neuroscience. We demonstrate the ability of CRsAE to recover the underlying dictionary and characterize its sensitivity as a function of SNR.