Peng Liao

Susobhan Ghosh, Raphael Kim, Prasidh Chhabria et al. · harvard, mit

There is a growing interest in using reinforcement learning (RL) to personalize sequences of treatments in digital health to support users in adopting healthier behaviors. Such sequential decision-making problems involve decisions about when to treat and how to treat based on the user's context (e.g., prior activity level, location, etc.). Online RL is a promising data-driven approach for this problem as it learns based on each user's historical responses and uses that knowledge to personalize these decisions. However, to decide whether the RL algorithm should be included in an ``optimized'' intervention for real-world deployment, we must assess the data evidence indicating that the RL algorithm is actually personalizing the treatments to its users. Due to the stochasticity in the RL algorithm, one may get a false impression that it is learning in certain states and using this learning to provide specific treatments. We use a working definition of personalization and introduce a resampling-based methodology for investigating whether the personalization exhibited by the RL algorithm is an artifact of the RL algorithm stochasticity. We illustrate our methodology with a case study by analyzing the data from a physical activity clinical trial called HeartSteps, which included the use of an online RL algorithm. We demonstrate how our approach enhances data-driven truth-in-advertising of algorithm personalization both across all users as well as within specific users in the study.

Peng Liao, Peijia Zheng, Lingbo Li et al.

Offline preference optimization methods, such as Direct Preference Optimization (DPO), offer significant advantages in aligning Large Language Models (LLMs) with human values. However, achieving optimal performance with these methods typically involves additional hyperparameter tuning, resulting in substantial time overhead. Although prior work has proposed a range of improvements, these methods remain limited in effectiveness and have not fully eliminated reliance on hyperparameter tuning. In this work, we propose RMiPO, a lightweight and efficient framework for offline preference optimization. RMiPO leverages intrinsic Response-level Mutual information for Preference Optimization with hyperparameter modulation, dynamically decoupling preference contributions at negligible additional computational cost. Extensive experimental results demonstrate that RMiPO achieves consistently superior performance over existing methods while reducing training overhead by more than 15\%. Our code is available at https://github.com/liavonpenn/rmipo.

Yongxin Shao, Aihong Tan, Zhetao Sun et al.

LiDAR-based 3D object detection and classification is crucial for autonomous driving. However, real-time inference from extremely sparse 3D data is a formidable challenge. To address this problem, a typical class of approaches transforms the point cloud cast into a regular data representation (voxels or projection maps). Then, it performs feature extraction with convolutional neural networks. However, such methods often result in a certain degree of information loss due to down-sampling or over-compression of feature information. This paper proposes a multi-modal point cloud feature fusion method for projection features and variable receptive field voxel features (PV-SSD) based on projection and variable voxelization to solve the information loss problem. We design a two-branch feature extraction structure with a 2D convolutional neural network to extract the point cloud's projection features in bird's-eye view to focus on the correlation between local features. A voxel feature extraction branch is used to extract local fine-grained features. Meanwhile, we propose a voxel feature extraction method with variable sensory fields to reduce the information loss of voxel branches due to downsampling. It avoids missing critical point information by selecting more useful feature points based on feature point weights for the detection task. In addition, we propose a multi-modal feature fusion module for point clouds. To validate the effectiveness of our method, we tested it on the KITTI dataset and ONCE dataset.

Peng Liao, Shangsong Liang, Lin Chen et al.

Inertial Measurement Unit (IMU)-based Human Activity Recognition (HAR) aims to interpret and classify user behaviors from temporal motion signals. Recently, deep learning frameworks have advanced this task by learning and extracting discriminative spatiotemporal representations, significantly improving recognition performance. However, IMU-based HAR still faces several critical challenges, particularly limited training samples and static knowledge utilization, both of which severely hinder its large-scale deployment. In this paper, we introduce MoRA, the first Retrieval-Augmented Module specifically designed for motion series. It can be flexibly integrated into any existing HAR model, enhancing recognition performance while maintaining inference efficiency. To address issues such as information redundancy in retrieval results and rigid fusion strategies, we propose an uncertainty-adaptive fusion unit within MoRA. This unit leverages previous physical knowledge from IMU signals to dynamically adjust the fusion strategy between original outputs and retrieved information, enabling more robust recognition. Extensive experiments on ten real-world datasets demonstrate that MoRA significantly improves the performance of existing IMU-based HAR models, consistently delivering stable and effective gains. The source code of MoRA is available at: https://github.com/liavonpenn/mora.

Peng Liao, XiLu Wang, Yaochu Jin et al.

