Erick Galinkin

CR
h-index57
28papers
536citations
Novelty32%
AI Score51

28 Papers

LGNov 6, 2025
NVIDIA Nemotron Nano V2 VL

Amala Sanjay Deshmukh, Kateryna Chumachenko, Tuomas Rintamaki et al. · nvidia

We introduce Nemotron Nano V2 VL, the latest model of the Nemotron vision-language series designed for strong real-world document understanding, long video comprehension, and reasoning tasks. Nemotron Nano V2 VL delivers significant improvements over our previous model, Llama-3.1-Nemotron-Nano-VL-8B, across all vision and text domains through major enhancements in model architecture, datasets, and training recipes. Nemotron Nano V2 VL builds on Nemotron Nano V2, a hybrid Mamba-Transformer LLM, and innovative token reduction techniques to achieve higher inference throughput in long document and video scenarios. We are releasing model checkpoints in BF16, FP8, and FP4 formats and sharing large parts of our datasets, recipes and training code.

CLApr 4, 2025Code
Nemotron-H: A Family of Accurate and Efficient Hybrid Mamba-Transformer Models

Aaron Blakeman, Aarti Basant, Abhinav Khattar et al. · nvidia

As inference-time scaling becomes critical for enhanced reasoning capabilities, it is increasingly becoming important to build models that are efficient to infer. We introduce Nemotron-H, a family of 8B and 56B/47B hybrid Mamba-Transformer models designed to reduce inference cost for a given accuracy level. To achieve this goal, we replace the majority of self-attention layers in the common Transformer model architecture with Mamba layers that perform constant computation and require constant memory per generated token. We show that Nemotron-H models offer either better or on-par accuracy compared to other similarly-sized state-of-the-art open-sourced Transformer models (e.g., Qwen-2.5-7B/72B and Llama-3.1-8B/70B), while being up to 3$\times$ faster at inference. To further increase inference speed and reduce the memory required at inference time, we created Nemotron-H-47B-Base from the 56B model using a new compression via pruning and distillation technique called MiniPuzzle. Nemotron-H-47B-Base achieves similar accuracy to the 56B model, but is 20% faster to infer. In addition, we introduce an FP8-based training recipe and show that it can achieve on par results with BF16-based training. This recipe is used to train the 56B model. We are releasing Nemotron-H base model checkpoints with support in Hugging Face and NeMo.

LGApr 14Code
Nemotron 3 Super: Open, Efficient Mixture-of-Experts Hybrid Mamba-Transformer Model for Agentic Reasoning

Aakshita Chandiramani, Aaron Blakeman, Abdullahi Olaoye et al. · amazon-science, cmu

We describe the pre-training, post-training, and quantization of Nemotron 3 Super, a 120 billion (active 12 billion) parameter hybrid Mamba-Attention Mixture-of-Experts model. Nemotron 3 Super is the first model in the Nemotron 3 family to 1) be pre-trained in NVFP4, 2) leverage LatentMoE, a new Mixture-of-Experts architecture that optimizes for both accuracy per FLOP and accuracy per parameter, and 3) include MTP layers for inference acceleration through native speculative decoding. We pre-trained Nemotron 3 Super on 25 trillion tokens followed by post-training using supervised fine tuning (SFT) and reinforcement learning (RL). The final model supports up to 1M context length and achieves comparable accuracy on common benchmarks, while also achieving up to 2.2x and 7.5x higher inference throughput compared to GPT-OSS-120B and Qwen3.5-122B, respectively. Nemotron 3 Super datasets, along with the base, post-trained, and quantized checkpoints, are open-sourced on HuggingFace.

CLAug 20, 2025
NVIDIA Nemotron Nano 2: An Accurate and Efficient Hybrid Mamba-Transformer Reasoning Model

