94.8ROMay 25
LAD-VF: LLM-Automatic Differentiation Enables Fine-Tuning-Free Robot Planning from Formal Methods FeedbackYunhao Yang, Junyuan Hong, Gabriel Jacob Perin et al.
Large language models (LLMs) can translate natural language instructions into executable action plans for robotics, autonomous driving, and other domains. Yet, deploying LLM-driven planning in the physical world demands strict adherence to safety and regulatory constraints, which current models often violate due to hallucination or weak alignment. Traditional data-driven alignment methods, such as Direct Preference Optimization (DPO), require costly human labeling, while recent formal-feedback approaches still depend on resource-intensive fine-tuning. In this paper, we propose LAD-VF, a fine-tuning-free framework that leverages formal verification feedback for automated prompt engineering. By introducing a formal-verification-informed text loss integrated with LLM-AutoDiff, LAD-VF iteratively refines prompts rather than model parameters. This yields three key benefits: (i) scalable adaptation without fine-tuning; (ii) compatibility with modular LLM architectures; and (iii) interpretable refinement via auditable prompts. Experiments in robot navigation and manipulation tasks demonstrate that LAD-VF substantially enhances specification compliance, improving success rates from 60% to over 90%. Our method thus presents a scalable and interpretable pathway toward trustworthy, formally-verified LLM-driven control systems.
AISep 30, 2024Code
On The Planning Abilities of OpenAI's o1 Models: Feasibility, Optimality, and GeneralizabilityKevin Wang, Junbo Li, Neel P. Bhatt et al.
Recent advancements in Large Language Models (LLMs) have showcased their ability to perform complex reasoning tasks, but their effectiveness in planning remains underexplored. In this study, we evaluate the planning capabilities of OpenAI's o1 models across a variety of benchmark tasks, focusing on three key aspects: feasibility, optimality, and generalizability. Through empirical evaluations on constraint-heavy tasks (e.g., $\textit{Barman}$, $\textit{Tyreworld}$) and spatially complex environments (e.g., $\textit{Termes}$, $\textit{Floortile}$), we highlight o1-preview's strengths in self-evaluation and constraint-following, while also identifying bottlenecks in decision-making and memory management, particularly in tasks requiring robust spatial reasoning. Our results reveal that o1-preview outperforms GPT-4 in adhering to task constraints and managing state transitions in structured environments. However, the model often generates suboptimal solutions with redundant actions and struggles to generalize effectively in spatially complex tasks. This pilot study provides foundational insights into the planning limitations of LLMs, offering key directions for future research on improving memory management, decision-making, and generalization in LLM-based planning. Code available at https://github.com/VITA-Group/o1-planning.
85.2AIMay 28
Physically Viable World Models: A Case for Query-Conditioned Embodied AIAdam J. Thorpe, Stepan Tretiakov, Cheng-Hsi Hsiao et al.
World models for embodied AI must be physically viable: constructed to answer intervention queries by representing the physical structure governing action outcomes, rather than merely predicting future observations. Existing observation-predictive world models can produce visually plausible but physically wrong rollouts. This failure is structural; distinct physical systems can look identical yet diverge under intervention. We expose this problem with controlled benchmarks that fix the visible scene while varying latent physics. We show that such models may recommend infeasible actions, mispredict interaction outcomes, or certify unsafe behavior. We argue that embodied AI requires world models that identify the simplest physical abstraction sufficient to answer an intervention query. Such a model comprises modular components, including environment representation, latent state and parameter estimation, action specification, interventional dynamics, and query-level response. An autonomous orchestrator should identify the relevant abstraction and compose compatible learned and structured components per query. When closed-form physics is unavailable, uncertain, or costly, the transition model may be analytic, simulated, learned, or hybrid, but it must preserve the structure that determines interventional outcomes. This decomposition makes the model interpretable, its components verifiable, and its outputs auditable against the query. It also provides a design principle for new world models and a feasibility test for existing ones: the right abstraction is not the most detailed model of the world, but the simplest model that preserves the distinctions relevant to the query. We demonstrate this approach on queries that existing systems fail to answer correctly, and outline how an orchestrator can dynamically assemble and adapt physically viable models for planning, control, and verification.
94.9LGJun 4
What Objects Enable, Not What They Are: Functional Latent Spaces for Affordance ReasoningRohan Siva, Neel P. Bhatt, Yunhao Yang et al.
Existing robot planning systems rely on appearance-based reasoning, where visual observations are encoded into latent spaces organized around object appearances (e.g., recognizing a "cart" based on how it looks). However, planning requires reasoning about task-relevant functionalities of objects (e.g., whether an object is "movable"), which appearance-based latent spaces do not capture. As a result, existing approaches struggle to generalize to novel robot-object interactions. We address this limited generalizability through affordance reasoning, enabling planning based on task-relevant object functionalities instead of appearance alone. We introduce A4D, which maps visual observations into a shared latent space structured around affordances (e.g., "movable"). By projecting visual observations into this functional latent space and measuring their proximity to affordances, A4D infers functionalities relevant to the observed object. Furthermore, we introduce an affordance discovery mechanism that expands the latent space to handle unseen scenarios where existing affordances are insufficient. A4D uses proximity in the functional latent space to quantify uncertainty in affordance inference and selectively triggers affordance discovery. We evaluate A4D across several planning tasks involving diverse and unseen affordances. A4D achieves 94% inference accuracy on existing affordances outperforming state-of-the-art approaches by over 15% points, improves new-affordance inference accuracy from 70% to over 90% with fewer than 10% of the original training data, and enables 100x faster inference. Code, videos, and data available at: https://A4Dance-reasoning.github.io.
94.7ROJun 3
VASO: Formally Verifiable Self-Evolving Skills for Physical AI AgentsYunhao Yang, Neel P. Bhatt, Kevin Wang et al.
Reusable robot skills are becoming the basic units through which embodied agents turn open-ended instructions into long-horizon physical behavior. We argue that, while foundation models have collapsed the cost of creating these skills, the cost of trusting them has not. Existing skill-evolution loops refine skills through execution feedback, unit tests, environment reward, or LLM self-critique, but these signals provide only trace-level evidence: they show that a skill worked on sampled executions, not that skill-induced plans satisfy temporal safety contracts under untested conditions. We introduce VASO, a framework for verification-guided self-evolution of LLM-generated robot skill contracts. In VASO, each skill is represented as a semantic contract with two coupled interfaces: a formal interface that aligns robot states, observations, and control commands with logical propositions for model checking, and a planner-facing interface that guides executable behavior generation. A model checker first filters logically inconsistent skill contracts, then verifies plans induced by the skill against global and local temporal specifications. When verification fails, VASO translates the counterexample trace into a textual gradient that updates the reusable skill contract while keeping foundation-model weights frozen. On Clearpath Jackal and PX4 quadcopter tasks, VASO reaches 97.2% formal-specification compliance using fewer than 100 optimization samples, outperforming execution-feedback, prompt-optimization, and fine-tuning baselines. To our knowledge, VASO is the first framework that closes the loop between formal verification and self-evolving LLM-generated skills for physical AI agents: formal counterexamples become optimization feedback for reusable robot skill contracts, rather than merely verifying one-off plans, tuning planner prompts, or fine-tuning model weights.
