Chao-Han Huck Yang

Chen Chen, Yuchen Hu, Chao-Han Huck Yang et al. · gatech

Advancements in deep neural networks have allowed automatic speech recognition (ASR) systems to attain human parity on several publicly available clean speech datasets. However, even state-of-the-art ASR systems experience performance degradation when confronted with adverse conditions, as a well-trained acoustic model is sensitive to variations in the speech domain, e.g., background noise. Intuitively, humans address this issue by relying on their linguistic knowledge: the meaning of ambiguous spoken terms is usually inferred from contextual cues thereby reducing the dependency on the auditory system. Inspired by this observation, we introduce the first open-source benchmark to utilize external large language models (LLMs) for ASR error correction, where N-best decoding hypotheses provide informative elements for true transcription prediction. This approach is a paradigm shift from the traditional language model rescoring strategy that can only select one candidate hypothesis as the output transcription. The proposed benchmark contains a novel dataset, HyPoradise (HP), encompassing more than 334,000 pairs of N-best hypotheses and corresponding accurate transcriptions across prevalent speech domains. Given this dataset, we examine three types of error correction techniques based on LLMs with varying amounts of labeled hypotheses-transcription pairs, which gains a significant word error rate (WER) reduction. Experimental evidence demonstrates the proposed technique achieves a breakthrough by surpassing the upper bound of traditional re-ranking based methods. More surprisingly, LLM with reasonable prompt and its generative capability can even correct those tokens that are missing in N-best list. We make our results publicly accessible for reproducible pipelines with released pre-trained models, thus providing a new evaluation paradigm for ASR error correction with LLMs.

Chao-Han Huck Yang, I-Fan Chen, Andreas Stolcke et al. · gatech

Differential privacy (DP) is one data protection avenue to safeguard user information used for training deep models by imposing noisy distortion on privacy data. Such a noise perturbation often results in a severe performance degradation in automatic speech recognition (ASR) in order to meet a privacy budget $\varepsilon$. Private aggregation of teacher ensemble (PATE) utilizes ensemble probabilities to improve ASR accuracy when dealing with the noise effects controlled by small values of $\varepsilon$. We extend PATE learning to work with dynamic patterns, namely speech utterances, and perform a first experimental demonstration that it prevents acoustic data leakage in ASR training. We evaluate three end-to-end deep models, including LAS, hybrid CTC/attention, and RNN transducer, on the open-source LibriSpeech and TIMIT corpora. PATE learning-enhanced ASR models outperform the benchmark DP-SGD mechanisms, especially under strict DP budgets, giving relative word error rate reductions between 26.2% and 27.5% for an RNN transducer model evaluated with LibriSpeech. We also introduce a DP-preserving ASR solution for pretraining on public speech corpora.

Srijith Radhakrishnan, Chao-Han Huck Yang, Sumeer Ahmad Khan et al.

We introduce a new cross-modal fusion technique designed for generative error correction in automatic speech recognition (ASR). Our methodology leverages both acoustic information and external linguistic representations to generate accurate speech transcription contexts. This marks a step towards a fresh paradigm in generative error correction within the realm of n-best hypotheses. Unlike the existing ranking-based rescoring methods, our approach adeptly uses distinct initialization techniques and parameter-efficient algorithms to boost ASR performance derived from pre-trained speech and text models. Through evaluation across diverse ASR datasets, we evaluate the stability and reproducibility of our fusion technique, demonstrating its improved word error rate relative (WERR) performance in comparison to n-best hypotheses by relatively 37.66%. To encourage future research, we have made our code and pre-trained models open source at https://github.com/Srijith-rkr/Whispering-LLaMA.

Chao-Han Huck Yang, Yile Gu, Yi-Chieh Liu et al. · nvidia

We explore the ability of large language models (LLMs) to act as speech recognition post-processors that perform rescoring and error correction. Our first focus is on instruction prompting to let LLMs perform these task without fine-tuning, for which we evaluate different prompting schemes, both zero- and few-shot in-context learning, and a novel task activation prompting method that combines causal instructions and demonstration to increase its context windows. Next, we show that rescoring only by in-context learning with frozen LLMs achieves results that are competitive with rescoring by domain-tuned LMs, using a pretrained first-pass recognition system and rescoring output on two out-of-domain tasks (ATIS and WSJ). By combining prompting techniques with fine-tuning we achieve error rates below the N-best oracle level, showcasing the generalization power of the LLMs.

Sreyan Ghosh, Arushi Goel, Kaousheik Jayakumar et al.

We present Audio Flamingo Next (AF-Next), the next-generation and most capable large audio-language model in the Audio Flamingo series, designed to advance understanding and reasoning over speech, environmental sounds and music. Compared to Audio Flamingo 3, AF-Next introduces: (i) a stronger foundational audio-language model that significantly improves accuracy across diverse audio understanding tasks; (ii) scalable strategies for constructing large-scale audio understanding and reasoning data beyond existing academic benchmarks; (iii) support for long and complex audio inputs up to 30 minutes; and (iv) Temporal Audio Chain-of-Thought, a new reasoning paradigm that explicitly grounds intermediate reasoning steps to timestamps in long audio, enabling fine-grained temporal alignment and improved interpretability. To enable these capabilities, we first conduct a systematic analysis of Audio Flamingo 3 to identify key gaps in audio understanding and reasoning. We then curate and scale new large-scale datasets totaling over 1 million hours to address these limitations and expand the existing AudioSkills-XL, LongAudio-XL, AF-Think and AF-Chat datasets. AF-Next is trained using a curriculum-based strategy spanning pre-training, mid-training and post-training stages. Extensive experiments across 20 audio understanding and reasoning benchmarks, including challenging long-audio tasks, show that AF-Next outperforms similarly sized open models by large margins and remains highly competitive with and sometimes surpasses, much larger open-weight and closed models. Beyond benchmark performance, AF-Next exhibits strong real-world utility and transfers well to unseen tasks, highlighting its robustness and generalization ability. In addition to all data, code and methods, we open-source 3 variants of AF-Next, including AF-Next-Instruct, AF-Next-Think and AF-Next-Captioner.

