Fengyu Cai

Jiahui Geng, Fengyu Cai, Yuxia Wang et al.

Large language models (LLMs) have demonstrated remarkable capabilities across a wide range of tasks in various domains. Despite their impressive performance, they can be unreliable due to factual errors in their generations. Assessing their confidence and calibrating them across different tasks can help mitigate risks and enable LLMs to produce better generations. There has been a lot of recent research aiming to address this, but there has been no comprehensive overview to organize it and outline the main lessons learned. The present survey aims to bridge this gap. In particular, we outline the challenges and we summarize recent technical advancements for LLM confidence estimation and calibration. We further discuss their applications and suggest promising directions for future work.

Fengyu Cai, Xinran Zhao, Tong Chen et al.

Recent studies show the growing significance of document retrieval in the generation of LLMs, i.e., RAG, within the scientific domain by bridging their knowledge gap. However, dense retrievers often struggle with domain-specific retrieval and complex query-document relationships, particularly when query segments correspond to various parts of a document. To alleviate such prevalent challenges, this paper introduces $\texttt{MixGR}$, which improves dense retrievers' awareness of query-document matching across various levels of granularity in queries and documents using a zero-shot approach. $\texttt{MixGR}$ fuses various metrics based on these granularities to a united score that reflects a comprehensive query-document similarity. Our experiments demonstrate that $\texttt{MixGR}$ outperforms previous document retrieval by 24.7%, 9.8%, and 6.9% on nDCG@5 with unsupervised, supervised, and LLM-based retrievers, respectively, averaged on queries containing multiple subqueries from five scientific retrieval datasets. Moreover, the efficacy of two downstream scientific question-answering tasks highlights the advantage of $\texttt{MixGR}$ to boost the application of LLMs in the scientific domain. The code and experimental datasets are available.

Fengyu Cai, Xinran Zhao, Hongming Zhang et al.

Recent advances in measuring hardness-wise properties of data guide language models in sample selection within low-resource scenarios. However, class-specific properties are overlooked for task setup and learning. How will these properties influence model learning and is it generalizable across datasets? To answer this question, this work formally initiates the concept of $\textit{class-wise hardness}$. Experiments across eight natural language understanding (NLU) datasets demonstrate a consistent hardness distribution across learning paradigms, models, and human judgment. Subsequent experiments unveil a notable challenge in measuring such class-wise hardness with instance-level metrics in previous works. To address this, we propose $\textit{GeoHard}$ for class-wise hardness measurement by modeling class geometry in the semantic embedding space. $\textit{GeoHard}$ surpasses instance-level metrics by over 59 percent on $\textit{Pearson}$'s correlation on measuring class-wise hardness. Our analysis theoretically and empirically underscores the generality of $\textit{GeoHard}$ as a fresh perspective on data diagnosis. Additionally, we showcase how understanding class-wise hardness can practically aid in improving task learning.

Jiahui Geng, Qing Li, Fengyu Cai et al.

Code search, framed as information retrieval (IR), underpins modern software engineering and increasingly powers retrieval-augmented generation (RAG), improving code discovery, reuse, and the reliability of LLM-based coding. Yet existing code IR models remain largely text-centric and often overlook the visual and structural aspects inherent in programming artifacts such as web interfaces, data visualizations, SVGs, schematic diagrams, and UML. To bridge this gap, we introduce MMCoIR, the first comprehensive benchmark for evaluating multimodal code IR across five visual domains, eight programming languages, eleven libraries, and show the challenge of the task through extensive evaluation. Therefore, we then propose CodeMMR, a unified retrieval model that jointly embeds natural language, code, and images into a shared semantic space through instruction-based multimodal alignment. CodeMMR achieves strong generalization across modalities and languages, outperforming competitive baselines (e.g., UniIR, GME, VLM2Vec) by an average of 10 points on nDCG@10. Moreover, integrating CodeMMR into RAG enhances code generation fidelity and visual grounding on unseen code generation tasks, underscoring the potential of multimodal retrieval as a core enabler for next-generation intelligent programming systems. Datasets are available at HuggingFace.

Jiahui Geng, Fengyu Cai, Shaobo Cui et al.