AIApr 2, 2022
Safe Reinforcement Learning via Shielding under Partial ObservabilitySteven Carr, Nils Jansen, Sebastian Junges et al.
Safe exploration is a common problem in reinforcement learning (RL) that aims to prevent agents from making disastrous decisions while exploring their environment. A family of approaches to this problem assume domain knowledge in the form of a (partial) model of this environment to decide upon the safety of an action. A so-called shield forces the RL agent to select only safe actions. However, for adoption in various applications, one must look beyond enforcing safety and also ensure the applicability of RL with good performance. We extend the applicability of shields via tight integration with state-of-the-art deep RL, and provide an extensive, empirical study in challenging, sparse-reward environments under partial observability. We show that a carefully integrated shield ensures safety and can improve the convergence rate and final performance of RL agents. We furthermore show that a shield can be used to bootstrap state-of-the-art RL agents: they remain safe after initial learning in a shielded setting, allowing us to disable a potentially too conservative shield eventually.
SYJan 16, 2018
Active Sampling-based Binary Verification of Dynamical SystemsJohn F. Quindlen, Ufuk Topcu, Girish Chowdhary et al.
Nonlinear, adaptive, or otherwise complex control techniques are increasingly relied upon to ensure the safety of systems operating in uncertain environments. However, the nonlinearity of the resulting closed-loop system complicates verification that the system does in fact satisfy those requirements at all possible operating conditions. While analytical proof-based techniques and finite abstractions can be used to provably verify the closed-loop system's response at different operating conditions, they often produce conservative approximations due to restrictive assumptions and are difficult to construct in many applications. In contrast, popular statistical verification techniques relax the restrictions and instead rely upon simulations to construct statistical or probabilistic guarantees. This work presents a data-driven statistical verification procedure that instead constructs statistical learning models from simulated training data to separate the set of possible perturbations into "safe" and "unsafe" subsets. Binary evaluations of closed-loop system requirement satisfaction at various realizations of the uncertainties are obtained through temporal logic robustness metrics, which are then used to construct predictive models of requirement satisfaction over the full set of possible uncertainties. As the accuracy of these predictive statistical models is inherently coupled to the quality of the training data, an active learning algorithm selects additional sample points in order to maximize the expected change in the data-driven model and thus, indirectly, minimize the prediction error. Various case studies demonstrate the closed-loop verification procedure and highlight improvements in prediction error over both existing analytical and statistical verification techniques.
SYApr 3, 2018
A Randomized Greedy Algorithm for Near-Optimal Sensor Scheduling in Large-Scale Sensor NetworksAbolfazl Hashemi, Mahsa Ghasemi, Haris Vikalo et al.
We study the problem of scheduling sensors in a resource-constrained linear dynamical system, where the objective is to select a small subset of sensors from a large network to perform the state estimation task. We formulate this problem as the maximization of a monotone set function under a matroid constraint. We propose a randomized greedy algorithm that is significantly faster than state-of-the-art methods. By introducing the notion of curvature which quantifies how close a function is to being submodular, we analyze the performance of the proposed algorithm and find a bound on the expected mean square error (MSE) of the estimator that uses the selected sensors in terms of the optimal MSE. Moreover, we derive a probabilistic bound on the curvature for the scenario where{\color{black}{ the measurements are i.i.d. random vectors with bounded $\ell_2$ norm.}} Simulation results demonstrate efficacy of the randomized greedy algorithm in a comparison with greedy and semidefinite programming relaxation methods.
SYOct 1, 2017
Active Sampling for Constrained Simulation-based Verification of Uncertain Nonlinear SystemsJohn F. Quindlen, Ufuk Topcu, Girish Chowdhary et al.
Increasingly demanding performance requirements for dynamical systems motivates the adoption of nonlinear and adaptive control techniques. One challenge is the nonlinearity of the resulting closed-loop system complicates verification that the system does satisfy the requirements at all possible operating conditions. This paper presents a data-driven procedure for efficient simulation-based, statistical verification without the reliance upon exhaustive simulations. In contrast to previous work, this approach introduces a method for online estimation of prediction accuracy without the use of external validation sets. This work also develops a novel active sampling algorithm that iteratively selects additional training points in order to maximize the accuracy of the predictions while still limited to a sample budget. Three case studies demonstrate the utility of the new approach and the results show up to a 50% improvement over state-of-the-art techniques.
SYJun 10, 2023
Autonomous Drifting with 3 Minutes of Data via Learned Tire ModelsFranck Djeumou, Jonathan Y. M. Goh, Ufuk Topcu et al.
Near the limits of adhesion, the forces generated by a tire are nonlinear and intricately coupled. Efficient and accurate modelling in this region could improve safety, especially in emergency situations where high forces are required. To this end, we propose a novel family of tire force models based on neural ordinary differential equations and a neural-ExpTanh parameterization. These models are designed to satisfy physically insightful assumptions while also having sufficient fidelity to capture higher-order effects directly from vehicle state measurements. They are used as drop-in replacements for an analytical brush tire model in an existing nonlinear model predictive control framework. Experiments with a customized Toyota Supra show that scarce amounts of driving data -- less than three minutes -- is sufficient to achieve high-performance autonomous drifting on various trajectories with speeds up to 45mph. Comparisons with the benchmark model show a $4 \times$ improvement in tracking performance, smoother control inputs, and faster and more consistent computation time.
SYOct 1, 2017
Closed-Loop Statistical Verification of Stochastic Nonlinear Systems Subject to Parametric UncertaintiesJohn F. Quindlen, Ufuk Topcu, Girish Chowdhary et al.
This paper proposes a statistical verification framework using Gaussian processes (GPs) for simulation-based verification of stochastic nonlinear systems with parametric uncertainties. Given a small number of stochastic simulations, the proposed framework constructs a GP regression model and predicts the system's performance over the entire set of possible uncertainties. Included in the framework is a new metric to estimate the confidence in those predictions based on the variance of the GP's cumulative distribution function. This variance-based metric forms the basis of active sampling algorithms that aim to minimize prediction error through careful selection of simulations. In three case studies, the new active sampling algorithms demonstrate up to a 35% improvement in prediction error over other approaches and are able to correctly identify regions with low prediction confidence through the variance metric.
SYApr 11, 2018
Privacy Verification in POMDPs via Barrier CertificatesMohamadreza Ahmadi, Bo Wu, Hai Lin et al.
Privacy is an increasing concern in cyber-physical systems that operates over a shared network. In this paper, we propose a method for privacy verification of cyber- physical systems modeled by Markov decision processes (MDPs) and partially-observable Markov decision processes (POMDPs) based on barrier certificates. To this end, we consider an opacity-based notion of privacy, which is characterized by the beliefs in system states. We show that the belief update equations can be represented as discrete-time switched systems, for which we propose a set of conditions for privacy verification in terms of barrier certificates. We further demonstrate that, for MDPs and for POMDPs, privacy verification can be computationally implemented by solving a set of semi-definite programs and sum-of-squares programs, respectively. The method is illustrated by an application to privacy verification of an inventory management system.