Chao-Han Huck Yang, Bo Li, Yu Zhang et al. · nvidia

In this work, we propose a new parameter-efficient learning framework based on neural model reprogramming for cross-lingual speech recognition, which can \textbf{re-purpose} well-trained English automatic speech recognition (ASR) models to recognize the other languages. We design different auxiliary neural architectures focusing on learnable pre-trained feature enhancement that, for the first time, empowers model reprogramming on ASR. Specifically, we investigate how to select trainable components (i.e., encoder) of a conformer-based RNN-Transducer, as a frozen pre-trained backbone. Experiments on a seven-language multilingual LibriSpeech speech (MLS) task show that model reprogramming only requires 4.2% (11M out of 270M) to 6.8% (45M out of 660M) of its original trainable parameters from a full ASR model to perform competitive results in a range of 11.9% to 8.1% WER averaged across different languages. In addition, we discover different setups to make large-scale pre-trained ASR succeed in both monolingual and multilingual speech recognition. Our methods outperform existing ASR tuning architectures and their extension with self-supervised losses (e.g., w2v-bert) in terms of lower WER and better training efficiency.

Pin-Jui Ku, Chao-Han Huck Yang, Sabato Marco Siniscalchi et al. · gatech

We propose a multi-dimensional structured state space (S4) approach to speech enhancement. To better capture the spectral dependencies across the frequency axis, we focus on modifying the multi-dimensional S4 layer with whitening transformation to build new small-footprint models that also achieve good performance. We explore several S4-based deep architectures in time (T) and time-frequency (TF) domains. The 2-D S4 layer can be considered a particular convolutional layer with an infinite receptive field although it utilizes fewer parameters than a conventional convolutional layer. Evaluated on the VoiceBank-DEMAND data set, when compared with the conventional U-net model based on convolutional layers, the proposed TF-domain S4-based model is 78.6% smaller in size, yet it still achieves competitive results with a PESQ score of 3.15 with data augmentation. By increasing the model size, we can even reach a PESQ score of 3.18.

Jun Qi, Chao-Han Huck Yang, Pin-Yu Chen et al. · nvidia

The noisy intermediate-scale quantum (NISQ) devices enable the implementation of the variational quantum circuit (VQC) for quantum neural networks (QNN). Although the VQC-based QNN has succeeded in many machine learning tasks, the representation and generalization powers of VQC still require further investigation, particularly when the dimensionality of classical inputs is concerned. In this work, we first put forth an end-to-end quantum neural network, TTN-VQC, which consists of a quantum tensor network based on a tensor-train network (TTN) for dimensionality reduction and a VQC for functional regression. Then, we aim at the error performance analysis for the TTN-VQC in terms of representation and generalization powers. We also characterize the optimization properties of TTN-VQC by leveraging the Polyak-Lojasiewicz (PL) condition. Moreover, we conduct the experiments of functional regression on a handwritten digit classification dataset to justify our theoretical analysis.

Chao-Han Huck Yang, Taejin Park, Yuan Gong et al. · gatech

Given recent advances in generative AI technology, a key question is how large language models (LLMs) can enhance acoustic modeling tasks using text decoding results from a frozen, pretrained automatic speech recognition (ASR) model. To explore new capabilities in language modeling for speech processing, we introduce the generative speech transcription error correction (GenSEC) challenge. This challenge comprises three post-ASR language modeling tasks: (i) post-ASR transcription correction, (ii) speaker tagging, and (iii) emotion recognition. These tasks aim to emulate future LLM-based agents handling voice-based interfaces while remaining accessible to a broad audience by utilizing open pretrained language models or agent-based APIs. We also discuss insights from baseline evaluations, as well as lessons learned for designing future evaluations.

Chao-Han Huck Yang, Bo Li, Yu Zhang et al. · gatech, nvidia

We propose a quantum kernel learning (QKL) framework to address the inherent data sparsity issues often encountered in training large-scare acoustic models in low-resource scenarios. We project acoustic features based on classical-to-quantum feature encoding. Different from existing quantum convolution techniques, we utilize QKL with features in the quantum space to design kernel-based classifiers. Experimental results on challenging spoken command recognition tasks for a few low-resource languages, such as Arabic, Georgian, Chuvash, and Lithuanian, show that the proposed QKL-based hybrid approach attains good improvements over existing classical and quantum solutions.

Jhih-Cing Huang, Yu-Lin Tsai, Chao-Han Huck Yang et al. · nvidia

Recently, quantum classifiers have been found to be vulnerable to adversarial attacks, in which quantum classifiers are deceived by imperceptible noises, leading to misclassification. In this paper, we propose the first theoretical study demonstrating that adding quantum random rotation noise can improve robustness in quantum classifiers against adversarial attacks. We link the definition of differential privacy and show that the quantum classifier trained with the natural presence of additive noise is differentially private. Finally, we derive a certified robustness bound to enable quantum classifiers to defend against adversarial examples, supported by experimental results simulated with noises from IBM's 7-qubits device.

Jia-Hong Huang, Chao-Han Huck Yang, Pin-Yu Chen et al. · nvidia

The goal of video summarization is to automatically shorten videos such that it conveys the overall story without losing relevant information. In many application scenarios, improper video summarization can have a large impact. For example in forensics, the quality of the generated video summary will affect an investigator's judgment while in journalism it might yield undesired bias. Because of this, modeling explainability is a key concern. One of the best ways to address the explainability challenge is to uncover the causal relations that steer the process and lead to the result. Current machine learning-based video summarization algorithms learn optimal parameters but do not uncover causal relationships. Hence, they suffer from a relative lack of explainability. In this work, a Causal Explainer, dubbed Causalainer, is proposed to address this issue. Multiple meaningful random variables and their joint distributions are introduced to characterize the behaviors of key components in the problem of video summarization. In addition, helper distributions are introduced to enhance the effectiveness of model training. In visual-textual input scenarios, the extra input can decrease the model performance. A causal semantics extractor is designed to tackle this issue by effectively distilling the mutual information from the visual and textual inputs. Experimental results on commonly used benchmarks demonstrate that the proposed method achieves state-of-the-art performance while being more explainable.

Chao-Han Huck Yang, Jun Qi, Sabato Marco Siniscalchi et al. · gatech, nvidia

We propose an ensemble learning framework with Poisson sub-sampling to effectively train a collection of teacher models to issue some differential privacy (DP) guarantee for training data. Through boosting under DP, a student model derived from the training data suffers little model degradation from the models trained with no privacy protection. Our proposed solution leverages upon two mechanisms, namely: (i) a privacy budget amplification via Poisson sub-sampling to train a target prediction model that requires less noise to achieve a same level of privacy budget, and (ii) a combination of the sub-sampling technique and an ensemble teacher-student learning framework that introduces DP-preserving noise at the output of the teacher models and transfers DP-preserving properties via noisy labels. Privacy-preserving student models are then trained with the noisy labels to learn the knowledge with DP-protection from the teacher model ensemble. Experimental evidences on spoken command recognition and continuous speech recognition of Mandarin speech show that our proposed framework greatly outperforms existing DP-preserving algorithms in both speech processing tasks.