Aarti Basant, Abhijit Khairnar, Abhijit Paithankar et al. · nvidia

We introduce Nemotron-Nano-9B-v2, a hybrid Mamba-Transformer language model designed to increase throughput for reasoning workloads while achieving state-of-the-art accuracy compared to similarly-sized models. Nemotron-Nano-9B-v2 builds on the Nemotron-H architecture, in which the majority of the self-attention layers in the common Transformer architecture are replaced with Mamba-2 layers, to achieve improved inference speed when generating the long thinking traces needed for reasoning. We create Nemotron-Nano-9B-v2 by first pre-training a 12-billion-parameter model (Nemotron-Nano-12B-v2-Base) on 20 trillion tokens using an FP8 training recipe. After aligning Nemotron-Nano-12B-v2-Base, we employ the Minitron strategy to compress and distill the model with the goal of enabling inference on up to 128k tokens on a single NVIDIA A10G GPU (22GiB of memory, bfloat16 precision). Compared to existing similarly-sized models (e.g., Qwen3-8B), we show that Nemotron-Nano-9B-v2 achieves on-par or better accuracy on reasoning benchmarks while achieving up to 6x higher inference throughput in reasoning settings like 8k input and 16k output tokens. We are releasing Nemotron-Nano-9B-v2, Nemotron-Nano12B-v2-Base, and Nemotron-Nano-9B-v2-Base checkpoints along with the majority of our pre- and post-training datasets on Hugging Face.

CLDec 23, 2025
Nemotron 3 Nano: Open, Efficient Mixture-of-Experts Hybrid Mamba-Transformer Model for Agentic Reasoning

Aaron Blakeman, Aaron Grattafiori, Aarti Basant et al. · nvidia

We present Nemotron 3 Nano 30B-A3B, a Mixture-of-Experts hybrid Mamba-Transformer language model. Nemotron 3 Nano was pretrained on 25 trillion text tokens, including more than 3 trillion new unique tokens over Nemotron 2, followed by supervised fine tuning and large-scale RL on diverse environments. Nemotron 3 Nano achieves better accuracy than our previous generation Nemotron 2 Nano while activating less than half of the parameters per forward pass. It achieves up to 3.3x higher inference throughput than similarly-sized open models like GPT-OSS-20B and Qwen3-30B-A3B-Thinking-2507, while also being more accurate on popular benchmarks. Nemotron 3 Nano demonstrates enhanced agentic, reasoning, and chat abilities and supports context lengths up to 1M tokens. We release both our pretrained Nemotron 3 Nano 30B-A3B Base and post-trained Nemotron 3 Nano 30B-A3B checkpoints on Hugging Face.

CLDec 24, 2025
NVIDIA Nemotron 3: Efficient and Open Intelligence

Aaron Blakeman, Aaron Grattafiori, Aarti Basant et al. · nvidia

We introduce the Nemotron 3 family of models - Nano, Super, and Ultra. These models deliver strong agentic, reasoning, and conversational capabilities. The Nemotron 3 family uses a Mixture-of-Experts hybrid Mamba-Transformer architecture to provide best-in-class throughput and context lengths of up to 1M tokens. Super and Ultra models are trained with NVFP4 and incorporate LatentMoE, a novel approach that improves model quality. The two larger models also include MTP layers for faster text generation. All Nemotron 3 models are post-trained using multi-environment reinforcement learning enabling reasoning, multi-step tool use, and support granular reasoning budget control. Nano, the smallest model, outperforms comparable models in accuracy while remaining extremely cost-efficient for inference. Super is optimized for collaborative agents and high-volume workloads such as IT ticket automation. Ultra, the largest model, provides state-of-the-art accuracy and reasoning performance. Nano is released together with its technical report and this white paper, while Super and Ultra will follow in the coming months. We will openly release the model weights, pre- and post-training software, recipes, and all data for which we hold redistribution rights.

CRDec 8, 2022
Simulation of Attacker Defender Interaction in a Noisy Security Game

Erick Galinkin, Emmanouil Pountourakis, John Carter et al.

In the cybersecurity setting, defenders are often at the mercy of their detection technologies and subject to the information and experiences that individual analysts have. In order to give defenders an advantage, it is important to understand an attacker's motivation and their likely next best action. As a first step in modeling this behavior, we introduce a security game framework that simulates interplay between attackers and defenders in a noisy environment, focusing on the factors that drive decision making for attackers and defenders in the variants of the game with full knowledge and observability, knowledge of the parameters but no observability of the state (``partial knowledge''), and zero knowledge or observability (``zero knowledge''). We demonstrate the importance of making the right assumptions about attackers, given significant differences in outcomes. Furthermore, there is a measurable trade-off between false-positives and true-positives in terms of attacker outcomes, suggesting that a more false-positive prone environment may be acceptable under conditions where true-positives are also higher.