Code retrieval is essential in modern software development, as it boosts code reuse and accelerates debugging. However, current benchmarks primarily emphasize functional relevance while neglecting critical dimensions of software quality. Motivated by this gap, we introduce CoQuIR, the first large-scale, multilingual benchmark specifically designed to evaluate quality-aware code retrieval across four key dimensions: correctness, efficiency, security, and maintainability. CoQuIR provides fine-grained quality annotations for 42,725 queries and 134,907 code snippets in 11 programming languages, and is accompanied by two quality-centric evaluation metrics: Pairwise Preference Accuracy and Margin-based Ranking Score. Using CoQuIR, we benchmark 23 retrieval models, covering both open-source and proprietary systems, and find that even top-performing models frequently fail to distinguish buggy or insecure code from their more robust counterparts. Furthermore, we conduct preliminary investigations into training methods that explicitly encourage retrievers to recognize code quality. Using synthetic datasets, we demonstrate promising improvements in quality-aware metrics across various models, without sacrificing semantic relevance. Downstream code generation experiments further validate the effectiveness of our approach. Overall, our work highlights the importance of integrating quality signals into code retrieval systems, laying the groundwork for more trustworthy and robust software development tools.

Jiahui Geng, Qing Li, Herbert Woisetschlaeger et al.

This study investigates the machine unlearning techniques within the context of large language models (LLMs), referred to as \textit{LLM unlearning}. LLM unlearning offers a principled approach to removing the influence of undesirable data (e.g., sensitive or illegal information) from LLMs, while preserving their overall utility without requiring full retraining. Despite growing research interest, there is no comprehensive survey that systematically organizes existing work and distills key insights; here, we aim to bridge this gap. We begin by introducing the definition and the paradigms of LLM unlearning, followed by a comprehensive taxonomy of existing unlearning studies. Next, we categorize current unlearning approaches, summarizing their strengths and limitations. Additionally, we review evaluation metrics and benchmarks, providing a structured overview of current assessment methodologies. Finally, we outline promising directions for future research, highlighting key challenges and opportunities in the field.

Qing Li, Jiahui Geng, Derui Zhu et al.

Unlearning methods for vision-language models (VLMs) have primarily adapted techniques from large language models (LLMs), relying on weight updates that demand extensive annotated forget sets. Moreover, these methods perform unlearning at a coarse granularity, often leading to excessive forgetting and reduced model utility. To address this issue, we introduce SAUCE, a novel method that leverages sparse autoencoders (SAEs) for fine-grained and selective concept unlearning in VLMs. Briefly, SAUCE first trains SAEs to capture high-dimensional, semantically rich sparse features. It then identifies the features most relevant to the target concept for unlearning. During inference, it selectively modifies these features to suppress specific concepts while preserving unrelated information. We evaluate SAUCE on two distinct VLMs, LLaVA-v1.5-7B and LLaMA-3.2-11B-Vision-Instruct, across two types of tasks: concrete concept unlearning (objects and sports scenes) and abstract concept unlearning (emotions, colors, and materials), encompassing a total of 60 concepts. Extensive experiments demonstrate that SAUCE outperforms state-of-the-art methods by 18.04% in unlearning quality while maintaining comparable model utility. Furthermore, we investigate SAUCE's robustness against widely used adversarial attacks, its transferability across models, and its scalability in handling multiple simultaneous unlearning requests. Our findings establish SAUCE as an effective and scalable solution for selective concept unlearning in VLMs.

Fengyu Cai, Tong Chen, Xinran Zhao et al.

Dense retrievers play a vital role in accessing external and specialized knowledge to augment language models (LMs). Training dense retrievers typically requires annotated query-document pairs, which are costly to create and scarce in specialized domains (e.g., code) or in complex settings (e.g., requiring reasoning). These practical challenges have sparked growing interest in self-supervised retriever learning. Since LMs are trained to capture token-level dependencies through a self-supervised learning objective (i.e., next token prediction), we can analogously cast retrieval as learning dependencies among chunks of tokens. This analogy naturally leads to the question: How can we adapt self-supervised learning objectives in the spirit of language modeling to train retrievers? To answer this question, we introduce Revela, a unified and scalable training framework for self-supervised retriever learning via language modeling. Revela models semantic dependencies among documents by conditioning next token prediction on local and cross-document context through an in-batch attention mechanism. This attention is weighted by retriever-computed similarity scores, enabling the retriever to be optimized as part of language modeling. We evaluate Revela on domain-specific (CoIR), reasoning-intensive (BRIGHT), and general-domain (BEIR) benchmarks across various retriever backbones. Without annotated or synthetic query-document pairs, Revela surpasses larger supervised models and proprietary APIs on CoIR and matches them on BRIGHT. It achieves BEIR's unsupervised SoTA with ~ 1000x less training data and 10x less compute. Performance increases with batch size and model size, highlighting Revela's scalability and its promise for self-supervised retriever learning.

