2.3CYAug 30, 2023
Is the U.S. Legal System Ready for AI's Challenges to Human Values?Inyoung Cheong, Aylin Caliskan, Tadayoshi Kohno
Our interdisciplinary study investigates how effectively U.S. laws confront the challenges posed by Generative AI to human values. Through an analysis of diverse hypothetical scenarios crafted during an expert workshop, we have identified notable gaps and uncertainties within the existing legal framework regarding the protection of fundamental values, such as privacy, autonomy, dignity, diversity, equity, and physical/mental well-being. Constitutional and civil rights, it appears, may not provide sufficient protection against AI-generated discriminatory outputs. Furthermore, even if we exclude the liability shield provided by Section 230, proving causation for defamation and product liability claims is a challenging endeavor due to the intricate and opaque nature of AI systems. To address the unique and unforeseeable threats posed by Generative AI, we advocate for legal frameworks that evolve to recognize new threats and provide proactive, auditable guidelines to industry stakeholders. Addressing these issues requires deep interdisciplinary collaborations to identify harms, values, and mitigation strategies.
12.5AINov 18, 2023
Case Repositories: Towards Case-Based Reasoning for AI AlignmentK. J. Kevin Feng, Quan Ze Chen, Inyoung Cheong et al. · uw
Case studies commonly form the pedagogical backbone in law, ethics, and many other domains that face complex and ambiguous societal questions informed by human values. Similar complexities and ambiguities arise when we consider how AI should be aligned in practice: when faced with vast quantities of diverse (and sometimes conflicting) values from different individuals and communities, with whose values is AI to align, and how should AI do so? We propose a complementary approach to constitutional AI alignment, grounded in ideas from case-based reasoning (CBR), that focuses on the construction of policies through judgments on a set of cases. We present a process to assemble such a case repository by: 1) gathering a set of ``seed'' cases -- questions one may ask an AI system -- in a particular domain, 2) eliciting domain-specific key dimensions for cases through workshops with domain experts, 3) using LLMs to generate variations of cases not seen in the wild, and 4) engaging with the public to judge and improve cases. We then discuss how such a case repository could assist in AI alignment, both through directly acting as precedents to ground acceptable behaviors, and as a medium for individuals and communities to engage in moral reasoning around AI.
23.8CYFeb 2, 2024
(A)I Am Not a Lawyer, But...: Engaging Legal Experts towards Responsible LLM Policies for Legal AdviceInyoung Cheong, King Xia, K. J. Kevin Feng et al. · uw
Large language models (LLMs) are increasingly capable of providing users with advice in a wide range of professional domains, including legal advice. However, relying on LLMs for legal queries raises concerns due to the significant expertise required and the potential real-world consequences of the advice. To explore \textit{when} and \textit{why} LLMs should or should not provide advice to users, we conducted workshops with 20 legal experts using methods inspired by case-based reasoning. The provided realistic queries ("cases") allowed experts to examine granular, situation-specific concerns and overarching technical and legal constraints, producing a concrete set of contextual considerations for LLM developers. By synthesizing the factors that impacted LLM response appropriateness, we present a 4-dimension framework: (1) User attributes and behaviors, (2) Nature of queries, (3) AI capabilities, and (4) Social impacts. We share experts' recommendations for LLM response strategies, which center around helping users identify `right questions to ask' and relevant information rather than providing definitive legal judgments. Our findings reveal novel legal considerations, such as unauthorized practice of law, confidentiality, and liability for inaccurate advice, that have been overlooked in the literature. The case-based deliberation method enabled us to elicit fine-grained, practice-informed insights that surpass those from de-contextualized surveys or speculative principles. These findings underscore the applicability of our method for translating domain-specific professional knowledge and practices into policies that can guide LLM behavior in a more responsible direction.
16.4CLOct 30, 2024
LLMs as Research Tools: A Large Scale Survey of Researchers' Usage and PerceptionsZhehui Liao, Maria Antoniak, Inyoung Cheong et al.
The rise of large language models (LLMs) has led many researchers to consider their usage for scientific work. Some have found benefits using LLMs to augment or automate aspects of their research pipeline, while others have urged caution due to risks and ethical concerns. Yet little work has sought to quantify and characterize how researchers use LLMs and why. We present the first large-scale survey of 816 verified research article authors to understand how the research community leverages and perceives LLMs as research tools. We examine participants' self-reported LLM usage, finding that 81% of researchers have already incorporated LLMs into different aspects of their research workflow. We also find that traditionally disadvantaged groups in academia (non-White, junior, and non-native English speaking researchers) report higher LLM usage and perceived benefits, suggesting potential for improved research equity. However, women, non-binary, and senior researchers have greater ethical concerns, potentially hindering adoption.
Particip-AI: A Democratic Surveying Framework for Anticipating Future AI Use Cases, Harms and BenefitsJimin Mun, Liwei Jiang, Jenny Liang et al. · allen-ai, cmu
General purpose AI, such as ChatGPT, seems to have lowered the barriers for the public to use AI and harness its power. However, the governance and development of AI still remain in the hands of a few, and the pace of development is accelerating without a comprehensive assessment of risks. As a first step towards democratic risk assessment and design of general purpose AI, we introduce PARTICIP-AI, a carefully designed framework for laypeople to speculate and assess AI use cases and their impacts. Our framework allows us to study more nuanced and detailed public opinions on AI through collecting use cases, surfacing diverse harms through risk assessment under alternate scenarios (i.e., developing and not developing a use case), and illuminating tensions over AI development through making a concluding choice on its development. To showcase the promise of our framework towards informing democratic AI development, we run a medium-scale study with inputs from 295 demographically diverse participants. Our analyses show that participants' responses emphasize applications for personal life and society, contrasting with most current AI development's business focus. We also surface diverse set of envisioned harms such as distrust in AI and institutions, complementary to those defined by experts. Furthermore, we found that perceived impact of not developing use cases significantly predicted participants' judgements of whether AI use cases should be developed, and highlighted lay users' concerns of techno-solutionism. We conclude with a discussion on how frameworks like PARTICIP-AI can further guide democratic AI development and governance.
5.9CYJul 2, 2025
Penalizing Transparency? How AI Disclosure and Author Demographics Shape Human and AI Judgments About WritingInyoung Cheong, Alicia Guo, Mina Lee et al.
As AI integrates in various types of human writing, calls for transparency around AI assistance are growing. However, if transparency operates on uneven ground and certain identity groups bear a heavier cost for being honest, then the burden of openness becomes asymmetrical. This study investigates how AI disclosure statement affects perceptions of writing quality, and whether these effects vary by the author's race and gender. Through a large-scale controlled experiment, both human raters (n = 1,970) and LLM raters (n = 2,520) evaluated a single human-written news article while disclosure statements and author demographics were systematically varied. This approach reflects how both human and algorithmic decisions now influence access to opportunities (e.g., hiring, promotion) and social recognition (e.g., content recommendation algorithms). We find that both human and LLM raters consistently penalize disclosed AI use. However, only LLM raters exhibit demographic interaction effects: they favor articles attributed to women or Black authors when no disclosure is present. But these advantages disappear when AI assistance is revealed. These findings illuminate the complex relationships between AI disclosure and author identity, highlighting disparities between machine and human evaluation patterns.