0.6CLJan 29
RAG-E: Quantifying Retriever-Generator Alignment and Failure ModesKorbinian Randl, Guido Rocchietti, Aron Henriksson et al.
Retrieval-Augmented Generation (RAG) systems combine dense retrievers and language models to ground LLM outputs in retrieved documents. However, the opacity of how these components interact creates challenges for deployment in high-stakes domains. We present RAG-E, an end-to-end explainability framework that quantifies retriever-generator alignment through mathematically grounded attribution methods. Our approach adapts Integrated Gradients for retriever analysis, introduces PMCSHAP, a Monte Carlo-stabilized Shapley Value approximation, for generator attribution, and introduces the Weighted Attribution-Relevance Gap (WARG) metric to measure how well a generator's document usage aligns with a retriever's ranking. Empirical analysis on TREC CAsT and FoodSafeSum reveals critical misalignments: for 47.4% to 66.7% of queries, generators ignore the retriever's top-ranked documents, while 48.1% to 65.9% rely on documents ranked as less relevant. These failure modes demonstrate that RAG output quality depends not solely on individual component performance but on their interplay, which can be audited via RAG-E.
Evaluating the Reliability of Self-Explanations in Large Language ModelsKorbinian Randl, John Pavlopoulos, Aron Henriksson et al.
This paper investigates the reliability of explanations generated by large language models (LLMs) when prompted to explain their previous output. We evaluate two kinds of such self-explanations - extractive and counterfactual - using three state-of-the-art LLMs (2B to 8B parameters) on two different classification tasks (objective and subjective). Our findings reveal, that, while these self-explanations can correlate with human judgement, they do not fully and accurately follow the model's decision process, indicating a gap between perceived and actual model reasoning. We show that this gap can be bridged because prompting LLMs for counterfactual explanations can produce faithful, informative, and easy-to-verify results. These counterfactuals offer a promising alternative to traditional explainability methods (e.g. SHAP, LIME), provided that prompts are tailored to specific tasks and checked for validity.
CICLe: Conformal In-Context Learning for Largescale Multi-Class Food Risk ClassificationKorbinian Randl, John Pavlopoulos, Aron Henriksson et al.
Contaminated or adulterated food poses a substantial risk to human health. Given sets of labeled web texts for training, Machine Learning and Natural Language Processing can be applied to automatically detect such risks. We publish a dataset of 7,546 short texts describing public food recall announcements. Each text is manually labeled, on two granularity levels (coarse and fine), for food products and hazards that the recall corresponds to. We describe the dataset and benchmark naive, traditional, and Transformer models. Based on our analysis, Logistic Regression based on a tf-idf representation outperforms RoBERTa and XLM-R on classes with low support. Finally, we discuss different prompting strategies and present an LLM-in-the-loop framework, based on Conformal Prediction, which boosts the performance of the base classifier while reducing energy consumption compared to normal prompting.
8.3CLFeb 20, 2025
Data-Constrained Synthesis of Training Data for De-IdentificationThomas Vakili, Aron Henriksson, Hercules Dalianis
Many sensitive domains -- such as the clinical domain -- lack widely available datasets due to privacy risks. The increasing generative capabilities of large language models (LLMs) have made synthetic datasets a viable path forward. In this study, we domain-adapt LLMs to the clinical domain and generate synthetic clinical texts that are machine-annotated with tags for personally identifiable information using capable encoder-based NER models. The synthetic corpora are then used to train synthetic NER models. The results show that training NER models using synthetic corpora incurs only a small drop in predictive performance. The limits of this process are investigated in a systematic ablation study -- using both Swedish and Spanish data. Our analysis shows that smaller datasets can be sufficient for domain-adapting LLMs for data synthesis. Instead, the effectiveness of this process is almost entirely contingent on the performance of the machine-annotating NER models trained using the original data.
4.9CLDec 5, 2025
Efficient Text Classification with Conformal In-Context LearningIppokratis Pantelidis, Korbinian Randl, Aron Henriksson
Large Language Models (LLMs) demonstrate strong in-context learning abilities, yet their effectiveness in text classification depends heavily on prompt design and incurs substantial computational cost. Conformal In-Context Learning (CICLe) has been proposed as a resource-efficient framework that integrates a lightweight base classifier with Conformal Prediction to guide LLM prompting by adaptively reducing the set of candidate classes. However, its broader applicability and efficiency benefits beyond a single domain have not yet been systematically explored. In this paper, we present a comprehensive evaluation of CICLe across diverse NLP classification benchmarks. The results show that CICLe consistently improves over its base classifier and outperforms few-shot prompting baselines when the sample size is sufficient for training the base classifier, and performs comparably in low-data regimes. In terms of efficiency, CICLe reduces the number of shots and prompt length by up to 34.45% and 25.16%, respectively, and enables the use of smaller models with competitive performance. CICLe is furthermore particularly advantageous for text classification tasks with high class imbalance. These findings highlight CICLe as a practical and scalable approach for efficient text classification, combining the robustness of traditional classifiers with the adaptability of LLMs, and achieving substantial gains in data and computational efficiency.