Qing Wang, Jun Du, Siyuan Zheng et al. · gatech, nvidia

In this paper, we propose two techniques, namely joint modeling and data augmentation, to improve system performances for audio-visual scene classification (AVSC). We employ pre-trained networks trained only on image data sets to extract video embedding; whereas for audio embedding models, we decide to train them from scratch. We explore different neural network architectures for joint modeling to effectively combine the video and audio modalities. Moreover, data augmentation strategies are investigated to increase audio-visual training set size. For the video modality the effectiveness of several operations in RandAugment is verified. An audio-video joint mixup scheme is proposed to further improve AVSC performances. Evaluated on the development set of TAU Urban Audio Visual Scenes 2021, our final system can achieve the best accuracy of 94.2% among all single AVSC systems submitted to DCASE 2021 Task 1b.

Jia-Hong Huang, Chao-Han Huck Yang, Pin-Yu Chen et al. · nvidia

Recently, video summarization has been proposed as a method to help video exploration. However, traditional video summarization models only generate a fixed video summary which is usually independent of user-specific needs and hence limits the effectiveness of video exploration. Multi-modal video summarization is one of the approaches utilized to address this issue. Multi-modal video summarization has a video input and a text-based query input. Hence, effective modeling of the interaction between a video input and text-based query is essential to multi-modal video summarization. In this work, a new causality-based method named Causal Video Summarizer (CVS) is proposed to effectively capture the interactive information between the video and query to tackle the task of multi-modal video summarization. The proposed method consists of a probabilistic encoder and a probabilistic decoder. Based on the evaluation of the existing multi-modal video summarization dataset, experimental results show that the proposed approach is effective with the increase of +5.4% in accuracy and +4.92% increase of F 1- score, compared with the state-of-the-art method.

Siyin Wang, Chao-Han Huck Yang, Ji Wu et al. · nvidia

This paper investigates the in-context learning abilities of the Whisper automatic speech recognition (ASR) models released by OpenAI. A novel speech-based in-context learning (SICL) approach is proposed for test-time adaptation, which can reduce the word error rates (WERs) with only a small number of labelled speech samples without gradient descent. Language-level adaptation experiments using Chinese dialects showed that when applying SICL to isolated word ASR, consistent and considerable relative WER reductions can be achieved using Whisper models of any size on two dialects, which is on average 32.3%. A k-nearest-neighbours-based in-context example selection technique can be applied to further improve the efficiency of SICL, which can increase the average relative WER reduction to 36.4%. The findings are verified using speaker adaptation or continuous speech recognition tasks, and both achieved considerable relative WER reductions. Detailed quantitative analyses are also provided to shed light on SICL's adaptability to phonological variances and dialect-specific lexical nuances.

Jia-Hong Huang, Chao-Han Huck Yang, Pin-Yu Chen et al. · nvidia

The aim of video summarization is to shorten videos automatically while retaining the key information necessary to convey the overall story. Video summarization methods mainly rely on visual factors, such as visual consecutiveness and diversity, which may not be sufficient to fully understand the content of the video. There are other non-visual factors, such as interestingness, representativeness, and storyline consistency that should also be considered for generating high-quality video summaries. Current methods do not adequately take into account these non-visual factors, resulting in suboptimal performance. In this work, a new approach to video summarization is proposed based on insights gained from how humans create ground truth video summaries. The method utilizes a conditional modeling perspective and introduces multiple meaningful random variables and joint distributions to characterize the key components of video summarization. Helper distributions are employed to improve the training of the model. A conditional attention module is designed to mitigate potential performance degradation in the presence of multi-modal input. The proposed video summarization method incorporates the above innovative design choices that aim to narrow the gap between human-generated and machine-generated video summaries. Extensive experiments show that the proposed approach outperforms existing methods and achieves state-of-the-art performance on commonly used video summarization datasets.

Chen Chen, Yuchen Hu, Chao-Han Huck Yang et al. · gatech

Code-switching (CS) speech refers to the phenomenon of mixing two or more languages within the same sentence. Despite the recent advances in automatic speech recognition (ASR), CS-ASR is still a challenging task ought to the grammatical structure complexity of the phenomenon and the data scarcity of specific training corpus. In this work, we propose to leverage large language models (LLMs) and lists of hypotheses generated by an ASR to address the CS problem. Specifically, we first employ multiple well-trained ASR models for N-best hypotheses generation, with the aim of increasing the diverse and informative elements in the set of hypotheses. Next, we utilize the LLMs to learn the hypotheses-to-transcription (H2T) mapping by adding a trainable low-rank adapter. Such a generative error correction (GER) method directly predicts the accurate transcription according to its expert linguistic knowledge and N-best hypotheses, resulting in a paradigm shift from the traditional language model rescoring or error correction techniques. Experimental evidence demonstrates that GER significantly enhances CS-ASR accuracy, in terms of reduced mixed error rate (MER). Furthermore, LLMs show remarkable data efficiency for H2T learning, providing a potential solution to the data scarcity problem of CS-ASR in low-resource languages.

Yun-Ning Hung, Chao-Han Huck Yang, Pin-Yu Chen et al. · nvidia

Transfer learning (TL) approaches have shown promising results when handling tasks with limited training data. However, considerable memory and computational resources are often required for fine-tuning pre-trained neural networks with target domain data. In this work, we introduce a novel method for leveraging pre-trained models for low-resource (music) classification based on the concept of Neural Model Reprogramming (NMR). NMR aims at re-purposing a pre-trained model from a source domain to a target domain by modifying the input of a frozen pre-trained model. In addition to the known, input-independent, reprogramming method, we propose an advanced reprogramming paradigm: Input-dependent NMR, to increase adaptability to complex input data such as musical audio. Experimental results suggest that a neural model pre-trained on large-scale datasets can successfully perform music genre classification by using this reprogramming method. The two proposed Input-dependent NMR TL methods outperform fine-tuning-based TL methods on a small genre classification dataset.

Jun Qi, Chao-Han Huck Yang, Pin-Yu Chen et al. · nvidia

This work focuses on designing low complexity hybrid tensor networks by considering trade-offs between the model complexity and practical performance. Firstly, we exploit a low-rank tensor-train deep neural network (TT-DNN) to build an end-to-end deep learning pipeline, namely LR-TT-DNN. Secondly, a hybrid model combining LR-TT-DNN with a convolutional neural network (CNN), which is denoted as CNN+(LR-TT-DNN), is set up to boost the performance. Instead of randomly assigning large TT-ranks for TT-DNN, we leverage Riemannian gradient descent to determine a TT-DNN associated with small TT-ranks. Furthermore, CNN+(LR-TT-DNN) consists of convolutional layers at the bottom for feature extraction and several TT layers at the top to solve regression and classification problems. We separately assess the LR-TT-DNN and CNN+(LR-TT-DNN) models on speech enhancement and spoken command recognition tasks. Our empirical evidence demonstrates that the LR-TT-DNN and CNN+(LR-TT-DNN) models with fewer model parameters can outperform the TT-DNN and CNN+(TT-DNN) counterparts.