LGDec 1, 2022
Compositional Learning of Dynamical System Models Using Port-Hamiltonian Neural NetworksCyrus Neary, Ufuk Topcu
Many dynamical systems -- from robots interacting with their surroundings to large-scale multiphysics systems -- involve a number of interacting subsystems. Toward the objective of learning composite models of such systems from data, we present i) a framework for compositional neural networks, ii) algorithms to train these models, iii) a method to compose the learned models, iv) theoretical results that bound the error of the resulting composite models, and v) a method to learn the composition itself, when it is not known a priori. The end result is a modular approach to learning: neural network submodels are trained on trajectory data generated by relatively simple subsystems, and the dynamics of more complex composite systems are then predicted without requiring additional data generated by the composite systems themselves. We achieve this compositionality by representing the system of interest, as well as each of its subsystems, as a port-Hamiltonian neural network (PHNN) -- a class of neural ordinary differential equations that uses the port-Hamiltonian systems formulation as inductive bias. We compose collections of PHNNs by using the system's physics-informed interconnection structure, which may be known a priori, or may itself be learned from data. We demonstrate the novel capabilities of the proposed framework through numerical examples involving interacting spring-mass-damper systems. Models of these systems, which include nonlinear energy dissipation and control inputs, are learned independently. Accurate compositions are learned using an amount of training data that is negligible in comparison with that required to train a new model from scratch. Finally, we observe that the composite PHNNs enjoy properties of port-Hamiltonian systems, such as cyclo-passivity -- a property that is useful for control purposes.
LOSep 6, 2022
Learning Interpretable Temporal Properties from Positive Examples OnlyRajarshi Roy, Jean-Raphaël Gaglione, Nasim Baharisangari et al.
We consider the problem of explaining the temporal behavior of black-box systems using human-interpretable models. To this end, based on recent research trends, we rely on the fundamental yet interpretable models of deterministic finite automata (DFAs) and linear temporal logic (LTL) formulas. In contrast to most existing works for learning DFAs and LTL formulas, we rely on only positive examples. Our motivation is that negative examples are generally difficult to observe, in particular, from black-box systems. To learn meaningful models from positive examples only, we design algorithms that rely on conciseness and language minimality of models as regularizers. To this end, our algorithms adopt two approaches: a symbolic and a counterexample-guided one. While the symbolic approach exploits an efficient encoding of language minimality as a constraint satisfaction problem, the counterexample-guided one relies on generating suitable negative examples to prune the search. Both the approaches provide us with effective algorithms with theoretical guarantees on the learned models. To assess the effectiveness of our algorithms, we evaluate all of them on synthetic data.
AIOct 27, 2023
Fine-Tuning Language Models Using Formal Methods FeedbackYunhao Yang, Neel P. Bhatt, Tyler Ingebrand et al.
Although pre-trained language models encode generic knowledge beneficial for planning and control, they may fail to generate appropriate control policies for domain-specific tasks. Existing fine-tuning methods use human feedback to address this limitation, however, sourcing human feedback is labor intensive and costly. We present a fully automated approach to fine-tune pre-trained language models for applications in autonomous systems, bridging the gap between generic knowledge and domain-specific requirements while reducing cost. The method synthesizes automaton-based controllers from pre-trained models guided by natural language task descriptions. These controllers are verifiable against independently provided specifications within a world model, which can be abstract or obtained from a high-fidelity simulator. Controllers with high compliance with the desired specifications receive higher ranks, guiding the iterative fine-tuning process. We provide quantitative evidences, primarily in autonomous driving, to demonstrate the method's effectiveness across multiple tasks. The results indicate an improvement in percentage of specifications satisfied by the controller from 60% to 90%.
LGSep 30, 2024
Basis-to-Basis Operator Learning Using Function EncodersTyler Ingebrand, Adam J. Thorpe, Somdatta Goswami et al.
We present Basis-to-Basis (B2B) operator learning, a novel approach for learning operators on Hilbert spaces of functions based on the foundational ideas of function encoders. We decompose the task of learning operators into two parts: learning sets of basis functions for both the input and output spaces and learning a potentially nonlinear mapping between the coefficients of the basis functions. B2B operator learning circumvents many challenges of prior works, such as requiring data to be at fixed locations, by leveraging classic techniques such as least squares to compute the coefficients. It is especially potent for linear operators, where we compute a mapping between bases as a single matrix transformation with a closed-form solution. Furthermore, with minimal modifications and using the deep theoretical connections between function encoders and functional analysis, we derive operator learning algorithms that are directly analogous to eigen-decomposition and singular value decomposition. We empirically validate B2B operator learning on seven benchmark operator learning tasks and show that it demonstrates a two-orders-of-magnitude improvement in accuracy over existing approaches on several benchmark tasks.
SYJul 10, 2018
Verification of Uncertain POMDPs Using Barrier CertificatesMohamadreza Ahmadi, Murat Cubuktepe, Nils Jansen et al.
We consider a class of partially observable Markov decision processes (POMDPs) with uncertain transition and/or observation probabilities. The uncertainty takes the form of probability intervals. Such uncertain POMDPs can be used, for example, to model autonomous agents with sensors with limited accuracy, or agents undergoing a sudden component failure, or structural damage [1]. Given an uncertain POMDP representation of the autonomous agent, our goal is to propose a method for checking whether the system will satisfy an optimal performance, while not violating a safety requirement (e.g. fuel level, velocity, and etc.). To this end, we cast the POMDP problem into a switched system scenario. We then take advantage of this switched system characterization and propose a method based on barrier certificates for optimality and/or safety verification. We then show that the verification task can be carried out computationally by sum-of-squares programming. We illustrate the efficacy of our method by applying it to a Mars rover exploration example.
FLDec 4, 2022
Automaton-Based Representations of Task Knowledge from Generative Language ModelsYunhao Yang, Jean-Raphaël Gaglione, Cyrus Neary et al.
Automaton-based representations of task knowledge play an important role in control and planning for sequential decision-making problems. However, obtaining the high-level task knowledge required to build such automata is often difficult. Meanwhile, large-scale generative language models (GLMs) can automatically generate relevant task knowledge. However, the textual outputs from GLMs cannot be formally verified or used for sequential decision-making. We propose a novel algorithm named GLM2FSA, which constructs a finite state automaton (FSA) encoding high-level task knowledge from a brief natural-language description of the task goal. GLM2FSA first sends queries to a GLM to extract task knowledge in textual form, and then it builds an FSA to represent this text-based knowledge. The proposed algorithm thus fills the gap between natural-language task descriptions and automaton-based representations, and the constructed FSA can be formally verified against user-defined specifications. We accordingly propose a method to iteratively refine the queries to the GLM based on the outcomes, e.g., counter-examples, from verification. We demonstrate GLM2FSA's ability to build and refine automaton-based representations of everyday tasks (e.g., crossing a road), and also of tasks that require highly-specialized knowledge (e.g., executing secure multi-party computation).