CRSep 28, 2024
The Price of Pessimism for Automated Defense

Erick Galinkin, Emmanouil Pountourakis, Spiros Mancoridis

The well-worn George Box aphorism ``all models are wrong, but some are useful'' is particularly salient in the cybersecurity domain, where the assumptions built into a model can have substantial financial or even national security impacts. Computer scientists are often asked to optimize for worst-case outcomes, and since security is largely focused on risk mitigation, preparing for the worst-case scenario appears rational. In this work, we demonstrate that preparing for the worst case rather than the most probable case may yield suboptimal outcomes for learning agents. Through the lens of stochastic Bayesian games, we first explore different attacker knowledge modeling assumptions that impact the usefulness of models to cybersecurity practitioners. By considering different models of attacker knowledge about the state of the game and a defender's hidden information, we find that there is a cost to the defender for optimizing against the worst case.

CLMay 2, 2025Code
Llama-Nemotron: Efficient Reasoning Models

Akhiad Bercovich, Itay Levy, Izik Golan et al. · nvidia

We introduce the Llama-Nemotron series of models, an open family of heterogeneous reasoning models that deliver exceptional reasoning capabilities, inference efficiency, and an open license for enterprise use. The family comes in three sizes -- Nano (8B), Super (49B), and Ultra (253B) -- and performs competitively with state-of-the-art reasoning models such as DeepSeek-R1 while offering superior inference throughput and memory efficiency. In this report, we discuss the training procedure for these models, which entails using neural architecture search from Llama 3 models for accelerated inference, knowledge distillation, and continued pretraining, followed by a reasoning-focused post-training stage consisting of two main parts: supervised fine-tuning and large scale reinforcement learning. Llama-Nemotron models are the first open-source models to support a dynamic reasoning toggle, allowing users to switch between standard chat and reasoning modes during inference. To further support open research and facilitate model development, we provide the following resources: 1. We release the Llama-Nemotron reasoning models -- LN-Nano, LN-Super, and LN-Ultra -- under the commercially permissive NVIDIA Open Model License Agreement. 2. We release the complete post-training dataset: Llama-Nemotron-Post-Training-Dataset. 3. We also release our training codebases: NeMo, NeMo-Aligner, and Megatron-LM.

CRDec 2, 2024Code
Improved Large Language Model Jailbreak Detection via Pretrained Embeddings

Erick Galinkin, Martin Sablotny

The adoption of large language models (LLMs) in many applications, from customer service chat bots and software development assistants to more capable agentic systems necessitates research into how to secure these systems. Attacks like prompt injection and jailbreaking attempt to elicit responses and actions from these models that are not compliant with the safety, privacy, or content policies of organizations using the model in their application. In order to counter abuse of LLMs for generating potentially harmful replies or taking undesirable actions, LLM owners must apply safeguards during training and integrate additional tools to block the LLM from generating text that abuses the model. Jailbreaking prompts play a vital role in convincing an LLM to generate potentially harmful content, making it important to identify jailbreaking attempts to block any further steps. In this work, we propose a novel approach to detect jailbreak prompts based on pairing text embeddings well-suited for retrieval with traditional machine learning classification algorithms. Our approach outperforms all publicly available methods from open source LLM security applications.

AIMar 6, 2022
Towards a Responsible AI Development Lifecycle: Lessons From Information Security

Erick Galinkin

Legislation and public sentiment throughout the world have promoted fairness metrics, explainability, and interpretability as prescriptions for the responsible development of ethical artificial intelligence systems. Despite the importance of these three pillars in the foundation of the field, they can be challenging to operationalize and attempts to solve the problems in production environments often feel Sisyphean. This difficulty stems from a number of factors: fairness metrics are computationally difficult to incorporate into training and rarely alleviate all of the harms perpetrated by these systems. Interpretability and explainability can be gamed to appear fair, may inadvertently reduce the privacy of personal information contained in training data, and increase user confidence in predictions -- even when the explanations are wrong. In this work, we propose a framework for responsibly developing artificial intelligence systems by incorporating lessons from the field of information security and the secure development lifecycle to overcome challenges associated with protecting users in adversarial settings. In particular, we propose leveraging the concepts of threat modeling, design review, penetration testing, and incident response in the context of developing AI systems as ways to resolve shortcomings in the aforementioned methods.