Yu Yu, Chao-Han Huck Yang, Jari Kolehmainen et al.

We propose a neural language modeling system based on low-rank adaptation (LoRA) for speech recognition output rescoring. Although pretrained language models (LMs) like BERT have shown superior performance in second-pass rescoring, the high computational cost of scaling up the pretraining stage and adapting the pretrained models to specific domains limit their practical use in rescoring. Here we present a method based on low-rank decomposition to train a rescoring BERT model and adapt it to new domains using only a fraction (0.08%) of the pretrained parameters. These inserted matrices are optimized through a discriminative training objective along with a correlation-based regularization loss. The proposed low-rank adaptation Rescore-BERT (LoRB) architecture is evaluated on LibriSpeech and internal datasets with decreased training times by factors between 5.4 and 3.6.

Zih-Ching Chen, Chao-Han Huck Yang, Bo Li et al.

In this work, we introduce a "score-based assessment" framework for estimating the transferability of pre-trained speech models (PSMs) for fine-tuning target tasks. We leverage upon two representation theories, Bayesian likelihood estimation and optimal transport, to generate rank scores for the PSM candidates using the extracted representations. Our framework efficiently computes transferability scores without actual fine-tuning of candidate models or layers by making a temporal independent hypothesis. We evaluate some popular supervised speech models (e.g., Conformer RNN-Transducer) and self-supervised speech models (e.g., HuBERT) in cross-layer and cross-model settings using public data. Experimental results show a high Spearman's rank correlation and low $p$-value between our estimation framework and fine-tuning ground truth. Our proposed transferability framework requires less computational time and resources, making it a resource-saving and time-efficient approach for tuning speech foundation models.

Tsun-An Hsieh, Chao-Han Huck Yang, Pin-Yu Chen et al. · gatech, nvidia

This study addresses the speech enhancement (SE) task within the causal inference paradigm by modeling the noise presence as an intervention. Based on the potential outcome framework, the proposed causal inference-based speech enhancement (CISE) separates clean and noisy frames in an intervened noisy speech using a noise detector and assigns both sets of frames to two mask-based enhancement modules (EMs) to perform noise-conditional SE. Specifically, we use the presence of noise as guidance for EM selection during training, and the noise detector selects the enhancement module according to the prediction of the presence of noise for each frame. Moreover, we derived a SE-specific average treatment effect to quantify the causal effect adequately. Experimental evidence demonstrates that CISE outperforms a non-causal mask-based SE approach in the studied settings and has better performance and efficiency than more complex SE models.

Chao-Han Huck Yang, I-Te Danny Hung, Yi-Chieh Liu et al. · nvidia

Current top-notch deep learning (DL) based vision models are primarily based on exploring and exploiting the inherent correlations between training data samples and their associated labels. However, a known practical challenge is their degraded performance against "noisy" data, induced by different circumstances such as spurious correlations, irrelevant contexts, domain shift, and adversarial attacks. In this work, we incorporate this binary information of "existence of noise" as treatment into image classification tasks to improve prediction accuracy by jointly estimating their treatment effects. Motivated from causal variational inference, we propose a transformer-based architecture, Treatment Learning Causal Transformer (TLT), that uses a latent generative model to estimate robust feature representations from current observational input for noise image classification. Depending on the estimated noise level (modeled as a binary treatment factor), TLT assigns the corresponding inference network trained by the designed causal loss for prediction. We also create new noisy image datasets incorporating a wide range of noise factors (e.g., object masking, style transfer, and adversarial perturbation) for performance benchmarking. The superior performance of TLT in noisy image classification is further validated by several refutation evaluation metrics. As a by-product, TLT also improves visual salience methods for perceiving noisy images.

Shikhar Bharadwaj, Chin-Jou Li, Yoonjae Kim et al.

Phone recognition (PR) serves as the atomic interface for language-agnostic modeling for cross-lingual speech processing and phonetic analysis. Despite prolonged efforts in developing PR systems, current evaluations only measure surface-level transcription accuracy. We introduce PRiSM, the first open-source benchmark designed to expose blind spots in phonetic perception through intrinsic and extrinsic evaluation of PR systems. PRiSM standardizes transcription-based evaluation and assesses downstream utility in clinical, educational, and multilingual settings with transcription and representation probes. We find that diverse language exposure during training is key to PR performance, encoder-CTC models are the most stable, and specialized PR models still outperform Large Audio Language Models. PRiSM releases code, recipes, and datasets to move the field toward multilingual speech models with robust phonetic ability: https://github.com/changelinglab/prism.

Ke-Han Lu, Zhehuai Chen, Szu-Wei Fu et al.

Recent end-to-end speech language models (SLMs) have expanded upon the capabilities of large language models (LLMs) by incorporating pre-trained speech models. However, these SLMs often undergo extensive speech instruction-tuning to bridge the gap between speech and text modalities. This requires significant annotation efforts and risks catastrophic forgetting of the original language capabilities. In this work, we present a simple yet effective automatic process for creating speech-text pair data that carefully injects speech paralinguistic understanding abilities into SLMs while preserving the inherent language capabilities of the text-based LLM. Our model demonstrates general capabilities for speech-related tasks without the need for speech instruction-tuning data, achieving impressive performance on Dynamic-SUPERB and AIR-Bench-Chat benchmarks. Furthermore, our model exhibits the ability to follow complex instructions derived from LLMs, such as specific output formatting and chain-of-thought reasoning. Our approach not only enhances the versatility and effectiveness of SLMs but also reduces reliance on extensive annotated datasets, paving the way for more efficient and capable speech understanding systems.

Ke Hu, Zhehuai Chen, Chao-Han Huck Yang et al.