LGApr 20, 2022
Joint Learning of Reward Machines and Policies in Environments with Partially Known SemanticsChristos Verginis, Cevahir Koprulu, Sandeep Chinchali et al.
We study the problem of reinforcement learning for a task encoded by a reward machine. The task is defined over a set of properties in the environment, called atomic propositions, and represented by Boolean variables. One unrealistic assumption commonly used in the literature is that the truth values of these propositions are accurately known. In real situations, however, these truth values are uncertain since they come from sensors that suffer from imperfections. At the same time, reward machines can be difficult to model explicitly, especially when they encode complicated tasks. We develop a reinforcement-learning algorithm that infers a reward machine that encodes the underlying task while learning how to execute it, despite the uncertainties of the propositions' truth values. In order to address such uncertainties, the algorithm maintains a probabilistic estimate about the truth value of the atomic propositions; it updates this estimate according to new sensory measurements that arrive from the exploration of the environment. Additionally, the algorithm maintains a hypothesis reward machine, which acts as an estimate of the reward machine that encodes the task to be learned. As the agent explores the environment, the algorithm updates the hypothesis reward machine according to the obtained rewards and the estimate of the atomic propositions' truth value. Finally, the algorithm uses a Q-learning procedure for the states of the hypothesis reward machine to determine the policy that accomplishes the task. We prove that the algorithm successfully infers the reward machine and asymptotically learns a policy that accomplishes the respective task.
AISep 19, 2024
Learning to Coordinate without Communication under Incomplete InformationShenghui Chen, Shufang Zhu, Giuseppe De Giacomo et al. · oxford
Achieving seamless coordination in cooperative games is a crucial challenge in artificial intelligence, particularly when players operate under incomplete information. While communication helps, it is not always feasible. In this paper, we explore how effective coordination can be achieved without verbal communication, relying solely on observing each other's actions. Our method enables an agent to develop a strategy by interpreting its partner's action sequences as intent signals, constructing a finite-state transducer built from deterministic finite automata, one for each possible action the agent can take. Experiments show that these strategies significantly outperform uncoordinated ones and closely match the performance of coordinating via direct communication.
LGJun 10, 2023
How to Learn and Generalize From Three Minutes of Data: Physics-Constrained and Uncertainty-Aware Neural Stochastic Differential EquationsFranck Djeumou, Cyrus Neary, Ufuk Topcu
We present a framework and algorithms to learn controlled dynamics models using neural stochastic differential equations (SDEs) -- SDEs whose drift and diffusion terms are both parametrized by neural networks. We construct the drift term to leverage a priori physics knowledge as inductive bias, and we design the diffusion term to represent a distance-aware estimate of the uncertainty in the learned model's predictions -- it matches the system's underlying stochasticity when evaluated on states near those from the training dataset, and it predicts highly stochastic dynamics when evaluated on states beyond the training regime. The proposed neural SDEs can be evaluated quickly enough for use in model predictive control algorithms, or they can be used as simulators for model-based reinforcement learning. Furthermore, they make accurate predictions over long time horizons, even when trained on small datasets that cover limited regions of the state space. We demonstrate these capabilities through experiments on simulated robotic systems, as well as by using them to model and control a hexacopter's flight dynamics: A neural SDE trained using only three minutes of manually collected flight data results in a model-based control policy that accurately tracks aggressive trajectories that push the hexacopter's velocity and Euler angles to nearly double the maximum values observed in the training dataset.
MAJan 20, 2023
Differential Privacy in Cooperative Multiagent PlanningBo Chen, Calvin Hawkins, Mustafa O. Karabag et al.
Privacy-aware multiagent systems must protect agents' sensitive data while simultaneously ensuring that agents accomplish their shared objectives. Towards this goal, we propose a framework to privatize inter-agent communications in cooperative multiagent decision-making problems. We study sequential decision-making problems formulated as cooperative Markov games with reach-avoid objectives. We apply a differential privacy mechanism to privatize agents' communicated symbolic state trajectories, and then we analyze tradeoffs between the strength of privacy and the team's performance. For a given level of privacy, this tradeoff is shown to depend critically upon the total correlation among agents' state-action processes. We synthesize policies that are robust to privacy by reducing the value of the total correlation. Numerical experiments demonstrate that the team's performance under these policies decreases by only 3 percent when comparing private versus non-private implementations of communication. By contrast, the team's performance decreases by roughly 86 percent when using baseline policies that ignore total correlation and only optimize team performance.
AINov 2, 2023
Formal Methods for Autonomous SystemsTichakorn Wongpiromsarn, Mahsa Ghasemi, Murat Cubuktepe et al.
Formal methods refer to rigorous, mathematical approaches to system development and have played a key role in establishing the correctness of safety-critical systems. The main building blocks of formal methods are models and specifications, which are analogous to behaviors and requirements in system design and give us the means to verify and synthesize system behaviors with formal guarantees. This monograph provides a survey of the current state of the art on applications of formal methods in the autonomous systems domain. We consider correct-by-construction synthesis under various formulations, including closed systems, reactive, and probabilistic settings. Beyond synthesizing systems in known environments, we address the concept of uncertainty and bound the behavior of systems that employ learning using formal methods. Further, we examine the synthesis of systems with monitoring, a mitigation technique for ensuring that once a system deviates from expected behavior, it knows a way of returning to normalcy. We also show how to overcome some limitations of formal methods themselves with learning. We conclude with future directions for formal methods in reinforcement learning, uncertainty, privacy, explainability of formal methods, and regulation and certification.
AIAug 10, 2023
Multimodal Pretrained Models for Verifiable Sequential Decision-Making: Planning, Grounding, and PerceptionYunhao Yang, Cyrus Neary, Ufuk Topcu
Recently developed pretrained models can encode rich world knowledge expressed in multiple modalities, such as text and images. However, the outputs of these models cannot be integrated into algorithms to solve sequential decision-making tasks. We develop an algorithm that utilizes the knowledge from pretrained models to construct and verify controllers for sequential decision-making tasks, and to ground these controllers to task environments through visual observations with formal guarantees. In particular, the algorithm queries a pretrained model with a user-provided, text-based task description and uses the model's output to construct an automaton-based controller that encodes the model's task-relevant knowledge. It allows formal verification of whether the knowledge encoded in the controller is consistent with other independently available knowledge, which may include abstract information on the environment or user-provided specifications. Next, the algorithm leverages the vision and language capabilities of pretrained models to link the observations from the task environment to the text-based control logic from the controller (e.g., actions and conditions that trigger the actions). We propose a mechanism to provide probabilistic guarantees on whether the controller satisfies the user-provided specifications under perceptual uncertainties. We demonstrate the algorithm's ability to construct, verify, and ground automaton-based controllers through a suite of real-world tasks, including daily life and robot manipulation tasks.
50.6ROApr 20
Zero to Autonomy in Real-Time: Online Adaptation of Dynamics in Unstructured EnvironmentsWilliam Ward, Sarah Etter, Jesse Quattrociocchi et al.
