Philip Resnik

Alexander Hoyle, Pranav Goel, Rupak Sarkar et al.

Recently, the relationship between automated and human evaluation of topic models has been called into question. Method developers have staked the efficacy of new topic model variants on automated measures, and their failure to approximate human preferences places these models on uncertain ground. Moreover, existing evaluation paradigms are often divorced from real-world use. Motivated by content analysis as a dominant real-world use case for topic modeling, we analyze two related aspects of topic models that affect their effectiveness and trustworthiness in practice for that purpose: the stability of their estimates and the extent to which the model's discovered categories align with human-determined categories in the data. We find that neural topic models fare worse in both respects compared to an established classical method. We take a step toward addressing both issues in tandem by demonstrating that a straightforward ensembling method can reliably outperform the members of the ensemble.

Sathvik Nair, Philip Resnik · berkeley

An important assumption that comes with using LLMs on psycholinguistic data has gone unverified. LLM-based predictions are based on subword tokenization, not decomposition of words into morphemes. Does that matter? We carefully test this by comparing surprisal estimates using orthographic, morphological, and BPE tokenization against reading time data. Our results replicate previous findings and provide evidence that in the aggregate, predictions using BPE tokenization do not suffer relative to morphological and orthographic segmentation. However, a finer-grained analysis points to potential issues with relying on BPE-based tokenization, as well as providing promising results involving morphologically-aware surprisal estimates and suggesting a new method for evaluating morphological prediction.

Carlos Aguirre, Mark Dredze, Philip Resnik

Stressors are related to depression, but this relationship is complex. We investigate the relationship between open-ended text responses about stressors and depressive symptoms across gender and racial/ethnic groups. First, we use topic models and other NLP tools to find thematic and vocabulary differences when reporting stressors across demographic groups. We train language models using self-reported stressors to predict depressive symptoms, finding a relationship between stressors and depression. Finally, we find that differences in stressors translate to downstream performance differences across demographic groups.

Chau Minh Pham, Alexander Hoyle, Simeng Sun et al.

Topic modeling is a well-established technique for exploring text corpora. Conventional topic models (e.g., LDA) represent topics as bags of words that often require "reading the tea leaves" to interpret; additionally, they offer users minimal control over the formatting and specificity of resulting topics. To tackle these issues, we introduce TopicGPT, a prompt-based framework that uses large language models (LLMs) to uncover latent topics in a text collection. TopicGPT produces topics that align better with human categorizations compared to competing methods: it achieves a harmonic mean purity of 0.74 against human-annotated Wikipedia topics compared to 0.64 for the strongest baseline. Its topics are also interpretable, dispensing with ambiguous bags of words in favor of topics with natural language labels and associated free-form descriptions. Moreover, the framework is highly adaptable, allowing users to specify constraints and modify topics without the need for model retraining. By streamlining access to high-quality and interpretable topics, TopicGPT represents a compelling, human-centered approach to topic modeling.

Alexander Hoyle, Lorena Calvo-Bartolomé, Jordan Boyd-Graber et al.

Topic model and document-clustering evaluations either use automated metrics that align poorly with human preferences or require expert labels that are intractable to scale. We design a scalable human evaluation protocol and a corresponding automated approximation that reflect practitioners' real-world usage of models. Annotators -- or an LLM-based proxy -- review text items assigned to a topic or cluster, infer a category for the group, then apply that category to other documents. Using this protocol, we collect extensive crowdworker annotations of outputs from a diverse set of topic models on two datasets. We then use these annotations to validate automated proxies, finding that the best LLM proxies are statistically indistinguishable from a human annotator and can therefore serve as a reasonable substitute in automated evaluations. Package, web interface, and data are at https://github.com/ahoho/proxann

Philip Resnik

Futrell and Mahowald claim LMs "serve as model systems", but an assessment at each of Marr's three levels suggests the claim is clearly not true at the implementation level, poorly motivated at the algorithmic-representational level, and problematic at the computational theory level. LMs are good candidates as tools; calling them cognitive models overstates the case and unnecessarily feeds LLM hype.

Rupak Sarkar, Bahareh Sarrafzadeh, Nirupama Chandrasekaran et al.

