Jiaqi Xue

Jiaqi Xue, Mengxin Zheng, Ting Hua et al.

Large Language Models (LLMs) are progressively being utilized as machine learning services and interface tools for various applications. However, the security implications of LLMs, particularly in relation to adversarial and Trojan attacks, remain insufficiently examined. In this paper, we propose TrojLLM, an automatic and black-box framework to effectively generate universal and stealthy triggers. When these triggers are incorporated into the input data, the LLMs' outputs can be maliciously manipulated. Moreover, the framework also supports embedding Trojans within discrete prompts, enhancing the overall effectiveness and precision of the triggers' attacks. Specifically, we propose a trigger discovery algorithm for generating universal triggers for various inputs by querying victim LLM-based APIs using few-shot data samples. Furthermore, we introduce a novel progressive Trojan poisoning algorithm designed to generate poisoned prompts that retain efficacy and transferability across a diverse range of models. Our experiments and results demonstrate TrojLLM's capacity to effectively insert Trojans into text prompts in real-world black-box LLM APIs including GPT-3.5 and GPT-4, while maintaining exceptional performance on clean test sets. Our work sheds light on the potential security risks in current models and offers a potential defensive approach. The source code of TrojLLM is available at https://github.com/UCF-ML-Research/TrojLLM.

Mengxin Zheng, Jiaqi Xue, Zihao Wang et al.

Self-supervised learning (SSL) is a prevalent approach for encoding data representations. Using a pre-trained SSL image encoder and subsequently training a downstream classifier, impressive performance can be achieved on various tasks with very little labeled data. The growing adoption of SSL has led to an increase in security research on SSL encoders and associated Trojan attacks. Trojan attacks embedded in SSL encoders can operate covertly, spreading across multiple users and devices. The presence of backdoor behavior in Trojaned encoders can inadvertently be inherited by downstream classifiers, making it even more difficult to detect and mitigate the threat. Although current Trojan detection methods in supervised learning can potentially safeguard SSL downstream classifiers, identifying and addressing triggers in the SSL encoder before its widespread dissemination is a challenging task. This challenge arises because downstream tasks might be unknown, dataset labels may be unavailable, and the original unlabeled training dataset might be inaccessible during Trojan detection in SSL encoders. We introduce SSL-Cleanse as a solution to identify and mitigate backdoor threats in SSL encoders. We evaluated SSL-Cleanse on various datasets using 1200 encoders, achieving an average detection success rate of 82.2% on ImageNet-100. After mitigating backdoors, on average, backdoored encoders achieve 0.3% attack success rate without great accuracy loss, proving the effectiveness of SSL-Cleanse. The source code of SSL-Cleanse is available at https://github.com/UCF-ML-Research/SSL-Cleanse.

Jiaqi Xue, Lei Xu, Lin Chen et al.

Performing neural network inference on encrypted data without decryption is one popular method to enable privacy-preserving neural networks (PNet) as a service. Compared with regular neural networks deployed for machine-learning-as-a-service, PNet requires additional encoding, e.g., quantized-precision numbers, and polynomial activation. Encrypted input also introduces novel challenges such as adversarial robustness and security. To the best of our knowledge, we are the first to study questions including (i) Whether PNet is more robust against adversarial inputs than regular neural networks? (ii) How to design a robust PNet given the encrypted input without decryption? We propose PNet-Attack to generate black-box adversarial examples that can successfully attack PNet in both target and untarget manners. The attack results show that PNet robustness against adversarial inputs needs to be improved. This is not a trivial task because the PNet model owner does not have access to the plaintext of the input values, which prevents the application of existing detection and defense methods such as input tuning, model normalization, and adversarial training. To tackle this challenge, we propose a new fast and accurate noise insertion method, called RPNet, to design Robust and Private Neural Networks. Our comprehensive experiments show that PNet-Attack reduces at least $2.5\times$ queries than prior works. We theoretically analyze our RPNet methods and demonstrate that RPNet can decrease $\sim 91.88\%$ attack success rate.

Jiaqi Xue, Qian Lou

Emerging self-supervised learning (SSL) has become a popular image representation encoding method to obviate the reliance on labeled data and learn rich representations from large-scale, ubiquitous unlabelled data. Then one can train a downstream classifier on top of the pre-trained SSL image encoder with few or no labeled downstream data. Although extensive works show that SSL has achieved remarkable and competitive performance on different downstream tasks, its security concerns, e.g, Trojan attacks in SSL encoders, are still not well-studied. In this work, we present a novel Trojan Attack method, denoted by ESTAS, that can enable an effective and stable attack in SSL encoders with only one target unlabeled sample. In particular, we propose consistent trigger poisoning and cascade optimization in ESTAS to improve attack efficacy and model accuracy, and eliminate the expensive target-class data sample extraction from large-scale disordered unlabelled data. Our substantial experiments on multiple datasets show that ESTAS stably achieves > 99% attacks success rate (ASR) with one target-class sample. Compared to prior works, ESTAS attains > 30% ASR increase and > 8.3% accuracy improvement on average.

Jiaqi Xue, Chentian Ma, Li Li et al.

Melanoma is the most malignant skin tumor and usually cancerates from normal moles, which is difficult to distinguish benign from malignant in the early stage. Therefore, many machine learning methods are trying to make auxiliary prediction. However, these methods attach more attention to the image data of suspected tumor, and focus on improving the accuracy of image classification, but ignore the significance of patient-level contextual information for disease diagnosis in actual clinical diagnosis. To make more use of patient information and improve the accuracy of diagnosis, we propose a new melanoma classification model based on EffNet and Resnet. Our model not only uses images within the same patient but also consider patient-level contextual information for better cancer prediction. The experimental results demonstrated that the proposed model achieved 0.981 ACC. Furthermore, we note that the overall ROC value of the model is 0.976 which is better than the previous state-of-the-art approaches.

