Zenglin Xu

Zhuo Zhang, Yuanhang Yang, Yong Dai et al. · tencent-ai

With increasing privacy concerns on data, recent studies have made significant progress using federated learning (FL) on privacy-sensitive natural language processing (NLP) tasks. Much literature suggests fully fine-tuning pre-trained language models (PLMs) in the FL paradigm can mitigate the data heterogeneity problem and close the performance gap with centralized training. However, large PLMs bring the curse of prohibitive communication overhead and local model adaptation costs for the FL system. To this end, we introduce various parameter-efficient tuning (PETuning) methods into federated learning. Specifically, we provide a holistic empirical study of representative PLMs tuning methods in FL. The experimental results cover the analysis of data heterogeneity levels, data scales, and different FL scenarios. Overall communication overhead can be significantly reduced by locally tuning and globally aggregating lightweight model parameters while maintaining acceptable performance in various FL settings. To facilitate the research of PETuning in FL, we also develop a federated tuning framework FedPETuning, which allows practitioners to exploit different PETuning methods under the FL training paradigm conveniently. The source code is available at \url{https://github.com/iezhuozhuo/FedETuning/tree/deltaTuning}.

Maolin Wang, Yu Pan, Zenglin Xu et al.

Tensor networks (TNs) and neural networks (NNs) are two fundamental data modeling approaches. TNs were introduced to solve the curse of dimensionality in large-scale tensors by converting an exponential number of dimensions to polynomial complexity. As a result, they have attracted significant attention in the fields of quantum physics and machine learning. Meanwhile, NNs have displayed exceptional performance in various applications, e.g., computer vision, natural language processing, and robotics research. Interestingly, although these two types of networks originate from different observations, they are inherently linked through the typical multilinearity structure underlying both TNs and NNs, thereby motivating a significant number of developments regarding combinations of TNs and NNs. In this paper, we refer to these combinations as tensorial neural networks~(TNNs) and present an introduction to TNNs from both data processing and model architecture perspectives. From the data perspective, we explore the capabilities of TNNs in multi-source fusion, multimodal pooling, data compression, multi-task training, and quantum data processing. From the model perspective, we examine TNNs' integration with various architectures, including Convolutional Neural Networks, Recurrent Neural Networks, Graph Neural Networks, Transformers, Large Language Models, and Quantum Neural Networks. Furthermore, this survey also explores methods for improving TNNs, examines flexible toolboxes for implementing TNNs, and documents TNN development while highlighting potential future directions. To the best of our knowledge, this is the first comprehensive survey that bridges the connections among NNs and TNs. We provide a curated list of TNNs at https://github.com/tnbar/awesome-tensorial-neural-networks.

Bin Hu, Chenyang Zhao, Pu Zhang et al.

Large language models (LLMs) encode a vast amount of world knowledge acquired from massive text datasets. Recent studies have demonstrated that LLMs can assist an embodied agent in solving complex sequential decision making tasks by providing high-level instructions. However, interactions with LLMs can be time-consuming. In many practical scenarios, it requires a significant amount of storage space that can only be deployed on remote cloud servers. Additionally, using commercial LLMs can be costly since they may charge based on usage frequency. In this paper, we explore how to enable intelligent cost-effective interactions between a down stream task oriented agent and an LLM. We find that this problem can be naturally formulated by a Markov decision process (MDP), and propose When2Ask, a reinforcement learning based approach that learns when it is necessary to query LLMs for high-level instructions to accomplish a target task. On one side, When2Ask discourages unnecessary redundant interactions, while on the other side, it enables the agent to identify and follow useful instructions from the LLM. This enables the agent to halt an ongoing plan and transition to a more suitable one based on new environmental observations. Experiments on MiniGrid and Habitat environments that entail planning sub-goals demonstrate that When2Ask learns to solve target tasks with only a few necessary interactions with the LLM, significantly reducing interaction costs in testing environments compared with baseline methods. Our code is available at: https://github.com/ZJLAB-AMMI/LLM4RL.

Xu Luo, Jing Xu, Zenglin Xu

Few-Shot Learning (FSL) requires vision models to quickly adapt to brand-new classification tasks with a shift in task distribution. Understanding the difficulties posed by this task distribution shift is central to FSL. In this paper, we show that a simple channel-wise feature transformation may be the key to unraveling this secret from a channel perspective. When facing novel few-shot tasks in the test-time datasets, this transformation can greatly improve the generalization ability of learned image representations, while being agnostic to the choice of training algorithms and datasets. Through an in-depth analysis of this transformation, we find that the difficulty of representation transfer in FSL stems from the severe channel bias problem of image representations: channels may have different importance in different tasks, while convolutional neural networks are likely to be insensitive, or respond incorrectly to such a shift. This points out a core problem of the generalization ability of modern vision systems and needs further attention in the future. Our code is available at https://github.com/Frankluox/Channel_Importance_FSL.

Jing Xu, Xu Luo, Xinglin Pan et al.

Few-shot learning (FSL) targets at generalization of vision models towards unseen tasks without sufficient annotations. Despite the emergence of a number of few-shot learning methods, the sample selection bias problem, i.e., the sensitivity to the limited amount of support data, has not been well understood. In this paper, we find that this problem usually occurs when the positions of support samples are in the vicinity of task centroid -- the mean of all class centroids in the task. This motivates us to propose an extremely simple feature transformation to alleviate this problem, dubbed Task Centroid Projection Removing (TCPR). TCPR is applied directly to all image features in a given task, aiming at removing the dimension of features along the direction of the task centroid. While the exact task centroid cannot be accurately obtained from limited data, we estimate it using base features that are each similar to one of the support features. Our method effectively prevents features from being too close to the task centroid. Extensive experiments over ten datasets from different domains show that TCPR can reliably improve classification accuracy across various feature extractors, training algorithms and datasets. The code has been made available at https://github.com/KikimorMay/FSL-TCBR.

Linyang Li, Yong Dai, Duyu Tang et al.

We present a Chinese BERT model dubbed MarkBERT that uses word information in this work. Existing word-based BERT models regard words as basic units, however, due to the vocabulary limit of BERT, they only cover high-frequency words and fall back to character level when encountering out-of-vocabulary (OOV) words. Different from existing works, MarkBERT keeps the vocabulary being Chinese characters and inserts boundary markers between contiguous words. Such design enables the model to handle any words in the same way, no matter they are OOV words or not. Besides, our model has two additional benefits: first, it is convenient to add word-level learning objectives over markers, which is complementary to traditional character and sentence-level pretraining tasks; second, it can easily incorporate richer semantics such as POS tags of words by replacing generic markers with POS tag-specific markers. With the simple markers insertion, MarkBERT can improve the performances of various downstream tasks including language understanding and sequence labeling. \footnote{All the codes and models will be made publicly available at \url{https://github.com/daiyongya/markbert}}

Zenglin Xu, Feng Yan, Yuan et al.

