Suhas Diggavi

LG
h-index50
53papers
3,281citations
Novelty55%
AI Score58

53 Papers

LGJul 7, 2022
Differentially Private Stochastic Linear Bandits: (Almost) for Free

Osama A. Hanna, Antonious M. Girgis, Christina Fragouli et al. · deepmind

In this paper, we propose differentially private algorithms for the problem of stochastic linear bandits in the central, local and shuffled models. In the central model, we achieve almost the same regret as the optimal non-private algorithms, which means we get privacy for free. In particular, we achieve a regret of $\tilde{O}(\sqrt{T}+\frac{1}ε)$ matching the known lower bound for private linear bandits, while the best previously known algorithm achieves $\tilde{O}(\frac{1}ε\sqrt{T})$. In the local case, we achieve a regret of $\tilde{O}(\frac{1}ε{\sqrt{T}})$ which matches the non-private regret for constant $ε$, but suffers a regret penalty when $ε$ is small. In the shuffled model, we also achieve regret of $\tilde{O}(\sqrt{T}+\frac{1}ε)$ %for small $ε$ as in the central case, while the best previously known algorithm suffers a regret of $\tilde{O}(\frac{1}ε{T^{3/5}})$. Our numerical evaluation validates our theoretical results.

LGFeb 22, 2023
Multi-Message Shuffled Privacy in Federated Learning

Antonious M. Girgis, Suhas Diggavi · deepmind

We study differentially private distributed optimization under communication constraints. A server using SGD for optimization aggregates the client-side local gradients for model updates using distributed mean estimation (DME). We develop a communication-efficient private DME, using the recently developed multi-message shuffled (MMS) privacy framework. We analyze our proposed DME scheme to show that it achieves the order-optimal privacy-communication-performance tradeoff resolving an open question in [1], whether the shuffled models can improve the tradeoff obtained in Secure Aggregation. This also resolves an open question on the optimal trade-off for private vector sum in the MMS model. We achieve it through a novel privacy mechanism that non-uniformly allocates privacy at different resolutions of the local gradient vectors. These results are directly applied to give guarantees on private distributed learning algorithms using this for private gradient aggregation iteratively. We also numerically evaluate the private DME algorithms.

AIOct 30, 2023Code
FOCAL: Contrastive Learning for Multimodal Time-Series Sensing Signals in Factorized Orthogonal Latent Space

Shengzhong Liu, Tomoyoshi Kimura, Dongxin Liu et al.

This paper proposes a novel contrastive learning framework, called FOCAL, for extracting comprehensive features from multimodal time-series sensing signals through self-supervised training. Existing multimodal contrastive frameworks mostly rely on the shared information between sensory modalities, but do not explicitly consider the exclusive modality information that could be critical to understanding the underlying sensing physics. Besides, contrastive frameworks for time series have not handled the temporal information locality appropriately. FOCAL solves these challenges by making the following contributions: First, given multimodal time series, it encodes each modality into a factorized latent space consisting of shared features and private features that are orthogonal to each other. The shared space emphasizes feature patterns consistent across sensory modalities through a modal-matching objective. In contrast, the private space extracts modality-exclusive information through a transformation-invariant objective. Second, we propose a temporal structural constraint for modality features, such that the average distance between temporally neighboring samples is no larger than that of temporally distant samples. Extensive evaluations are performed on four multimodal sensing datasets with two backbone encoders and two classifiers to demonstrate the superiority of FOCAL. It consistently outperforms the state-of-the-art baselines in downstream tasks with a clear margin, under different ratios of available labels. The code and self-collected dataset are available at https://github.com/tomoyoshki/focal.

LGJul 5, 2022
A Generative Framework for Personalized Learning and Estimation: Theory, Algorithms, and Privacy

Kaan Ozkara, Antonious M. Girgis, Deepesh Data et al. · deepmind

A distinguishing characteristic of federated learning is that the (local) client data could have statistical heterogeneity. This heterogeneity has motivated the design of personalized learning, where individual (personalized) models are trained, through collaboration. There have been various personalization methods proposed in literature, with seemingly very different forms and methods ranging from use of a single global model for local regularization and model interpolation, to use of multiple global models for personalized clustering, etc. In this work, we begin with a generative framework that could potentially unify several different algorithms as well as suggest new algorithms. We apply our generative framework to personalized estimation, and connect it to the classical empirical Bayes' methodology. We develop private personalized estimation under this framework. We then use our generative framework for learning, which unifies several known personalized FL algorithms and also suggests new ones; we propose and study a new algorithm AdaPeD based on a Knowledge Distillation, which numerically outperforms several known algorithms. We also develop privacy for personalized learning methods with guarantees for user-level privacy and composition. We numerically evaluate the performance as well as the privacy for both the estimation and learning problems, demonstrating the advantages of our proposed methods.

LGJul 1, 2022
On Leave-One-Out Conditional Mutual Information For Generalization

Mohamad Rida Rammal, Alessandro Achille, Aditya Golatkar et al.

We derive information theoretic generalization bounds for supervised learning algorithms based on a new measure of leave-one-out conditional mutual information (loo-CMI). Contrary to other CMI bounds, which are black-box bounds that do not exploit the structure of the problem and may be hard to evaluate in practice, our loo-CMI bounds can be computed easily and can be interpreted in connection to other notions such as classical leave-one-out cross-validation, stability of the optimization algorithm, and the geometry of the loss-landscape. It applies both to the output of training algorithms as well as their predictions. We empirically validate the quality of the bound by evaluating its predicted generalization gap in scenarios for deep learning. In particular, our bounds are non-vacuous on large-scale image-classification tasks.

LGMar 31
An Information-Theoretic Approach to Understanding Transformers' In-Context Learning of Variable-Order Markov Chains

Ruida Zhou, Chao Tian, Suhas Diggavi

We study transformers' in-context learning of variable-length Markov chains (VOMCs), focusing on the finite-sample accuracy as the number of in-context examples increases. Compared to fixed-order Markov chains (FOMCs), learning VOMCs is substantially more challenging due to the additional structural learning component. The problem is naturally suited to a Bayesian formulation, where the context-tree weighting (CTW) algorithm, originally developed in the information theory community for universal data compression, provides an optimal solution. Empirically, we find that single-layer transformers fail to learn VOMCs in context, whereas transformers with two or more layers can succeed, with additional layers yielding modest but noticeable improvements. In contrast to prior results on FOMCs, attention-only networks appear insufficient for VOMCs. To explain these findings, we provide explicit transformer constructions: one with $D+2$ layers that can exactly implement CTW for VOMCs of maximum order $D$, and a simplified two-layer construction that uses partial information for approximate blending, shedding light on why two-layer transformers can perform well.

LGAug 30, 2024
Reframing Data Value for Large Language Models Through the Lens of Plausibility

Mohamad Rida Rammal, Ruida Zhou, Suhas Diggavi

Data valuation seeks to answer the important question, "How much is this data worth?" Existing data valuation methods have largely focused on discriminative models, primarily examining data value through the lens of its utility in training. However, with the push for ever-larger language models, relying on valuation methods that require training becomes increasingly expensive and dependent on specific techniques. We propose an alternative perspective on the data value problem for language models, centering around the plausibility of the data. We posit that data holds lesser value if it can be plausibly generated by the model itself. Starting from some intuitive criteria that align with our notions of valuable data, we develop a novel value function that is computationally tractable and derived from first principles with provable properties. We conduct a theoretical analysis of our value function and evaluate it across multiple scenarios and datasets.

