Zhigen Li

Zhigen Li, Jianxiang Peng, Yanmeng Wang et al.

Dialogue agents powered by Large Language Models (LLMs) show superior performance in various tasks. Despite the better user understanding and human-like responses, their lack of controllability remains a key challenge, often leading to unfocused conversations or task failure. To address this, we introduce Standard Operating Procedure (SOP) to regulate dialogue flow. Specifically, we propose ChatSOP, a novel SOP-guided Monte Carlo Tree Search (MCTS) planning framework designed to enhance the controllability of LLM-driven dialogue agents. To enable this, we curate a dataset comprising SOP-annotated multi-scenario dialogues, generated using a semi-automated role-playing system with GPT-4o and validated through strict manual quality control. Additionally, we propose a novel method that integrates Chain of Thought reasoning with supervised fine-tuning for SOP prediction and utilizes SOP-guided Monte Carlo Tree Search for optimal action planning during dialogues. Experimental results demonstrate the effectiveness of our method, such as achieving a 27.95% improvement in action accuracy compared to baseline models based on GPT-3.5 and also showing notable gains for open-source models. Dataset and codes are publicly available.

Dan Shi, Tianhao Shen, Yufei Huang et al.

The rapid development and deployment of large language models (LLMs) have introduced a new frontier in artificial intelligence, marked by unprecedented capabilities in natural language understanding and generation. However, the increasing integration of these models into critical applications raises substantial safety concerns, necessitating a thorough examination of their potential risks and associated mitigation strategies. This survey provides a comprehensive overview of the current landscape of LLM safety, covering four major categories: value misalignment, robustness to adversarial attacks, misuse, and autonomous AI risks. In addition to the comprehensive review of the mitigation methodologies and evaluation resources on these four aspects, we further explore four topics related to LLM safety: the safety implications of LLM agents, the role of interpretability in enhancing LLM safety, the technology roadmaps proposed and abided by a list of AI companies and institutes for LLM safety, and AI governance aimed at LLM safety with discussions on international cooperation, policy proposals, and prospective regulatory directions. Our findings underscore the necessity for a proactive, multifaceted approach to LLM safety, emphasizing the integration of technical solutions, ethical considerations, and robust governance frameworks. This survey is intended to serve as a foundational resource for academy researchers, industry practitioners, and policymakers, offering insights into the challenges and opportunities associated with the safe integration of LLMs into society. Ultimately, it seeks to contribute to the safe and beneficial development of LLMs, aligning with the overarching goal of harnessing AI for societal advancement and well-being. A curated list of related papers has been publicly available at https://github.com/tjunlp-lab/Awesome-LLM-Safety-Papers.

Zhigen Li, Yanmeng Wang, Rizhao Fan et al.

Paraphrase generation is a longstanding NLP task and achieves great success with the aid of large corpora. However, transferring a paraphrasing model to another domain encounters the problem of domain shifting especially when the data is sparse. At the same time, widely using large pre-trained language models (PLMs) faces the overfitting problem when training on scarce labeled data. To mitigate these two issues, we propose, LAPA, an effective adapter for PLMs optimized by meta-learning. LAPA has three-stage training on three types of related resources to solve this problem: 1. pre-training PLMs on unsupervised corpora, 2. inserting an adapter layer and meta-training on source domain labeled data, and 3. fine-tuning adapters on a small amount of target domain labeled data. This method enables paraphrase generation models to learn basic language knowledge first, then learn the paraphrasing task itself later, and finally adapt to the target task. Our experimental results demonstrate that LAPA achieves state-of-the-art in supervised, unsupervised, and low-resource settings on three benchmark datasets. With only 2\% of trainable parameters and 1\% labeled data of the target task, our approach can achieve a competitive performance with previous work.

Kun Yang, Zikang chen, Yanmeng Wang et al.

As a significant part of post-training of the Large Language Models (LLMs), Reinforcement Learning from Verifiable Reward (RLVR) has greatly improved LLMs' reasoning skills. However, some RLVR algorithms, such as GRPO (Group Relative Policy Optimization) and GSPO (Group Sequence Policy Optimization), are observed to suffer from unstable policy updates and low usage of sampling data, respectively. The importance ratio of GRPO is calculated at the token level, which focuses more on optimizing a single token. This will be easily affected by outliers, leading to model training collapse. GSPO proposed the calculation of the response level importance ratio, which solves the problem of high variance and training noise accumulation in the calculation of the GRPO importance ratio. However, since all the response tokens share a common importance ratio, extreme values can easily raise or lower the overall mean, leading to the entire response being mistakenly discarded, resulting in a decrease in the utilization of sampled data. This paper introduces SSPO, which applies sentence-level importance ratio, taking the balance between GRPO and GSPO. SSPO not only avoids training collapse and high variance, but also prevents the whole response tokens from being abandoned by the clipping mechanism. Furthermore, we apply sentence entropy to PPO-CLIP to steadily adjust the clipping bounds, encouraging high-entropy tokens to explore and narrow the clipping range of low-entropy tokens. In particular, SSPO achieves an average score of 46.57 across five datasets, surpassing GRPO (43.01) and GSPO (44.42), and wins state-of-the-art performance on three datasets. These results highlight SSPO's effectiveness in leveraging generated data by taking the essence of GSPO but rejecting its shortcomings.

Rizhao Fan, Tianfang Ma, Zhigen Li et al.

In recent years, the emergence of foundation models for depth prediction has led to remarkable progress, particularly in zero-shot monocular depth estimation. These models generate impressive depth predictions; however, their outputs are often in relative scale rather than metric scale. This limitation poses challenges for direct deployment in real-world applications. To address this, several scale adaptation methods have been proposed to enable foundation models to produce metric depth. However, these methods are typically costly, as they require additional training on new domains and datasets. Moreover, fine-tuning these models often compromises their original generalization capabilities, limiting their adaptability across diverse scenes. In this paper, we introduce a non-learning-based approach that leverages sparse depth measurements to adapt the relative-scale predictions of foundation models into metric-scale depth. Our method requires neither retraining nor fine-tuning, thereby preserving the strong generalization ability of the original foundation models while enabling them to produce metric depth. Experimental results demonstrate the effectiveness of our approach, high-lighting its potential to bridge the gap between relative and metric depth without incurring additional computational costs or sacrificing generalization ability.

Rizhao Fan, Zhigen Li, Heping Li et al.

Depth completion is an important vision task, and many efforts have been made to enhance the quality of depth maps from sparse depth measurements. Despite significant advances, training these models to recover dense depth from sparse measurements remains a challenging problem. Supervised learning methods rely on dense depth labels to predict unobserved regions, while self-supervised approaches require image sequences to enforce geometric constraints and photometric consistency between frames. However, acquiring dense annotations is costly, and multi-frame dependencies limit the applicability of self-supervised methods in static or single-frame scenarios. To address these challenges, we propose a novel self-supervised depth completion paradigm that requires only sparse depth measurements and their corresponding image for training. Unlike existing methods, our approach eliminates the need for dense depth labels or additional images captured from neighboring viewpoints. By leveraging the characteristics of depth distribution, we design novel loss functions that effectively propagate depth information from observed points to unobserved regions. Additionally, we incorporate segmentation maps generated by vision foundation models to further enhance depth estimation. Extensive experiments demonstrate the effectiveness of our proposed method.