Xiaomo Liu

Vibhor Agarwal, Yulong Pei, Salwa Alamir et al.

Large Language Models (LLMs) have shown promising potentials in program generation and no-code automation. However, LLMs are prone to generate hallucinations, i.e., they generate text which sounds plausible but is incorrect. Although there has been a recent surge in research on LLM hallucinations for text generation, similar hallucination phenomenon can happen in code generation. Sometimes the generated code can have syntactical or logical errors as well as more advanced issues like security vulnerabilities, memory leaks, etc. Given the wide adaptation of LLMs to enhance efficiency in code generation and development in general, it becomes imperative to investigate hallucinations in code generation. To the best of our knowledge, this is the first attempt at studying hallucinations in the code generated by LLMs. We start by introducing the code hallucination definition and a comprehensive taxonomy of code hallucination types. We propose the first benchmark CodeMirage dataset for code hallucinations. The benchmark contains 1,137 GPT-3.5 generated hallucinated code snippets for Python programming problems from two base datasets - HumanEval and MBPP. We then propose the methodology for code hallucination detection and experiment with open source LLMs such as CodeLLaMA as well as OpenAI's GPT-3.5 and GPT-4 models using one-shot prompt. We find that GPT-4 performs the best on HumanEval dataset and gives comparable results to the fine-tuned CodeBERT baseline on MBPP dataset. Towards the end, we discuss various mitigation strategies for code hallucinations and conclude our work.

Ethan Callanan, Amarachi Mbakwe, Antony Papadimitriou et al.

Large Language Models (LLMs) have demonstrated remarkable performance on a wide range of Natural Language Processing (NLP) tasks, often matching or even beating state-of-the-art task-specific models. This study aims at assessing the financial reasoning capabilities of LLMs. We leverage mock exam questions of the Chartered Financial Analyst (CFA) Program to conduct a comprehensive evaluation of ChatGPT and GPT-4 in financial analysis, considering Zero-Shot (ZS), Chain-of-Thought (CoT), and Few-Shot (FS) scenarios. We present an in-depth analysis of the models' performance and limitations, and estimate whether they would have a chance at passing the CFA exams. Finally, we outline insights into potential strategies and improvements to enhance the applicability of LLMs in finance. In this perspective, we hope this work paves the way for future studies to continue enhancing LLMs for financial reasoning through rigorous evaluation.

Alec Candidato, Akshat Gupta, Xiaomo Liu et al.

This paper presents our submission for the SMM4H 2022-Shared Task on the classification of self-reported intimate partner violence on Twitter (in English). The goal of this task was to accurately determine if the contents of a given tweet demonstrated someone reporting their own experience with intimate partner violence. The submitted system is an ensemble of five RoBERTa models each weighted by their respective F1-scores on the validation data-set. This system performed 13% better than the baseline and was the best performing system overall for this shared task.

Akshat Gupta, Xiaomo Liu, Sameena Shah

Domain adaptation is an important and widely studied problem in natural language processing. A large body of literature tries to solve this problem by adapting models trained on the source domain to the target domain. In this paper, we instead solve this problem from a dataset perspective. We modify the source domain dataset with simple lexical transformations to reduce the domain shift between the source dataset distribution and the target dataset distribution. We find that models trained on the transformed source domain dataset performs significantly better than zero-shot models. Using our proposed transformations to convert standard English to tweets, we reach an unsupervised part-of-speech (POS) tagging accuracy of 92.14% (from 81.54% zero shot accuracy), which is only slightly below the supervised performance of 94.45%. We also use our proposed transformations to synthetically generate tweets and augment the Twitter dataset to achieve state-of-the-art performance for POS tagging.

Dongsheng Wang, Natraj Raman, Mathieu Sibue et al.

Enterprise documents such as forms, invoices, receipts, reports, contracts, and other similar records, often carry rich semantics at the intersection of textual and spatial modalities. The visual cues offered by their complex layouts play a crucial role in comprehending these documents effectively. In this paper, we present DocLLM, a lightweight extension to traditional large language models (LLMs) for reasoning over visual documents, taking into account both textual semantics and spatial layout. Our model differs from existing multimodal LLMs by avoiding expensive image encoders and focuses exclusively on bounding box information to incorporate the spatial layout structure. Specifically, the cross-alignment between text and spatial modalities is captured by decomposing the attention mechanism in classical transformers to a set of disentangled matrices. Furthermore, we devise a pre-training objective that learns to infill text segments. This approach allows us to address irregular layouts and heterogeneous content frequently encountered in visual documents. The pre-trained model is fine-tuned using a large-scale instruction dataset, covering four core document intelligence tasks. We demonstrate that our solution outperforms SotA LLMs on 14 out of 16 datasets across all tasks, and generalizes well to 4 out of 5 previously unseen datasets.