CVMar 29
Tracking without Seeing: Geospatial Inference using Encrypted Traffic from Distributed Nodes

Sadik Yagiz Yetim, Gaofeng Dong, Isaac-Neil Zanoria et al.

Accurate observation of dynamic environments traditionally relies on synthesizing raw, signal-level information from multiple distributed sensors. This work investigates an alternative approach: performing geospatial inference using only encrypted packet-level information, without access to the raw sensory data. We further explore how this indirect information can be fused with directly available sensory data to extend overall inference capabilities. We introduce GraySense, a learning-based framework that performs geospatial object tracking by analyzing encrypted wireless video transmission traffic, such as packet sizes, from cameras with inaccessible streams. GraySense leverages the inherent relationship between scene dynamics and transmitted packet sizes to infer object motion. The framework consists of two stages: (1) a Packet Grouping module that identifies frame boundaries and estimates frame sizes from encrypted network traffic, and (2) a Tracker module, based on a Transformer encoder with a recurrent state, which fuses indirect packet-based inputs with optional direct camera-based inputs to estimate the object's position. Extensive experiments with realistic videos from the CARLA simulator and emulated networks under varying conditions show that GraySense achieves 2.33 meters tracking error (Euclidean distance) without raw signal access, within the dimensions of tracked objects (4.61m x 1.93m). To our knowledge, this capability has not been previously demonstrated, expanding the use of latent signals for sensing.

LGApr 3, 2024
On the Efficiency and Robustness of Vibration-based Foundation Models for IoT Sensing: A Case Study

Tomoyoshi Kimura, Jinyang Li, Tianshi Wang et al.

This paper demonstrates the potential of vibration-based Foundation Models (FMs), pre-trained with unlabeled sensing data, to improve the robustness of run-time inference in (a class of) IoT applications. A case study is presented featuring a vehicle classification application using acoustic and seismic sensing. The work is motivated by the success of foundation models in the areas of natural language processing and computer vision, leading to generalizations of the FM concept to other domains as well, where significant amounts of unlabeled data exist that can be used for self-supervised pre-training. One such domain is IoT applications. Foundation models for selected sensing modalities in the IoT domain can be pre-trained in an environment-agnostic fashion using available unlabeled sensor data and then fine-tuned to the deployment at hand using a small amount of labeled data. The paper shows that the pre-training/fine-tuning approach improves the robustness of downstream inference and facilitates adaptation to different environmental conditions. More specifically, we present a case study in a real-world setting to evaluate a simple (vibration-based) FM-like model, called FOCAL, demonstrating its superior robustness and adaptation, compared to conventional supervised deep neural networks (DNNs). We also demonstrate its superior convergence over supervised solutions. Our findings highlight the advantages of vibration-based FMs (and FM-inspired selfsupervised models in general) in terms of inference robustness, runtime efficiency, and model adaptation (via fine-tuning) in resource-limited IoT settings.

LGMay 1, 2025
ICQuant: Index Coding enables Low-bit LLM Quantization

Xinlin Li, Osama Hanna, Christina Fragouli et al.

The rapid deployment of Large Language Models (LLMs) highlights the need for efficient low-bit post-training quantization (PTQ), due to their high memory costs. A key challenge in weight quantization is the presence of outliers, which inflate quantization ranges and lead to large errors. While a number of outlier suppression techniques have been proposed, they either: fail to effectively shrink the quantization range, or incur (relatively) high bit overhead. In this paper, we present ICQuant, a novel framework that leverages outlier statistics to design an efficient index coding scheme for outlier-aware weight-only quantization. Compared to existing outlier suppression techniques requiring $\approx 1$ bit overhead to halve the quantization range, ICQuant requires only $\approx 0.3$ bits; a significant saving in extreme compression regimes (e.g., 2-3 bits per weight). ICQuant can be used on top of any existing quantizers to eliminate outliers, improving the quantization quality. Using just 2.3 bits per weight and simple scalar quantizers, ICQuant improves the zero-shot accuracy of the 2-bit Llama3-70B model by up to 130% and 150% relative to QTIP and QuIP#; and it achieves comparable performance to the best-known fine-tuned quantizer (PV-tuning) without fine-tuning.

AIApr 6
Decocted Experience Improves Test-Time Inference in LLM Agents

Maohao Shen, Kaiwen Zha, Zexue He et al.

There is growing interest in improving LLMs without updating model parameters. One well-established direction is test-time scaling, where increased inference-time computation (e.g., longer reasoning, sampling, or search) is used to improve performance. However, for complex reasoning and agentic tasks, naively scaling test-time compute can substantially increase cost and still lead to wasted budget on suboptimal exploration. In this paper, we explore \emph{context} as a complementary scaling axis for improving LLM performance, and systematically study how to construct better inputs that guide reasoning through \emph{experience}. We show that effective context construction critically depends on \emph{decocted experience}. We present a detailed analysis of experience-augmented agents, studying how to derive context from experience, how performance scales with accumulated experience, what characterizes good context, and which data structures best support context construction. We identify \emph{decocted experience} as a key mechanism for effective context construction: extracting essence from experience, organizing it coherently, and retrieving salient information to build effective context. We validate our findings across reasoning and agentic tasks, including math reasoning, web browsing, and software engineering.

AIApr 13, 2025
InfoMAE: Pair-Efficient Cross-Modal Alignment for Multimodal Time-Series Sensing Signals

Tomoyoshi Kimura, Xinlin Li, Osama Hanna et al.

Standard multimodal self-supervised learning (SSL) algorithms regard cross-modal synchronization as implicit supervisory labels during pretraining, thus posing high requirements on the scale and quality of multimodal samples. These constraints significantly limit the performance of sensing intelligence in IoT applications, as the heterogeneity and the non-interpretability of time-series signals result in abundant unimodal data but scarce high-quality multimodal pairs. This paper proposes InfoMAE, a cross-modal alignment framework that tackles the challenge of multimodal pair efficiency under the SSL setting by facilitating efficient cross-modal alignment of pretrained unimodal representations. InfoMAE achieves \textit{efficient cross-modal alignment} with \textit{limited data pairs} through a novel information theory-inspired formulation that simultaneously addresses distribution-level and instance-level alignment. Extensive experiments on two real-world IoT applications are performed to evaluate InfoMAE's pairing efficiency to bridge pretrained unimodal models into a cohesive joint multimodal model. InfoMAE enhances downstream multimodal tasks by over 60% with significantly improved multimodal pairing efficiency. It also improves unimodal task accuracy by an average of 22%.

LGFeb 19, 2024
ADEPT: Hierarchical Bayes Approach to Personalized Federated Unsupervised Learning

Kaan Ozkara, Bruce Huang, Ruida Zhou et al.