LGMar 7, 2022
Robustness and Usefulness in AI Explanation Methods

Erick Galinkin

Explainability in machine learning has become incredibly important as machine learning-powered systems become ubiquitous and both regulation and public sentiment begin to demand an understanding of how these systems make decisions. As a result, a number of explanation methods have begun to receive widespread adoption. This work summarizes, compares, and contrasts three popular explanation methods: LIME, SmoothGrad, and SHAP. We evaluate these methods with respect to: robustness, in the sense of sample complexity and stability; understandability, in the sense that provided explanations are consistent with user expectations; and usability, in the sense that the explanations allow for the model to be modified based on the output. This work concludes that current explanation methods are insufficient; that putting faith in and adopting these methods may actually be worse than simply not using them.

LGApr 9, 2024
AEGIS: Online Adaptive AI Content Safety Moderation with Ensemble of LLM Experts

Shaona Ghosh, Prasoon Varshney, Erick Galinkin et al.

As Large Language Models (LLMs) and generative AI become more widespread, the content safety risks associated with their use also increase. We find a notable deficiency in high-quality content safety datasets and benchmarks that comprehensively cover a wide range of critical safety areas. To address this, we define a broad content safety risk taxonomy, comprising 13 critical risk and 9 sparse risk categories. Additionally, we curate AEGISSAFETYDATASET, a new dataset of approximately 26, 000 human-LLM interaction instances, complete with human annotations adhering to the taxonomy. We plan to release this dataset to the community to further research and to help benchmark LLM models for safety. To demonstrate the effectiveness of the dataset, we instruction-tune multiple LLM-based safety models. We show that our models (named AEGISSAFETYEXPERTS), not only surpass or perform competitively with the state-of-the-art LLM-based safety models and general purpose LLMs, but also exhibit robustness across multiple jail-break attack categories. We also show how using AEGISSAFETYDATASET during the LLM alignment phase does not negatively impact the performance of the aligned models on MT Bench scores. Furthermore, we propose AEGIS, a novel application of a no-regret online adaptation framework with strong theoretical guarantees, to perform content moderation with an ensemble of LLM content safety experts in deployment

LGJan 31, 2025
Importing Phantoms: Measuring LLM Package Hallucination Vulnerabilities

Arjun Krishna, Erick Galinkin, Leon Derczynski et al.

Large Language Models (LLMs) have become an essential tool in the programmer's toolkit, but their tendency to hallucinate code can be used by malicious actors to introduce vulnerabilities to broad swathes of the software supply chain. In this work, we analyze package hallucination behaviour in LLMs across popular programming languages examining both existing package references and fictional dependencies. By analyzing this package hallucination behaviour we find potential attacks and suggest defensive strategies to defend against these attacks. We discover that package hallucination rate is predicated not only on model choice, but also programming language, model size, and specificity of the coding task request. The Pareto optimality boundary between code generation performance and package hallucination is sparsely populated, suggesting that coding models are not being optimized for secure code. Additionally, we find an inverse correlation between package hallucination rate and the HumanEval coding benchmark, offering a heuristic for evaluating the propensity of a model to hallucinate packages. Our metrics, findings and analyses provide a base for future models, securing AI-assisted software development workflows against package supply chain attacks.

AIJun 16, 2025
Weakest Link in the Chain: Security Vulnerabilities in Advanced Reasoning Models

Arjun Krishna, Aaditya Rastogi, Erick Galinkin

The introduction of advanced reasoning capabilities have improved the problem-solving performance of large language models, particularly on math and coding benchmarks. However, it remains unclear whether these reasoning models are more or less vulnerable to adversarial prompt attacks than their non-reasoning counterparts. In this work, we present a systematic evaluation of weaknesses in advanced reasoning models compared to similar non-reasoning models across a diverse set of prompt-based attack categories. Using experimental data, we find that on average the reasoning-augmented models are \emph{slightly more robust} than non-reasoning models (42.51\% vs 45.53\% attack success rate, lower is better). However, this overall trend masks significant category-specific differences: for certain attack types the reasoning models are substantially \emph{more vulnerable} (e.g., up to 32 percentage points worse on a tree-of-attacks prompt), while for others they are markedly \emph{more robust} (e.g., 29.8 points better on cross-site scripting injection). Our findings highlight the nuanced security implications of advanced reasoning in language models and emphasize the importance of stress-testing safety across diverse adversarial techniques.

CLApr 9, 2025
NLP Security and Ethics, in the Wild

Heather Lent, Erick Galinkin, Yiyi Chen et al.