Mengxin Zheng, Jiaqi Xue, Xun Chen et al.

Prompt tuning is one of the most effective solutions to adapting a fixed pre-trained language model (PLM) for various downstream tasks, especially with only a few input samples. However, the security issues, e.g., Trojan attacks, of prompt tuning on a few data samples are not well-studied. Transferring established data poisoning attacks directly to few-shot prompt tuning presents multiple challenges. One significant issue is the \textit{poisoned imbalance issue}, where non-target class samples are added to the target class, resulting in a greater number of target-class samples compared to non-target class. While this issue is not critical in regular tuning, it significantly hampers the few-shot prompt tuning, making it difficult to simultaneously achieve a high attack success rate (ASR) and maintain clean data accuracy (CDA). Additionally, few-shot prompting is prone to overfitting in terms of both ASR and CDA. In this paper, we introduce \textit{TrojFSP}, a method designed to address the challenges. To solve the poisoned imbalance issue, we develop a \textit{Target-Class Shrink (TC-Shrink)} technique, which aims to equalize the number of poisoning samples. To combat overfitting, we employ a \textit{Selective Token Poisoning} technique to boost attack performance. Furthermore, we introduce a \textit{Trojan-Trigger Attention} objective function to amplify the attention of the poisoned trojan prompt on triggers. Experiments show that our TrojFSP achieves an ASR of over 99\% while maintaining negligible decreases in CDA across various PLMs and datasets.

Mengxin Zheng, Jiaqi Xue, Yi Sheng et al.

Deep learning models have been incorporated into high-stakes sectors, including healthcare diagnosis, loan approvals, and candidate recruitment, among others. Consequently, any bias or unfairness in these models can harm those who depend on such models. In response, many algorithms have emerged to ensure fairness in deep learning. However, while the potential for harm is substantial, the resilience of these fair deep learning models against malicious attacks has never been thoroughly explored, especially in the context of emerging Trojan attacks. Moving beyond prior research, we aim to fill this void by introducing \textit{TrojFair}, a Trojan fairness attack. Unlike existing attacks, TrojFair is model-agnostic and crafts a Trojaned model that functions accurately and equitably for clean inputs. However, it displays discriminatory behaviors \text{-} producing both incorrect and unfair results \text{-} for specific groups with tainted inputs containing a trigger. TrojFair is a stealthy Fairness attack that is resilient to existing model fairness audition detectors since the model for clean inputs is fair. TrojFair achieves a target group attack success rate exceeding $88.77\%$, with an average accuracy loss less than $0.44\%$. It also maintains a high discriminative score between the target and non-target groups across various datasets and models.

Jiaqi Xue, Qian Lou, Mengxin Zheng

Attacking fairness is crucial because compromised models can introduce biased outcomes, undermining trust and amplifying inequalities in sensitive applications like hiring, healthcare, and law enforcement. This highlights the urgent need to understand how fairness mechanisms can be exploited and to develop defenses that ensure both fairness and robustness. We introduce BadFair, a novel backdoored fairness attack methodology. BadFair stealthily crafts a model that operates with accuracy and fairness under regular conditions but, when activated by certain triggers, discriminates and produces incorrect results for specific groups. This type of attack is particularly stealthy and dangerous, as it circumvents existing fairness detection methods, maintaining an appearance of fairness in normal use. Our findings reveal that BadFair achieves a more than 85% attack success rate in attacks aimed at target groups on average while only incurring a minimal accuracy loss. Moreover, it consistently exhibits a significant discrimination score, distinguishing between pre-defined target and non-target attacked groups across various datasets and models.

Jiaqi Xue, Mengxin Zheng, Yebowen Hu et al.

Large Language Models (LLMs) are constrained by outdated information and a tendency to generate incorrect data, commonly referred to as "hallucinations." Retrieval-Augmented Generation (RAG) addresses these limitations by combining the strengths of retrieval-based methods and generative models. This approach involves retrieving relevant information from a large, up-to-date dataset and using it to enhance the generation process, leading to more accurate and contextually appropriate responses. Despite its benefits, RAG introduces a new attack surface for LLMs, particularly because RAG databases are often sourced from public data, such as the web. In this paper, we propose \TrojRAG{} to identify the vulnerabilities and attacks on retrieval parts (RAG database) and their indirect attacks on generative parts (LLMs). Specifically, we identify that poisoning several customized content passages could achieve a retrieval backdoor, where the retrieval works well for clean queries but always returns customized poisoned adversarial queries. Triggers and poisoned passages can be highly customized to implement various attacks. For example, a trigger could be a semantic group like "The Republican Party, Donald Trump, etc." Adversarial passages can be tailored to different contents, not only linked to the triggers but also used to indirectly attack generative LLMs without modifying them. These attacks can include denial-of-service attacks on RAG and semantic steering attacks on LLM generations conditioned by the triggers. Our experiments demonstrate that by just poisoning 10 adversarial passages can induce 98.2\% success rate to retrieve the adversarial passages. Then, these passages can increase the reject ratio of RAG-based GPT-4 from 0.01\% to 74.6\% or increase the rate of negative responses from 0.22\% to 72\% for targeted queries.