Qianyu Wang

Yue Wang, Qizhou Wang, Zizhuo Zhang et al.

Preference optimization (PO) is indispensable for large language models (LLMs), with methods such as direct preference optimization (DPO) and proximal policy optimization (PPO) achieving great success. A common belief is that DPO is supervised learning while PPO is reinforcement learning, yet deeper analyses for the reasons underlying these differences remain lacking. To fill this gap, we analyze their optimization dynamics, revealing distinct algorithmic behaviors and comprehending their underlying causes. First, we examine the target directions of gradient-based updates and find that DPO follows stable targets, whereas PPO follows dynamic targets that balance exploration and exploitation, thus validating the common belief from a new perspective. Second, we examine the roles of positive learning, negative learning, and loss reweighting, which are three key components in PO methods. Our analyses reveal that these components play fairly different roles. In DPO, positive and negative learning jointly shape the learning targets meanwhile mutually offset each other. However, loss reweighting in DPO acts less as a reward signal but more as a regularizer to mitigate overfitting. In PPO, negative learning primarily supports exploration rather than determining the targets. Meanwhile, loss reweighting, related to absolute values of token-level advantages, indicates the distinct roles of token groups in updating targets. Given these findings, we conduct carefully designed ablation studies to further examine how controlling these dynamics impacts optimization efficiency and practical performance. The insights gained from our analyses not only deepen the understanding of PO methods but also inspire the development of more preference-aligned LLMs.

Zizhuo Zhang, Qizhou Wang, Shanshan Ye et al.

Large language model (LLM) alignment is typically achieved through learning from human preference comparisons, making the quality of preference data critical to its success. Existing studies often pre-process raw training datasets to identify valuable preference pairs using external reward models or off-the-shelf LLMs, achieving improved overall performance but rarely examining whether individual, selected data point is genuinely beneficial. We assess data quality through individual influence on validation data using our newly proposed truncated influence function (TIF), which mitigates the over-scoring present in traditional measures and reveals that preference data quality is inherently a property of the model. In other words, a data pair that benefits one model may harm another. This leaves the need to improve the preference data selection approaches to be adapting to specific models. To this end, we introduce two candidate scoring functions (SFs) that are computationally simpler than TIF and positively correlated with it. They are also model dependent and can serve as potential indicators of individual data quality for preference data selection. Furthermore, we observe that these SFs inherently exhibit errors when compared to TIF. To this end, we combine them to offset their diverse error sources, resulting in a simple yet effective data selection rule that enables the models to achieve a more precise selection of valuable preference data. We conduct experiments across diverse alignment benchmarks and various LLM families, with results demonstrating that better alignment performance can be achieved using less data, showing the generality of our findings and new methods.