Large language models (LLMs) have demonstrated remarkable advancements in language understanding and generation. Building on the success of text-based LLMs, recent research has adapted these models to use speech embeddings for prompting, resulting in Speech-LLM models that exhibit strong performance in automatic speech recognition (ASR) and automatic speech translation (AST). In this work, we propose a novel approach to leverage ASR transcripts as prompts for AST in a Speech-LLM built on an encoder-decoder text LLM. The Speech-LLM model consists of a speech encoder and an encoder-decoder structure Megatron-T5. By first decoding speech to generate ASR transcripts and subsequently using these transcripts along with encoded speech for prompting, we guide the speech translation in a two-step process like chain-of-thought (CoT) prompting. Low-rank adaptation (LoRA) is used for the T5 LLM for model adaptation and shows superior performance to full model fine-tuning. Experimental results show that the proposed CoT prompting significantly improves AST performance, achieving an average increase of 2.4 BLEU points across 6 En->X or X->En AST tasks compared to speech prompting alone. Additionally, compared to a related CoT prediction method that predicts a concatenated sequence of ASR and AST transcripts, our method performs better by an average of 2 BLEU points.

Yuka Ko, Sheng Li, Chao-Han Huck Yang et al.

With the strong representational power of large language models (LLMs), generative error correction (GER) for automatic speech recognition (ASR) aims to provide semantic and phonetic refinements to address ASR errors. This work explores how LLM-based GER can enhance and expand the capabilities of Japanese language processing, presenting the first GER benchmark for Japanese ASR with 0.9-2.6k text utterances. We also introduce a new multi-pass augmented generative error correction (MPA GER) by integrating multiple system hypotheses on the input side with corrections from multiple LLMs on the output side and then merging them. To the best of our knowledge, this is the first investigation of the use of LLMs for Japanese GER, which involves second-pass language modeling on the output transcriptions generated by the ASR system (e.g., N-best hypotheses). Our experiments demonstrated performance improvement in the proposed methods of ASR quality and generalization both in SPREDS-U1-ja and CSJ data.

David Acuna, Chao-Han Huck Yang, Yuntian Deng et al.

Recent progress in multimodal reasoning has been driven largely by undisclosed datasets and proprietary data synthesis recipes, leaving open questions about how to systematically build large-scale, vision-centric reasoning datasets, particularly for tasks that go beyond visual math. In this work, we introduce a new reasoning data generation framework spanning diverse skills and levels of complexity with over 1M high-quality synthetic vision-centric questions. The dataset also includes preference data and instruction prompts supporting both offline and online RL. Our synthesis framework proceeds in two stages: (1) scale; and (2) complexity. Reasoning traces are then synthesized through a two-stage process that leverages VLMs and reasoning LLMs, producing CoT traces for VLMs that capture the richness and diverse cognitive behaviors found in frontier reasoning models. Remarkably, we show that finetuning Qwen2.5-VL-7B on our data outperforms all open-data baselines across all evaluated vision-centric benchmarks, and even surpasses strong closed-data models such as MiMo-VL-7B-RL on V* Bench, CV-Bench and MMStar-V. Perhaps most surprising, despite being entirely vision-centric, our data transfers positively to text-only reasoning (MMLU-Pro) and audio reasoning (MMAU), demonstrating its effectiveness. Similarly, despite not containing videos or embodied visual data, we observe notable gains when evaluating on a single-evidence embodied QA benchmark (NiEH). Finally, we use our data to analyze the entire VLM post-training pipeline. Our empirical analysis highlights that (i) SFT on high-quality data with non-linear reasoning traces is essential for effective online RL, (ii) staged offline RL matches online RL's performance while reducing compute demands, and (iii) careful SFT on high quality data can substantially improve out-of-domain, cross-modality transfer.

Chien-yu Huang, Wei-Chih Chen, Shu-wen Yang et al. · cmu, mit

Multimodal foundation models, such as Gemini and ChatGPT, have revolutionized human-machine interactions by seamlessly integrating various forms of data. Developing a universal spoken language model that comprehends a wide range of natural language instructions is critical for bridging communication gaps and facilitating more intuitive interactions. However, the absence of a comprehensive evaluation benchmark poses a significant challenge. We present Dynamic-SUPERB Phase-2, an open and evolving benchmark for the comprehensive evaluation of instruction-based universal speech models. Building upon the first generation, this second version incorporates 125 new tasks contributed collaboratively by the global research community, expanding the benchmark to a total of 180 tasks, making it the largest benchmark for speech and audio evaluation. While the first generation of Dynamic-SUPERB was limited to classification tasks, Dynamic-SUPERB Phase-2 broadens its evaluation capabilities by introducing a wide array of novel and diverse tasks, including regression and sequence generation, across speech, music, and environmental audio. Evaluation results show that no model performed well universally. SALMONN-13B excelled in English ASR and Qwen2-Audio-7B-Instruct showed high accuracy in emotion recognition, but current models still require further innovations to handle a broader range of tasks. We open-source all task data and the evaluation pipeline at https://github.com/dynamic-superb/dynamic-superb.

Arushi Goel, Sreyan Ghosh, Jaehyeon Kim et al.

We present Audio Flamingo 3 (AF3), a fully open state-of-the-art (SOTA) large audio-language model that advances reasoning and understanding across speech, sound, and music. AF3 introduces: (i) AF-Whisper, a unified audio encoder trained using a novel strategy for joint representation learning across all 3 modalities of speech, sound, and music; (ii) flexible, on-demand thinking, allowing the model to do chain-of-thought-type reasoning before answering; (iii) multi-turn, multi-audio chat; (iv) long audio understanding and reasoning (including speech) up to 10 minutes; and (v) voice-to-voice interaction. To enable these capabilities, we propose several large-scale training datasets curated using novel strategies, including AudioSkills-XL, LongAudio-XL, AF-Think, and AF-Chat, and train AF3 with a novel five-stage curriculum-based training strategy. Trained on only open-source audio data, AF3 achieves new SOTA results on over 20+ (long) audio understanding and reasoning benchmarks, surpassing both open-weight and closed-source models trained on much larger datasets.

Zhen Wan, Chao-Han Huck Yang, Jinchuan Tian et al.

We introduce a voice-agentic framework that learns one critical omni-understanding skill: knowing when to trust itself versus when to consult external audio perception. Our work is motivated by a crucial yet counterintuitive finding: naively fine-tuning an omni-model on both speech recognition and external sound understanding tasks often degrades performance, as the model can be easily misled by noisy hypotheses. To address this, our framework, Speech-Hands, recasts the problem as an explicit self-reflection decision. This learnable reflection primitive proves effective in preventing the model from being derailed by flawed external candidates. We show that this agentic action mechanism generalizes naturally from speech recognition to complex, multiple-choice audio reasoning. Across the OpenASR leaderboard, Speech-Hands consistently outperforms strong baselines by 12.1% WER on seven benchmarks. The model also achieves 77.37% accuracy and high F1 on audio QA decisions, showing robust generalization and reliability across diverse audio question answering datasets. By unifying perception and decision-making, our work offers a practical path toward more reliable and resilient audio intelligence.