Vali Tawosi, Salwa Alamir, Xiaomo Liu

One of the ways Large Language Models (LLMs) are used to perform machine learning tasks is to provide them with a few examples before asking them to produce a prediction. This is a meta-learning process known as few-shot learning. In this paper, we use available Search-Based methods to optimise the number and combination of examples that can improve an LLM's estimation performance, when it is used to estimate story points for new agile tasks. Our preliminary results show that our SBSE technique improves the estimation performance of the LLM by 59.34% on average (in terms of mean absolute error of the estimation) over three datasets against a zero-shot setting.

Ran Zmigrod, Dongsheng Wang, Mathieu Sibue et al.

The field of visually rich document understanding (VRDU) aims to solve a multitude of well-researched NLP tasks in a multi-modal domain. Several datasets exist for research on specific tasks of VRDU such as document classification (DC), key entity extraction (KEE), entity linking, visual question answering (VQA), inter alia. These datasets cover documents like invoices and receipts with sparse annotations such that they support one or two co-related tasks (e.g., entity extraction and entity linking). Unfortunately, only focusing on a single specific of documents or task is not representative of how documents often need to be processed in the wild - where variety in style and requirements is expected. In this paper, we introduce BuDDIE (Business Document Dataset for Information Extraction), the first multi-task dataset of 1,665 real-world business documents that contains rich and dense annotations for DC, KEE, and VQA. Our dataset consists of publicly available business entity documents from US state government websites. The documents are structured and vary in their style and layout across states and types (e.g., forms, certificates, reports, etc.). We provide data variety and quality metrics for BuDDIE as well as a series of baselines for each task. Our baselines cover traditional textual, multi-modal, and large language model approaches to VRDU.

Ran Zmigrod, Salwa Alamir, Xiaomo Liu

Migrations of systems from on-site premises to the cloud has been a fundamental endeavor by many industrial institutions. A crucial component of such cloud migrations is the transition of databases to be hosted online. In this work, we consider the difficulties of this migration for SQL databases. While SQL is one of the prominent methods for storing database procedures, there are a plethora of different SQL dialects (e.g., MySQL, Postgres, etc.) which can complicate migrations when the on-premise SQL dialect differs to the dialect hosted on the cloud. Tools exist by common cloud provides such as AWS and Azure to aid in translating between dialects in order to mitigate the majority of the difficulties. However, these tools do not successfully translate $100\%$ of the code. Consequently, software engineers must manually convert the remainder of the untranslated database. For large organizations, this task quickly becomes intractable and so more innovative solutions are required. We consider this challenge a novel yet vital industrial research problem for any large corporation that is considering cloud migrations. Furthermore, we introduce potential avenues of research to tackle this challenge that have yielded promising preliminary results.

Ran Zmigrod, Pranav Shetty, Mathieu Sibue et al.

The rise of large language models (LLMs) for visually rich document understanding (VRDU) has kindled a need for prompt-response, document-based datasets. As annotating new datasets from scratch is labor-intensive, the existing literature has generated prompt-response datasets from available resources using simple templates. For the case of key information extraction (KIE), one of the most common VRDU tasks, past work has typically employed the template "What is the value for the {key}?". However, given the variety of questions encountered in the wild, simple and uniform templates are insufficient for creating robust models in research and industrial contexts. In this work, we present K2Q, a diverse collection of five datasets converted from KIE to a prompt-response format using a plethora of bespoke templates. The questions in K2Q can span multiple entities and be extractive or boolean. We empirically compare the performance of seven baseline generative models on K2Q with zero-shot prompting. We further compare three of these models when training on K2Q versus training on simpler templates to motivate the need of our work. We find that creating diverse and intricate KIE questions enhances the performance and robustness of VRDU models. We hope this work encourages future studies on data quality for generative model training.

Vali Tawosi, Keshav Ramani, Salwa Alamir et al.

Multi-agent Large Language Model (LLM) systems have been leading the way in applied LLM research across a number of fields. One notable area is software development, where researchers have advanced the automation of code implementation, code testing, code maintenance, inter alia, using LLM agents. However, software development is a multifaceted environment that extends beyond just code. As such, a successful LLM system must factor in multiple stages of the software development life-cycle (SDLC). In this paper, we propose a vision for ALMAS, an Autonomous LLM-based Multi-Agent Software Engineering framework, which follows the above SDLC philosophy such that it may work within an agile software development team to perform several tasks end-to-end. ALMAS aligns its agents with agile roles, and can be used in a modular fashion to seamlessly integrate with human developers and their development environment. We showcase the progress towards ALMAS through our published works and a use case demonstrating the framework, where ALMAS is able to seamlessly generate an application and add a new feature.

Vali Tawosi, Salwa Alamir, Xiaomo Liu et al.

