Xinghao Wu

Guogang Zhu, Xuefeng Liu, Jianwei Niu et al.

In personalized federated learning (PFL), it is widely recognized that achieving both high model generalization and effective personalization poses a significant challenge due to their conflicting nature. As a result, existing PFL methods can only manage a trade-off between these two objectives. This raises an interesting question: Is it feasible to develop a model capable of achieving both objectives simultaneously? Our paper presents an affirmative answer, and the key lies in the observation that deep models inherently exhibit hierarchical architectures, which produce representations with various levels of generalization and personalization at different stages. A straightforward approach stemming from this observation is to select multiple representations from these layers and combine them to concurrently achieve generalization and personalization. However, the number of candidate representations is commonly huge, which makes this method infeasible due to high computational costs.To address this problem, we propose DualFed, a new method that can directly yield dual representations correspond to generalization and personalization respectively, thereby simplifying the optimization task. Specifically, DualFed inserts a personalized projection network between the encoder and classifier. The pre-projection representations are able to capture generalized information shareable across clients, and the post-projection representations are effective to capture task-specific information on local clients. This design minimizes the mutual interference between generalization and personalization, thereby achieving a win-win situation. Extensive experiments show that DualFed can outperform other FL methods. Code is available at https://github.com/GuogangZhu/DualFed.

Xinghao Wu, Xuefeng Liu, Jianwei Niu et al.

Personalized federated learning (PFL) reduces the impact of non-independent and identically distributed (non-IID) data among clients by allowing each client to train a personalized model when collaborating with others. A key question in PFL is to decide which parameters of a client should be localized or shared with others. In current mainstream approaches, all layers that are sensitive to non-IID data (such as classifier layers) are generally personalized. The reasoning behind this approach is understandable, as localizing parameters that are easily influenced by non-IID data can prevent the potential negative effect of collaboration. However, we believe that this approach is too conservative for collaboration. For example, for a certain client, even if its parameters are easily influenced by non-IID data, it can still benefit by sharing these parameters with clients having similar data distribution. This observation emphasizes the importance of considering not only the sensitivity to non-IID data but also the similarity of data distribution when determining which parameters should be localized in PFL. This paper introduces a novel guideline for client collaboration in PFL. Unlike existing approaches that prohibit all collaboration of sensitive parameters, our guideline allows clients to share more parameters with others, leading to improved model performance. Additionally, we propose a new PFL method named FedCAC, which employs a quantitative metric to evaluate each parameter's sensitivity to non-IID data and carefully selects collaborators based on this evaluation. Experimental results demonstrate that FedCAC enables clients to share more parameters with others, resulting in superior performance compared to state-of-the-art methods, particularly in scenarios where clients have diverse distributions.

Hao Su, Xuefeng Liu, Jianwei Niu et al.

We propose 3Deformer, a general-purpose framework for interactive 3D shape editing. Given a source 3D mesh with semantic materials, and a user-specified semantic image, 3Deformer can accurately edit the source mesh following the shape guidance of the semantic image, while preserving the source topology as rigid as possible. Recent studies of 3D shape editing mostly focus on learning neural networks to predict 3D shapes, which requires high-cost 3D training datasets and is limited to handling objects involved in the datasets. Unlike these studies, our 3Deformer is a non-training and common framework, which only requires supervision of readily-available semantic images, and is compatible with editing various objects unlimited by datasets. In 3Deformer, the source mesh is deformed utilizing the differentiable renderer technique, according to the correspondences between semantic images and mesh materials. However, guiding complex 3D shapes with a simple 2D image incurs extra challenges, that is, the deform accuracy, surface smoothness, geometric rigidity, and global synchronization of the edited mesh should be guaranteed. To address these challenges, we propose a hierarchical optimization architecture to balance the global and local shape features, and propose further various strategies and losses to improve properties of accuracy, smoothness, rigidity, and so on. Extensive experiments show that our 3Deformer is able to produce impressive results and reaches the state-of-the-art level.

Xinghao Wu, Xuefeng Liu, Jianwei Niu et al.