Statistical heterogeneity of clients' local data is an important characteristic in federated learning, motivating personalized algorithms tailored to the local data statistics. Though there has been a plethora of algorithms proposed for personalized supervised learning, discovering the structure of local data through personalized unsupervised learning is less explored. We initiate a systematic study of such personalized unsupervised learning by developing algorithms based on optimization criteria inspired by a hierarchical Bayesian statistical framework. We develop adaptive algorithms that discover the balance between using limited local data and collaborative information. We do this in the context of two unsupervised learning tasks: personalized dimensionality reduction and personalized diffusion models. We develop convergence analyses for our adaptive algorithms which illustrate the dependence on problem parameters (e.g., heterogeneity, local sample size). We also develop a theoretical framework for personalized diffusion models, which shows the benefits of collaboration even under heterogeneity. We finally evaluate our proposed algorithms using synthetic and real data, demonstrating the effective sample amplification for personalized tasks, induced through collaboration, despite data heterogeneity.

LGNov 24, 2025
CafeQ: Calibration-free Quantization via Learned Transformations and Adaptive Rounding

Ziteng Sun, Adrian Benton, Samuel Kushnir et al.

Post-training quantization is an effective method for reducing the serving cost of large language models, where the standard approach is to use a round-to-nearest quantization level scheme. However, this often introduces large errors due to outliers in the weights. Proposed mitigation mechanisms include applying adaptive rounding, random rotation transformations or committing to a post-training target using calibration data. Unfortunately, this reliance on calibration data can be severely limiting in some real-world scenarios as such data may be unavailable or subject to privacy regulations. In this paper, we propose algorithms to optimize transformations and adaptive rounding without access to any calibration data. The optimization is achieved by designing a suitable proxy function for the quantization loss without calibration data. To maintain inference efficiency, we perform structured matrix transformations for single matrices. For paired weights that interact directly in the computation graph, we use dual matrix transformations and adaptive rounding methods. We conduct experiments on Gemma 2 models, and observe consistent improvement over the baselines. For Gemma 2 9B quantization, our method improves the average benchmark score from 61.9 to 62.4 for 4-bit quantization and from 52.0 to 60.6 for 3-bit quantization, while adding less than 3% of computation overhead. Furthermore, our method achieves performance comparable to the commonly used GPTQ method, which requires calibration data.

LGJun 25, 2025
MEL: Multi-level Ensemble Learning for Resource-Constrained Environments

Krishna Praneet Gudipaty, Walid A. Hanafy, Kaan Ozkara et al.

AI inference at the edge is becoming increasingly common for low-latency services. However, edge environments are power- and resource-constrained, and susceptible to failures. Conventional failure resilience approaches, such as cloud failover or compressed backups, often compromise latency or accuracy, limiting their effectiveness for critical edge inference services. In this paper, we propose Multi-Level Ensemble Learning (MEL), a new framework for resilient edge inference that simultaneously trains multiple lightweight backup models capable of operating collaboratively, refining each other when multiple servers are available, and independently under failures while maintaining good accuracy. Specifically, we formulate our approach as a multi-objective optimization problem with a loss formulation that inherently encourages diversity among individual models to promote mutually refining representations, while ensuring each model maintains good standalone performance. Empirical evaluations across vision, language, and audio datasets show that MEL provides performance comparable to original architectures while also providing fault tolerance and deployment flexibility across edge platforms. Our results show that our ensemble model, sized at 40\% of the original model, achieves similar performance, while preserving 95.6\% of ensemble accuracy in the case of failures when trained using MEL.

LGJun 19, 2025
On the optimal regret of collaborative personalized linear bandits

Bruce Huang, Ruida Zhou, Lin F. Yang et al.

Stochastic linear bandits are a fundamental model for sequential decision making, where an agent selects a vector-valued action and receives a noisy reward with expected value given by an unknown linear function. Although well studied in the single-agent setting, many real-world scenarios involve multiple agents solving heterogeneous bandit problems, each with a different unknown parameter. Applying single agent algorithms independently ignores cross-agent similarity and learning opportunities. This paper investigates the optimal regret achievable in collaborative personalized linear bandits. We provide an information-theoretic lower bound that characterizes how the number of agents, the interaction rounds, and the degree of heterogeneity jointly affect regret. We then propose a new two-stage collaborative algorithm that achieves the optimal regret. Our analysis models heterogeneity via a hierarchical Bayesian framework and introduces a novel information-theoretic technique for bounding regret. Our results offer a complete characterization of when and how collaboration helps with a optimal regret bound $\tilde{O}(d\sqrt{mn})$, $\tilde{O}(dm^{1-γ}\sqrt{n})$, $\tilde{O}(dm\sqrt{n})$ for the number of rounds $n$ in the range of $(0, \frac{d}{m σ^2})$, $[\frac{d}{m^{2γ} σ^2}, \frac{d}{σ^2}]$ and $(\frac{d}{σ^2}, \infty)$ respectively, where $σ$ measures the level of heterogeneity, $m$ is the number of agents, and $γ\in[0, 1/2]$ is an absolute constant. In contrast, agents without collaboration achieve a regret bound $O(dm\sqrt{n})$ at best.

LGJun 14, 2025
SPIRE: Conditional Personalization for Federated Diffusion Generative Models

Kaan Ozkara, Ruida Zhou, Suhas Diggavi

Recent advances in diffusion models have revolutionized generative AI, but their sheer size makes on device personalization, and thus effective federated learning (FL), infeasible. We propose Shared Backbone Personal Identity Representation Embeddings (SPIRE), a framework that casts per client diffusion based generation as conditional generation in FL. SPIRE factorizes the network into (i) a high capacity global backbone that learns a population level score function and (ii) lightweight, learnable client embeddings that encode local data statistics. This separation enables parameter efficient finetuning that touches $\leq 0.01\%$ of weights. We provide the first theoretical bridge between conditional diffusion training and maximum likelihood estimation in Gaussian mixture models. For a two component mixture we prove that gradient descent on the DDPM with respect to mixing weights loss recovers the optimal mixing weights and enjoys dimension free error bounds. Our analysis also hints at how client embeddings act as biases that steer a shared score network toward personalized distributions. Empirically, SPIRE matches or surpasses strong baselines during collaborative pretraining, and vastly outperforms them when adapting to unseen clients, reducing Kernel Inception Distance while updating only hundreds of parameters. SPIRE further mitigates catastrophic forgetting and remains robust across finetuning learning rate and epoch choices.

LGApr 28, 2025
Robust Federated Personalised Mean Estimation for the Gaussian Mixture Model

Malhar A. Managoli, Vinod M. Prabhakaran, Suhas Diggavi

Federated learning with heterogeneous data and personalization has received significant recent attention. Separately, robustness to corrupted data in the context of federated learning has also been studied. In this paper we explore combining personalization for heterogeneous data with robustness, where a constant fraction of the clients are corrupted. Motivated by this broad problem, we formulate a simple instantiation which captures some of its difficulty. We focus on the specific problem of personalized mean estimation where the data is drawn from a Gaussian mixture model. We give an algorithm whose error depends almost linearly on the ratio of corrupted to uncorrupted samples, and show a lower bound with the same behavior, albeit with a gap of a constant factor.

LGMay 25, 2023
Representation Transfer Learning via Multiple Pre-trained models for Linear Regression

Navjot Singh, Suhas Diggavi

In this paper, we consider the problem of learning a linear regression model on a data domain of interest (target) given few samples. To aid learning, we are provided with a set of pre-trained regression models that are trained on potentially different data domains (sources). Assuming a representation structure for the data generating linear models at the sources and the target domains, we propose a representation transfer based learning method for constructing the target model. The proposed scheme is comprised of two phases: (i) utilizing the different source representations to construct a representation that is adapted to the target data, and (ii) using the obtained model as an initialization to a fine-tuning procedure that re-trains the entire (over-parameterized) regression model on the target data. For each phase of the training method, we provide excess risk bounds for the learned model compared to the true data generating target model. The derived bounds show a gain in sample complexity for our proposed method compared to the baseline method of not leveraging source representations when achieving the same excess risk, therefore, theoretically demonstrating the effectiveness of transfer learning for linear regression.