Deploying models across diverse devices demands tradeoffs among multiple objectives due to different resource constraints. Arguably, due to the small model trap problem in multi-objective neural architecture search (MO-NAS) based on a supernet, existing approaches may fail to maintain large models. Moreover, multi-tasking neural architecture search (MT-NAS) excels in handling multiple tasks simultaneously, but most existing efforts focus on tasks from the same dataset, limiting their practicality in real-world scenarios where multiple tasks may come from distinct datasets. To tackle the above challenges, we propose a Multi-Objective Evolutionary Multi-Tasking framework for NAS (MO-EMT-NAS) to achieve architectural knowledge transfer across tasks from different datasets while finding Pareto optimal architectures for multi-objectives, model accuracy and computational efficiency. To alleviate the small model trap issue, we introduce an auxiliary objective that helps maintain multiple larger models of similar accuracy. Moreover, the computational efficiency is further enhanced by parallelizing the training and validation of the weight-sharing-based supernet. Experimental results on seven datasets with two, three, and four task combinations show that MO-EMT-NAS achieves a better minimum classification error while being able to offer flexible trade-offs between model performance and complexity, compared to the state-of-the-art single-objective MT-NAS algorithms. The runtime of MO-EMT-NAS is reduced by 59.7% to 77.7%, compared to the corresponding multi-objective single-task approaches.

Yongxin Shao, Aihong Tan, Binrui Wang et al.

Lidar SLAM plays a significant role in mobile robot navigation and high-definition map construction. However, existing methods often face a trade-off between localization accuracy and system robustness in scenarios with a high proportion of dynamic objects, point cloud distortion, and unstructured environments. To address this issue, we propose a neural descriptors-based adaptive noise filtering strategy for SLAM, named ADA-DPM, which improves the performance of localization and mapping tasks through three key technical innovations. Firstly, to tackle dynamic object interference, we design the Dynamic Segmentation Head to predict and filter out dynamic feature points, eliminating the ego-motion interference caused by dynamic objects. Secondly, to mitigate the impact of noise and unstructured feature points, we propose the Global Importance Scoring Head that adaptively selects high-contribution feature points while suppressing the influence of noise and unstructured feature points. Moreover, we introduce the Cross-Layer Graph Convolution Module (GLI-GCN) to construct multi-scale neighborhood graphs, fusing local structural information across different scales and improving the discriminative power of overlapping features. Finally, experimental validations on multiple public datasets confirm the effectiveness of ADA-DPM.

Zhengling Qi, Peng Liao

We study the offline data-driven sequential decision making problem in the framework of Markov decision process (MDP). In order to enhance the generalizability and adaptivity of the learned policy, we propose to evaluate each policy by a set of the average rewards with respect to distributions centered at the policy induced stationary distribution. Given a pre-collected dataset of multiple trajectories generated by some behavior policy, our goal is to learn a robust policy in a pre-specified policy class that can maximize the smallest value of this set. Leveraging the theory of semi-parametric statistics, we develop a statistically efficient policy learning method for estimating the de ned robust optimal policy. A rate-optimal regret bound up to a logarithmic factor is established in terms of total decision points in the dataset.

Sabina Tomkins, Peng Liao, Predrag Klasnja et al.

In mobile health (mHealth) smart devices deliver behavioral treatments repeatedly over time to a user with the goal of helping the user adopt and maintain healthy behaviors. Reinforcement learning appears ideal for learning how to optimally make these sequential treatment decisions. However, significant challenges must be overcome before reinforcement learning can be effectively deployed in a mobile healthcare setting. In this work we are concerned with the following challenges: 1) individuals who are in the same context can exhibit differential response to treatments 2) only a limited amount of data is available for learning on any one individual, and 3) non-stationary responses to treatment. To address these challenges we generalize Thompson-Sampling bandit algorithms to develop IntelligentPooling. IntelligentPooling learns personalized treatment policies thus addressing challenge one. To address the second challenge, IntelligentPooling updates each user's degree of personalization while making use of available data on other users to speed up learning. Lastly, IntelligentPooling allows responsivity to vary as a function of a user's time since beginning treatment, thus addressing challenge three. We show that IntelligentPooling achieves an average of 26% lower regret than state-of-the-art. We demonstrate the promise of this approach and its ability to learn from even a small group of users in a live clinical trial.

Peng Liao, Zhengling Qi, Runzhe Wan et al.

We consider the batch (off-line) policy learning problem in the infinite horizon Markov Decision Process. Motivated by mobile health applications, we focus on learning a policy that maximizes the long-term average reward. We propose a doubly robust estimator for the average reward and show that it achieves semiparametric efficiency. Further we develop an optimization algorithm to compute the optimal policy in a parameterized stochastic policy class. The performance of the estimated policy is measured by the difference between the optimal average reward in the policy class and the average reward of the estimated policy and we establish a finite-sample regret guarantee. The performance of the method is illustrated by simulation studies and an analysis of a mobile health study promoting physical activity.

Sabina Tomkins, Peng Liao, Predrag Klasnja et al.

In mobile health (mHealth), reinforcement learning algorithms that adapt to one's context without learning personalized policies might fail to distinguish between the needs of individuals. Yet the high amount of noise due to the in situ delivery of mHealth interventions can cripple the ability of an algorithm to learn when given access to only a single user's data, making personalization challenging. We present IntelligentPooling, which learns personalized policies via an adaptive, principled use of other users' data. We show that IntelligentPooling achieves an average of 26% lower regret than state-of-the-art across all generative models. Additionally, we inspect the behavior of this approach in a live clinical trial, demonstrating its ability to learn from even a small group of users.