Human-LLM conversations are increasingly becoming more pervasive in peoples' professional and personal lives, yet many users still struggle to elicit helpful responses from LLM Chatbots. One of the reasons for this issue is users' lack of understanding in crafting effective prompts that accurately convey their information needs. Meanwhile, the existence of real-world conversational datasets on the one hand, and the text understanding faculties of LLMs on the other, present a unique opportunity to study this problem, and its potential solutions at scale. Thus, in this paper we present the first LLM-centric study of real human-AI chatbot conversations, focused on investigating aspects in which user queries fall short of expressing information needs, and the potential of using LLMs to rewrite suboptimal user prompts. Our findings demonstrate that rephrasing ineffective prompts can elicit better responses from a conversational system, while preserving the user's original intent. Notably, the performance of rewrites improves in longer conversations, where contextual inferences about user needs can be made more accurately. Additionally, we observe that LLMs often need to -- and inherently do -- make \emph{plausible} assumptions about a user's intentions and goals when interpreting prompts. Our findings largely hold true across conversational domains, user intents, and LLMs of varying sizes and families, indicating the promise of using prompt rewriting as a solution for better human-AI interactions.

Gowtham Premananth, Philip Resnik, Sonia Bansal et al.

Studies on schizophrenia assessments using deep learning typically treat it as a classification task to detect the presence or absence of the disorder, oversimplifying the condition and reducing its clinical applicability. This traditional approach overlooks the complexity of schizophrenia, limiting its practical value in healthcare settings. This study shifts the focus to individual symptom severity estimation using a multimodal approach that integrates speech, video, and text inputs. We develop unimodal models for each modality and a multimodal framework to improve accuracy and robustness. By capturing a more detailed symptom profile, this approach can help in enhancing diagnostic precision and support personalized treatment, offering a scalable and objective tool for mental health assessment.

Rupak Sarkar, Neha Srikanth, Taylor Hudson et al.

While it is commonly accepted that maintaining common ground plays a role in conversational success, little prior research exists connecting conversational grounding to success in task-oriented conversations. We study failures of grounding in the Ubuntu IRC dataset, where participants use text-only communication to resolve technical issues. We find that disruptions in conversational flow often stem from a misalignment in common ground, driven by a divergence in beliefs and assumptions held by participants. These disruptions, which we call conversational friction, significantly correlate with task success. We find that although LLMs can identify overt cases of conversational friction, they struggle with subtler and more context-dependent instances requiring pragmatic or domain-specific reasoning.

Joseph Gatto, Parker Seegmiller, Timothy Burdick et al.

Medical triage is the task of allocating medical resources and prioritizing patients based on medical need. This paper introduces the first large-scale public dataset for studying medical triage in the context of asynchronous outpatient portal messages. Our novel task formulation views patient message triage as a pairwise inference problem, where we train LLMs to choose `"which message is more medically urgent" in a head-to-head tournament-style re-sort of a physician's inbox. Our novel benchmark PMR-Bench contains 1569 unique messages and 2,000+ high-quality test pairs for pairwise medical urgency assessment alongside a scalable training data generation pipeline. PMR-Bench includes samples that contain both unstructured patient-written messages alongside real electronic health record (EHR) data, emulating a real-world medical triage scenario. We develop a novel automated data annotation strategy to provide LLMs with in-domain guidance on this task. The resulting data is used to train two model classes, UrgentReward and UrgentSFT, leveraging Bradley-Terry and next token prediction objective, respectively to perform pairwise urgency classification. We find that UrgentSFT achieves top performance on PMR-Bench, with UrgentReward showing distinct advantages in low-resource settings. For example, UrgentSFT-8B and UrgentReward-8B provide a 15- and 16-point boost, respectively, on inbox sorting metrics over off-the-shelf 8B models. Paper resources can be found at https://tinyurl.com/Patient-Message-Triage

Philip Resnik

This position paper's primary goal is to provoke thoughtful discussion about the relationship between bias and fundamental properties of large language models. I do this by seeking to convince the reader that harmful biases are an inevitable consequence arising from the design of any large language model as LLMs are currently formulated. To the extent that this is true, it suggests that the problem of harmful bias cannot be properly addressed without a serious reconsideration of AI driven by LLMs, going back to the foundational assumptions underlying their design.

Sander Schulhoff, Michael Ilie, Nishant Balepur et al.

Generative Artificial Intelligence (GenAI) systems are increasingly being deployed across diverse industries and research domains. Developers and end-users interact with these systems through the use of prompting and prompt engineering. Although prompt engineering is a widely adopted and extensively researched area, it suffers from conflicting terminology and a fragmented ontological understanding of what constitutes an effective prompt due to its relatively recent emergence. We establish a structured understanding of prompt engineering by assembling a taxonomy of prompting techniques and analyzing their applications. We present a detailed vocabulary of 33 vocabulary terms, a taxonomy of 58 LLM prompting techniques, and 40 techniques for other modalities. Additionally, we provide best practices and guidelines for prompt engineering, including advice for prompting state-of-the-art (SOTA) LLMs such as ChatGPT. We further present a meta-analysis of the entire literature on natural language prefix-prompting. As a culmination of these efforts, this paper presents the most comprehensive survey on prompt engineering to date.

Alexander Hoyle, Rupak Sarkar, Pranav Goel et al.