Jushaan Singh Kalra, Xinran Zhao, To Eun Kim et al. · cmu

Retrieval-augmented Generation (RAG) is powerful, but its effectiveness hinges on which retrievers we use and how. Different retrievers offer distinct, often complementary signals: BM25 captures lexical matches; dense retrievers, semantic similarity. Yet in practice, we typically fix a single retriever based on heuristics, which fails to generalize across diverse information needs. Can we dynamically select and integrate multiple retrievers for each individual query, without the need for manual selection? In our work, we validate this intuition with quantitative analysis and introduce mixture of retrievers: a zero-shot, weighted combination of heterogeneous retrievers. Extensive experiments show that such mixtures are effective and efficient: Despite totaling just 0.8B parameters, this mixture outperforms every individual retriever and even larger 7B models by +10.8% and +3.9% on average, respectively. Further analysis also shows that this mixture framework can help incorporate specialized non-oracle human information sources as retrievers to achieve good collaboration, with a 58.9% relative performance improvement over simulated humans alone.

Fei Mi, Wanhao Zhou, Fengyu Cai et al.

As the labeling cost for different modules in task-oriented dialog (ToD) systems is expensive, a major challenge is to train different modules with the least amount of labeled data. Recently, large-scale pre-trained language models, have shown promising results for few-shot learning in ToD. In this paper, we devise a self-training approach to utilize the abundant unlabeled dialog data to further improve state-of-the-art pre-trained models in few-shot learning scenarios for ToD systems. Specifically, we propose a self-training approach that iteratively labels the most confident unlabeled data to train a stronger Student model. Moreover, a new text augmentation technique (GradAug) is proposed to better train the Student by replacing non-crucial tokens using a masked language model. We conduct extensive experiments and present analyses on four downstream tasks in ToD, including intent classification, dialog state tracking, dialog act prediction, and response selection. Empirical results demonstrate that the proposed self-training approach consistently improves state-of-the-art pre-trained models (BERT, ToD-BERT) when only a small number of labeled data are available.

Fengyu Cai, Wanhao Zhou, Fei Mi et al.

Utterance-level intent detection and token-level slot filling are two key tasks for natural language understanding (NLU) in task-oriented systems. Most existing approaches assume that only a single intent exists in an utterance. However, there are often multiple intents within an utterance in real-life scenarios. In this paper, we propose a multi-intent NLU framework, called SLIM, to jointly learn multi-intent detection and slot filling based on BERT. To fully exploit the existing annotation data and capture the interactions between slots and intents, SLIM introduces an explicit slot-intent classifier to learn the many-to-one mapping between slots and intents. Empirical results on three public multi-intent datasets demonstrate (1) the superior performance of SLIM compared to the current state-of-the-art for NLU with multiple intents and (2) the benefits obtained from the slot-intent classifier.

Luqi Wang, Daqian Cheng, Fei Gao et al.

Autonomous exploration of unknown environments has been widely applied in inspection, surveillance, and search and rescue. In exploration task, the basic requirement for robots is to detect the unknown space as fast as possible. In this paper, we propose an autonomous collaborative system consists of an aerial robot and a ground vehicle to explore in unknown environments. We combine the frontier based method and the harmonic field to generate a path. Then, For the ground robot, a minimum jerk piecewise Bezier curve which can guarantee safety and dynamical feasibility is generated amid obstacles. For the aerial robot, a motion primitive method is adopted for local path planning. We implement the proposed framework on an autonomous collaborative aerial-ground system. Extensive field experiments as well as simulations are presented to validate the method and demonstrate its higher efficiency against each single vehicle.