Tensor decomposition is a powerful computational tool for multiway data analysis. Many popular tensor decomposition approaches---such as the Tucker decomposition and CANDECOMP/PARAFAC (CP)---amount to multi-linear factorization. They are insufficient to model (i) complex interactions between data entities, (ii) various data types (e.g. missing data and binary data), and (iii) noisy observations and outliers. To address these issues, we propose tensor-variate latent nonparametric Bayesian models, coupled with efficient inference methods, for multiway data analysis. We name these models InfTucker. Using these InfTucker, we conduct Tucker decomposition in an infinite feature space. Unlike classical tensor decomposition models, our new approaches handle both continuous and binary data in a probabilistic framework. Unlike previous Bayesian models on matrices and tensors, our models are based on latent Gaussian or $t$ processes with nonlinear covariance functions. To efficiently learn the InfTucker from data, we develop a variational inference technique on tensors. Compared with classical implementation, the new technique reduces both time and space complexities by several orders of magnitude. Our experimental results on chemometrics and social network datasets demonstrate that our new models achieved significantly higher prediction accuracy than the most state-of-art tensor decomposition

Langzhang Liang, Zenglin Xu, Zixing Song et al.

Graph Neural Networks (GNNs) have attracted much attention due to their ability in learning representations from graph-structured data. Despite the successful applications of GNNs in many domains, the optimization of GNNs is less well studied, and the performance on node classification heavily suffers from the long-tailed node degree distribution. This paper focuses on improving the performance of GNNs via normalization. In detail, by studying the long-tailed distribution of node degrees in the graph, we propose a novel normalization method for GNNs, which is termed ResNorm (\textbf{Res}haping the long-tailed distribution into a normal-like distribution via \textbf{norm}alization). The $scale$ operation of ResNorm reshapes the node-wise standard deviation (NStd) distribution so as to improve the accuracy of tail nodes (\textit{i}.\textit{e}., low-degree nodes). We provide a theoretical interpretation and empirical evidence for understanding the mechanism of the above $scale$. In addition to the long-tailed distribution issue, over-smoothing is also a fundamental issue plaguing the community. To this end, we analyze the behavior of the standard shift and prove that the standard shift serves as a preconditioner on the weight matrix, increasing the risk of over-smoothing. With the over-smoothing issue in mind, we design a $shift$ operation for ResNorm that simulates the degree-specific parameter strategy in a low-cost manner. Extensive experiments have validated the effectiveness of ResNorm on several node classification benchmark datasets.

Zhe Li, Zhongwen Rao, Lujia Pan et al.

Multivariate time series forecasting has been widely used in various practical scenarios. Recently, Transformer-based models have shown significant potential in forecasting tasks due to the capture of long-range dependencies. However, recent studies in the vision and NLP fields show that the role of attention modules is not clear, which can be replaced by other token aggregation operations. This paper investigates the contributions and deficiencies of attention mechanisms on the performance of time series forecasting. Specifically, we find that (1) attention is not necessary for capturing temporal dependencies, (2) the entanglement and redundancy in the capture of temporal and channel interaction affect the forecasting performance, and (3) it is important to model the mapping between the input and the prediction sequence. To this end, we propose MTS-Mixers, which use two factorized modules to capture temporal and channel dependencies. Experimental results on several real-world datasets show that MTS-Mixers outperform existing Transformer-based models with higher efficiency.

Zhe Li, Zhongwen Rao, Lujia Pan et al.

Multivariate Time Series forecasting has been an increasingly popular topic in various applications and scenarios. Recently, contrastive learning and Transformer-based models have achieved good performance in many long-term series forecasting tasks. However, there are still several issues in existing methods. First, the training paradigm of contrastive learning and downstream prediction tasks are inconsistent, leading to inaccurate prediction results. Second, existing Transformer-based models which resort to similar patterns in historical time series data for predicting future values generally induce severe distribution shift problems, and do not fully leverage the sequence information compared to self-supervised methods. To address these issues, we propose a novel framework named Ti-MAE, in which the input time series are assumed to follow an integrate distribution. In detail, Ti-MAE randomly masks out embedded time series data and learns an autoencoder to reconstruct them at the point-level. Ti-MAE adopts mask modeling (rather than contrastive learning) as the auxiliary task and bridges the connection between existing representation learning and generative Transformer-based methods, reducing the difference between upstream and downstream forecasting tasks while maintaining the utilization of original time series data. Experiments on several public real-world datasets demonstrate that our framework of masked autoencoding could learn strong representations directly from the raw data, yielding better performance in time series forecasting and classification tasks.

Siqi Liang, Jintao Huang, Junyuan Hong et al.

Federated learning has gained popularity for distributed learning without aggregating sensitive data from clients. But meanwhile, the distributed and isolated nature of data isolation may be complicated by data quality, making it more vulnerable to noisy labels. Many efforts exist to defend against the negative impacts of noisy labels in centralized or federated settings. However, there is a lack of a benchmark that comprehensively considers the impact of noisy labels in a wide variety of typical FL settings. In this work, we serve the first standardized benchmark that can help researchers fully explore potential federated noisy settings. Also, we conduct comprehensive experiments to explore the characteristics of these data settings and the comparison across baselines, which may guide method development in the future. We highlight the 20 basic settings for 6 datasets proposed in our benchmark and standardized simulation pipeline for federated noisy label learning, including implementations of 9 baselines. We hope this benchmark can facilitate idea verification in federated learning with noisy labels. \texttt{FedNoisy} is available at \codeword{https://github.com/SMILELab-FL/FedNoisy}.

Fangfei Lin, Bing Bai, Kun Bai et al.

Hierarchical clustering recursively partitions data at an increasingly finer granularity. In real-world applications, multi-view data have become increasingly important. This raises a less investigated problem, i.e., multi-view hierarchical clustering, to better understand the hierarchical structure of multi-view data. To this end, we propose a novel neural network-based model, namely Contrastive Multi-view Hyperbolic Hierarchical Clustering (CMHHC). It consists of three components, i.e., multi-view alignment learning, aligned feature similarity learning, and continuous hyperbolic hierarchical clustering. First, we align sample-level representations across multiple views in a contrastive way to capture the view-invariance information. Next, we utilize both the manifold and Euclidean similarities to improve the metric property. Then, we embed the representations into a hyperbolic space and optimize the hyperbolic embeddings via a continuous relaxation of hierarchical clustering loss. Finally, a binary clustering tree is decoded from optimized hyperbolic embeddings. Experimental results on five real-world datasets demonstrate the effectiveness of the proposed method and its components.

Qingzhong Ai, Pengyun Wang, Lirong He et al.