As NLP models are used by a growing number of end-users, an area of increasing importance is NLP Security (NLPSec): assessing the vulnerability of models to malicious attacks and developing comprehensive countermeasures against them. While work at the intersection of NLP and cybersecurity has the potential to create safer NLP for all, accidental oversights can result in tangible harm (e.g., breaches of privacy or proliferation of malicious models). In this emerging field, however, the research ethics of NLP have not yet faced many of the long-standing conundrums pertinent to cybersecurity, until now. We thus examine contemporary works across NLPSec, and explore their engagement with cybersecurity's ethical norms. We identify trends across the literature, ultimately finding alarming gaps on topics like harm minimization and responsible disclosure. To alleviate these concerns, we provide concrete recommendations to help NLP researchers navigate this space more ethically, bridging the gap between traditional cybersecurity and NLP ethics, which we frame as ``white hat NLP''. The goal of this work is to help cultivate an intentional culture of ethical research for those working in NLP Security.

CRDec 2, 2024
Towards Type Agnostic Cyber Defense Agents

Erick Galinkin, Emmanouil Pountrourakis, Spiros Mancoridis

With computing now ubiquitous across government, industry, and education, cybersecurity has become a critical component for every organization on the planet. Due to this ubiquity of computing, cyber threats have continued to grow year over year, leading to labor shortages and a skills gap in cybersecurity. As a result, many cybersecurity product vendors and security organizations have looked to artificial intelligence to shore up their defenses. This work considers how to characterize attackers and defenders in one approach to the automation of cyber defense -- the application of reinforcement learning. Specifically, we characterize the types of attackers and defenders in the sense of Bayesian games and, using reinforcement learning, derive empirical findings about how to best train agents that defend against multiple types of attackers.

CLJun 16, 2024
garak: A Framework for Security Probing Large Language Models

Leon Derczynski, Erick Galinkin, Jeffrey Martin et al.

As Large Language Models (LLMs) are deployed and integrated into thousands of applications, the need for scalable evaluation of how models respond to adversarial attacks grows rapidly. However, LLM security is a moving target: models produce unpredictable output, are constantly updated, and the potential adversary is highly diverse: anyone with access to the internet and a decent command of natural language. Further, what constitutes a security weak in one context may not be an issue in a different context; one-fits-all guardrails remain theoretical. In this paper, we argue that it is time to rethink what constitutes ``LLM security'', and pursue a holistic approach to LLM security evaluation, where exploration and discovery of issues are central. To this end, this paper introduces garak (Generative AI Red-teaming and Assessment Kit), a framework which can be used to discover and identify vulnerabilities in a target LLM or dialog system. garak probes an LLM in a structured fashion to discover potential vulnerabilities. The outputs of the framework describe a target model's weaknesses, contribute to an informed discussion of what composes vulnerabilities in unique contexts, and can inform alignment and policy discussions for LLM deployment.

CRSep 23, 2021
Evaluating Attacker Risk Behavior in an Internet of Things Ecosystem

Erick Galinkin, John Carter, Spiros Mancoridis

In cybersecurity, attackers range from brash, unsophisticated script kiddies and cybercriminals to stealthy, patient advanced persistent threats. When modeling these attackers, we can observe that they demonstrate different risk-seeking and risk-averse behaviors. This work explores how an attacker's risk seeking or risk averse behavior affects their operations against detection-optimizing defenders in an Internet of Things ecosystem. Using an evaluation framework which uses real, parametrizable malware, we develop a game that is played by a defender against attackers with a suite of malware that is parameterized to be more aggressive and more stealthy. These results are evaluated under a framework of exponential utility according to their willingness to accept risk. We find that against a defender who must choose a single strategy up front, risk-seeking attackers gain more actual utility than risk-averse attackers, particularly in cases where the defender is better equipped than the two attackers anticipate. Additionally, we empirically confirm that high-risk, high-reward scenarios are more beneficial to risk-seeking attackers like cybercriminals, while low-risk, low-reward scenarios are more beneficial to risk-averse attackers like advanced persistent threats.

LGJul 30, 2021
Who's Afraid of Thomas Bayes?

Erick Galinkin

In many cases, neural networks perform well on test data, but tend to overestimate their confidence on out-of-distribution data. This has led to adoption of Bayesian neural networks, which better capture uncertainty and therefore more accurately reflect the model's confidence. For machine learning security researchers, this raises the natural question of how making a model Bayesian affects the security of the model. In this work, we explore the interplay between Bayesianism and two measures of security: model privacy and adversarial robustness. We demonstrate that Bayesian neural networks are more vulnerable to membership inference attacks in general, but are at least as robust as their non-Bayesian counterparts to adversarial examples.

