Timothy J. O'Shea

Cemil Vahapoglu, Timothy J. O'Shea, Tamoghna Roy et al.

The advancement of fifth generation (5G) wireless communication networks has created a greater demand for wireless resource management solutions that offer high data rates, extensive coverage, minimal latency and energy-efficient performance. Nonetheless, traditional approaches have shortcomings when it comes to computational complexity and their ability to adapt to dynamic conditions, creating a gap between theoretical analysis and the practical execution of algorithmic solutions for managing wireless resources. Deep learning-based techniques offer promising solutions for bridging this gap with their substantial representation capabilities. We propose a novel unsupervised deep learning framework, which is called NNBF, for the design of uplink receive multi-user single input multiple output (MU-SIMO) beamforming. The primary objective is to enhance the throughput by focusing on maximizing the sum-rate while also offering computationally efficient solution, in contrast to established conventional methods. We conduct experiments for several antenna configurations. Our experimental results demonstrate that NNBF exhibits superior performance compared to our baseline methods, namely, zero-forcing beamforming (ZFBF) and minimum mean square error (MMSE) equalizer. Additionally, NNBF is scalable to the number of single-antenna user equipments (UEs) while baseline methods have significant computational burden due to matrix pseudo-inverse operation.

Cemil Vahapoglu, Timothy J. O'Shea, Wan Liu et al.

Beamforming has significance for enhancing spectral efficiency and mitigating interference in multi-antenna wireless systems, facilitating spatial multiplexing and diversity in dense and high mobility scenarios. Traditional beamforming techniques such as zero-forcing beamforming (ZFBF) and minimum mean square error (MMSE) beamforming experience performance deterioration under adverse channel conditions. Deep learning-based beamforming offers an alternative with nonlinear mappings from channel state information (CSI) to beamforming weights by improving robustness against dynamic channel environments. Transformer-based models are particularly effective due to their ability to model long-range dependencies across time and frequency. However, their quadratic attention complexity limits scalability in large OFDM grids. Recent studies address this issue through sparse attention mechanisms that reduce complexity while maintaining expressiveness, yet often employ patterns that disregard channel dynamics, as they are not specifically designed for wireless communication scenarios. In this work, we propose a Doppler-aware Sparse Neural Network Beamforming (Doppler-aware Sparse NNBF) model that incorporates a channel-adaptive sparse attention mechanism in a multi-user single-input multiple-output (MU-SIMO) setting. The proposed sparsity structure is configurable along 2D time-frequency axes based on channel dynamics and is theoretically proven to ensure full connectivity within p hops, where p is the number of attention heads. Simulation results under urban macro (UMa) channel conditions show that Doppler-aware Sparse NNBF significantly outperforms both a fixed-pattern baseline, referred to as Standard Sparse NNBF, and conventional beamforming techniques ZFBF and MMSE beamforming in high mobility scenarios, while maintaining structured sparsity with a controlled number of attended keys per query.

Majumder Haider, Imtiaz Ahmed, Zoheb Hassan et al.

This paper investigates the significance of designing a reliable, intelligent, and true physical environment-aware precoding scheme by leveraging an accurately designed channel twin model to obtain realistic channel state information (CSI) for cellular communication systems. Specifically, we propose a fine-tuned multi-step channel twin design process that can render CSI very close to the CSI of the actual environment. After generating a precise CSI, we execute precoding using the obtained CSI at the transmitter end. We demonstrate a two-step parameters' tuning approach to design channel twin by ray tracing (RT) emulation, then further fine-tuning of CSI by employing an artificial intelligence (AI) based algorithm can significantly reduce the gap between actual CSI and the fine-tuned digital twin (DT) rendered CSI. The simulation results show the effectiveness of the proposed novel approach in designing a true physical environment-aware channel twin model.

Johnathan Corgan, Nitin Nair, Rajib Bhattacharjea et al.