Learning with imbalanced data is a challenging problem in deep learning. Over-sampling is a widely used technique to re-balance the sampling distribution of training data. However, most existing over-sampling methods only use intra-class information of minority classes to augment the data but ignore the inter-class relationships with the majority ones, which is prone to overfitting, especially when the imbalance ratio is large. To address this issue, we propose a novel over-sampling model, called Majority-Guided VAE~(MGVAE), which generates new minority samples under the guidance of a majority-based prior. In this way, the newly generated minority samples can inherit the diversity and richness of the majority ones, thus mitigating overfitting in downstream tasks. Furthermore, to prevent model collapse under limited data, we first pre-train MGVAE on sufficient majority samples and then fine-tune based on minority samples with Elastic Weight Consolidation(EWC) regularization. Experimental results on benchmark image datasets and real-world tabular data show that MGVAE achieves competitive improvements over other over-sampling methods in downstream classification tasks, demonstrating the effectiveness of our method.

Yu Pan, Zeyong Su, Ao Liu et al.

Tensorial Convolutional Neural Networks (TCNNs) have attracted much research attention for their power in reducing model parameters or enhancing the generalization ability. However, exploration of TCNNs is hindered even from weight initialization methods. To be specific, general initialization methods, such as Xavier or Kaiming initialization, usually fail to generate appropriate weights for TCNNs. Meanwhile, although there are ad-hoc approaches for specific architectures (e.g., Tensor Ring Nets), they are not applicable to TCNNs with other tensor decomposition methods (e.g., CP or Tucker decomposition). To address this problem, we propose a universal weight initialization paradigm, which generalizes Xavier and Kaiming methods and can be widely applicable to arbitrary TCNNs. Specifically, we first present the Reproducing Transformation to convert the backward process in TCNNs to an equivalent convolution process. Then, based on the convolution operators in the forward and backward processes, we build a unified paradigm to control the variance of features and gradients in TCNNs. Thus, we can derive fan-in and fan-out initialization for various TCNNs. We demonstrate that our paradigm can stabilize the training of TCNNs, leading to faster convergence and better results.

Langzhang Liang, Ming Yang, Yi Feng et al.

Protein sequence generation for engineering requires samples that are biophysically plausible and, when targeting a family/domain, remain recognizable members while exploring within-family diversity. Current discrete generative models typically start from uniform or masked-token noise, which discards strong position-specific constraints induced by evolution and forces the model to reconstruct conserved residues from scratch, leading to weak family control and low plausibility. We propose \emph{LineageFlow}, a Dirichlet flow-matching model that initializes generation from lineage priors derived from ancestral sequence reconstruction, turning generation into structured mutation from an evolved scaffold. Across diverse protein families, LineageFlow achieves family validity close to held-out natural sequences and improves predicted structural confidence over uniform-/mask-initialized baselines while maintaining substantial novelty and diversity. Finally, we introduce \emph{rerouting}, a single intermediate-time mutate--select--amplify intervention that enables objective-guided sampling without per-step predictor guidance and yields further gains in plausibility, including a zero-shot enzyme generation case study. Code is available at https://github.com/Jinx-byebye/LineageFlow.

Jinglong Luo, Yehong Zhang, Jiaqi Zhang et al.

Gaussian process regression (GPR) is a non-parametric model that has been used in many real-world applications that involve sensitive personal data (e.g., healthcare, finance, etc.) from multiple data owners. To fully and securely exploit the value of different data sources, this paper proposes a privacy-preserving GPR method based on secret sharing (SS), a secure multi-party computation (SMPC) technique. In contrast to existing studies that protect the data privacy of GPR via homomorphic encryption, differential privacy, or federated learning, our proposed method is more practical and can be used to preserve the data privacy of both the model inputs and outputs for various data-sharing scenarios (e.g., horizontally/vertically-partitioned data). However, it is non-trivial to directly apply SS on the conventional GPR algorithm, as it includes some operations whose accuracy and/or efficiency have not been well-enhanced in the current SMPC protocol. To address this issue, we derive a new SS-based exponentiation operation through the idea of 'confusion-correction' and construct an SS-based matrix inversion algorithm based on Cholesky decomposition. More importantly, we theoretically analyze the communication cost and the security of the proposed SS-based operations. Empirical results show that our proposed method can achieve reasonable accuracy and efficiency under the premise of preserving data privacy.

Maolin Wang, Yaoming Zhen, Yu Pan et al.

Hypergraph neural networks (HGNN) have recently become attractive and received significant attention due to their excellent performance in various domains. However, most existing HGNNs rely on first-order approximations of hypergraph connectivity patterns, which ignores important high-order information. To address this issue, we propose a novel adjacency-tensor-based \textbf{T}ensorized \textbf{H}ypergraph \textbf{N}eural \textbf{N}etwork (THNN). THNN is a faithful hypergraph modeling framework through high-order outer product feature message passing and is a natural tensor extension of the adjacency-matrix-based graph neural networks. The proposed THNN is equivalent to a high-order polynomial regression scheme, which enables THNN with the ability to efficiently extract high-order information from uniform hypergraphs. Moreover, in consideration of the exponential complexity of directly processing high-order outer product features, we propose using a partially symmetric CP decomposition approach to reduce model complexity to a linear degree. Additionally, we propose two simple yet effective extensions of our method for non-uniform hypergraphs commonly found in real-world applications. Results from experiments on two widely used {hypergraph datasets for 3-D visual object classification} show the model's promising performance.

Yu Pan, Ye Yuan, Yichun Yin et al.

Training large models from scratch usually costs a substantial amount of resources. Towards this problem, recent studies such as bert2BERT and LiGO have reused small pretrained models to initialize a large model (termed the ``target model''), leading to a considerable acceleration in training. Despite the successes of these previous studies, they grew pretrained models by mapping partial weights only, ignoring potential correlations across the entire model. As we show in this paper, there are inter- and intra-interactions among the weights of both the pretrained and the target models. As a result, the partial mapping may not capture the complete information and lead to inadequate growth. In this paper, we propose a method that linearly correlates each weight of the target model to all the weights of the pretrained model to further enhance acceleration ability. We utilize multi-linear operators to reduce computational and spacial complexity, enabling acceptable resource requirements. Experiments demonstrate that our method can save 76\% computational costs on DeiT-base transferred from DeiT-small, which outperforms bert2BERT by +12.0\% and LiGO by +20.7\%, respectively.

Terry Yue Zhuo, Yaqing Liao, Yuecheng Lei et al.

We introduce ViLPAct, a novel vision-language benchmark for human activity planning. It is designed for a task where embodied AI agents can reason and forecast future actions of humans based on video clips about their initial activities and intents in text. The dataset consists of 2.9k videos from \charades extended with intents via crowdsourcing, a multi-choice question test set, and four strong baselines. One of the baselines implements a neurosymbolic approach based on a multi-modal knowledge base (MKB), while the other ones are deep generative models adapted from recent state-of-the-art (SOTA) methods. According to our extensive experiments, the key challenges are compositional generalization and effective use of information from both modalities.

Yifei Zhang, Dun Zeng, Jinglong Luo et al.