OCDec 23, 2021
Decentralized Multi-Task Stochastic Optimization With Compressed Communications

Navjot Singh, Xuanyu Cao, Suhas Diggavi et al.

We consider a multi-agent network where each node has a stochastic (local) cost function that depends on the decision variable of that node and a random variable, and further the decision variables of neighboring nodes are pairwise constrained. There is an aggregate objective function for the network, composed additively of the expected values of the local cost functions at the nodes, and the overall goal of the network is to obtain the minimizing solution to this aggregate objective function subject to all the pairwise constraints. This is to be achieved at the node level using decentralized information and local computation, with exchanges of only compressed information allowed by neighboring nodes. The paper develops algorithms and obtains performance bounds for two different models of local information availability at the nodes: (i) sample feedback, where each node has direct access to samples of the local random variable to evaluate its local cost, and (ii) bandit feedback, where samples of the random variables are not available, but only the values of the local cost functions at two random points close to the decision are available to each node. For both models, with compressed communication between neighbors, we have developed decentralized saddle-point algorithms that deliver performances no different (in order sense) from those without communication compression; specifically, we show that deviation from the global minimum value and violations of the constraints are upper-bounded by $\mathcal{O}(T^{-\frac{1}{2}})$ and $\mathcal{O}(T^{-\frac{1}{4}})$, respectively, where $T$ is the number of iterations. Numerical examples provided in the paper corroborate these bounds and demonstrate the communication efficiency of the proposed method.

LGJul 29, 2021
QuPeD: Quantized Personalization via Distillation with Applications to Federated Learning

Kaan Ozkara, Navjot Singh, Deepesh Data et al.

Traditionally, federated learning (FL) aims to train a single global model while collaboratively using multiple clients and a server. Two natural challenges that FL algorithms face are heterogeneity in data across clients and collaboration of clients with {\em diverse resources}. In this work, we introduce a \textit{quantized} and \textit{personalized} FL algorithm QuPeD that facilitates collective (personalized model compression) training via \textit{knowledge distillation} (KD) among clients who have access to heterogeneous data and resources. For personalization, we allow clients to learn \textit{compressed personalized models} with different quantization parameters and model dimensions/structures. Towards this, first we propose an algorithm for learning quantized models through a relaxed optimization problem, where quantization values are also optimized over. When each client participating in the (federated) learning process has different requirements for the compressed model (both in model dimension and precision), we formulate a compressed personalization framework by introducing knowledge distillation loss for local client objectives collaborating through a global model. We develop an alternating proximal gradient update for solving this compressed personalization problem, and analyze its convergence properties. Numerically, we validate that QuPeD outperforms competing personalized FL methods, FedAvg, and local training of clients in various heterogeneous settings.

LGJul 19, 2021
Renyi Differential Privacy of the Subsampled Shuffle Model in Distributed Learning

Antonious M. Girgis, Deepesh Data, Suhas Diggavi

We study privacy in a distributed learning framework, where clients collaboratively build a learning model iteratively through interactions with a server from whom we need privacy. Motivated by stochastic optimization and the federated learning (FL) paradigm, we focus on the case where a small fraction of data samples are randomly sub-sampled in each round to participate in the learning process, which also enables privacy amplification. To obtain even stronger local privacy guarantees, we study this in the shuffle privacy model, where each client randomizes its response using a local differentially private (LDP) mechanism and the server only receives a random permutation (shuffle) of the clients' responses without their association to each client. The principal result of this paper is a privacy-optimization performance trade-off for discrete randomization mechanisms in this sub-sampled shuffle privacy model. This is enabled through a new theoretical technique to analyze the Renyi Differential Privacy (RDP) of the sub-sampled shuffle model. We numerically demonstrate that, for important regimes, with composition our bound yields significant improvement in privacy guarantee over the state-of-the-art approximate Differential Privacy (DP) guarantee (with strong composition) for sub-sampled shuffled models. We also demonstrate numerically significant improvement in privacy-learning performance operating point using real data sets.

LGJul 14, 2021
A Field Guide to Federated Optimization

Jianyu Wang, Zachary Charles, Zheng Xu et al.

Federated learning and analytics are a distributed approach for collaboratively learning models (or statistics) from decentralized data, motivated by and designed for privacy protection. The distributed learning process can be formulated as solving federated optimization problems, which emphasize communication efficiency, data heterogeneity, compatibility with privacy and system requirements, and other constraints that are not primary considerations in other problem settings. This paper provides recommendations and guidelines on formulating, designing, evaluating and analyzing federated optimization algorithms through concrete examples and practical implementation, with a focus on conducting effective simulations to infer real-world performance. The goal of this work is not to survey the current literature, but to inspire researchers and practitioners to design federated learning algorithms that can be used in various practical applications.

CRMay 11, 2021
On the Renyi Differential Privacy of the Shuffle Model

Antonious M. Girgis, Deepesh Data, Suhas Diggavi et al.

The central question studied in this paper is Renyi Differential Privacy (RDP) guarantees for general discrete local mechanisms in the shuffle privacy model. In the shuffle model, each of the $n$ clients randomizes its response using a local differentially private (LDP) mechanism and the untrusted server only receives a random permutation (shuffle) of the client responses without association to each client. The principal result in this paper is the first non-trivial RDP guarantee for general discrete local randomization mechanisms in the shuffled privacy model, and we develop new analysis techniques for deriving our results which could be of independent interest. In applications, such an RDP guarantee is most useful when we use it for composing several private interactions. We numerically demonstrate that, for important regimes, with composition our bound yields an improvement in privacy guarantee by a factor of $8\times$ over the state-of-the-art approximate Differential Privacy (DP) guarantee (with standard composition) for shuffled models. Moreover, combining with Poisson subsampling, our result leads to at least $10\times$ improvement over subsampled approximate DP with standard composition.

LGFeb 23, 2021
QuPeL: Quantized Personalization with Applications to Federated Learning

Kaan Ozkara, Navjot Singh, Deepesh Data et al.

Traditionally, federated learning (FL) aims to train a single global model while collaboratively using multiple clients and a server. Two natural challenges that FL algorithms face are heterogeneity in data across clients and collaboration of clients with {\em diverse resources}. In this work, we introduce a \textit{quantized} and \textit{personalized} FL algorithm QuPeL that facilitates collective training with heterogeneous clients while respecting resource diversity. For personalization, we allow clients to learn \textit{compressed personalized models} with different quantization parameters depending on their resources. Towards this, first we propose an algorithm for learning quantized models through a relaxed optimization problem, where quantization values are also optimized over. When each client participating in the (federated) learning process has different requirements of the quantized model (both in value and precision), we formulate a quantized personalization framework by introducing a penalty term for local client objectives against a globally trained model to encourage collaboration. We develop an alternating proximal gradient update for solving this quantized personalization problem, and we analyze its convergence properties. Numerically, we show that optimizing over the quantization levels increases the performance and we validate that QuPeL outperforms both FedAvg and local training of clients in a heterogeneous setting.