Peng Liao, Predrag Klasnja, Susan Murphy

Due to the recent advancements in wearables and sensing technology, health scientists are increasingly developing mobile health (mHealth) interventions. In mHealth interventions, mobile devices are used to deliver treatment to individuals as they go about their daily lives. These treatments are generally designed to impact a near time, proximal outcome such as stress or physical activity. The mHealth intervention policies, often called just-in-time adaptive interventions, are decision rules that map an individual's current state (e.g., individual's past behaviors as well as current observations of time, location, social activity, stress and urges to smoke) to a particular treatment at each of many time points. The vast majority of current mHealth interventions deploy expert-derived policies. In this paper, we provide an approach for conducting inference about the performance of one or more such policies using historical data collected under a possibly different policy. Our measure of performance is the average of proximal outcomes over a long time period should the particular mHealth policy be followed. We provide an estimator as well as confidence intervals. This work is motivated by HeartSteps, an mHealth physical activity intervention.

Peng Liao, Kristjan Greenewald, Predrag Klasnja et al.

With the recent evolution of mobile health technologies, health scientists are increasingly interested in developing just-in-time adaptive interventions (JITAIs), typically delivered via notification on mobile device and designed to help the user prevent negative health outcomes and promote the adoption and maintenance of healthy behaviors. A JITAI involves a sequence of decision rules (i.e., treatment policy) that takes the user's current context as input and specifies whether and what type of an intervention should be provided at the moment. In this paper, we develop a Reinforcement Learning (RL) algorithm that continuously learns and improves the treatment policy embedded in the JITAI as the data is being collected from the user. This work is motivated by our collaboration on designing the RL algorithm in HeartSteps V2 based on data from HeartSteps V1. HeartSteps is a physical activity mobile health application. The RL algorithm developed in this paper is being used in HeartSteps V2 to decide, five times per day, whether to deliver a context-tailored activity suggestion.

Feiyun Zhu, Jun Guo, Zheng Xu et al.

Due to the popularity of smartphones and wearable devices nowadays, mobile health (mHealth) technologies are promising to bring positive and wide impacts on people's health. State-of-the-art decision-making methods for mHealth rely on some ideal assumptions. Those methods either assume that the users are completely homogenous or completely heterogeneous. However, in reality, a user might be similar with some, but not all, users. In this paper, we propose a novel group-driven reinforcement learning method for the mHealth. We aim to understand how to share information among similar users to better convert the limited user information into sharper learned RL policies. Specifically, we employ the K-means clustering method to group users based on their trajectory information similarity and learn a shared RL policy for each group. Extensive experiment results have shown that our method can achieve clear gains over the state-of-the-art RL methods for mHealth.

Feiyun Zhu, Peng Liao

Online reinforcement learning (RL) is increasingly popular for the personalized mobile health (mHealth) intervention. It is able to personalize the type and dose of interventions according to user's ongoing statuses and changing needs. However, at the beginning of online learning, there are usually too few samples to support the RL updating, which leads to poor performances. A delay in good performance of the online learning algorithms can be especially detrimental in the mHealth, where users tend to quickly disengage with the mHealth app. To address this problem, we propose a new online RL methodology that focuses on an effective warm start. The main idea is to make full use of the data accumulated and the decision rule achieved in a former study. As a result, we can greatly enrich the data size at the beginning of online learning in our method. Such case accelerates the online learning process for new users to achieve good performances not only at the beginning of online learning but also through the whole online learning process. Besides, we use the decision rules achieved in a previous study to initialize the parameter in our online RL model for new users. It provides a good initialization for the proposed online RL algorithm. Experiment results show that promising improvements have been achieved by our method compared with the state-of-the-art method.

Feiyun Zhu, Peng Liao, Xinliang Zhu et al.

In the wake of the vast population of smart device users worldwide, mobile health (mHealth) technologies are hopeful to generate positive and wide influence on people's health. They are able to provide flexible, affordable and portable health guides to device users. Current online decision-making methods for mHealth assume that the users are completely heterogeneous. They share no information among users and learn a separate policy for each user. However, data for each user is very limited in size to support the separate online learning, leading to unstable policies that contain lots of variances. Besides, we find the truth that a user may be similar with some, but not all, users, and connected users tend to have similar behaviors. In this paper, we propose a network cohesion constrained (actor-critic) Reinforcement Learning (RL) method for mHealth. The goal is to explore how to share information among similar users to better convert the limited user information into sharper learned policies. To the best of our knowledge, this is the first online actor-critic RL for mHealth and first network cohesion constrained (actor-critic) RL method in all applications. The network cohesion is important to derive effective policies. We come up with a novel method to learn the network by using the warm start trajectory, which directly reflects the users' property. The optimization of our model is difficult and very different from the general supervised learning due to the indirect observation of values. As a contribution, we propose two algorithms for the proposed online RLs. Apart from mHealth, the proposed methods can be easily applied or adapted to other health-related tasks. Extensive experiment results on the HeartSteps dataset demonstrates that in a variety of parameter settings, the proposed two methods obtain obvious improvements over the state-of-the-art methods.