Trustworthy artificial intelligence (AI) technology has revolutionized daily life and greatly benefited human society. Among various AI technologies, Federated Learning (FL) stands out as a promising solution for diverse real-world scenarios, ranging from risk evaluation systems in finance to cutting-edge technologies like drug discovery in life sciences. However, challenges around data isolation and privacy threaten the trustworthiness of FL systems. Adversarial attacks against data privacy, learning algorithm stability, and system confidentiality are particularly concerning in the context of distributed training in federated learning. Therefore, it is crucial to develop FL in a trustworthy manner, with a focus on security, robustness, and privacy. In this survey, we propose a comprehensive roadmap for developing trustworthy FL systems and summarize existing efforts from three key aspects: security, robustness, and privacy. We outline the threats that pose vulnerabilities to trustworthy federated learning across different stages of development, including data processing, model training, and deployment. To guide the selection of the most appropriate defense methods, we discuss specific technical solutions for realizing each aspect of Trustworthy FL (TFL). Our approach differs from previous work that primarily discusses TFL from a legal perspective or presents FL from a high-level, non-technical viewpoint.

Zi Gong, Yinpeng Guo, Pingyi Zhou et al.

Code completion is a valuable topic in both academia and industry. Recently, large-scale mono-programming-lingual (MonoPL) pre-training models have been proposed to boost the performance of code completion. However, the code completion on low-resource programming languages (PL) is difficult for the data-driven paradigm, while there are plenty of developers using low-resource PLs. On the other hand, there are few studies exploring the effects of multi-programming-lingual (MultiPL) pre-training for the code completion, especially the impact on low-resource programming languages. To this end, we propose the MultiCoder to enhance the low-resource code completion via MultiPL pre-training and MultiPL Mixture-of-Experts (MoE) layers. We further propose a novel PL-level MoE routing strategy (PL-MoE) for improving the code completion on all PLs. Experimental results on CodeXGLUE and MultiCC demonstrate that 1) the proposed MultiCoder significantly outperforms the MonoPL baselines on low-resource programming languages, and 2) the PL-MoE module further boosts the performance on six programming languages. In addition, we analyze the effects of the proposed method in details and explore the effectiveness of our method in a variety of scenarios.

Taowen Wang, Yiyang Liu, James Chenhao Liang et al.

Multimodal Large Language Models (MLLMs) demonstrate remarkable performance across a wide range of domains, with increasing emphasis on enhancing their zero-shot generalization capabilities for unseen tasks across various modalities. Instruction tuning has emerged as an effective strategy for achieving zero-shot generalization by finetuning pretrained models on diverse multimodal tasks. As the scale of MLLMs continues to grow, parameter-efficient finetuning becomes increasingly critical. However, most existing parameter-efficient approaches focus only on single modalities and often overlook the multimodal characteristics during finetuning. In this work, we introduce a novel Multimodal Prompt Tuning (M$^2$PT) approach for efficient instruction tuning of MLLMs. M$^2$PT effectively integrates visual and textual prompts into the vision encoder and language processor respectively during finetuning, facilitating the extraction and alignment of features across modalities. Empirical results on various multimodal evaluation datasets demonstrate the superior performance of our approach compared to several state-of-the-art baselines. A comprehensive set of ablation studies validates the effectiveness of our prompt design and the efficiency of our approach.

Shiyu Liu, Shaogao Lv, Dun Zeng et al.

Federated learning is a decentralized and privacy-preserving technique that enables multiple clients to collaborate with a server to learn a global model without exposing their private data. However, the presence of statistical heterogeneity among clients poses a challenge, as the global model may struggle to perform well on each client's specific task. To address this issue, we introduce a new perspective on personalized federated learning through Amortized Bayesian Meta-Learning. Specifically, we propose a novel algorithm called \emph{FedABML}, which employs hierarchical variational inference across clients. The global prior aims to capture representations of common intrinsic structures from heterogeneous clients, which can then be transferred to their respective tasks and aid in the generation of accurate client-specific approximate posteriors through a few local updates. Our theoretical analysis provides an upper bound on the average generalization error and guarantees the generalization performance on unseen data. Finally, several empirical results are implemented to demonstrate that \emph{FedABML} outperforms several competitive baselines.

Haoran Li, Yulin Chen, Jinglong Luo et al.

The advancement of large language models (LLMs) has significantly enhanced the ability to effectively tackle various downstream NLP tasks and unify these tasks into generative pipelines. On the one hand, powerful language models, trained on massive textual data, have brought unparalleled accessibility and usability for both models and users. On the other hand, unrestricted access to these models can also introduce potential malicious and unintentional privacy risks. Despite ongoing efforts to address the safety and privacy concerns associated with LLMs, the problem remains unresolved. In this paper, we provide a comprehensive analysis of the current privacy attacks targeting LLMs and categorize them according to the adversary's assumed capabilities to shed light on the potential vulnerabilities present in LLMs. Then, we present a detailed overview of prominent defense strategies that have been developed to counter these privacy attacks. Beyond existing works, we identify upcoming privacy concerns as LLMs evolve. Lastly, we point out several potential avenues for future exploration.

Jinhu Qi, Muzhi Li, Jiahong Liu et al.

Agentic AI systems -- Large Language Models (LLMs) augmented with planning, tool use, memory, and long-horizon interactions -- can execute complex tasks autonomously, but their multi-step trajectories introduce new failure modes that challenge trustworthiness. This survey provides a focused examination of trustworthy agentic AI through two core dimensions that are critical for high-risk deployments: Safety and Robustness, and Privacy and System Security. For each dimension, we clarify key concepts, identify where risks emerge along the agent workflow, and summarize stage-targeted mitigation strategies. Other trustworthiness aspects (value alignment, transparency, fairness, and accountability) are discussed as relevant context rather than parallel chapters. To support consistent comparison and deployment decisions, we consolidate evaluation into a unified metrics-and-benchmarks hub, emphasizing both outcome and process signals (e.g., constraint violations, trace completeness, and adversarial success rates) and offering scenario-to-metric guidance for release gating. We conclude by outlining open challenges such as self-evolving agents, runtime monitoring and verification, privacy-preserving personalization, and the trust-utility trade-off, and present a case study of real-world security failures in open-source agentic systems. Our goal is to serve as a practical reference for researchers and practitioners building trustworthy agentic systems in high-stakes environments.

Yuxuan Ye, Jun Han, Ao Hu et al.