LGDec 14, 2020
Quantizing data for distributed learning

Osama A. Hanna, Yahya H. Ezzeldin, Christina Fragouli et al.

We consider machine learning applications that train a model by leveraging data distributed over a trusted network, where communication constraints can create a performance bottleneck. A number of recent approaches propose to overcome this bottleneck through compression of gradient updates. However, as models become larger, so does the size of the gradient updates. In this paper, we propose an alternate approach to learn from distributed data that quantizes data instead of gradients, and can support learning over applications where the size of gradient updates is prohibitive. Our approach leverages the dependency of the computed gradient on data samples, which lie in a much smaller space in order to perform the quantization in the smaller dimension data space. At the cost of an extra gradient computation, the gradient estimate can be refined by conveying the difference between the gradient at the quantized data point and the original gradient using a small number of bits. Lastly, in order to save communication, our approach adds a layer that decides whether to transmit a quantized data sample or not based on its importance for learning. We analyze the convergence of the proposed approach for smooth convex and non-convex objective functions and show that we can achieve order optimal convergence rates with communication that mostly depends on the data rather than the model (gradient) dimension. We use our proposed algorithm to train ResNet models on the CIFAR-10 and ImageNet datasets, and show that we can achieve an order of magnitude savings over gradient compression methods. These communication savings come at the cost of increasing computation at the learning agent, and thus our approach is beneficial in scenarios where communication load is the main problem.

LGAug 17, 2020
Shuffled Model of Federated Learning: Privacy, Communication and Accuracy Trade-offs

Antonious M. Girgis, Deepesh Data, Suhas Diggavi et al.

We consider a distributed empirical risk minimization (ERM) optimization problem with communication efficiency and privacy requirements, motivated by the federated learning (FL) framework. Unique challenges to the traditional ERM problem in the context of FL include (i) need to provide privacy guarantees on clients' data, (ii) compress the communication between clients and the server, since clients might have low-bandwidth links, (iii) work with a dynamic client population at each round of communication between the server and the clients, as a small fraction of clients are sampled at each round. To address these challenges we develop (optimal) communication-efficient schemes for private mean estimation for several $\ell_p$ spaces, enabling efficient gradient aggregation for each iteration of the optimization solution of the ERM. We also provide lower and upper bounds for mean estimation with privacy and communication constraints for arbitrary $\ell_p$ spaces. To get the overall communication, privacy, and optimization performance operation point, we combine this with privacy amplification opportunities inherent to this setup. Our solution takes advantage of the inherent privacy amplification provided by client sampling and data sampling at each client (through Stochastic Gradient Descent) as well as the recently developed privacy framework using anonymization, which effectively presents to the server responses that are randomly shuffled with respect to the clients. Putting these together, we demonstrate that one can get the same privacy, optimization-performance operating point developed in recent methods that use full-precision communication, but at a much lower communication cost, i.e., effectively getting communication efficiency for "free".

ITJun 25, 2020
Distortion based Light-weight Security for Cyber-Physical Systems

Gaurav Kumar Agarwal, Mohammed Karmoose, Suhas Diggavi et al.

In Cyber-Physical Systems (CPS), inference based on communicated data is of critical significance as it can be used to manipulate or damage the control operations by adversaries. This calls for efficient mechanisms for secure transmission of data since control systems are becoming increasingly distributed over larger geographical areas. Distortion based security, recently proposed as one candidate for secure transmissions in CPS, is not only more appropriate for these applications but also quite frugal in terms of prior requirements on shared keys. In this paper, we propose distortion-based metrics to protect CPS communication and show that it is possible to confuse adversaries with just a few bits of pre-shared keys. In particular, we will show that a linear dynamical system can communicate its state in a manner that prevents an eavesdropper from accurately learning the state.

MLJun 22, 2020
Byzantine-Resilient High-Dimensional Federated Learning

Deepesh Data, Suhas Diggavi

We study stochastic gradient descent (SGD) with local iterations in the presence of malicious/Byzantine clients, motivated by the federated learning. The clients, instead of communicating with the central server in every iteration, maintain their local models, which they update by taking several SGD iterations based on their own datasets and then communicate the net update with the server, thereby achieving communication-efficiency. Furthermore, only a subset of clients communicate with the server, and this subset may be different at different synchronization times. The Byzantine clients may collaborate and send arbitrary vectors to the server to disrupt the learning process. To combat the adversary, we employ an efficient high-dimensional robust mean estimation algorithm from Steinhardt et al.~\cite[ITCS 2018]{Resilience_SCV18} at the server to filter-out corrupt vectors; and to analyze the outlier-filtering procedure, we develop a novel matrix concentration result that may be of independent interest. We provide convergence analyses for strongly-convex and non-convex smooth objectives in the heterogeneous data setting, where different clients may have different local datasets, and we do not make any probabilistic assumptions on data generation. We believe that ours is the first Byzantine-resilient algorithm and analysis with local iterations. We derive our convergence results under minimal assumptions of bounded variance for SGD and bounded gradient dissimilarity (which captures heterogeneity among local datasets). We also extend our results to the case when clients compute full-batch gradients.

CRMay 24, 2020
Successive Refinement of Privacy

Antonious M. Girgis, Deepesh Data, Kamalika Chaudhuri et al.

This work examines a novel question: how much randomness is needed to achieve local differential privacy (LDP)? A motivating scenario is providing {\em multiple levels of privacy} to multiple analysts, either for distribution or for heavy-hitter estimation, using the \emph{same} (randomized) output. We call this setting \emph{successive refinement of privacy}, as it provides hierarchical access to the raw data with different privacy levels. For example, the same randomized output could enable one analyst to reconstruct the input, while another can only estimate the distribution subject to LDP requirements. This extends the classical Shannon (wiretap) security setting to local differential privacy. We provide (order-wise) tight characterizations of privacy-utility-randomness trade-offs in several cases for distribution estimation, including the standard LDP setting under a randomness constraint. We also provide a non-trivial privacy mechanism for multi-level privacy. Furthermore, we show that we cannot reuse random keys over time while preserving privacy of each user.

MLMay 16, 2020
Byzantine-Resilient SGD in High Dimensions on Heterogeneous Data

Deepesh Data, Suhas Diggavi

We study distributed stochastic gradient descent (SGD) in the master-worker architecture under Byzantine attacks. We consider the heterogeneous data model, where different workers may have different local datasets, and we do not make any probabilistic assumptions on data generation. At the core of our algorithm, we use the polynomial-time outlier-filtering procedure for robust mean estimation proposed by Steinhardt et al. (ITCS 2018) to filter-out corrupt gradients. In order to be able to apply their filtering procedure in our {\em heterogeneous} data setting where workers compute {\em stochastic} gradients, we derive a new matrix concentration result, which may be of independent interest. We provide convergence analyses for smooth strongly-convex and non-convex objectives. We derive our results under the bounded variance assumption on local stochastic gradients and a {\em deterministic} condition on datasets, namely, gradient dissimilarity; and for both these quantities, we provide concrete bounds in the statistical heterogeneous data model. We give a trade-off between the mini-batch size for stochastic gradients and the approximation error. Our algorithm can tolerate up to $\frac{1}{4}$ fraction Byzantine workers. It can find approximate optimal parameters in the strongly-convex setting exponentially fast and reach to an approximate stationary point in the non-convex setting with a linear speed, thus, matching the convergence rates of vanilla SGD in the Byzantine-free setting. We also propose and analyze a Byzantine-resilient SGD algorithm with gradient compression, where workers send $k$ random coordinates of their gradients. Under mild conditions, we show a $\frac{d}{k}$-factor saving in communication bits as well as decoding complexity over our compression-free algorithm without affecting its convergence rate (order-wise) and the approximation error.