Yuanchao Li, Yuan Gong, Chao-Han Huck Yang et al.

Annotating and recognizing speech emotion using prompt engineering has recently emerged with the advancement of Large Language Models (LLMs), yet its efficacy and reliability remain questionable. In this paper, we conduct a systematic study on this topic, beginning with the proposal of novel prompts that incorporate emotion-specific knowledge from acoustics, linguistics, and psychology. Subsequently, we examine the effectiveness of LLM-based prompting on Automatic Speech Recognition (ASR) transcription, contrasting it with ground-truth transcription. Furthermore, we propose a Revise-Reason-Recognize prompting pipeline for robust LLM-based emotion recognition from spoken language with ASR errors. Additionally, experiments on context-aware learning, in-context learning, and instruction tuning are performed to examine the usefulness of LLM training schemes in this direction. Finally, we investigate the sensitivity of LLMs to minor prompt variations. Experimental results demonstrate the efficacy of the emotion-specific prompts, ASR error correction, and LLM training schemes for LLM-based emotion recognition. Our study aims to refine the use of LLMs in emotion recognition and related domains.

Jinchuan Tian, Haoran Wang, Bo-Hao Su et al.

Current audio foundation models typically rely on rigid, task-specific supervision, addressing isolated factors of audio rather than the whole. In contrast, human intelligence processes audio holistically, seamlessly bridging physical signals with abstract cognitive concepts to execute complex tasks. Grounded in this philosophy, we introduce Bagpiper, an 8B audio foundation model that interprets physical audio via rich captions, i.e., comprehensive natural language descriptions that encapsulate the critical cognitive concepts inherent in the signal (e.g., transcription, audio events). By pre-training on a massive corpus of 600B tokens, the model establishes a robust bidirectional mapping between raw audio and this high-level conceptual space. During fine-tuning, Bagpiper adopts a caption-then-process workflow, simulating an intermediate cognitive reasoning step to solve diverse tasks without task-specific priors. Experimentally, Bagpiper outperforms Qwen-2.5-Omni on MMAU and AIRBench for audio understanding and surpasses CosyVoice3 and TangoFlux in generation quality, capable of synthesizing arbitrary compositions of speech, music, and sound effects. To the best of our knowledge, Bagpiper is among the first works that achieve unified understanding generation for general audio. Model, data, and code are available at Bagpiper Home Page.

Ke-Han Lu, Szu-Wei Fu, Chao-Han Huck Yang et al.

Large language models (LLMs) have been widely used as knowledge backbones of Large Audio Language Models (LALMs), yet how much auditory knowledge they encode through text-only pre-training and how this affects downstream performance remains unclear. We study this gap by comparing different LLMs under two text-only and one audio-grounded setting: (1) direct probing on AKB-2000, a curated benchmark testing the breadth and depth of auditory knowledge; (2) cascade evaluation, where LLMs reason over text descriptions from an audio captioner; and (3) audio-grounded evaluation, where each LLM is fine-tuned into a Large Audio Language Model (LALM) with an audio encoder. Our findings reveal that auditory knowledge varies substantially across families, and text-only results are strongly correlated with audio performance. Our work provides empirical grounding for a comprehensive understanding of LLMs in audio research.

William Chen, Jinchuan Tian, Yifan Peng et al. · nvidia

Neural scaling laws offer valuable insights for designing robust sequence processing architectures. While these laws have been extensively characterized in other modalities, their behavior in speech remains comparatively underexplored. In this work, we introduce OWLS, an open-access, reproducible suite of multilingual speech recognition and translation models spanning 0.25B to 18B parameters, with the 18B version being the largest speech model, to the best of our knowledge. OWLS leverages up to 360K hours of public speech data across 150 languages, enabling a systematic investigation into how data, model, and compute scaling each influence performance in multilingual speech tasks. We use OWLS to derive neural scaling laws, showing how final performance can be reliably predicted when scaling. One of our key findings is that scaling enhances performance on low-resource languages/dialects, helping to mitigate bias and improve the accessibility of speech technologies. Finally, we show how OWLS can be used to power new research directions by discovering emergent abilities in large-scale speech models. Model checkpoints will be released on https://huggingface.co/collections/espnet/owls-scaling-laws-for-speech-recognition-and-translation-67ab7f991c194065f057ce8d for future studies.

Jinchuan Tian, Jiatong Shi, William Chen et al. · nvidia

We present ESPnet-SpeechLM, an open toolkit designed to democratize the development of speech language models (SpeechLMs) and voice-driven agentic applications. The toolkit standardizes speech processing tasks by framing them as universal sequential modeling problems, encompassing a cohesive workflow of data preprocessing, pre-training, inference, and task evaluation. With ESPnet-SpeechLM, users can easily define task templates and configure key settings, enabling seamless and streamlined SpeechLM development. The toolkit ensures flexibility, efficiency, and scalability by offering highly configurable modules for every stage of the workflow. To illustrate its capabilities, we provide multiple use cases demonstrating how competitive SpeechLMs can be constructed with ESPnet-SpeechLM, including a 1.7B-parameter model pre-trained on both text and speech tasks, across diverse benchmarks. The toolkit and its recipes are fully transparent and reproducible at: https://github.com/espnet/espnet/tree/speechlm.

Yuchen Hu, Chen Chen, Chao-Han Huck Yang et al.

We propose an unsupervised adaptation framework, Self-TAught Recognizer (STAR), which leverages unlabeled data to enhance the robustness of automatic speech recognition (ASR) systems in diverse target domains, such as noise and accents. STAR is developed for prevalent speech foundation models based on Transformer-related architecture with auto-regressive decoding (e.g., Whisper, Canary). Specifically, we propose a novel indicator that empirically integrates step-wise information during decoding to assess the token-level quality of pseudo labels without ground truth, thereby guiding model updates for effective unsupervised adaptation. Experimental results show that STAR achieves an average of 13.5% relative reduction in word error rate across 14 target domains, and it sometimes even approaches the upper-bound performance of supervised adaptation. Surprisingly, we also observe that STAR prevents the adapted model from the common catastrophic forgetting problem without recalling source-domain data. Furthermore, STAR exhibits high data efficiency that only requires less than one-hour unlabeled data, and seamless generality to alternative large speech models and speech translation tasks. Our code aims to open source to the research communities.