End-to-end LLM trading agents have moved quickly from research curiosity to a small ecosystem of named systems, including FinCon, FinMem, TradingAgents, FinAgent, QuantAgent, and FLAG-Trader. Several of these report headline Sharpe ratios that would be material if read at face value on a deployment desk, and associated benchmarks such as FinBen report trading-task Sharpe statistics in the same range. The gap between architecture research and deployment claim has been crossed too freely on both sides of the academia--industry divide. We take a position on that gap: reported alpha from end-to-end LLM trading agents should not be treated as deployment evidence. Before such returns can support claims of deployable trading capability, they must survive structural validity tests for temporal integrity, real-world frictions, counterfactual robustness, predictive calibration, numerical execution, and multi-agent disaggregation. Current public evidence cannot yet distinguish robust predictive ability from temporal contamination, unmodeled frictions, short-window Sharpe uncertainty, narrative fitting, and parametric priors. The problem is not only evaluative but structural. Language confidence is not tradable probability, narrative reasoning is not numerical execution, and model priors may become undisclosed implicit factor exposures. We contribute a minimum reporting protocol suite, P1--P6, with tiered applicability by claim strength, and a conservative modular alternative that uses LLMs as auditable information interfaces upstream of independent calibration, risk, and execution modules. Code and reproduction harness: \url{https://github.com/hj1650782738/Trading}.

Ying Mo, Hongyin Tang, Jiahao Liu et al.

Named entity recognition (NER) is an important research problem in natural language processing. There are three types of NER tasks, including flat, nested and discontinuous entity recognition. Most previous sequential labeling models are task-specific, while recent years have witnessed the rising of generative models due to the advantage of unifying all NER tasks into the seq2seq model framework. Although achieving promising performance, our pilot studies demonstrate that existing generative models are ineffective at detecting entity boundaries and estimating entity types. This paper proposes a multi-task Transformer, which incorporates an entity boundary detection task into the named entity recognition task. More concretely, we achieve entity boundary detection by classifying the relations between tokens within the sentence. To improve the accuracy of entity-type mapping during decoding, we adopt an external knowledge base to calculate the prior entity-type distributions and then incorporate the information into the model via the self and cross-attention mechanisms. We perform experiments on an extensive set of NER benchmarks, including two flat, three nested, and three discontinuous NER datasets. Experimental results show that our approach considerably improves the generative NER model's performance.

Maolin Wang, Ziting Mai, Xuhui Chen et al.

Traditional network analysis focuses on single-layer networks, real-world systems often form multilayer networks with multiple relationship types. However, existing methods typically fail to capture complex inter-layer dependencies by treating layers independently or aggregating them. To address this, we propose T-GINEE (Tensor-Based Generalized Multilayer-graph Estimating Equation), a statistical regularization framework combining tensor-based generalized estimating equations with task-specific loss to model cross-network correlations explicitly. Key innovations include: (1) CP tensor decomposition capturing structural dependencies via shared latent factors; (2) a generalized estimating equation framework modeling inter-layer correlations through working covariance matrices; and (3) a flexible link function accommodating characteristics like sparsity. Our theoretical analysis establishes consistency and asymptotic normality under mild conditions. Extensive experiments on synthetic and real-world datasets validate T-GINEE's effectiveness for multilayer network analysis.

Yuanhang Yang, Shiyi Qi, Chuanyi Liu et al.

Transformer-based models have achieved great success on sentence pair modeling tasks, such as answer selection and natural language inference (NLI). These models generally perform cross-attention over input pairs, leading to prohibitive computational costs. Recent studies propose dual-encoder and late interaction architectures for faster computation. However, the balance between the expressive of cross-attention and computation speedup still needs better coordinated. To this end, this paper introduces a novel paradigm MixEncoder for efficient sentence pair modeling. MixEncoder involves a light-weight cross-attention mechanism. It conducts query encoding only once while modeling the query-candidate interaction in parallel. Extensive experiments conducted on four tasks demonstrate that our MixEncoder can speed up sentence pairing by over 113x while achieving comparable performance as the more expensive cross-attention models.

Dun Zeng, Xiangjing Hu, Shiyu Liu et al.

Federated learning is a distributed learning framework that takes full advantage of private data samples kept on edge devices. In real-world federated learning systems, these data samples are often decentralized and Non-Independently Identically Distributed (Non-IID), causing divergence and performance degradation in the federated learning process. As a new solution, clustered federated learning groups federated clients with similar data distributions to impair the Non-IID effects and train a better model for every cluster. This paper proposes StoCFL, a novel clustered federated learning approach for generic Non-IID issues. In detail, StoCFL implements a flexible CFL framework that supports an arbitrary proportion of client participation and newly joined clients for a varying FL system, while maintaining a great improvement in model performance. The intensive experiments are conducted by using four basic Non-IID settings and a real-world dataset. The results show that StoCFL could obtain promising cluster results even when the number of clusters is unknown. Based on the client clustering results, models trained with StoCFL outperform baseline approaches in a variety of contexts.

Dun Zeng, Shiyu Liu, Siqi Liang et al.

Federated learning enables isolated clients to train a shared model collaboratively by aggregating the locally-computed gradient updates. However, privacy information could be leaked from uploaded gradients and be exposed to malicious attackers or an honest-but-curious server. Although the additive homomorphic encryption technique guarantees the security of this process, it brings unacceptable computation and communication burdens to FL participants. To mitigate this cost of secure aggregation and maintain the learning performance, we propose a new framework called Encoded Gradient Aggregation (\emph{EGA}). In detail, EGA first encodes local gradient updates into an encoded domain with injected noises in each client before the aggregation in the server. Then, the encoded gradients aggregation results can be recovered for the global model update via a decoding function. This scheme could prevent the raw gradients of a single client from exposing on the internet and keep them unknown to the server. EGA could provide optimization and communication benefits under different noise levels and defend against gradient leakage. We further provide a theoretical analysis of the approximation error and its impacts on federated optimization. Moreover, EGA is compatible with the most federated optimization algorithms. We conduct intensive experiments to evaluate EGA in real-world federated settings, and the results have demonstrated its efficacy.

Shengzhong Mao, Chaoli Zhang, Yichi Song et al.

Recent advancements in the collection and analysis of sequential educational data have brought time series analysis to a pivotal position in educational research, highlighting its essential role in facilitating data-driven decision-making. However, there is a lack of comprehensive summaries that consolidate these advancements. To the best of our knowledge, this paper is the first to provide a comprehensive review of time series analysis techniques specifically within the educational context. We begin by exploring the landscape of educational data analytics, categorizing various data sources and types relevant to education. We then review four prominent time series methods-forecasting, classification, clustering, and anomaly detection-illustrating their specific application points in educational settings. Subsequently, we present a range of educational scenarios and applications, focusing on how these methods are employed to address diverse educational tasks, which highlights the practical integration of multiple time series methods to solve complex educational problems. Finally, we conclude with a discussion on future directions, including personalized learning analytics, multimodal data fusion, and the role of large language models (LLMs) in educational time series. The contributions of this paper include a detailed taxonomy of educational data, a synthesis of time series techniques with specific educational applications, and a forward-looking perspective on emerging trends and future research opportunities in educational analysis. The related papers and resources are available and regularly updated at the project page.

Yi Zhang, Che Liu, Xiancong Ren et al.