CRJul 30, 2021
Winning the Ransomware Lottery: A Game-Theoretic Model for Mitigating Ransomware Attacks

Erick Galinkin

Ransomware is a growing threat to individuals and enterprises alike, constituting a major factor in cyber insurance and in the security planning of every organization. Although the game theoretic lens often frames the game as a competition between equals -- a profit maximizing attacker and a loss minimizing defender -- the reality of many situations is that ransomware organizations are not playing a non-cooperative game, they are playing a lottery. The wanton behavior of attackers creates a situation where many victims are hit more than once by ransomware operators, sometimes even by the same group. If defenders wish to combat malware, they must then seek to remove the incentives of it. In this work, we construct an expected value model based on data from actual ransomware attacks and identify three variables: the value of payments, the cost of an attack, and the probability of payment. Using this model, we consider the potential to manipulate these variables to reduce the profit motive associated with ransomware attack. Based on the model, we present mitigations to encourage an environment that is hostile to ransomware operators. In particular, we find that off-site backups and government incentives for their adoption are the most fruitful avenue for combating ransomware.

CYMay 19, 2021
The State of AI Ethics Report (January 2021)

Abhishek Gupta, Alexandrine Royer, Connor Wright et al.

The 3rd edition of the Montreal AI Ethics Institute's The State of AI Ethics captures the most relevant developments in AI Ethics since October 2020. It aims to help anyone, from machine learning experts to human rights activists and policymakers, quickly digest and understand the field's ever-changing developments. Through research and article summaries, as well as expert commentary, this report distills the research and reporting surrounding various domains related to the ethics of AI, including: algorithmic injustice, discrimination, ethical AI, labor impacts, misinformation, privacy, risk and security, social media, and more. In addition, The State of AI Ethics includes exclusive content written by world-class AI Ethics experts from universities, research institutes, consulting firms, and governments. Unique to this report is "The Abuse and Misogynoir Playbook," written by Dr. Katlyn Tuner (Research Scientist, Space Enabled Research Group, MIT), Dr. Danielle Wood (Assistant Professor, Program in Media Arts and Sciences; Assistant Professor, Aeronautics and Astronautics; Lead, Space Enabled Research Group, MIT) and Dr. Catherine D'Ignazio (Assistant Professor, Urban Science and Planning; Director, Data + Feminism Lab, MIT). The piece (and accompanying infographic), is a deep-dive into the historical and systematic silencing, erasure, and revision of Black women's contributions to knowledge and scholarship in the United Stations, and globally. Exposing and countering this Playbook has become increasingly important following the firing of AI Ethics expert Dr. Timnit Gebru (and several of her supporters) at Google. This report should be used not only as a point of reference and insight on the latest thinking in the field of AI Ethics, but should also be used as a tool for introspection as we aim to foster a more nuanced conversation regarding the impacts of AI on the world.

CRMar 16, 2021
The Influence of Dropout on Membership Inference in Differentially Private Models

Erick Galinkin

Differentially private models seek to protect the privacy of data the model is trained on, making it an important component of model security and privacy. At the same time, data scientists and machine learning engineers seek to use uncertainty quantification methods to ensure models are as useful and actionable as possible. We explore the tension between uncertainty quantification via dropout and privacy by conducting membership inference attacks against models with and without differential privacy. We find that models with large dropout slightly increases a model's risk to succumbing to membership inference attacks in all cases including in differentially private models.

CRMar 3, 2021
Information Security Games: A Survey

Erick Galinkin

We introduce some preliminaries about game theory and information security. Then surveying a subset of the literature, we identify opportunities for future research.

CYNov 5, 2020
The State of AI Ethics Report (October 2020)

Abhishek Gupta, Alexandrine Royer, Victoria Heath et al.