Large Language Model (LLM) systems have been at the forefront of applied Artificial Intelligence (AI) research in a multitude of domains. One such domain is software development, where researchers have pushed the automation of a number of code tasks through LLM agents. Software development is a complex ecosystem, that stretches far beyond code implementation and well into the realm of code maintenance. In this paper, we propose a multi-agent system to localize bugs in large pre-existing codebases using information retrieval and LLMs. Our system introduces a novel Retrieval Augmented Generation (RAG) approach, Meta-RAG, where we utilize summaries to condense codebases by an average of 79.8\%, into a compact, structured, natural language representation. We then use an LLM agent to determine which parts of the codebase are critical for bug resolution, i.e. bug localization. We demonstrate the usefulness of Meta-RAG through evaluation with the SWE-bench Lite dataset. Meta-RAG scores 84.67 % and 53.0 % for file-level and function-level correct localization rates, respectively, achieving state-of-the-art performance.

Santosh T. Y. S. S, Youssef Tarek Elkhayat, Oana Ichim et al.

Due to their ability to process long and complex contexts, LLMs can offer key benefits to the Legal domain, but their adoption has been hindered by their tendency to generate unfaithful, ungrounded, or hallucinatory outputs. While Retrieval-Augmented Generation offers a promising solution by grounding generations in external knowledge, it offers no guarantee that the provided context will be effectively integrated. To address this, context-aware decoding strategies have been proposed to amplify the influence of relevant context, but they usually do not explicitly enforce faithfulness to the context. In this work, we introduce Confidence-guided Copy-based Decoding for Legal Text Generation (CoCoLex)-a decoding strategy that dynamically interpolates the model produced vocabulary distribution with a distribution derived based on copying from the context. CoCoLex encourages direct copying based on the model's confidence, ensuring greater fidelity to the source. Experimental results on five legal benchmarks demonstrate that CoCoLex outperforms existing context-aware decoding methods, particularly in long-form generation tasks.

Zixun Chen, Petr Babkin, Akshat Gupta et al.

Dialogue is one of the landmark abilities of large language models (LLMs). Despite its ubiquity, few studies actually distinguish specific ingredients underpinning dialogue behavior emerging during post-training. We employ a comprehensive suite of model-based metrics, each targeting a distinct fine-grained aspect of dialogue, motivated by linguistic theory. We evaluate how the performance of pre-trained Pythia models changes with respect to each of those dimensions, depending on model size and as a result of supervised fine-tuning on conversational datasets. We observe only a mild impact of raw model size on most metrics, whereas fine-tuning quickly saturates the scores for all but the smallest models tested. Somewhat contrary to our expectations, many metrics show very similar trends, especially if they are all rooted in the same evaluator model, which raises the question of their reliability in measuring a specific dimension. To that end, we conduct additional analyses of score distributions, metric correlations, and term frequencies in generated responses to help explain our observations.

Xianzhi Li, Samuel Chan, Xiaodan Zhu et al.

The most recent large language models(LLMs) such as ChatGPT and GPT-4 have shown exceptional capabilities of generalist models, achieving state-of-the-art performance on a wide range of NLP tasks with little or no adaptation. How effective are such models in the financial domain? Understanding this basic question would have a significant impact on many downstream financial analytical tasks. In this paper, we conduct an empirical study and provide experimental evidences of their performance on a wide variety of financial text analytical problems, using eight benchmark datasets from five categories of tasks. We report both the strengths and limitations of the current models by comparing them to the state-of-the-art fine-tuned approaches and the recently released domain-specific pretrained models. We hope our study can help understand the capability of the existing models in the financial domain and facilitate further improvements.

Azadeh Nematzadeh, Grace Bang, Xiaomo Liu et al.

Companies and financial investors are paying increasing attention to social consciousness in developing their corporate strategies and making investment decisions to support a sustainable economy for the future. Public discussion on incidents and events -- controversies -- of companies can provide valuable insights on how well the company operates with regards to social consciousness and indicate the company's overall operational capability. However, there are challenges in evaluating the degree of a company's social consciousness and environmental sustainability due to the lack of systematic data. We introduce a system that utilizes Twitter data to detect and monitor controversial events and show their impact on market volatility. In our study, controversial events are identified from clustered tweets that share the same 5W terms and sentiment polarities of these clusters. Credible news links inside the event tweets are used to validate the truth of the event. A case study on the Starbucks Philadelphia arrests shows that this method can provide the desired functionality.

Quanzhi Li, Sameena Shah, Xiaomo Liu et al.

A word embedding is a low-dimensional, dense and real- valued vector representation of a word. Word embeddings have been used in many NLP tasks. They are usually gener- ated from a large text corpus. The embedding of a word cap- tures both its syntactic and semantic aspects. Tweets are short, noisy and have unique lexical and semantic features that are different from other types of text. Therefore, it is necessary to have word embeddings learned specifically from tweets. In this paper, we present ten word embedding data sets. In addition to the data sets learned from just tweet data, we also built embedding sets from the general data and the combination of tweets with the general data. The general data consist of news articles, Wikipedia data and other web data. These ten embedding models were learned from about 400 million tweets and 7 billion words from the general text. In this paper, we also present two experiments demonstrating how to use the data sets in some NLP tasks, such as tweet sentiment analysis and tweet topic classification tasks.