This report presents Pelican-VL 1.0, a new family of open-source embodied brain models with parameter scales ranging from 7 billion to 72 billion. Our explicit mission is clearly stated as: To embed powerful intelligence into various embodiments. Pelican-VL 1.0 is currently the largest-scale open-source embodied multimodal brain model. Its core advantage lies in the in-depth integration of data power and intelligent adaptive learning mechanisms. Specifically, metaloop distilled a high-quality dataset from a raw dataset containing 4+ billion tokens. Pelican-VL 1.0 is trained on a large-scale cluster of 1000+ A800 GPUs, consuming over 50k+ A800 GPU-hours per checkpoint. This translates to a 20.3% performance uplift from its base model and outperforms 100B-level open-source counterparts by 10.6%, placing it on par with leading proprietary systems on well-known embodied benchmarks. We establish a novel framework, DPPO (Deliberate Practice Policy Optimization), inspired by human metacognition to train Pelican-VL 1.0. We operationalize this as a metaloop that teaches the AI to practice deliberately, which is a RL-Refine-Diagnose-SFT loop.

Maolin Wang, Dun Zeng, Zenglin Xu et al.

Knowledge graphs (KGs), which consist of triples, are inherently incomplete and always require completion procedure to predict missing triples. In real-world scenarios, KGs are distributed across clients, complicating completion tasks due to privacy restrictions. Many frameworks have been proposed to address the issue of federated knowledge graph completion. However, the existing frameworks, including FedE, FedR, and FEKG, have certain limitations. = FedE poses a risk of information leakage, FedR's optimization efficacy diminishes when there is minimal overlap among relations, and FKGE suffers from computational costs and mode collapse issues. To address these issues, we propose a novel method, i.e., Federated Latent Embedding Sharing Tensor factorization (FLEST), which is a novel approach using federated tensor factorization for KG completion. FLEST decompose the embedding matrix and enables sharing of latent dictionary embeddings to lower privacy risks. Empirical results demonstrate FLEST's effectiveness and efficiency, offering a balanced solution between performance and privacy. FLEST expands the application of federated tensor factorization in KG completion tasks.

Zhuo Wang, Zhuo Zhang, Yafu Li et al.

Large Language Models (LLMs) exhibit strong mathematical reasoning when trained on high-quality Chain-of-Thought (CoT) that articulates intermediate steps, yet costly CoT curation hinders further progress. While existing remedies such as distillation from stronger LLMs and self-synthesis based on test-time search alleviate this issue, they often suffer from diminishing returns or high computing overhead.In this work, we propose CoTEvol, a genetic evolutionary framework that casts CoT generation as a population-based search over reasoning trajectories.Candidate trajectories are iteratively evolved through reflective global crossover at the trajectory level and local mutation guided by uncertainty at the step level, enabling holistic recombination and fine-grained refinement. Lightweight, task-aware fitness functions are designed to guide the evolutionary process toward accurate and diverse reasoning. Empirically, CoTEvol improves correct-CoT synthesis success by over 30% and enhances structural diversity, with markedly improved efficiency. LLMs trained on these evolutionary CoT data achieve an average gain of 6.6% across eight math benchmarks, outperforming previous distillation and self-synthesis approaches. These results underscore the promise of evolutionary CoT synthesis as a scalable and effective method for mathematical reasoning tasks.

Ziliang Gan, Yu Lu, Dong Zhang et al.

In recent years, multimodal benchmarks for general domains have guided the rapid development of multimodal models on general tasks. However, the financial field has its peculiarities. It features unique graphical images (e.g., candlestick charts, technical indicator charts) and possesses a wealth of specialized financial knowledge (e.g., futures, turnover rate). Therefore, benchmarks from general fields often fail to measure the performance of multimodal models in the financial domain, and thus cannot effectively guide the rapid development of large financial models. To promote the development of large financial multimodal models, we propose MME-Finance, an bilingual open-ended and practical usage-oriented Visual Question Answering (VQA) benchmark. The characteristics of our benchmark are finance and expertise, which include constructing charts that reflect the actual usage needs of users (e.g., computer screenshots and mobile photography), creating questions according to the preferences in financial domain inquiries, and annotating questions by experts with 10+ years of experience in the financial industry. Additionally, we have developed a custom-designed financial evaluation system in which visual information is first introduced in the multi-modal evaluation process. Extensive experimental evaluations of 19 mainstream MLLMs are conducted to test their perception, reasoning, and cognition capabilities. The results indicate that models performing well on general benchmarks cannot do well on MME-Finance; for instance, the top-performing open-source and closed-source models obtain 65.69 (Qwen2VL-72B) and 63.18 (GPT-4o), respectively. Their performance is particularly poor in categories most relevant to finance, such as candlestick charts and technical indicator charts. In addition, we propose a Chinese version, which helps compare performance of MLLMs under a Chinese context.

Zheshun Wu, Zenglin Xu, Hongfang Yu et al.

With the rapid growth of edge intelligence, the deployment of federated learning (FL) over wireless networks has garnered increasing attention, which is called Federated Edge Learning (FEEL). In FEEL, both mobile devices transmitting model parameters over noisy channels and collecting data in diverse environments pose challenges to the generalization of trained models. Moreover, devices can engage in decentralized FL via Device-to-Device communication while the communication topology of connected devices also impacts the generalization of models. Most recent theoretical studies overlook the incorporation of all these effects into FEEL when developing generalization analyses. In contrast, our work presents an information-theoretic generalization analysis for topology-aware FEEL in the presence of data heterogeneity and noisy channels. Additionally, we propose a novel regularization method called Federated Global Mutual Information Reduction (FedGMIR) to enhance the performance of models based on our analysis. Numerical results validate our theoretical findings and provide evidence for the effectiveness of the proposed method.

Zheshun Wu, Zenglin Xu, Dun Zeng et al.

Federated Learning (FL) has surged in prominence due to its capability of collaborative model training without direct data sharing. However, the vast disparity in local data distributions among clients, often termed the Non-Independent Identically Distributed (Non-IID) challenge, poses a significant hurdle to FL's generalization efficacy. The scenario becomes even more complex when not all clients participate in the training process, a common occurrence due to unstable network connections or limited computational capacities. This can greatly complicate the assessment of the trained models' generalization abilities. While a plethora of recent studies has centered on the generalization gap pertaining to unseen data from participating clients with diverse distributions, the distinction between the training distributions of participating clients and the testing distributions of non-participating ones has been largely overlooked. In response, our paper unveils an information-theoretic generalization framework for FL. Specifically, it quantifies generalization errors by evaluating the information entropy of local distributions and discerning discrepancies across these distributions. Inspired by our deduced generalization bounds, we introduce a weighted aggregation approach and a duo of client selection strategies. These innovations are designed to strengthen FL's ability to generalize and thus ensure that trained models perform better on non-participating clients by incorporating a more diverse range of client data distributions. Our extensive empirical evaluations reaffirm the potency of our proposed methods, aligning seamlessly with our theoretical construct.

