Wenhao Zhao

Wenhao Zhao, Qiran Zou, Rushi Shah et al.

Vector quantization is a technique in machine learning that discretizes continuous representations into a set of discrete vectors. It is widely employed in tokenizing data representations for large language models, diffusion models, and other generative models. Despite its prevalence, the characteristics and behaviors of vector quantization in generative models remain largely underexplored. In this study, we investigate representation collapse in vector quantization - a critical degradation where codebook tokens or latent embeddings lose their discriminative power by converging to a limited subset of values. This collapse fundamentally compromises the model's ability to capture diverse data patterns. By leveraging both synthetic and real datasets, we identify the severity of each type of collapses and triggering conditions. Our analysis reveals that restricted initialization and limited encoder capacity result in tokens collapse and embeddings collapse. Building on these findings, we propose potential solutions aimed at mitigating each collapse. To the best of our knowledge, this is the first comprehensive study examining representation collapsing problems in vector quantization.

Yudi Wu, Wenhao Zhao, Dianbo Liu

Generative diversity varies significantly across discrete latent generative models such as AR, MIM, and Diffusion. We propose a diagnostic framework, grounded in Information Bottleneck (IB) theory, to analyze the underlying strategies resolving this behavior. The framework models generation as a conflict between a 'Compression Pressure' - a drive to minimize overall codebook entropy - and a 'Diversity Pressure' - a drive to maximize conditional entropy given an input. We further decompose this diversity into two primary sources: 'Path Diversity', representing the choice of high-level generative strategies, and 'Execution Diversity', the randomness in executing a chosen strategy. To make this decomposition operational, we introduce three zero-shot, inference-time interventions that directly perturb the latent generative process and reveal how models allocate and express diversity. Application of this probe-based framework to representative AR, MIM, and Diffusion systems reveals three distinct strategies: "Diversity-Prioritized" (MIM), "Compression-Prioritized" (AR), and "Decoupled" (Diffusion). Our analysis provides a principled explanation for their behavioral differences and informs a novel inference-time diversity enhancement technique.

Chunyan Zheng, Keke Sun, Wenhao Zhao et al.

Large pretrained language models (LLMs) have shown surprising In-Context Learning (ICL) ability. An important application in deploying large language models is to augment LLMs with a private database for some specific task. The main problem with this promising commercial use is that LLMs have been shown to memorize their training data and their prompt data are vulnerable to membership inference attacks (MIA) and prompt leaking attacks. In order to deal with this problem, we treat LLMs as untrusted in privacy and propose a locally differentially private framework of in-context learning(LDP-ICL) in the settings where labels are sensitive. Considering the mechanisms of in-context learning in Transformers by gradient descent, we provide an analysis of the trade-off between privacy and utility in such LDP-ICL for classification. Moreover, we apply LDP-ICL to the discrete distribution estimation problem. In the end, we perform several experiments to demonstrate our analysis results.