Rithik Sachdev, Zhong-Qiu Wang, Chao-Han Huck Yang

Building upon the strength of modern large language models (LLMs), generative error correction (GEC) has emerged as a promising paradigm that can elevate the performance of modern automatic speech recognition (ASR) systems. One representative approach is to leverage in-context learning to prompt LLMs so that a better hypothesis can be generated by the LLMs based on a carefully-designed prompt and an $N$-best list of hypotheses produced by ASR systems. However, it is yet unknown whether the existing prompts are the most effective ones for the task of post-ASR error correction. In this context, this paper first explores alternative prompts to identify an initial set of effective prompts, and then proposes to employ an evolutionary prompt optimization algorithm to refine the initial prompts. Evaluations results on the CHiME-4 subset of the Task $1$ of the SLT $2024$ GenSEC challenge show the effectiveness and potential of the proposed algorithms.

Jun Qi, Chao-Han Huck Yang, Pin-Yu Chen et al.

Hybrid quantum-classical learning models increasingly integrate neural networks with variational quantum circuits (VQCs) to exploit complementary inductive biases. However, many existing approaches rely on tightly coupled architectures or task-specific encoders, limiting conceptual clarity, generality, and transferability across learning settings. In this work, we introduce Quantum LEGO Learning, a modular and architecture-agnostic learning framework that treats classical and quantum components as reusable, composable learning blocks with well-defined roles. Within this framework, a pre-trained classical neural network serves as a frozen feature block, while a VQC acts as a trainable adaptive module that operates on structured representations rather than raw inputs. This separation enables efficient learning under constrained quantum resources and provides a principled abstraction for analyzing hybrid models. We develop a block-wise generalization theory that decomposes learning error into approximation and estimation components, explicitly characterizing how the complexity and training status of each block influence overall performance. Our analysis generalizes prior tensor-network-specific results and identifies conditions under which quantum modules provide representational advantages over comparably sized classical heads. Empirically, we validate the framework through systematic block-swap experiments across frozen feature extractors and both quantum and classical adaptive heads. Experiments on quantum dot classification demonstrate stable optimization, reduced sensitivity to qubit count, and robustness to realistic noise.

Hanrong Ye, Chao-Han Huck Yang, Arushi Goel et al.

Advancing machine intelligence requires developing the ability to perceive across multiple modalities, much as humans sense the world. We introduce OmniVinci, an initiative to build a strong, open-source, omni-modal LLM. We carefully study the design choices across model architecture and data curation. For model architecture, we present three key innovations: (i) OmniAlignNet for strengthening alignment between vision and audio embeddings in a shared omni-modal latent space; (ii) Temporal Embedding Grouping for capturing relative temporal alignment between vision and audio signals; and (iii) Constrained Rotary Time Embedding for encoding absolute temporal information in omni-modal embeddings. We introduce a curation and synthesis pipeline that generates 24M single-modal and omni-modal conversations. We find that modalities reinforce one another in both perception and reasoning. Our model, OmniVinci, outperforms Qwen2.5-Omni with +19.05 on DailyOmni (cross-modal understanding), +1.7 on MMAR (audio), and +3.9 on Video-MME (vision), while using just 0.2T training tokens - a 6 times reduction compared to Qwen2.5-Omni's 1.2T. We finally demonstrate omni-modal advantages in downstream applications spanning robotics, medical AI, and smart factory.

Shih-Yang Liu, Maksim Khadkevich, Nai Chit Fung et al.

While post-training compression techniques effectively reduce the memory footprint, latency, and power consumption of Large Language Models (LLMs), they often result in noticeable accuracy degradation and remain limited by hardware and kernel constraints that restrict supported compression formats ultimately reducing flexibility across a wide range of deployment scenarios. In this work, we propose EoRA, a novel fine-tuning-free method that augments compressed LLMs with low-rank matrices, allowing users to rapidly enhance task-specific performance and freely balance the trade-off between accuracy and computational overhead beyond the constraints of compression formats. EoRA consistently outperforms prior training-free low rank methods in recovering the accuracy of compressed LLMs, achieving notable accuracy improvements (e.g., $\mathbf{10.84\%}$ on ARC-Challenge, $\mathbf{6.74\%}$ on MathQA, and $\mathbf{6.74\%}$ on GSM8K) for LLaMA3-8B compressed to 3-bit. We also introduce an optimized CUDA kernel, accelerating inference by up to 1.4x and reducing memory overhead through quantizing EoRA. Overall, EoRA offers a prompt solution for improving the accuracy of compressed models under varying user requirements, enabling more efficient and flexible deployment of LLMs. Code is available at https://github.com/NVlabs/EoRA.

Jun Qi, Chao-Han Huck Yang, Pin-Yu Chen et al.

Over-parameterization is commonly used to increase the expressivity of variational quantum circuits (VQCs), yet deeper and more highly parameterized circuits often exhibit poor trainability and limited generalization. In this work, we provide a theoretical explanation for this phenomenon from a function-class perspective. We show that sufficiently expressive, unstructured variational ansatze enter a Haar-like universality class in which both observable expectation values and parameter gradients concentrate exponentially with system size. As a consequence, the hypothesis class induced by such circuits collapses with high probability to a narrow family of near-constant functions, a phenomenon we term simplicity bias, with barren plateaus arising as a consequence rather than the root cause. Using tools from random matrix theory and concentration of measure, we rigorously characterize this universality class and establish uniform hypothesis-class collapse over finite datasets. We further show that this collapse is not unavoidable: tensor-structured VQCs, including tensor-network-based and tensor-hypernetwork parameterizations, lie outside the Haar-like universality class. By restricting the accessible unitary ensemble through bounded tensor rank or bond dimension, these architectures prevent concentration of measure, preserve output variability for local observables, and retain non-degenerate gradient signals even in over-parameterized regimes. Together, our results unify barren plateaus, expressivity limits, and generalization collapse under a single structural mechanism rooted in random-matrix universality, highlighting the central role of architectural inductive bias in variational quantum algorithms.

Srijith Radhakrishnan, Chao-Han Huck Yang, Sumeer Ahmad Khan et al.

In this work, we explore Parameter-Efficient-Learning (PEL) techniques to repurpose a General-Purpose-Speech (GSM) model for Arabic dialect identification (ADI). Specifically, we investigate different setups to incorporate trainable features into a multi-layer encoder-decoder GSM formulation under frozen pre-trained settings. Our architecture includes residual adapter and model reprogramming (input-prompting). We design a token-level label mapping to condition the GSM for Arabic Dialect Identification (ADI). This is challenging due to the high variation in vocabulary and pronunciation among the numerous regional dialects. We achieve new state-of-the-art accuracy on the ADI-17 dataset by vanilla fine-tuning. We further reduce the training budgets with the PEL method, which performs within 1.86% accuracy to fine-tuning using only 2.5% of (extra) network trainable parameters. Our study demonstrates how to identify Arabic dialects using a small dataset and limited computation with open source code and pre-trained models.