Autonomous robots must go from zero prior knowledge to safe control within seconds to operate in unstructured environments. Abrupt terrain changes, such as a sudden transition to ice, create dynamics shifts that can destabilize planners unless the model adapts in real-time. We present a method for online adaptation that combines function encoders with recursive least squares, treating the function encoder coefficients as latent states updated from streaming odometry. This yields constant-time coefficient estimation without gradient-based inner-loop updates, enabling adaptation from only a few seconds of data. We evaluate our approach on a Van der Pol system to highlight algorithmic behavior, in a Unity simulator for high-fidelity off-road navigation, and on a Clearpath Jackal robot, including on a challenging terrain at a local ice rink. Across these settings, our method improves model accuracy and downstream planning, reducing collisions compared to static and meta-learning baselines.
CVSep 18, 2023
Specification-Driven Video Search via Foundation Models and Formal VerificationYunhao Yang, Jean-Raphaël Gaglione, Sandeep Chinchali et al.
The increasing abundance of video data enables users to search for events of interest, e.g., emergency incidents. Meanwhile, it raises new concerns, such as the need for preserving privacy. Existing approaches to video search require either manual inspection or a deep learning model with massive training. We develop a method that uses recent advances in vision and language models, as well as formal methods, to search for events of interest in video clips automatically and efficiently. The method consists of an algorithm to map text-based event descriptions into linear temporal logic over finite traces (LTL$_f$) and an algorithm to construct an automaton encoding the video information. Then, the method formally verifies the automaton representing the video against the LTL$_f$ specifications and adds the pertinent video clips to the search result if the automaton satisfies the specifications. We provide qualitative and quantitative analysis to demonstrate the video-searching capability of the proposed method. It achieves over 90 percent precision in searching over privacy-sensitive videos and a state-of-the-art autonomous driving dataset.
OCJun 2, 2022
Deceptive Planning for Resource AllocationShenghui Chen, Yagiz Savas, Mustafa O. Karabag et al.
We consider a team of autonomous agents that navigate in an adversarial environment and aim to achieve a task by allocating their resources over a set of target locations. An adversary in the environment observes the autonomous team's behavior to infer their objective and responds against the team. In this setting, we propose strategies for controlling the density of the autonomous team so that they can deceive the adversary regarding their objective while achieving the desired final resource allocation. We first develop a prediction algorithm based on the principle of maximum entropy to express the team's behavior expected by the adversary. Then, by measuring the deceptiveness via Kullback-Leibler divergence, we devise convex optimization-based planning algorithms that deceive the adversary by either exaggerating the behavior towards a decoy allocation strategy or creating ambiguity regarding the final allocation strategy. A user study with $320$ participants demonstrates that the proposed algorithms are effective for deception and reveal the inherent biases of participants towards proximate goals.
SYJan 9, 2023
Physics-Informed Kernel Embeddings: Integrating Prior System Knowledge with Data-Driven ControlAdam J. Thorpe, Cyrus Neary, Franck Djeumou et al.
Data-driven control algorithms use observations of system dynamics to construct an implicit model for the purpose of control. However, in practice, data-driven techniques often require excessive sample sizes, which may be infeasible in real-world scenarios where only limited observations of the system are available. Furthermore, purely data-driven methods often neglect useful a priori knowledge, such as approximate models of the system dynamics. We present a method to incorporate such prior knowledge into data-driven control algorithms using kernel embeddings, a nonparametric machine learning technique based in the theory of reproducing kernel Hilbert spaces. Our proposed approach incorporates prior knowledge of the system dynamics as a bias term in the kernel learning problem. We formulate the biased learning problem as a least-squares problem with a regularization term that is informed by the dynamics, that has an efficiently computable, closed-form solution. Through numerical experiments, we empirically demonstrate the improved sample efficiency and out-of-sample generalization of our approach over a purely data-driven baseline. We demonstrate an application of our method to control through a target tracking problem with nonholonomic dynamics, and on spring-mass-damper and F-16 aircraft state prediction tasks.
GTJun 12, 2024
Coordination in Noncooperative Multiplayer Matrix Games via Reduced Rank Correlated EquilibriaJaehan Im, Yue Yu, David Fridovich-Keil et al.
Coordination in multiplayer games enables players to avoid the lose-lose outcome that often arises at Nash equilibria. However, designing a coordination mechanism typically requires the consideration of the joint actions of all players, which becomes intractable in large-scale games. We develop a novel coordination mechanism, termed reduced rank correlated equilibria, which reduces the number of joint actions to be considered and thereby mitigates computational complexity. The idea is to approximate the set of all joint actions with the actions used in a set of pre-computed Nash equilibria via a convex hull operation. In a game with n players and each player having m actions, the proposed mechanism reduces the number of joint actions considered from O(m^n) to O(mn). We demonstrate the application of the proposed mechanism to an air traffic queue management problem. Compared with the correlated equilibrium-a popular benchmark coordination mechanism-the proposed approach is capable of solving a problem involving four thousand times more joint actions while yielding similar or better performance in terms of a fairness indicator and showing a maximum optimality gap of 0.066% in terms of the average delay cost. In the meantime, it yields a solution that shows up to 99.5% improvement in a fairness indicator and up to 50.4% reduction in average delay cost compared to the Nash solution, which does not involve coordination.
GTAug 15, 2023
Active Inverse Learning in Stackelberg Trajectory GamesWilliam Ward, Yue Yu, Jacob Levy et al.
Game-theoretic inverse learning is the problem of inferring a player's objectives from their actions. We formulate an inverse learning problem in a Stackelberg game between a leader and a follower, where each player's action is the trajectory of a dynamical system. We propose an active inverse learning method for the leader to infer which hypothesis among a finite set of candidates best describes the follower's objective function. Instead of using passively observed trajectories like existing methods, we actively maximize the differences in the follower's trajectories under different hypotheses by optimizing the leader's control inputs. Compared with uniformly random inputs, the optimized inputs accelerate the convergence of the estimated probability of different hypotheses conditioned on the follower's trajectory. We demonstrate the proposed method in a receding-horizon repeated trajectory game and simulate the results using virtual TurtleBots in Gazebo.
SYAug 2, 2019
Barrier Certificates for Assured Machine TeachingMohamadreza Ahmadi, Bo Wu, Yuxin Chen et al.
Machine teaching can be viewed as optimal control for learning. Given a learner's model, machine teaching aims to determine the optimal training data to steer the learner towards a target hypothesis. In this paper, we are interested in providing assurances for machine teaching algorithms using control theory. In particular, we study a well-established learner's model in the machine teaching literature that is captured by the local preference over a version space. We interpret the problem of teaching a preference-based learner as solving a partially observable Markov decision process (POMDP). We then show that the POMDP formulation can be cast as a special hybrid system, i.e., a discrete-time switched system. Subsequently, we use barrier certificates to verify set-theoric properties of this special hybrid system. We show how the computation of the barrier certificate can be decomposed and numerically implemented as the solution to a sum-of-squares (SOS) program. For illustration, we show how the proposed framework based on control theory can be used to verify the teaching performance of two well-known machine teaching methods.