LGMay 13, 2020
SQuARM-SGD: Communication-Efficient Momentum SGD for Decentralized Optimization

Navjot Singh, Deepesh Data, Jemin George et al.

In this paper, we propose and analyze SQuARM-SGD, a communication-efficient algorithm for decentralized training of large-scale machine learning models over a network. In SQuARM-SGD, each node performs a fixed number of local SGD steps using Nesterov's momentum and then sends sparsified and quantized updates to its neighbors regulated by a locally computable triggering criterion. We provide convergence guarantees of our algorithm for general (non-convex) and convex smooth objectives, which, to the best of our knowledge, is the first theoretical analysis for compressed decentralized SGD with momentum updates. We show that the convergence rate of SQuARM-SGD matches that of vanilla SGD. We empirically show that including momentum updates in SQuARM-SGD can lead to better test performance than the current state-of-the-art which does not consider momentum updates.

LGNov 1, 2019
On Distributed Quantization for Classification

Osama A. Hanna, Yahya H. Ezzeldin, Tara Sadjadpour et al.

We consider the problem of distributed feature quantization, where the goal is to enable a pretrained classifier at a central node to carry out its classification on features that are gathered from distributed nodes through communication constrained channels. We propose the design of distributed quantization schemes specifically tailored to the classification task: unlike quantization schemes that help the central node reconstruct the original signal as accurately as possible, our focus is not reconstruction accuracy, but instead correct classification. Our work does not make any apriori distributional assumptions on the data, but instead uses training data for the quantizer design. Our main contributions include: we prove NP-hardness of finding optimal quantizers in the general case; we design an optimal scheme for a special case; we propose quantization algorithms, that leverage discrete neural representations and training data, and can be designed in polynomial-time for any number of features, any number of classes, and arbitrary division of features across the distributed nodes. We find that tailoring the quantizers to the classification task can offer significant savings: as compared to alternatives, we can achieve more than a factor of two reduction in terms of the number of bits communicated, for the same classification accuracy.

MLOct 31, 2019
SPARQ-SGD: Event-Triggered and Compressed Communication in Decentralized Stochastic Optimization

Navjot Singh, Deepesh Data, Jemin George et al.

In this paper, we propose and analyze SPARQ-SGD, which is an event-triggered and compressed algorithm for decentralized training of large-scale machine learning models. Each node can locally compute a condition (event) which triggers a communication where quantized and sparsified local model parameters are sent. In SPARQ-SGD each node takes at least a fixed number ($H$) of local gradient steps and then checks if the model parameters have significantly changed compared to its last update; it communicates further compressed model parameters only when there is a significant change, as specified by a (design) criterion. We prove that the SPARQ-SGD converges as $O(\frac{1}{nT})$ and $O(\frac{1}{\sqrt{nT}})$ in the strongly-convex and non-convex settings, respectively, demonstrating that such aggressive compression, including event-triggered communication, model sparsification and quantization does not affect the overall convergence rate as compared to uncompressed decentralized training; thereby theoretically yielding communication efficiency for "free". We evaluate SPARQ-SGD over real datasets to demonstrate significant amount of savings in communication over the state-of-the-art.

DCJul 5, 2019
Data Encoding for Byzantine-Resilient Distributed Optimization

Deepesh Data, Linqi Song, Suhas Diggavi

We study distributed optimization in the presence of Byzantine adversaries, where both data and computation are distributed among $m$ worker machines, $t$ of which may be corrupt. The compromised nodes may collaboratively and arbitrarily deviate from their pre-specified programs, and a designated (master) node iteratively computes the model/parameter vector for generalized linear models. In this work, we primarily focus on two iterative algorithms: Proximal Gradient Descent (PGD) and Coordinate Descent (CD). Gradient descent (GD) is a special case of these algorithms. PGD is typically used in the data-parallel setting, where data is partitioned across different samples, whereas, CD is used in the model-parallelism setting, where data is partitioned across the parameter space. In this paper, we propose a method based on data encoding and error correction over real numbers to combat adversarial attacks. We can tolerate up to $t\leq \lfloor\frac{m-1}{2}\rfloor$ corrupt worker nodes, which is information-theoretically optimal. We give deterministic guarantees, and our method does not assume any probability distribution on the data. We develop a {\em sparse} encoding scheme which enables computationally efficient data encoding and decoding. We demonstrate a trade-off between the corruption threshold and the resource requirements (storage, computational, and communication complexity). As an example, for $t\leq\frac{m}{3}$, our scheme incurs only a {\em constant} overhead on these resources, over that required by the plain distributed PGD/CD algorithms which provide no adversarial protection. To the best of our knowledge, ours is the first paper that makes CD secure against adversarial attacks. Our encoding scheme extends efficiently to the data streaming model and for stochastic gradient descent (SGD). We also give experimental results to show the efficacy of our proposed schemes.

MLJun 6, 2019
Qsparse-local-SGD: Distributed SGD with Quantization, Sparsification, and Local Computations

Debraj Basu, Deepesh Data, Can Karakus et al.

Communication bottleneck has been identified as a significant issue in distributed optimization of large-scale learning models. Recently, several approaches to mitigate this problem have been proposed, including different forms of gradient compression or computing local models and mixing them iteratively. In this paper, we propose \emph{Qsparse-local-SGD} algorithm, which combines aggressive sparsification with quantization and local computation along with error compensation, by keeping track of the difference between the true and compressed gradients. We propose both synchronous and asynchronous implementations of \emph{Qsparse-local-SGD}. We analyze convergence for \emph{Qsparse-local-SGD} in the \emph{distributed} setting for smooth non-convex and convex objective functions. We demonstrate that \emph{Qsparse-local-SGD} converges at the same rate as vanilla distributed SGD for many important classes of sparsifiers and quantizers. We use \emph{Qsparse-local-SGD} to train ResNet-50 on ImageNet and show that it results in significant savings over the state-of-the-art, in the number of bits transmitted to reach target accuracy.

OCApr 3, 2019
Securing State Estimation Under Sensor and Actuator Attacks: Theory and Design

Mehrdad Showkatbakhsh, Yasser Shoukry, Suhas Diggavi et al.

This paper discusses the problem of estimating the state of a linear time-invariant system when some of its sensors and actuators are compromised by an adversarial agent. In the model considered in this paper, the malicious agent attacks an input (output) by manipulating its value arbitrarily, i.e., we impose no constraints (statistical or otherwise) on how control commands (sensor measurements) are changed by the adversary. In the first part of this paper, we introduce the notion of sparse strong observability and we show that is a necessary and sufficient condition for correctly reconstructing the state despite the considered attacks. In the second half of this work, we propose an estimator to harness the complexity of this intrinsically combinatorial problem, by leveraging satisfiability modulo theory solving. Numerical simulations demonstrate the effectiveness and scalability of our estimator.