Hu Hu, Chao-Han Huck Yang, Xianjun Xia et al.

In this technical report, we present a joint effort of four groups, namely GT, USTC, Tencent, and UKE, to tackle Task 1 - Acoustic Scene Classification (ASC) in the DCASE 2020 Challenge. Task 1 comprises two different sub-tasks: (i) Task 1a focuses on ASC of audio signals recorded with multiple (real and simulated) devices into ten different fine-grained classes, and (ii) Task 1b concerns with classification of data into three higher-level classes using low-complexity solutions. For Task 1a, we propose a novel two-stage ASC system leveraging upon ad-hoc score combination of two convolutional neural networks (CNNs), classifying the acoustic input according to three classes, and then ten classes, respectively. Four different CNN-based architectures are explored to implement the two-stage classifiers, and several data augmentation techniques are also investigated. For Task 1b, we leverage upon a quantization method to reduce the complexity of two of our top-accuracy three-classes CNN-based architectures. On Task 1a development data set, an ASC accuracy of 76.9\% is attained using our best single classifier and data augmentation. An accuracy of 81.9\% is then attained by a final model fusion of our two-stage ASC classifiers. On Task 1b development data set, we achieve an accuracy of 96.7\% with a model size smaller than 500KB. Code is available: https://github.com/MihawkHu/DCASE2020_task1.

Hao-Hsiang Yang, Chao-Han Huck Yang, Yi-Chang James Tsai

Single image dehazing is the ill-posed two-dimensional signal reconstruction problem. Recently, deep convolutional neural networks (CNN) have been successfully used in many computer vision problems. In this paper, we propose a Y-net that is named for its structure. This network reconstructs clear images by aggregating multi-scale features maps. Additionally, we propose a Wavelet Structure SIMilarity (W-SSIM) loss function in the training step. In the proposed loss function, discrete wavelet transforms are applied repeatedly to divide the image into differently sized patches with different frequencies and scales. The proposed loss function is the accumulation of SSIM loss of various patches with respective ratios. Extensive experimental results demonstrate that the proposed Y-net with the W-SSIM loss function restores high-quality clear images and outperforms state-of-the-art algorithms. Code and models are available at https://github.com/dectrfov/Y-net.

Chao-Han Huck Yang, Jun Qi, Pin-Yu Chen et al.

Recent deep neural networks based techniques, especially those equipped with the ability of self-adaptation in the system level such as deep reinforcement learning (DRL), are shown to possess many advantages of optimizing robot learning systems (e.g., autonomous navigation and continuous robot arm control.) However, the learning-based systems and the associated models may be threatened by the risks of intentionally adaptive (e.g., noisy sensor confusion) and adversarial perturbations from real-world scenarios. In this paper, we introduce timing-based adversarial strategies against a DRL-based navigation system by jamming in physical noise patterns on the selected time frames. To study the vulnerability of learning-based navigation systems, we propose two adversarial agent models: one refers to online learning; another one is based on evolutionary learning. Besides, three open-source robot learning and navigation control environments are employed to study the vulnerability under adversarial timing attacks. Our experimental results show that the adversarial timing attacks can lead to a significant performance drop, and also suggest the necessity of enhancing the robustness of robot learning systems.

Jun Qi, Hu Hu, Yannan Wang et al.

We propose a tensor-to-vector regression approach to multi-channel speech enhancement in order to address the issue of input size explosion and hidden-layer size expansion. The key idea is to cast the conventional deep neural network (DNN) based vector-to-vector regression formulation under a tensor-train network (TTN) framework. TTN is a recently emerged solution for compact representation of deep models with fully connected hidden layers. Thus TTN maintains DNN's expressive power yet involves a much smaller amount of trainable parameters. Furthermore, TTN can handle a multi-dimensional tensor input by design, which exactly matches the desired setting in multi-channel speech enhancement. We first provide a theoretical extension from DNN to TTN based regression. Next, we show that TTN can attain speech enhancement quality comparable with that for DNN but with much fewer parameters, e.g., a reduction from 27 million to only 5 million parameters is observed in a single-channel scenario. TTN also improves PESQ over DNN from 2.86 to 2.96 by slightly increasing the number of trainable parameters. Finally, in 8-channel conditions, a PESQ of 3.12 is achieved using 20 million parameters for TTN, whereas a DNN with 68 million parameters can only attain a PESQ of 3.06. Our implementation is available online https://github.com/uwjunqi/Tensor-Train-Neural-Network.

Haoling Zhang, Chao-Han Huck Yang, Hector Zenil et al.

NeuroEvolution is one of the most competitive evolutionary learning frameworks for designing novel neural networks for use in specific tasks, such as logic circuit design and digital gaming. However, the application of benchmark methods such as the NeuroEvolution of Augmenting Topologies (NEAT) remains a challenge, in terms of their computational cost and search time inefficiency. This paper advances a method which incorporates a type of topological edge coding, named Reverse Encoding Tree (RET), for evolving scalable neural networks efficiently. Using RET, two types of approaches -- NEAT with Binary search encoding (Bi-NEAT) and NEAT with Golden-Section search encoding (GS-NEAT) -- have been designed to solve problems in benchmark continuous learning environments such as logic gates, Cartpole, and Lunar Lander, and tested against classical NEAT and FS-NEAT as baselines. Additionally, we conduct a robustness test to evaluate the resilience of the proposed NEAT algorithms. The results show that the two proposed strategies deliver improved performance, characterized by (1) a higher accumulated reward within a finite number of time steps; (2) using fewer episodes to solve problems in targeted environments, and (3) maintaining adaptive robustness under noisy perturbations, which outperform the baselines in all tested cases. Our analysis also demonstrates that RET expends potential future research directions in dynamic environments. Code is available from https://github.com/HaolingZHANG/ReverseEncodingTree.

Jun Qi, Chao-Han Huck Yang, Javier Tejedor

Distributed automatic speech recognition (ASR) requires to aggregate outputs of distributed deep neural network (DNN)-based models. This work studies the use of submodular functions to design a rank aggregation on score-based permutations, which can be used for distributed ASR systems in both supervised and unsupervised modes. Specifically, we compose an aggregation rank function based on the Lovasz Bregman divergence for setting up linear structured convex and nested structured concave functions. The algorithm is based on stochastic gradient descent (SGD) and can obtain well-trained aggregation models. Our experiments on the distributed ASR system show that the submodular rank aggregation can obtain higher speech recognition accuracy than traditional aggregation methods like Adaboost. Code is available online~\footnote{https://github.com/uwjunqi/Subrank}.