Yuanhang Yang, Shiyi Qi, Wenchao Gu et al.

Sparse models, including sparse Mixture-of-Experts (MoE) models, have emerged as an effective approach for scaling Transformer models. However, they often suffer from computational inefficiency since a significant number of parameters are unnecessarily involved in computations via multiplying values by zero or low activation values. To address this issue, we present \tool, a novel MoE designed to enhance both the efficacy and efficiency of sparse MoE models. \tool leverages small experts and a threshold-based router to enable tokens to selectively engage only essential parameters. Our extensive experiments on language modeling and machine translation tasks demonstrate that \tool can enhance model performance while decreasing the computation load at MoE layers by over 50\% without sacrificing performance. Furthermore, we present the versatility of \tool by applying it to dense models, enabling sparse computation during inference. We provide a comprehensive analysis and make our code available at https://github.com/ysngki/XMoE.

Maolin Wang, Bowen Yu, Sheng Zhang et al.

Tensor network structure search (TN-SS) aims to automatically discover optimal network topologies and rank configurations for efficient tensor decomposition in high-dimensional data representation. Despite recent advances, existing TN-SS methods face significant limitations in computational tractability, structure adaptivity, and optimization robustness across diverse tensor characteristics. They struggle with three key challenges: single-scale optimization missing multi-scale structures, discrete search spaces hindering smooth structure evolution, and separated structure-parameter optimization causing computational inefficiency. We propose RGTN (Renormalization Group guided Tensor Network search), a physics-inspired framework transforming TN-SS via multi-scale renormalization group flows. Unlike fixed-scale discrete search methods, RGTN uses dynamic scale-transformation for continuous structure evolution across resolutions. Its core innovation includes learnable edge gates for optimization-stage topology modification and intelligent proposals based on physical quantities like node tension measuring local stress and edge information flow quantifying connectivity importance. Starting from low-complexity coarse scales and refining to finer ones, RGTN finds compact structures while escaping local minima via scale-induced perturbations. Extensive experiments on light field data, high-order synthetic tensors, and video completion tasks show RGTN achieves state-of-the-art compression ratios and runs 4-600$\times$ faster than existing methods, validating the effectiveness of our physics-inspired approach.

Xiangli Yang, Xinglin Pan, Irwin King et al.

Generalized category discovery (GCD) is a recently proposed open-world task. Given a set of images consisting of labeled and unlabeled instances, the goal of GCD is to automatically cluster the unlabeled samples using information transferred from the labeled dataset. The unlabeled dataset comprises both known and novel classes. The main challenge is that unlabeled novel class samples and unlabeled known class samples are mixed together in the unlabeled dataset. To address the GCD without knowing the class number of unlabeled dataset, we propose a co-training-based framework that encourages clustering consistency. Specifically, we first introduce weak and strong augmentation transformations to generate two sufficiently different views for the same sample. Then, based on the co-training assumption, we propose a consistency representation learning strategy, which encourages consistency between feature-prototype similarity and clustering assignment. Finally, we use the discriminative embeddings learned from the semi-supervised representation learning process to construct an original sparse network and use a community detection method to obtain the clustering results and the number of categories simultaneously. Extensive experiments show that our method achieves state-of-the-art performance on three generic benchmarks and three fine-grained visual recognition datasets. Especially in the ImageNet-100 data set, our method significantly exceeds the best baseline by 15.5\% and 7.0\% on the \texttt{Novel} and \texttt{All} classes, respectively.

Dun Zeng, Zenglin Xu, Shiyu Liu et al.

Federated averaging (FedAvg) is the most fundamental algorithm in Federated learning (FL). Previous theoretical results assert that FedAvg convergence and generalization degenerate under heterogeneous clients. However, recent empirical results show that FedAvg can perform well in many real-world heterogeneous tasks. These results reveal an inconsistency between FL theory and practice that is not fully explained. In this paper, we show that common heterogeneity measures contribute to this inconsistency based on rigorous convergence analysis. Furthermore, we introduce a new measure \textit{client consensus dynamics} and prove that \textit{FedAvg can effectively handle client heterogeneity when an appropriate aggregation strategy is used}. Building on this theoretical insight, we present a simple and effective FedAvg variant termed FedAWARE. Extensive experiments on three datasets and two modern neural network architectures demonstrate that FedAWARE ensures faster convergence and better generalization in heterogeneous client settings. Moreover, our results show that FedAWARE can significantly enhance the generalization performance of advanced FL algorithms when used as a plug-in module.

Yukun Zhang, Guanzhong Chen, Zenglin Xu et al.

Cardiovascular diseases (CVDs) are currently the leading cause of death worldwide, highlighting the critical need for early diagnosis and treatment. Machine learning (ML) methods can help diagnose CVDs early, but their performance relies on access to substantial data with high quality. However, the sensitive nature of healthcare data often restricts individual clinical institutions from sharing data to train sufficiently generalized and unbiased ML models. Federated Learning (FL) is an emerging approach, which offers a promising solution by enabling collaborative model training across multiple participants without compromising the privacy of the individual data owners. However, to the best of our knowledge, there has been limited prior research applying FL to the cardiovascular disease domain. Moreover, existing FL benchmarks and datasets are typically simulated and may fall short of replicating the complexity of natural heterogeneity found in realistic datasets that challenges current FL algorithms. To address these gaps, this paper presents the first real-world FL benchmark for cardiovascular disease detection, named FedCVD. This benchmark comprises two major tasks: electrocardiogram (ECG) classification and echocardiogram (ECHO) segmentation, based on naturally scattered datasets constructed from the CVD data of seven institutions. Our extensive experiments on these datasets reveal that FL faces new challenges with real-world non-IID and long-tail data. The code and datasets of FedCVD are available https://github.com/SMILELab-FL/FedCVD.

Dun Zeng, Zenglin Xu, Yu Pan et al.

Federated Learning (FL) is a distributed learning paradigm to train a global model across multiple devices without collecting local data. In FL, a server typically selects a subset of clients for each training round to optimize resource usage. Central to this process is the technique of unbiased client sampling, which ensures a representative selection of clients. Current methods primarily utilize a random sampling procedure which, despite its effectiveness, achieves suboptimal efficiency owing to the loose upper bound caused by the sampling variance. In this work, by adopting an independent sampling procedure, we propose a federated optimization framework focused on adaptive unbiased client sampling, improving the convergence rate via an online variance reduction strategy. In particular, we present the first adaptive client sampler, K-Vib, employing an independent sampling procedure. K-Vib achieves a linear speed-up on the regret bound $\tilde{\mathcal{O}}\big(N^{\frac{1}{3}}T^{\frac{2}{3}}/K^{\frac{4}{3}}\big)$ within a set communication budget $K$. Empirical studies indicate that K-Vib doubles the speed compared to baseline algorithms, demonstrating significant potential in federated optimization.

