Xiaoyu Hu

Xiaoyu Hu, Jinman Zhao

Large language models (LLMs) are increasingly deployed in financial contexts, raising critical concerns about reliability, alignment, and susceptibility to adversarial manipulation. While prior finance-related benchmarks assess LLMs' capabilities in stock trading, they are often restricted to small sample and fail to demonstrate LLM susceptibility to context with potential human bias. We introduce Fin-Bias (financial herding under long and uncertain financial context), a benchmark for evaluating LLM investment decision-making when faced with uncertainty and possible human-biased opinions. Fin-Bias includes 8868 long firm-specific analyst reports, including firm aspects summarized and analyzed by sophisticated analysts with investment ratings (Bullish/Neutral/Bearish) spanning from various industries. We present large language models with firm analyst reports with/without analyst investment ratings and even with 'fake' rating, to get investment ratings generated by LLMs. Our results reveal that LLMs tend to herd the explicit bias in context. We also develop a method to detect potential human opinions, which can encourage LLMs to think independently, some models even exceed human performance in predicting future stock return.

Kailun Ji, Xiaoyu Hu, Xinyu Zhang et al.

Large-scale disaster Search And Rescue (SAR) operations are persistently challenged by complex terrain and disrupted communications. While Unmanned Aerial Vehicle (UAV) swarms offer a promising solution for tasks like wide-area search and supply delivery, yet their effective coordination places a significant cognitive burden on human operators. The core human-machine collaboration bottleneck lies in the ``intention-to-action gap'', which is an error-prone process of translating a high-level rescue objective into a low-level swarm command under high intensity and pressure. To bridge this gap, this study proposes a novel LLM-CRF system that leverages Large Language Models (LLMs) to model and augment human-swarm teaming cognition. The proposed framework initially captures the operator's intention through natural and multi-modal interactions with the device via voice or graphical annotations. It then employs the LLM as a cognitive engine to perform intention comprehension, hierarchical task decomposition, and mission planning for the UAV swarm. This closed-loop framework enables the swarm to act as a proactive partner, providing active feedback in real-time while reducing the need for manual monitoring and control, which considerably advances the efficacy of the SAR task. We evaluate the proposed framework in a simulated SAR scenario. Experimental results demonstrate that, compared to traditional order and command-based interfaces, the proposed LLM-driven approach reduced task completion time by approximately $64.2\%$ and improved task success rate by $7\%$. It also leads to a considerable reduction in subjective cognitive workload, with NASA-TLX scores dropping by $42.9\%$. This work establishes the potential of LLMs to create more intuitive and effective human-swarm collaborations in high-stakes scenarios.

Xingmei Wang, Xiaoyu Hu, Chengkai Huang et al.

Bridging 2D and 3D sensor modalities is critical for robust perception in autonomous systems. However, image-to-point cloud (I2P) registration remains challenging due to the semantic-geometric gap between texture-rich but depth-ambiguous images and sparse yet metrically precise point clouds, as well as the tendency of existing methods to converge to local optima. To overcome these limitations, we introduce CrossI2P, a self-supervised framework that unifies cross-modal learning and two-stage registration in a single end-to-end pipeline. First, we learn a geometric-semantic fused embedding space via dual-path contrastive learning, enabling annotation-free, bidirectional alignment of 2D textures and 3D structures. Second, we adopt a coarse-to-fine registration paradigm: a global stage establishes superpoint-superpixel correspondences through joint intra-modal context and cross-modal interaction modeling, followed by a geometry-constrained point-level refinement for precise registration. Third, we employ a dynamic training mechanism with gradient normalization to balance losses for feature alignment, correspondence refinement, and pose estimation. Extensive experiments demonstrate that CrossI2P outperforms state-of-the-art methods by 23.7% on the KITTI Odometry benchmark and by 37.9% on nuScenes, significantly improving both accuracy and robustness.

Xiaoyu Hu, Gengyu Xue, Zhenhua Lin et al.

Algorithmic fairness has become a central topic in machine learning, and mitigating disparities across different subpopulations has emerged as a rapidly growing research area. In this paper, we systematically study the classification of functional data under fairness constraints, ensuring the disparity level of the classifier is controlled below a pre-specified threshold. We propose a unified framework for fairness-aware functional classification, tackling an infinite-dimensional functional space, addressing key challenges from the absence of density ratios and intractability of posterior probabilities, and discussing unique phenomena in functional classification. We further design a post-processing algorithm, Fair Functional Linear Discriminant Analysis classifier (Fair-FLDA), which targets at homoscedastic Gaussian processes and achieves fairness via group-wise thresholding. Under weak structural assumptions on eigenspace, theoretical guarantees on fairness and excess risk controls are established. As a byproduct, our results cover the excess risk control of the standard FLDA as a special case, which, to the best of our knowledge, is first time seen. Our theoretical findings are complemented by extensive numerical experiments on synthetic and real datasets, highlighting the practicality of our designed algorithm.

Siamak Ravanbakhsh, Philip Liu, Trent Bjorndahl et al.

Many diseases cause significant changes to the concentrations of small molecules (aka metabolites) that appear in a person's biofluids, which means such diseases can often be readily detected from a person's "metabolic profile". This information can be extracted from a biofluid's NMR spectrum. Today, this is often done manually by trained human experts, which means this process is relatively slow, expensive and error-prone. This paper presents a tool, Bayesil, that can quickly, accurately and autonomously produce a complex biofluid's (e.g., serum or CSF) metabolic profile from a 1D1H NMR spectrum. This requires first performing several spectral processing steps then matching the resulting spectrum against a reference compound library, which contains the "signatures" of each relevant metabolite. Many of these steps are novel algorithms and our matching step views spectral matching as an inference problem within a probabilistic graphical model that rapidly approximates the most probable metabolic profile. Our extensive studies on a diverse set of complex mixtures, show that Bayesil can autonomously find the concentration of all NMR-detectable metabolites accurately (~90% correct identification and ~10% quantification error), in <5minutes on a single CPU. These results demonstrate that Bayesil is the first fully-automatic publicly-accessible system that provides quantitative NMR spectral profiling effectively -- with an accuracy that meets or exceeds the performance of trained experts. We anticipate this tool will usher in high-throughput metabolomics and enable a wealth of new applications of NMR in clinical settings. Available at http://www.bayesil.ca.