LGMar 7, 2023
On the Sample Complexity of Vanilla Model-Based Offline Reinforcement Learning with Dependent SamplesMustafa O. Karabag, Ufuk Topcu
Offline reinforcement learning (offline RL) considers problems where learning is performed using only previously collected samples and is helpful for the settings in which collecting new data is costly or risky. In model-based offline RL, the learner performs estimation (or optimization) using a model constructed according to the empirical transition frequencies. We analyze the sample complexity of vanilla model-based offline RL with dependent samples in the infinite-horizon discounted-reward setting. In our setting, the samples obey the dynamics of the Markov decision process and, consequently, may have interdependencies. Under no assumption of independent samples, we provide a high-probability, polynomial sample complexity bound for vanilla model-based off-policy evaluation that requires partial or uniform coverage. We extend this result to the off-policy optimization under uniform coverage. As a comparison to the model-based approach, we analyze the sample complexity of off-policy evaluation with vanilla importance sampling in the infinite-horizon setting. Finally, we provide an estimator that outperforms the sample-mean estimator for almost deterministic dynamics that are prevalent in reinforcement learning.
AIJun 23, 2023
Reinforcement Learning with Temporal-Logic-Based Causal DiagramsYash Paliwal, Rajarshi Roy, Jean-Raphaël Gaglione et al.
We study a class of reinforcement learning (RL) tasks where the objective of the agent is to accomplish temporally extended goals. In this setting, a common approach is to represent the tasks as deterministic finite automata (DFA) and integrate them into the state-space for RL algorithms. However, while these machines model the reward function, they often overlook the causal knowledge about the environment. To address this limitation, we propose the Temporal-Logic-based Causal Diagram (TL-CD) in RL, which captures the temporal causal relationships between different properties of the environment. We exploit the TL-CD to devise an RL algorithm in which an agent requires significantly less exploration of the environment. To this end, based on a TL-CD and a task DFA, we identify configurations where the agent can determine the expected rewards early during an exploration. Through a series of case studies, we demonstrate the benefits of using TL-CDs, particularly the faster convergence of the algorithm to an optimal policy due to reduced exploration of the environment.
AIAug 29, 2022
Categorical semantics of compositional reinforcement learningGeorgios Bakirtzis, Michail Savvas, Ufuk Topcu
Compositional knowledge representations in reinforcement learning (RL) facilitate modular, interpretable, and safe task specifications. However, generating compositional models requires the characterization of minimal assumptions for the robustness of the compositionality feature, especially in the case of functional decompositions. Using a categorical point of view, we develop a knowledge representation framework for a compositional theory of RL. Our approach relies on the theoretical study of the category MDP, whose objects are Markov decision processes (MDPs) acting as models of tasks. The categorical semantics models the compositionality of tasks through the application of pushout operations akin to combining puzzle pieces. As a practical application of these pushout operations, we introduce zig-zag diagrams that rely on the compositional guarantees engendered by the category MDP. We further prove that properties of the category MDP unify concepts, such as enforcing safety requirements and exploiting symmetries, generalizing previous abstraction theories for RL.
AIAug 16, 2024
Pessimistic Iterative Planning with RNNs for Robust POMDPsMaris F. L. Galesloot, Marnix Suilen, Thiago D. Simão et al.
Robust POMDPs extend classical POMDPs to incorporate model uncertainty using so-called uncertainty sets on the transition and observation functions, effectively defining ranges of probabilities. Policies for robust POMDPs must be (1) memory-based to account for partial observability and (2) robust against model uncertainty to account for the worst-case probability instances from the uncertainty sets. To compute such robust memory-based policies, we propose the pessimistic iterative planning (PIP) framework, which alternates between (1) selecting pessimistic POMDPs via worst-case probability instances from the uncertainty sets, and (2) computing finite-state controllers (FSCs) for these pessimistic POMDPs. Within PIP, we propose the rFSCNet algorithm, which optimizes a recurrent neural network to compute the FSCs. The empirical evaluation shows that rFSCNet can compute better-performing robust policies than several baselines and a state-of-the-art robust POMDP solver.
SYOct 7, 2012
Synthesis of Reactive Protocols for Vehicle-to-Vehicle CommunicationClemens Wiltsche, Ufuk Topcu, Richard M. Murray
We present a synthesis method for communication protocols for active safety applications that satisfy certain formal specifications on quality of service requirements. The protocols are developed to provide reliable communication services for automobile active safety applications. The synthesis method transforms a specification into a distributed implementation of senders and receivers that together satisfy the quality of service requirements by transmitting messages over an unreliable medium. We develop a specification language and an execution model for the implementations, and demonstrate the viability of our method by developing a protocol for a traffic scenario in which a car runs a red light at a busy intersection.
MASep 13, 2023
Privacy-Engineered Value Decomposition Networks for Cooperative Multi-Agent Reinforcement LearningParham Gohari, Matthew Hale, Ufuk Topcu
In cooperative multi-agent reinforcement learning (Co-MARL), a team of agents must jointly optimize the team's long-term rewards to learn a designated task. Optimizing rewards as a team often requires inter-agent communication and data sharing, leading to potential privacy implications. We assume privacy considerations prohibit the agents from sharing their environment interaction data. Accordingly, we propose Privacy-Engineered Value Decomposition Networks (PE-VDN), a Co-MARL algorithm that models multi-agent coordination while provably safeguarding the confidentiality of the agents' environment interaction data. We integrate three privacy-engineering techniques to redesign the data flows of the VDN algorithm, an existing Co-MARL algorithm that consolidates the agents' environment interaction data to train a central controller that models multi-agent coordination, and develop PE-VDN. In the first technique, we design a distributed computation scheme that eliminates Vanilla VDN's dependency on sharing environment interaction data. Then, we utilize a privacy-preserving multi-party computation protocol to guarantee that the data flows of the distributed computation scheme do not pose new privacy risks. Finally, we enforce differential privacy to preempt inference threats against the agents' training data, past environment interactions, when they take actions based on their neural network predictions. We implement PE-VDN in StarCraft Multi-Agent Competition (SMAC) and show that it achieves 80% of Vanilla VDN's win rate while maintaining differential privacy levels that provide meaningful privacy guarantees. The results demonstrate that PE-VDN can safeguard the confidentiality of agents' environment interaction data without sacrificing multi-agent coordination.
SYSep 9, 2023
Verifiable Reinforcement Learning Systems via CompositionalityCyrus Neary, Aryaman Singh Samyal, Christos Verginis et al.
We propose a framework for verifiable and compositional reinforcement learning (RL) in which a collection of RL subsystems, each of which learns to accomplish a separate subtask, are composed to achieve an overall task. The framework consists of a high-level model, represented as a parametric Markov decision process, which is used to plan and analyze compositions of subsystems, and of the collection of low-level subsystems themselves. The subsystems are implemented as deep RL agents operating under partial observability. By defining interfaces between the subsystems, the framework enables automatic decompositions of task specifications, e.g., reach a target set of states with a probability of at least 0.95, into individual subtask specifications, i.e. achieve the subsystem's exit conditions with at least some minimum probability, given that its entry conditions are met. This in turn allows for the independent training and testing of the subsystems. We present theoretical results guaranteeing that if each subsystem learns a policy satisfying its subtask specification, then their composition is guaranteed to satisfy the overall task specification. Conversely, if the subtask specifications cannot all be satisfied by the learned policies, we present a method, formulated as the problem of finding an optimal set of parameters in the high-level model, to automatically update the subtask specifications to account for the observed shortcomings. The result is an iterative procedure for defining subtask specifications, and for training the subsystems to meet them. Experimental results demonstrate the presented framework's novel capabilities in environments with both full and partial observability, discrete and continuous state and action spaces, as well as deterministic and stochastic dynamics.