In this paper, we consider the importance of channel measurement data from specific sites and its impact on air interface optimization and test. Currently, a range of statistical channel models including 3GPP 38.901 tapped delay line (TDL), clustered delay line (CDL), urban microcells (UMi) and urban macrocells (UMa) type channels are widely used for air interface performance testing and simulation. However, there remains a gap in the realism of these models for air interface testing and optimization when compared with real world measurement based channels. To address this gap, we compare the performance impacts of training neural receivers with 1) statistical 3GPP TDL models, and 2) measured macro-cell channel impulse response (CIR) data. We leverage our OmniPHY-5G neural receiver for NR PUSCH uplink simulation, with a training procedure that uses statistical TDL channel models for pre-training, and fine-tuning based on measured site specific MIMO CIR data. The proposed fine-tuning method achieves a 10% block error rate (BLER) at a 1.85 dB lower signal-to-noise ratio (SNR) compared to pre-training only on simulated TDL channels, illustrating a rough magnitude of the gap that can be closed by site-specific training, and gives the first answer to the question "how much can fine-tuning the RAN for site-specific channels help?"

Cemil Vahapoglu, Timothy J. O'Shea, Wan Liu et al.

The literature is abundant with methodologies focusing on using transformer architectures due to their prominence in wireless signal processing and their capability to capture long-range dependencies via attention mechanisms. In particular, depthwise separable convolutions enhance parameter efficiency for the process of high-dimensional data characteristics of MIMO systems. In this work, we introduce a novel unsupervised deep learning framework that integrates depthwise separable convolutions and transformers to generate beamforming weights under imperfect channel state information (CSI) for a multi-user single-input multiple-output (MU-SIMO) system in dense urban environments. The primary goal is to enhance throughput by maximizing sum-rate while ensuring reliable communication. Spectral efficiency and block error rate (BLER) are considered as performance metrics. Experiments are carried out under various conditions to compare the performance of the proposed NNBF framework against baseline methods zero-forcing beamforming (ZFBF) and minimum mean square error (MMSE) beamforming. Experimental results demonstrate the superiority of the proposed framework over the baseline techniques.

Cemil Vahapoglu, Timothy J. O'Shea, Tamoghna Roy et al.

The evolution of fifth generation (5G) wireless communication networks has led to an increased need for wireless resource management solutions that provide higher data rates, wide coverage, low latency, and power efficiency. Yet, many of existing traditional approaches remain non-practical due to computational limitations, and unrealistic presumptions of static network conditions and algorithm initialization dependencies. This creates an important gap between theoretical analysis and real-time processing of algorithms. To bridge this gap, deep learning based techniques offer promising solutions with their representational capabilities for universal function approximation. We propose a novel unsupervised deep learning based joint power allocation and beamforming design for multi-user multiple-input single-output (MU-MISO) system. The objective is to enhance the spectral efficiency by maximizing the sum-rate with the proposed joint design framework, NNBF-P while also offering computationally efficient solution in contrast to conventional approaches. We conduct experiments for diverse settings to compare the performance of NNBF-P with zero-forcing beamforming (ZFBF), minimum mean square error (MMSE) beamforming, and NNBF, which is also our deep learning based beamforming design without joint power allocation scheme. Experiment results demonstrate the superiority of NNBF-P compared to ZFBF, and MMSE while NNBF can have lower performances than MMSE and ZFBF in some experiment settings. It can also demonstrate the effectiveness of joint design framework with respect to NNBF.