LGMar 19, 2019
Differentially Private Consensus-Based Distributed Optimization

Mehrdad Showkatbakhsh, Can Karakus, Suhas Diggavi

Data privacy is an important concern in learning, when datasets contain sensitive information about individuals. This paper considers consensus-based distributed optimization under data privacy constraints. Consensus-based optimization consists of a set of computational nodes arranged in a graph, each having a local objective that depends on their local data, where in every step nodes take a linear combination of their neighbors' messages, as well as taking a new gradient step. Since the algorithm requires exchanging messages that depend on local data, private information gets leaked at every step. Taking $(ε, δ)$-differential privacy (DP) as our criterion, we consider the strategy where the nodes add random noise to their messages before broadcasting it, and show that the method achieves convergence with a bounded mean-squared error, while satisfying $(ε, δ)$-DP. By relaxing the more stringent $ε$-DP requirement in previous work, we strengthen a known convergence result in the literature. We conclude the paper with numerical results demonstrating the effectiveness of our methods for mean estimation.

LGFeb 13, 2019
Privacy-Utility Trade-off of Linear Regression under Random Projections and Additive Noise

Mehrdad Showkatbakhsh, Can Karakus, Suhas Diggavi

Data privacy is an important concern in machine learning, and is fundamentally at odds with the task of training useful learning models, which typically require the acquisition of large amounts of private user data. One possible way of fulfilling the machine learning task while preserving user privacy is to train the model on a transformed, noisy version of the data, which does not reveal the data itself directly to the training procedure. In this work, we analyze the privacy-utility trade-off of two such schemes for the problem of linear regression: additive noise, and random projections. In contrast to previous work, we consider a recently proposed notion of differential privacy that is based on conditional mutual information (MI-DP), which is stronger than the conventional $(ε, δ)$-differential privacy, and use relative objective error as the utility metric. We find that projecting the data to a lower-dimensional subspace before adding noise attains a better trade-off in general. We also make a connection between privacy problem and (non-coherent) SIMO, which has been extensively studied in wireless communication, and use tools from there for the analysis. We present numerical results demonstrating the performance of the schemes.

CRAug 4, 2018
Implementation and Analysis of Stable PUFs Using Gate Oxide Breakdown

Wei-Che Wang, Yair Yona, Yizhang Wu et al.

We implement and analyze highly stable PUFs using two random gate oxide breakdown mechanisms: plasma induced breakdown and voltage stressed breakdown. These gate oxide breakdown PUFs can be easily implemented in commercial silicon processes, and they are highly stable. We fabricated bit generation units for the stable PUFs on 99 testchips with 65nm CMOS bulk technology. Measurement results show that the plasma induced breakdown can generate complete stable responses. For the voltage stressed breakdown, the responses are with 0.12\% error probability at a worst case corner, which can be effectively accommodated by taking the majority vote from multiple measurements. Both PUFs show significant area reduction compared to SRAM PUF. We compare methods for evaluating the security level of PUFs such as min-entropy, mutual information and guesswork as well as inter- and intra-FHD, and the popular NIST test suite. We show that guesswork can be viewed as a generalization of min-entropy and mutual information. In addition, we analyze our testchip data and show through various statistical distance measures that the bits are independent. Finally, we propose guesswork as a new statistical measure for the level of statistical independence that also has an operational meaning in terms of security.

CRMar 22, 2018
Using mm-Waves for Secret Key Establishment

Mohammed Karmoose, Christina Fragouli, Suhas Diggavi et al.

The fact that Millimeter Wave (mmWave) communication needs to be directional is usually perceived as a challenge; in this paper we argue that it enables efficient secret key sharing that are unconditionally secure from passive eavesdroppers, by building on packet erasures. We showcase the potential of our approach in two setups: mmWave-based WiFi networks and vehicle platooning. We show that in the first case, we can establish a few hundred secret bits with minimal changes to standard communication protocol; while in both cases, with the right choice of parameters, we can potentially establish keys in the order of tenths of Mbps. These first results are based on some simplifying assumptions, yet we believe they give incentives to further explore such techniques.

MLMar 14, 2018
Redundancy Techniques for Straggler Mitigation in Distributed Optimization and Learning

Can Karakus, Yifan Sun, Suhas Diggavi et al.

Performance of distributed optimization and learning systems is bottlenecked by "straggler" nodes and slow communication links, which significantly delay computation. We propose a distributed optimization framework where the dataset is "encoded" to have an over-complete representation with built-in redundancy, and the straggling nodes in the system are dynamically left out of the computation at every iteration, whose loss is compensated by the embedded redundancy. We show that oblivious application of several popular optimization algorithms on encoded data, including gradient descent, L-BFGS, proximal gradient under data parallelism, and coordinate descent under model parallelism, converge to either approximate or exact solutions of the original problem when stragglers are treated as erasures. These convergence results are deterministic, i.e., they establish sample path convergence for arbitrary sequences of delay patterns or distributions on the nodes, and are independent of the tail behavior of the delay distribution. We demonstrate that equiangular tight frames have desirable properties as encoding matrices, and propose efficient mechanisms for encoding large-scale data. We implement the proposed technique on Amazon EC2 clusters, and demonstrate its performance over several learning problems, including matrix factorization, LASSO, ridge regression and logistic regression, and compare the proposed method with uncoded, asynchronous, and data replication strategies.

MLNov 14, 2017
Straggler Mitigation in Distributed Optimization Through Data Encoding

Can Karakus, Yifan Sun, Suhas Diggavi et al.

Slow running or straggler tasks can significantly reduce computation speed in distributed computation. Recently, coding-theory-inspired approaches have been applied to mitigate the effect of straggling, through embedding redundancy in certain linear computational steps of the optimization algorithm, thus completing the computation without waiting for the stragglers. In this paper, we propose an alternate approach where we embed the redundancy directly in the data itself, and allow the computation to proceed completely oblivious to encoding. We propose several encoding schemes, and demonstrate that popular batch algorithms, such as gradient descent and L-BFGS, applied in a coding-oblivious manner, deterministically achieve sample path linear convergence to an approximate solution of the original problem, using an arbitrarily varying subset of the nodes at each iteration. Moreover, this approximation can be controlled by the amount of redundancy and the number of nodes used in each iteration. We provide experimental results demonstrating the advantage of the approach over uncoded and data replication strategies.

CRJan 19, 2017
Design and Analysis of Stability-Guaranteed PUFs

Wei-Che Wang, Yair Yona, Suhas Diggavi et al.

The lack of stability is one of the major limitations that constrains PUF from being put in widespread practical use. In this paper, we propose a weak PUF and a strong PUF that are both completely stable with 0% intra-distance. These PUFs are called Locally Enhanced Defectivity (LED)PUF. The source of randomness of a LEDPUF is extracted from locally enhance defectivity without affecting other parts of the chip. A LEDPUF is a pure functional PUF that does not require any kinds of correction schemes as conventional parametric PUFs do. A weak LEDPUF is constructed by forming arrays of Directed Self Assembly (DSA) random connections is presented, and the strong LEDPUF is implemented by using the weak LEDPUF as the key of a keyed-hash message authentication code (HMAC). Our simulation and statistical results show that the entropy of the weak LEDPUF bits is close to ideal, and the inter-distances of both weak and strong LEDPUFs are about 50%, which means that these LEDPUFs are not only stable but also unique. We develop a new unified framework for evaluating the level of security of PUFs, based on password security, by using information theoretic tools of guesswork. The guesswork model allows to quantitatively compare, with a single unified metric, PUFs with varying levels of stability, bias and available side information. In addition, it generalizes other measures to evaluate the security level such as min-entropy and mutual information. We evaluate guesswork-based security of some measured SRAM and Ring Oscillator PUFs as an example and compare them with LEDPUF to show that stability has a more severe impact on the PUF security than biased responses. Furthermore, we find the guesswork of three new problems: Guesswork under probability of attack failure, the guesswork of idealized version of a message authentication code, and the guesswork of strong PUFs that are used for authentication.