SYNov 22, 2018
Robust Myopic Control for Systems with Imperfect ObservationsDantong Ge, Melkior Ornik, Ufuk Topcu
Control of systems operating in unexplored environments is challenging due to lack of complete model knowledge. Additionally, under measurement noises, data collected from onboard sensors are of limited accuracy. This paper considers imperfect state observations in developing a control strategy for systems moving in unknown environments. First, we include hard constraints in the problem for safety concerns. Given the observed states, the robust myopic control approach learns local dynamics, explores all possible trajectories within the observation error bound, and computes the optimal control action using robust optimization. Finally, we validate the method in an OSIRIS-REx-based asteroid landing scenario.
AIAug 23, 2024
Reduce, Reuse, Recycle: Categories for Compositional Reinforcement LearningGeorgios Bakirtzis, Michail Savvas, Ruihan Zhao et al.
In reinforcement learning, conducting task composition by forming cohesive, executable sequences from multiple tasks remains challenging. However, the ability to (de)compose tasks is a linchpin in developing robotic systems capable of learning complex behaviors. Yet, compositional reinforcement learning is beset with difficulties, including the high dimensionality of the problem space, scarcity of rewards, and absence of system robustness after task composition. To surmount these challenges, we view task composition through the prism of category theory -- a mathematical discipline exploring structures and their compositional relationships. The categorical properties of Markov decision processes untangle complex tasks into manageable sub-tasks, allowing for strategical reduction of dimensionality, facilitating more tractable reward structures, and bolstering system robustness. Experimental results support the categorical theory of reinforcement learning by enabling skill reduction, reuse, and recycling when learning complex robotic arm tasks.
GTMar 31, 2023
Soft-Bellman Equilibrium in Affine Markov Games: Forward Solutions and Inverse LearningShenghui Chen, Yue Yu, David Fridovich-Keil et al.
Markov games model interactions among multiple players in a stochastic, dynamic environment. Each player in a Markov game maximizes its expected total discounted reward, which depends upon the policies of the other players. We formulate a class of Markov games, termed affine Markov games, where an affine reward function couples the players' actions. We introduce a novel solution concept, the soft-Bellman equilibrium, where each player is boundedly rational and chooses a soft-Bellman policy rather than a purely rational policy as in the well-known Nash equilibrium concept. We provide conditions for the existence and uniqueness of the soft-Bellman equilibrium and propose a nonlinear least-squares algorithm to compute such an equilibrium in the forward problem. We then solve the inverse game problem of inferring the players' reward parameters from observed state-action trajectories via a projected-gradient algorithm. Experiments in a predator-prey OpenAI Gym environment show that the reward parameters inferred by the proposed algorithm outperform those inferred by a baseline algorithm: they reduce the Kullback-Leibler divergence between the equilibrium policies and observed policies by at least two orders of magnitude.
LGDec 30, 2022
Task-Guided IRL in POMDPs that ScalesFranck Djeumou, Christian Ellis, Murat Cubuktepe et al.
In inverse reinforcement learning (IRL), a learning agent infers a reward function encoding the underlying task using demonstrations from experts. However, many existing IRL techniques make the often unrealistic assumption that the agent has access to full information about the environment. We remove this assumption by developing an algorithm for IRL in partially observable Markov decision processes (POMDPs). We address two limitations of existing IRL techniques. First, they require an excessive amount of data due to the information asymmetry between the expert and the learner. Second, most of these IRL techniques require solving the computationally intractable forward problem -- computing an optimal policy given a reward function -- in POMDPs. The developed algorithm reduces the information asymmetry while increasing the data efficiency by incorporating task specifications expressed in temporal logic into IRL. Such specifications may be interpreted as side information available to the learner a priori in addition to the demonstrations. Further, the algorithm avoids a common source of algorithmic complexity by building on causal entropy as the measure of the likelihood of the demonstrations as opposed to entropy. Nevertheless, the resulting problem is nonconvex due to the so-called forward problem. We solve the intrinsic nonconvexity of the forward problem in a scalable manner through a sequential linear programming scheme that guarantees to converge to a locally optimal policy. In a series of examples, including experiments in a high-fidelity Unity simulator, we demonstrate that even with a limited amount of data and POMDPs with tens of thousands of states, our algorithm learns reward functions and policies that satisfy the task while inducing similar behavior to the expert by leveraging the provided side information.
84.3GTMar 14
Chance-Constrained Correlated Equilibria for Robust Noncooperative CoordinationJaehan Im, Ufuk Topcu, David Fridovich-Keil
Correlated equilibria enable a coordinator to influence the self-interested agents by recommending actions that no player has an incentive to deviate from. However, the effectiveness of this mechanism relies on accurate knowledge of the agents' cost structures. When cost parameters are uncertain, the recommended actions may no longer be incentive compatible, allowing agents to benefit from deviating from them. We study a chance-constrained correlated equilibrium problem formulation that accounts for uncertainty in agents' costs and guarantees incentive compatibility with a prescribed confidence level. We derive sensitivity results that quantify how uncertainty in individual incentive constraints affects the expected coordination outcome. In particular, the analysis characterizes the value of information by relating the marginal benefit of reducing uncertainty to the dual sensitivities of the incentive constraints, providing guidance on which sources of uncertainty should be prioritized for information acquisition. The results further reveal that increasing the confidence level is not always beneficial and can introduce a tradeoff between robustness and system efficiency. Numerical experiments demonstrate that the proposed framework maintains coordination performance in uncertain environments and are consistent with the theoretical insights developed in the analysis.
MAAug 20, 2024
Sequential Resource Trading Using Comparison-Based Gradient EstimationSurya Murthy, Mustafa O. Karabag, Ufuk Topcu
Autonomous agents interact with other autonomous agents and humans of unknown preferences to share resources in their environment. We explore sequential trading for resource allocation in a setting where two greedily rational agents sequentially trade resources from a finite set of categories. Each agent has a utility function that depends on the amount of resources it possesses in each category. The offering agent makes trade offers to improve its utility without knowing the responding agent's utility function, and the responding agent only accepts offers that improve its utility. To facilitate cooperation between an autonomous agent and another autonomous agent or a human, we present an algorithm for the offering agent to estimate the responding agent's gradient (preferences) and make offers based on previous acceptance or rejection responses. The algorithm's goal is to reach a Pareto-optimal resource allocation state while ensuring that the utilities of both agents improve after every accepted trade. The algorithm estimates the responding agent's gradient by leveraging the rejected offers and the greedy rationality assumption, to prune the space of potential gradients. We show that, after the algorithm makes a finite number of rejected offers, the algorithm either finds a mutually beneficial trade or certifies that the current state is epsilon-weakly Pareto optimal. We compare the proposed algorithm against various baselines in continuous and discrete trading scenarios and show that it improves the societal benefit with fewer offers. Additionally, we validate these findings in a user study with human participants, where the algorithm achieves high performance in scenarios with high resource conflict due to aligned agent goals.