The 2nd edition of the Montreal AI Ethics Institute's The State of AI Ethics captures the most relevant developments in the field of AI Ethics since July 2020. This report aims to help anyone, from machine learning experts to human rights activists and policymakers, quickly digest and understand the ever-changing developments in the field. Through research and article summaries, as well as expert commentary, this report distills the research and reporting surrounding various domains related to the ethics of AI, including: AI and society, bias and algorithmic justice, disinformation, humans and AI, labor impacts, privacy, risk, and future of AI ethics. In addition, The State of AI Ethics includes exclusive content written by world-class AI Ethics experts from universities, research institutes, consulting firms, and governments. These experts include: Danit Gal (Tech Advisor, United Nations), Amba Kak (Director of Global Policy and Programs, NYU's AI Now Institute), Rumman Chowdhury (Global Lead for Responsible AI, Accenture), Brent Barron (Director of Strategic Projects and Knowledge Management, CIFAR), Adam Murray (U.S. Diplomat working on tech policy, Chair of the OECD Network on AI), Thomas Kochan (Professor, MIT Sloan School of Management), and Katya Klinova (AI and Economy Program Lead, Partnership on AI). This report should be used not only as a point of reference and insight on the latest thinking in the field of AI Ethics, but should also be used as a tool for introspection as we aim to foster a more nuanced conversation regarding the impacts of AI on the world.

LGSep 16, 2020
Malicious Network Traffic Detection via Deep Learning: An Information Theoretic View

Erick Galinkin

The attention that deep learning has garnered from the academic community and industry continues to grow year over year, and it has been said that we are in a new golden age of artificial intelligence research. However, neural networks are still often seen as a "black box" where learning occurs but cannot be understood in a human-interpretable way. Since these machine learning systems are increasingly being adopted in security contexts, it is important to explore these interpretations. We consider an Android malware traffic dataset for approaching this problem. Then, using the information plane, we explore how homeomorphism affects learned representation of the data and the invariance of the mutual information captured by the parameters on that data. We empirically validate these results, using accuracy as a second measure of similarity of learned representations. Our results suggest that although the details of learned representations and the specific coordinate system defined over the manifold of all parameters differ slightly, the functional approximations are the same. Furthermore, our results show that since mutual information remains invariant under homeomorphism, only feature engineering methods that alter the entropy of the dataset will change the outcome of the neural network. This means that for some datasets and tasks, neural networks require meaningful, human-driven feature engineering or changes in architecture to provide enough information for the neural network to generate a sufficient statistic. Applying our results can serve to guide analysis methods for machine learning engineers and suggests that neural networks that can exploit the convolution theorem are equally accurate as standard convolutional neural networks, and can be more computationally efficient.

CYJul 9, 2020
Green Lighting ML: Confidentiality, Integrity, and Availability of Machine Learning Systems in Deployment

Abhishek Gupta, Erick Galinkin

Security and ethics are both core to ensuring that a machine learning system can be trusted. In production machine learning, there is generally a hand-off from those who build a model to those who deploy a model. In this hand-off, the engineers responsible for model deployment are often not privy to the details of the model and thus, the potential vulnerabilities associated with its usage, exposure, or compromise. Techniques such as model theft, model inversion, or model misuse may not be considered in model deployment, and so it is incumbent upon data scientists and machine learning engineers to understand these potential risks so they can communicate them to the engineers deploying and hosting their models. This is an open problem in the machine learning community and in order to help alleviate this issue, automated systems for validating privacy and security of models need to be developed, which will help to lower the burden of implementing these hand-offs and increasing the ubiquity of their adoption.

CYJun 25, 2020
The State of AI Ethics Report (June 2020)

Abhishek Gupta, Camylle Lanteigne, Victoria Heath et al.

These past few months have been especially challenging, and the deployment of technology in ways hitherto untested at an unrivalled pace has left the internet and technology watchers aghast. Artificial intelligence has become the byword for technological progress and is being used in everything from helping us combat the COVID-19 pandemic to nudging our attention in different directions as we all spend increasingly larger amounts of time online. It has never been more important that we keep a sharp eye out on the development of this field and how it is shaping our society and interactions with each other. With this inaugural edition of the State of AI Ethics we hope to bring forward the most important developments that caught our attention at the Montreal AI Ethics Institute this past quarter. Our goal is to help you navigate this ever-evolving field swiftly and allow you and your organization to make informed decisions. This pulse-check for the state of discourse, research, and development is geared towards researchers and practitioners alike who are making decisions on behalf of their organizations in considering the societal impacts of AI-enabled solutions. We cover a wide set of areas in this report spanning Agency and Responsibility, Security and Risk, Disinformation, Jobs and Labor, the Future of AI Ethics, and more. Our staff has worked tirelessly over the past quarter surfacing signal from the noise so that you are equipped with the right tools and knowledge to confidently tread this complex yet consequential domain.