CRAug 6, 2016
Password Cracking: The Effect of Hash Function Bias on the Average Guesswork

Yair Yona, Suhas Diggavi

Modern authentication systems store hashed values of passwords of users using cryptographic hash functions. Therefore, to crack a password an attacker needs to guess a hash function input that is mapped to the hashed value, as opposed to the password itself. We call a hash function that maps the same number of inputs to each bin, as \textbf{unbiased}. However, cryptographic hash functions in use have not been proven to be unbiased (i.e., they may have an unequal number of inputs mapped to different bins). A cryptographic hash function has the property that it is computationally difficult to find an input mapped to a bin. In this work we introduce a structured notion of biased hash functions for which we analyze the average guesswork under certain types of brute force attacks. This work shows that the level of security depends on the set of hashed values of valid users as well as the statistical profile of a hash function, resulting from bias. We examine the average guesswork conditioned on the set of hashed values, and model the statistical profile through the empirical distribution of the number of inputs that are mapped to a bin. In particular, we focus on a class of statistical profiles (capturing the bias) , which we call type-class statistical profiles, that has an empirical distribution related to the probability of the type classes defined in the method of types. For such profiles, we show that the average guesswork is related to basic measures in information theory such as entropy and divergence. We use this to show that the effect of bias on the conditional average guesswork is limited compared to other system parameters such as the number of valid users who store their hashed passwords in the system.

CRMay 6, 2016
Attack Resilience and Recovery using Physical Challenge Response Authentication for Active Sensors Under Integrity Attacks

Yasser Shoukry, Paul Martin, Yair Yona et al.

Embedded sensing systems are pervasively used in life- and security-critical systems such as those found in airplanes, automobiles, and healthcare. Traditional security mechanisms for these sensors focus on data encryption and other post-processing techniques, but the sensors themselves often remain vulnerable to attacks in the physical/analog domain. If an adversary manipulates a physical/analog signal prior to digitization, no amount of digital security mechanisms after the fact can help. Fortunately, nature imposes fundamental constraints on how these analog signals can behave. This work presents PyCRA, a physical challenge-response authentication scheme designed to protect active sensing systems against physical attacks occurring in the analog domain. PyCRA provides security for active sensors by continually challenging the surrounding environment via random but deliberate physical probes. By analyzing the responses to these probes, and by using the fact that the adversary cannot change the underlying laws of physics, we provide an authentication mechanism that not only detects malicious attacks but provides resilience against them. We demonstrate the effectiveness of PyCRA through several case studies using two sensing systems: (1) magnetic sensors like those found wheel speed sensors in robotics and automotive, and (2) commercial RFID tags used in many security-critical applications. Finally, we outline methods and theoretical proofs for further enhancing the resilience of PyCRA to active attacks by means of a confusion phase---a period of low signal to noise ratio that makes it more difficult for an attacker to correctly identify and respond to PyCRA's physical challenges. In doing so, we evaluate both the robustness and the limitations of PyCRA, concluding by outlining practical considerations as well as further applications for the proposed authentication mechanism.

CRApr 19, 2016
Wiretapped Oblivious Transfer

Manoj Mishra, Bikash Kumar Dey, Vinod M. Prabhakaran et al.

In this paper, we study the problem of obtaining $1$-of-$2$ string oblivious transfer (OT) between users Alice and Bob, in the presence of a passive eavesdropper Eve. The resource enabling OT in our setup is a noisy broadcast channel from Alice to Bob and Eve. Apart from the OT requirements between the users, Eve is not allowed to learn anything about the users' inputs. When Alice and Bob are honest-but-curious and the noisy broadcast channel is made up of two independent binary erasure channels (connecting Alice-Bob and Alice-Eve), we derive the $1$-of-$2$ string OT capacity for both $2$-privacy (when Eve can collude with either Alice or Bob) and $1$-privacy (when no such collusion is allowed). We generalize these capacity results to $1$-of-$N$ string OT and study other variants of this problem. When Alice and/or Bob are malicious, we present a different scheme based on interactive hashing. This scheme is shown to be optimal for certain parameter regimes. We present a new formulation of multiple, simultaneous OTs between Alice-Bob and Alice-Cathy. For this new setup, we present schemes and outer bounds that match in all but one regime of parameters. Finally, we consider the setup where the broadcast channel is made up of a cascade of two independent binary erasure channels (connecting Alice-Bob and Bob-Eve) and $1$-of-$2$ string OT is desired between Alice and Bob with $1$-privacy. For this setup, we derive an upper and lower bound on the $1$-of-$2$ string OT capacity which match in one of two possible parameter regimes.

OCOct 8, 2015
Secure State Estimation against Sensor Attacks in the Presence of Noise

Shaunak Mishra, Yasser Shoukry, Nikhil Karamchandani et al.

We consider the problem of estimating the state of a noisy linear dynamical system when an unknown subset of sensors is arbitrarily corrupted by an adversary. We propose a secure state estimation algorithm, and derive (optimal) bounds on the achievable state estimation error given an upper bound on the number of attacked sensors. The proposed state estimator involves Kalman filters operating over subsets of sensors to search for a sensor subset which is reliable for state estimation. To further improve the subset search time, we propose Satisfiability Modulo Theory based techniques to exploit the combinatorial nature of searching over sensor subsets. Finally, as a result of independent interest, we give a coding theoretic view of attack detection and state estimation against sensor attacks in a noiseless dynamical system.

OCApr 21, 2015
Secure State Estimation: Optimal Guarantees against Sensor Attacks in the Presence of Noise

Shaunak Mishra, Yasser Shoukry, Nikhil Karamchandani et al.

Motivated by the need to secure cyber-physical systems against attacks, we consider the problem of estimating the state of a noisy linear dynamical system when a subset of sensors is arbitrarily corrupted by an adversary. We propose a secure state estimation algorithm and derive (optimal) bounds on the achievable state estimation error. In addition, as a result of independent interest, we give a coding theoretic interpretation for prior work on secure state estimation against sensor attacks in a noiseless dynamical system.

ITApr 17, 2015
On the Oblivious Transfer Capacity of the Degraded Wiretapped Binary Erasure Channel

Manoj Mishra, Bikash Kumar Dey, Vinod M. Prabhakaran et al.

We study oblivious transfer (OT) between Alice and Bob in the presence of an eavesdropper Eve over a degraded wiretapped binary erasure channel from Alice to Bob and Eve. In addition to the privacy goals of oblivious transfer between Alice and Bob, we require privacy of Alice and Bob's private data from Eve. In previous work we derived the OT capacity (in the honest-but-curious model) of the wiretapped binary independent erasure channel where the erasure processes of Bob and Eve are independent. Here we derive a lower bound on the OT capacity in the same secrecy model when the wiretapped binary erasure channel is degraded in favour of Bob.