Xinliang Zhang, Mojtaba Vaezi, Timothy J. O'Shea

Using a deep autoencoder (DAE) for end-to-end communication in multiple-input multiple-output (MIMO) systems is a novel concept with significant potential. DAE-aided MIMO has been shown to outperform singular-value decomposition (SVD)-based precoded MIMO in terms of bit error rate (BER). This paper proposes embedding left- and right-singular vectors of the channel matrix into DAE encoder and decoder to further improve the performance of the MIMO DAE. SVDembedded DAE largely outperforms theoretic linear precoding in terms of BER. This is remarkable since it demonstrates that DAEs have significant potential to exceed the limits of current system design by treating the communication system as a single, end-to-end optimization block. Based on the simulation results, at SNR=10dB, the proposed SVD-embedded design can achieve a BER of about $10^{-5}$ and reduce the BER at least 10 times compared with existing DAE without SVD, and up to 18 times compared with theoretical linear precoding. We attribute this to the fact that the proposed DAE can match the input and output as an adaptive modulation structure with finite alphabet input. We also observe that adding residual connections to the DAE further improves the performance.

Tugba Erpek, Timothy J. O'Shea, Yalin E. Sagduyu et al.

Existing communication systems exhibit inherent limitations in translating theory to practice when handling the complexity of optimization for emerging wireless applications with high degrees of freedom. Deep learning has a strong potential to overcome this challenge via data-driven solutions and improve the performance of wireless systems in utilizing limited spectrum resources. In this chapter, we first describe how deep learning is used to design an end-to-end communication system using autoencoders. This flexible design effectively captures channel impairments and optimizes transmitter and receiver operations jointly in single-antenna, multiple-antenna, and multiuser communications. Next, we present the benefits of deep learning in spectrum situation awareness ranging from channel modeling and estimation to signal detection and classification tasks. Deep learning improves the performance when the model-based methods fail. Finally, we discuss how deep learning applies to wireless communication security. In this context, adversarial machine learning provides novel means to launch and defend against wireless attacks. These applications demonstrate the power of deep learning in providing novel means to design, optimize, adapt, and secure wireless communications.

Timothy J. O'Shea, Tamoghna Roy, Nathan West

Channel modeling is a critical topic when considering designing, learning, or evaluating the performance of any communications system. Most prior work in designing or learning new modulation schemes has focused on using highly simplified analytic channel models such as additive white Gaussian noise (AWGN), Rayleigh fading channels or similar. Recently, we proposed the usage of a generative adversarial networks (GANs) to jointly approximate a wireless channel response model (e.g. from real black box measurements) and optimize for an efficient modulation scheme over it using machine learning. This approach worked to some degree, but was unable to produce accurate probability distribution functions (PDFs) representing the stochastic channel response. In this paper, we focus specifically on the problem of accurately learning a channel PDF using a variational GAN, introducing an architecture and loss function which can accurately capture stochastic behavior. We illustrate where our prior method failed and share results capturing the performance of such as system over a range of realistic channel distributions.

Timothy J. O'Shea, Tamoghna Roy, Nathan West et al.

This paper presents a novel method for synthesizing new physical layer modulation and coding schemes for communications systems using a learning-based approach which does not require an analytic model of the impairments in the channel. It extends prior work published on the channel autoencoder to consider the case where the channel response is not known or can not be easily modeled in a closed form analytic expression. By adopting an adversarial approach for channel response approximation and information encoding, we can jointly learn a good solution to both tasks over a wide range of channel environments. We describe the operation of the proposed adversarial system, share results for its training and validation over-the-air, and discuss implications and future work in the area.

Timothy J. O'Shea, Tamoghna Roy, T. Charles Clancy

We conduct an in depth study on the performance of deep learning based radio signal classification for radio communications signals. We consider a rigorous baseline method using higher order moments and strong boosted gradient tree classification and compare performance between the two approaches across a range of configurations and channel impairments. We consider the effects of carrier frequency offset, symbol rate, and multi-path fading in simulation and conduct over-the-air measurement of radio classification performance in the lab using software radios and compare performance and training strategies for both. Finally we conclude with a discussion of remaining problems, and design considerations for using such techniques.