GTSep 30, 2023
When Should a Leader Act Suboptimally? The Role of Inferability in Repeated Stackelberg GamesMustafa O. Karabag, Sophia Smith, Negar Mehr et al.
When interacting with other decision-making agents in non-adversarial scenarios, it is critical for an autonomous agent to have inferable behavior: The agent's actions must convey their intention and strategy. We model the inferability problem using Stackelberg games with observations where a leader and a follower repeatedly interact. During the interactions, the leader uses a fixed mixed strategy. The follower does not know the leader's strategy and dynamically reacts to the statistically inferred strategy based on the leader's previous actions. In the inference setting, the leader may have a lower performance compared to the setting where the follower has full information on the leader's strategy. We refer to the performance gap between these settings as the inferability gap. For a variety of game settings, we show that the inferability gap is upper-bounded by a function of the number of interactions and the stochasticity level of the leader's strategy, encouraging the use of inferable strategies with lower stochasticity levels. We also analyze bimatrix Stackelberg games and identify a set of games where the leader's near-optimal strategy may potentially suffer from a large inferability gap.
LODec 2, 2022
Learning Temporal Logic Properties: an Overview of Two Recent MethodsJean-Raphaël Gaglione, Rajarshi Roy, Nasim Baharisangari et al.
Learning linear temporal logic (LTL) formulas from examples labeled as positive or negative has found applications in inferring descriptions of system behavior. We summarize two methods to learn LTL formulas from examples in two different problem settings. The first method assumes noise in the labeling of the examples. For that, they define the problem of inferring an LTL formula that must be consistent with most but not all of the examples. The second method considers the other problem of inferring meaningful LTL formulas in the case where only positive examples are given. Hence, the first method addresses the robustness to noise, and the second method addresses the balance between conciseness and specificity (i.e., language minimality) of the inferred formula. The summarized methods propose different algorithms to solve the aforementioned problems, as well as to infer other descriptions of temporal properties, such as signal temporal logic or deterministic finite automata.
LGMay 25, 2022
Additive Logistic Mechanism for Privacy-Preserving Self-Supervised LearningYunhao Yang, Parham Gohari, Ufuk Topcu
We study the privacy risks that are associated with training a neural network's weights with self-supervised learning algorithms. Through empirical evidence, we show that the fine-tuning stage, in which the network weights are updated with an informative and often private dataset, is vulnerable to privacy attacks. To address the vulnerabilities, we design a post-training privacy-protection algorithm that adds noise to the fine-tuned weights and propose a novel differential privacy mechanism that samples noise from the logistic distribution. Compared to the two conventional additive noise mechanisms, namely the Laplace and the Gaussian mechanisms, the proposed mechanism uses a bell-shaped distribution that resembles the distribution of the Gaussian mechanism, and it satisfies pure $ε$-differential privacy similar to the Laplace mechanism. We apply membership inference attacks on both unprotected and protected models to quantify the trade-off between the models' privacy and performance. We show that the proposed protection algorithm can effectively reduce the attack accuracy to roughly 50\%-equivalent to random guessing-while maintaining a performance loss below 5\%.
89.8GTApr 1
Scalable Coordination with Chance-Constrained Correlated Equilibria via Reduced-Rank StructureJaehan Im, David Fridovich-Keil, Ufuk Topcu
Correlated equilibria provide a mechanism for coordinating noncooperative agents through incentive-compatible recommendations, but their guarantees degrade under uncertainty in agents' cost structures. Chance-constrained correlated equilibrium addresses this issue by enforcing incentive compatibility with probabilistic guarantees, but computing such equilibria remains intractable in large-scale coordination problems due to the exponential growth of the joint action space. We develop an approximation method for computing chance-constrained correlated equilibria by showing that these equilibria admit a representation as convex combinations of a finite set of chance-constrained pure Nash equilibria, enabling tractable computation without solving the full correlated equilibrium program. Numerical experiments on large-scale multi-airline coordination scenarios demonstrate substantial reductions in computation time while achieving lower system delay costs compared to current operational practice. Under cost uncertainty, the proposed method consistently achieves lower deviation rate compared to the full formulation while achieving comparable coordination performance.
44.1ROMar 30
Robust Multi-Agent Reinforcement Learning for Small UAS Separation Assurance under GPS Degradation and SpoofingAlex Zongo, Filippos Fotiadis, Ufuk Topcu et al.
We address robust separation assurance for small Unmanned Aircraft Systems (sUAS) under GPS degradation and spoofing via Multi-Agent Reinforcement Learning (MARL). In cooperative surveillance, each aircraft (or agent) broadcasts its GPS-derived position; when such position broadcasts are corrupted, the entire observed air traffic state becomes unreliable. We cast this state observation corruption as a zero-sum game between the agents and an adversary: with probability R, the adversary perturbs the observed state to maximally degrade each agent's safety performance. We derive a closed-form expression for this adversarial perturbation, bypassing adversarial training entirely and enabling linear-time evaluation in the state dimension. We show that this expression approximates the true worst-case adversarial perturbation with second-order accuracy. We further bound the safety performance gap between clean and corrupted observations, showing that it degrades at most linearly with the corruption probability under Kullback-Leibler regularization. Finally, we integrate the closed-form adversarial policy into a MARL policy gradient algorithm to obtain a robust counter-policy for the agents. In a high-density sUAS simulation, we observe near-zero collision rates under corruption levels up to 35%, outperforming a baseline policy trained without adversarial perturbations.
75.5GTMar 19
Interleaved Information Structures in Dynamic Games: A General Framework with Application to the Linear-Quadratic CaseJanani S K, Kushagra Gupta, Ufuk Topcu et al.
A fundamental problem in noncooperative dynamic game theory is the computation of Nash equilibria under different information structures, which specify the information available to each agent during decision-making. Prior work has extensively studied equilibrium solutions for two canonical information structures: feedback, where agents observe the current state at each time, and open-loop, where agents only observe the initial state. However, these paradigms are often too restrictive to capture realistic settings exhibiting interleaved information structures, in which each agent observes only a subset of other agents at every timestep. To date, there is no systematic framework for modeling and solving dynamic games under arbitrary interleaved information structures. To this end, we make two main contributions. First, we introduce a method to model deterministic dynamic games with arbitrary interleaved information structures as Mathematical Program Networks (MPNs), where the network structure encodes the informational dependencies between agents. Second, for linear-quadratic (LQ) dynamic games, we leverage the MPN formulation to develop a systematic procedure for deriving Riccati-like equations that characterize Nash equilibria. Finally, we illustrate our approach through an example involving three agents exhibiting a cyclic information structure.