When people interpret text, they rely on inferences that go beyond the observed language itself. Inspired by this observation, we introduce a method for the analysis of text that takes implicitly communicated content explicitly into account. We use a large language model to produce sets of propositions that are inferentially related to the text that has been observed, then validate the plausibility of the generated content via human judgments. Incorporating these explicit representations of implicit content proves useful in multiple problem settings that involve the human interpretation of utterances: assessing the similarity of arguments, making sense of a body of opinion data, and modeling legislative behavior. Our results suggest that modeling the meanings behind observed language, rather than the literal text alone, is a valuable direction for NLP and particularly its applications to social science.

Alexander Hoyle, Pranav Goel, Denis Peskov et al.

Topic model evaluation, like evaluation of other unsupervised methods, can be contentious. However, the field has coalesced around automated estimates of topic coherence, which rely on the frequency of word co-occurrences in a reference corpus. Contemporary neural topic models surpass classical ones according to these metrics. At the same time, topic model evaluation suffers from a validation gap: automated coherence, developed for classical models, has not been validated using human experimentation for neural models. In addition, a meta-analysis of topic modeling literature reveals a substantial standardization gap in automated topic modeling benchmarks. To address the validation gap, we compare automated coherence with the two most widely accepted human judgment tasks: topic rating and word intrusion. To address the standardization gap, we systematically evaluate a dominant classical model and two state-of-the-art neural models on two commonly used datasets. Automated evaluations declare a winning model when corresponding human evaluations do not, calling into question the validity of fully automatic evaluations independent of human judgments.

Han-Chin Shing, Chaitanya Shivade, Nima Pourdamghani et al.

The records of a clinical encounter can be extensive and complex, thus placing a premium on tools that can extract and summarize relevant information. This paper introduces the task of generating discharge summaries for a clinical encounter. Summaries in this setting need to be faithful, traceable, and scale to multiple long documents, motivating the use of extract-then-abstract summarization cascades. We introduce two new measures, faithfulness and hallucination rate for evaluation in this task, which complement existing measures for fluency and informativeness. Results across seven medical sections and five models show that a summarization architecture that supports traceability yields promising results, and that a sentence-rewriting approach performs consistently on the measure used for faithfulness (faithfulness-adjusted $F_3$) over a diverse range of generated sections.

Alexander Hoyle, Pranav Goel, Philip Resnik

Topic models are often used to identify human-interpretable topics to help make sense of large document collections. We use knowledge distillation to combine the best attributes of probabilistic topic models and pretrained transformers. Our modular method can be straightforwardly applied with any neural topic model to improve topic quality, which we demonstrate using two models having disparate architectures, obtaining state-of-the-art topic coherence. We show that our adaptable framework not only improves performance in the aggregate over all estimated topics, as is commonly reported, but also in head-to-head comparisons of aligned topics.

Han-Chin Shing, Guoli Wang, Philip Resnik

The vast majority of research in computer assisted medical coding focuses on coding at the document level, but a substantial proportion of medical coding in the real world involves coding at the level of clinical encounters, each of which is typically represented by a potentially large set of documents. We introduce encounter-level document attention networks, which use hierarchical attention to explicitly take the hierarchical structure of encounter documentation into account. Experimental evaluation demonstrates improvements in coding accuracy as well as facilitation of human reviewers in their ability to identify which documents within an encounter play a role in determining the encounter level codes.

Allyson Ettinger, Ahmed Elgohary, Colin Phillips et al.

An important component of achieving language understanding is mastering the composition of sentence meaning, but an immediate challenge to solving this problem is the opacity of sentence vector representations produced by current neural sentence composition models. We present a method to address this challenge, developing tasks that directly target compositional meaning information in sentence vector representations with a high degree of precision and control. To enable the creation of these controlled tasks, we introduce a specialized sentence generation system that produces large, annotated sentence sets meeting specified syntactic, semantic and lexical constraints. We describe the details of the method and generation system, and then present results of experiments applying our method to probe for compositional information in embeddings from a number of existing sentence composition models. We find that the method is able to extract useful information about the differing capacities of these models, and we discuss the implications of our results with respect to these systems' capturing of sentence information. We make available for public use the datasets used for these experiments, as well as the generation system.

Sudha Rao, Yogarshi Vyas, Hal Daume et al.

We develop a novel technique to parse English sentences into Abstract Meaning Representation (AMR) using SEARN, a Learning to Search approach, by modeling the concept and the relation learning in a unified framework. We evaluate our parser on multiple datasets from varied domains and show an absolute improvement of 2% to 6% over the state-of-the-art. Additionally we show that using the most frequent concept gives us a baseline that is stronger than the state-of-the-art for concept prediction. We plan to release our parser for public use.