Timothy J. O'Shea, Kiran Karra, T. Charles Clancy

Estimation is a critical component of synchronization in wireless and signal processing systems. There is a rich body of work on estimator derivation, optimization, and statistical characterization from analytic system models which are used pervasively today. We explore an alternative approach to building estimators which relies principally on approximate regression using large datasets and large computationally efficient artificial neural network models capable of learning non-linear function mappings which provide compact and accurate estimates. For single carrier PSK modulation, we explore the accuracy and computational complexity of such estimators compared with the current gold-standard analytically derived alternatives. We compare performance in various wireless operating conditions and consider the trade offs between the two different classes of systems. Our results show the learned estimators can provide improvements in areas such as short-time estimation and estimation under non-trivial real world channel conditions such as fading or other non-linear hardware or propagation effects.

Nathan E West, Timothy J. O'Shea

We survey the latest advances in machine learning with deep neural networks by applying them to the task of radio modulation recognition. Results show that radio modulation recognition is not limited by network depth and further work should focus on improving learned synchronization and equalization. Advances in these areas will likely come from novel architectures designed for these tasks or through novel training methods.

Timothy J. O'Shea, Jakob Hoydis

We present and discuss several novel applications of deep learning for the physical layer. By interpreting a communications system as an autoencoder, we develop a fundamental new way to think about communications system design as an end-to-end reconstruction task that seeks to jointly optimize transmitter and receiver components in a single process. We show how this idea can be extended to networks of multiple transmitters and receivers and present the concept of radio transformer networks as a means to incorporate expert domain knowledge in the machine learning model. Lastly, we demonstrate the application of convolutional neural networks on raw IQ samples for modulation classification which achieves competitive accuracy with respect to traditional schemes relying on expert features. The paper is concluded with a discussion of open challenges and areas for future investigation.

Timothy J. O'Shea, Nathan West, Matthew Vondal et al.

Radio emitter recognition in dense multi-user environments is an important tool for optimizing spectrum utilization, identifying and minimizing interference, and enforcing spectrum policy. Radio data is readily available and easy to obtain from an antenna, but labeled and curated data is often scarce making supervised learning strategies difficult and time consuming in practice. We demonstrate that semi-supervised learning techniques can be used to scale learning beyond supervised datasets, allowing for discerning and recalling new radio signals by using sparse signal representations based on both unsupervised and supervised methods for nonlinear feature learning and clustering methods.

Timothy J. O'Shea, Seth Hitefield, Johnathan Corgan

We investigate sequence machine learning techniques on raw radio signal time-series data. By applying deep recurrent neural networks we learn to discriminate between several application layer traffic types on top of a constant envelope modulation without using an expert demodulation algorithm. We show that complex protocol sequences can be learned and used for both classification and generation tasks using this approach.

Timothy J. O'Shea, T. Charles Clancy

This paper presents research in progress investigating the viability and adaptation of reinforcement learning using deep neural network based function approximation for the task of radio control and signal detection in the wireless domain. We demonstrate a successful initial method for radio control which allows naive learning of search without the need for expert features, heuristics, or search strategies. We also introduce Kerlym, an open Keras based reinforcement learning agent collection for OpenAI's Gym.

Timothy J. O'Shea, Adam Mondl, T. Charles. Clancy

We introduce a model for a market based economic system of cyber-risk valuation to correct fundamental problems of incentives within the information technology and information processing industries. We assess the makeup of the current day marketplace, identify incentives, identify economic reasons for current failings, and explain how a market based risk valuation system could improve these incentives to form a secure and robust information marketplace for all consumers by providing visibility into open, consensus based risk pricing and allowing all parties to make well informed decisions.

Timothy J. O'Shea, Johnathan Corgan, T. Charles Clancy

We explore unsupervised representation learning of radio communication signals in raw sampled time series representation. We demonstrate that we can learn modulation basis functions using convolutional autoencoders and visually recognize their relationship to the analytic bases used in digital communications. We also propose and evaluate quantitative met- rics for quality of encoding using domain relevant performance metrics.