Haolin Yang

Haolin Yang, Hakaze Cho, Yiqiao Zhong et al.

The unusual properties of in-context learning (ICL) have prompted investigations into the internal mechanisms of large language models. Prior work typically focuses on either special attention heads or task vectors at specific layers, but lacks a unified framework linking these components to the evolution of hidden states across layers that ultimately produce the model's output. In this paper, we propose such a framework for ICL in classification tasks by analyzing two geometric factors that govern performance: the separability and alignment of query hidden states. A fine-grained analysis of layer-wise dynamics reveals a striking two-stage mechanism: separability emerges in early layers, while alignment develops in later layers. Ablation studies further show that Previous Token Heads drive separability, while Induction Heads and task vectors enhance alignment. Our findings thus bridge the gap between attention heads and task vectors, offering a unified account of ICL's underlying mechanisms.

Haolin Yang, Hakaze Cho, Naoya Inoue

We investigate the mechanistic underpinnings of in-context learning (ICL) in large language models by reconciling two dominant perspectives: the component-level analysis of attention heads and the holistic decomposition of ICL into Task Recognition (TR) and Task Learning (TL). We propose a novel framework based on Task Subspace Logit Attribution (TSLA) to identify attention heads specialized in TR and TL, and demonstrate their distinct yet complementary roles. Through correlation analysis, ablation studies, and input perturbations, we show that the identified TR and TL heads independently and effectively capture the TR and TL components of ICL. Using steering experiments with geometric analysis of hidden states, we reveal that TR heads promote task recognition by aligning hidden states with the task subspace, while TL heads rotate hidden states within the subspace toward the correct label to facilitate prediction. We further show how previous findings on ICL mechanisms, including induction heads and task vectors, can be reconciled with our attention-head-level analysis of the TR-TL decomposition. Our framework thus provides a unified and interpretable account of how large language models execute ICL across diverse tasks and settings.

Hakaze Cho, Haolin Yang, Gouki Minegishi et al.

In-context Learning (ICL) is an emerging few-shot learning paradigm based on modern Language Models (LMs), yet its inner mechanism remains unclear. In this paper, we investigate the mechanism through a novel perspective of information removal. Specifically, we demonstrate that in the zero-shot scenario, LMs encode queries into non-selective representations in hidden states containing information for all possible tasks, leading to arbitrary outputs without focusing on the intended task, resulting in near-zero accuracy. Meanwhile, we find that selectively removing specific information from hidden states by a low-rank filter effectively steers LMs toward the intended task. Building on these findings, by measuring the hidden states on carefully designed metrics, we observe that few-shot ICL effectively simulates such task-oriented information removal processes, selectively removing the redundant information from entangled non-selective representations, and improving the output based on the demonstrations, which constitutes a key mechanism underlying ICL. Moreover, we identify essential attention heads inducing the removal operation, termed Denoising Heads, which enables the ablation experiments blocking the information removal operation from the inference, where the ICL accuracy significantly degrades, especially when the correct label is absent from the few-shot demonstrations, confirming both the critical role of the information removal mechanism and denoising heads.

Hao Yang, Tavan Eftekhar, Chad Esselink et al.

Everyday tasks are characterized by their varieties and variations, and frequently are not clearly specified to service agents. This paper presents a comprehensive approach to enable a service agent to deal with everyday tasks in open, uncontrolled environments. We introduce a generic structure for representing tasks, and another structure for representing situations. Based on the two newly introduced structures, we present a methodology of situation handling that avoids hard-coding domain rules while improving the scalability of real-world task planning systems.