15.2AISep 21, 2023
A Comprehensive Review on Financial Explainable AIWei Jie Yeo, Wihan van der Heever, Rui Mao et al.
The success of artificial intelligence (AI), and deep learning models in particular, has led to their widespread adoption across various industries due to their ability to process huge amounts of data and learn complex patterns. However, due to their lack of explainability, there are significant concerns regarding their use in critical sectors, such as finance and healthcare, where decision-making transparency is of paramount importance. In this paper, we provide a comparative survey of methods that aim to improve the explainability of deep learning models within the context of finance. We categorize the collection of explainable AI methods according to their corresponding characteristics, and we review the concerns and challenges of adopting explainable AI methods, together with future directions we deemed appropriate and important.
Understanding Refusal in Language Models with Sparse AutoencodersWei Jie Yeo, Nirmalendu Prakash, Clement Neo et al.
Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify latent features that causally mediate refusal behaviors. We apply our method to two open-source chat models and intervene on refusal-related features to assess their influence on generation, validating their behavioral impact across multiple harmful datasets. This enables a fine-grained inspection of how refusal manifests at the activation level and addresses key research questions such as investigating upstream-downstream latent relationship and understanding the mechanisms of adversarial jailbreaking techniques. We also establish the usefulness of refusal features in enhancing generalization for linear probes to out-of-distribution adversarial samples in classification tasks. We open source our code in https://github.com/wj210/refusal_sae.
Towards Faithful Natural Language Explanations: A Study Using Activation Patching in Large Language ModelsWei Jie Yeo, Ranjan Satapathy, Erik Cambria
Large Language Models (LLMs) are capable of generating persuasive Natural Language Explanations (NLEs) to justify their answers. However, the faithfulness of these explanations should not be readily trusted at face value. Recent studies have proposed various methods to measure the faithfulness of NLEs, typically by inserting perturbations at the explanation or feature level. We argue that these approaches are neither comprehensive nor correctly designed according to the established definition of faithfulness. Moreover, we highlight the risks of grounding faithfulness findings on out-of-distribution samples. In this work, we leverage a causal mediation technique called activation patching, to measure the faithfulness of an explanation towards supporting the explained answer. Our proposed metric, Causal Faithfulness quantifies the consistency of causal attributions between explanations and the corresponding model outputs as the indicator of faithfulness. We experimented across models varying from 2B to 27B parameters and found that models that underwent alignment tuning tend to produce more faithful and plausible explanations. We find that Causal Faithfulness is a promising improvement over existing faithfulness tests by taking into account the model's internal computations and avoiding out of distribution concerns that could otherwise undermine the validity of faithfulness assessments. We release the code in \url{https://github.com/wj210/Causal-Faithfulness}
Self-training Large Language Models through Knowledge DetectionWei Jie Yeo, Teddy Ferdinan, Przemyslaw Kazienko et al.
Large language models (LLMs) often necessitate extensive labeled datasets and training compute to achieve impressive performance across downstream tasks. This paper explores a self-training paradigm, where the LLM autonomously curates its own labels and selectively trains on unknown data samples identified through a reference-free consistency method. Empirical evaluations demonstrate significant improvements in reducing hallucination in generation across multiple subjects. Furthermore, the selective training framework mitigates catastrophic forgetting in out-of-distribution benchmarks, addressing a critical limitation in training LLMs. Our findings suggest that such an approach can substantially reduce the dependency on large labeled datasets, paving the way for more scalable and cost-effective language model training.