Haozhe Shan, Xiancong Ren, Han Dong et al.

While large vision-language models (VLMs) are increasingly adopted as the perceptual backbone for embodied agents, existing benchmarks often rely on question-answering or multiple-choice formats. These protocols allow models to exploit linguistic priors rather than demonstrating genuine visual grounding. To address this, we present EPIC-Bench, Embodied PerceptIon BenChmark, a fine-grained grounding benchmark designed to systematically evaluate the visual perceptual capabilities of VLMs in real-world embodied environments. Comprising 6.6k meticulously annotated tuples (Image, Text, Mask), EPIC-Bench spans 23 fine-grained tasks across three core stages of the embodied interaction pipeline: Target Localization, Navigation, and Manipulation. Extensive evaluations of over 89 leading VLMs reveal that while advanced reasoning models show promise, current VLMs universally struggle with complex visual-text alignment for physical interactions. Specifically, models exhibit critical bottlenecks in multi-target counting, part-whole relationship understanding, and affordance region detection. EPIC-Bench provides a robust foundation and actionable insights for advancing the next generation of vision-driven embodied models.

Jiaxiang Chen, Song Wang, Zhucong Li et al.

Currently, prompting techniques can be mainly divided into two categories:1)shot method implicitly inspires the model to answer the question by mimicing the steps in the given example, e.g., the few-shot CoT. 2) Guideline method explicitly instructs the model to reason by following guidelines, which contains succinct and concise task-specific knowledge. Shot method is prone to difficulties in terms of selection of shots type, the number of shots, and the design of the reasoning steps, so a question arises: can we only use guideline instead of shot in the prompt? To this end, we propose the FGT framework to automatically learn task-specific guidelines from dataset consisting of Feedback, Guideline, and Tree-gather agents. First, the feedback agent is designed to evaluate the outcomes, both right and wrong, of each Q&A to gather insights guiding more effective optimization strategies. Next, the guideline agent is tasked with deriving guidelines from each piece of feedback and storing them in local memory. Lastly, the tree-gather agent aggregates all guidelines hierarchically through a tree structure, ultimately obtaining all unduplicated guidelines from a global perspective. In addition, we induce the model to generate intermediate processes to ensure the reasoning consistent with the guidelines. Experimental results demonstrate that our approach achieves superior performance across multiple tasks, thereby highlighting the effectiveness of using the guidelines in prompt.

Yinghao Ai, Yukai Zhou, Ruoxi Jiang et al.

Spatiotemporal forecasting is critical for real-world applications like traffic management, yet capturing reliable interactions remains challenging under noisy and non-stationary conditions. Existing methods primarily rely on historical spatial priors, often failing to account for evolving temporal correlations and suffering from systematic errors. In this work, we propose a nested forecasting framework that couples future macro-level regional trends with micro-level historical observations, enabling top-down guidance from abstract future representations for fine-grained forecasting. Specifically, we employ a spectral clustering-based approach to construct semantically coherent regions, providing both theoretical and empirical evidence that this representation effectively filters systematic noise while preserving essential trends. Building on this, we develop a progressive coarse-to-fine predictor to integrate these representative features into the inference process. This enables the model to leverage trend predictions to anticipate dynamic anomalies, such as periodic offsets, in advance. Furthermore, extensive experiments on multiple high-dimensional datasets demonstrate that our method consistently outperforms state-of-the-art baselines, validating the effectiveness of future macro-guided nested forecasting.

Zheshun Wu, Junfan Li, Zenglin Xu et al.

Machine learning techniques have garnered great interest in designing communication systems owing to their capacity in tackling with channel uncertainty. To provide theoretical guarantees for learning-based communication systems, some recent works analyze generalization bounds for devised methods based on the assumption of Independently and Identically Distributed (I.I.D.) channels, a condition rarely met in practical scenarios. In this paper, we drop the I.I.D. channel assumption and study an online optimization problem of learning to communicate over time-correlated channels. To address this issue, we further focus on two specific tasks: optimizing channel decoders for time-correlated fading channels and selecting optimal codebooks for time-correlated additive noise channels. For utilizing temporal dependence of considered channels to better learn communication systems, we develop two online optimization algorithms based on the optimistic online mirror descent framework. Furthermore, we provide theoretical guarantees for proposed algorithms via deriving sub-linear regret bound on the expected error probability of learned systems. Extensive simulation experiments have been conducted to validate that our presented approaches can leverage the channel correlation to achieve a lower average symbol error rate compared to baseline methods, consistent with our theoretical findings.

Zhuo Zhang, Jingyuan Zhang, Jintao Huang et al.

Instruction tuning has been identified as a crucial technique for optimizing the performance of large language models (LLMs) in generating human-aligned responses. Nonetheless, gathering diversified and superior-quality instruction data for such tuning presents notable obstacles, especially in domains with rigid privacy provisions. Federated instruction tuning (FedIT) has emerged as a promising solution, by consolidating collaborative training across multiple data owners, thereby resulting in a privacy-preserving learning model. However, FedIT encounters limitations such as scarcity of instructional data and risk of exposure to training data extraction attacks. In this paper, we propose a novel federated algorithm, FewFedPIT, designed to simultaneously enhance privacy protection and model performance of federated few-shot learning. FewFedPITcomprises three vital components on the client side: (1) synthetic data generation, which utilizes LLMs' in-context learning capacity to generate synthetic data autonomously, thus expanding the local database; (2) parameter isolation training, which individually updates the public parameters in the synthetic data and the private parameters in the local data, consequently mitigating the noise impact of the synthetic data; (3) local aggregation sharing, which mixes public and private parameters before uploading, effectively preventing data extraction attacks. Extensive experiments on three open-source datasets demonstrate the effectiveness of FewFedPITin, enhancing privacy preservation and improving federated few-shot performance.

Yiyuan Yang, Zheshun Wu, Yong Chu et al.

Process mining, as a high-level field in data mining, plays a crucial role in enhancing operational efficiency and decision-making across organizations. In this survey paper, we delve into the growing significance and ongoing trends in the field of process mining, advocating a specific viewpoint on its contents, application, and development in modern businesses and process management, particularly in cross-organizational settings. We first summarize the framework of process mining, common industrial applications, and the latest advances combined with artificial intelligence, such as workflow optimization, compliance checking, and performance analysis. Then, we propose a holistic framework for intelligent process analysis and outline initial methodologies in cross-organizational settings, highlighting both challenges and opportunities. This particular perspective aims to revolutionize process mining by leveraging artificial intelligence to offer sophisticated solutions for complex, multi-organizational data analysis. By integrating advanced machine learning techniques, we can enhance predictive capabilities, streamline processes, and facilitate real-time decision-making. Furthermore, we pinpoint avenues for future investigations within the research community, encouraging the exploration of innovative algorithms, data integration strategies, and privacy-preserving methods to fully harness the potential of process mining in diverse, interconnected business environments.