Personalized Federated Learning (PFL) is a commonly used framework that allows clients to collaboratively train their personalized models. PFL is particularly useful for handling situations where data from different clients are not independent and identically distributed (non-IID). Previous research in PFL implicitly assumes that clients can gain more benefits from those with similar data distributions. Correspondingly, methods such as personalized weight aggregation are developed to assign higher weights to similar clients during training. We pose a question: can a client benefit from other clients with dissimilar data distributions and if so, how? This question is particularly relevant in scenarios with a high degree of non-IID, where clients have widely different data distributions, and learning from only similar clients will lose knowledge from many other clients. We note that when dealing with clients with similar data distributions, methods such as personalized weight aggregation tend to enforce their models to be close in the parameter space. It is reasonable to conjecture that a client can benefit from dissimilar clients if we allow their models to depart from each other. Based on this idea, we propose DiversiFed which allows each client to learn from clients with diversified data distribution in personalized federated learning. DiversiFed pushes personalized models of clients with dissimilar data distributions apart in the parameter space while pulling together those with similar distributions. In addition, to achieve the above effect without using prior knowledge of data distribution, we design a loss function that leverages the model similarity to determine the degree of attraction and repulsion between any two models. Experiments on several datasets show that DiversiFed can benefit from dissimilar clients and thus outperform the state-of-the-art methods.

Xinghao Wu, Jianwei Niu, Xuefeng Liu et al.

In traditional Federated Learning approaches like FedAvg, the global model underperforms when faced with data heterogeneity. Personalized Federated Learning (PFL) enables clients to train personalized models to fit their local data distribution better. However, we surprisingly find that the feature extractor in FedAvg is superior to those in most PFL methods. More interestingly, by applying a linear transformation on local features extracted by the feature extractor to align with the classifier, FedAvg can surpass the majority of PFL methods. This suggests that the primary cause of FedAvg's inadequate performance stems from the mismatch between the locally extracted features and the classifier. While current PFL methods mitigate this issue to some extent, their designs compromise the quality of the feature extractor, thus limiting the full potential of PFL. In this paper, we propose a new PFL framework called FedPFT to address the mismatch problem while enhancing the quality of the feature extractor. FedPFT integrates a feature transformation module, driven by personalized prompts, between the global feature extractor and classifier. In each round, clients first train prompts to transform local features to match the global classifier, followed by training model parameters. This approach can also align the training objectives of clients, reducing the impact of data heterogeneity on model collaboration. Moreover, FedPFT's feature transformation module is highly scalable, allowing for the use of different prompts to tailor local features to various tasks. Leveraging this, we introduce a collaborative contrastive learning task to further refine feature extractor quality. Our experiments demonstrate that FedPFT outperforms state-of-the-art methods by up to 7.08%.

Guogang Zhu, Xuefeng Liu, Shaojie Tang et al.

Personalized federated learning (PFL) is a popular framework that allows clients to have different models to address application scenarios where clients' data are in different domains. The typical model of a client in PFL features a global encoder trained by all clients to extract universal features from the raw data and personalized layers (e.g., a classifier) trained using the client's local data. Nonetheless, due to the differences between the data distributions of different clients (aka, domain gaps), the universal features produced by the global encoder largely encompass numerous components irrelevant to a certain client's local task. Some recent PFL methods address the above problem by personalizing specific parameters within the encoder. However, these methods encounter substantial challenges attributed to the high dimensionality and non-linearity of neural network parameter space. In contrast, the feature space exhibits a lower dimensionality, providing greater intuitiveness and interpretability as compared to the parameter space. To this end, we propose a novel PFL framework named FedPick. FedPick achieves PFL in the low-dimensional feature space by selecting task-relevant features adaptively for each client from the features generated by the global encoder based on its local data distribution. It presents a more accessible and interpretable implementation of PFL compared to those methods working in the parameter space. Extensive experimental results show that FedPick could effectively select task-relevant features for each client and improve model performance in cross-domain FL.

Jianqing Zhang, Xinghao Wu, Yanbing Zhou et al.

As AI evolves, collaboration among heterogeneous models helps overcome data scarcity by enabling knowledge transfer across institutions and devices. Traditional Federated Learning (FL) only supports homogeneous models, limiting collaboration among clients with heterogeneous model architectures. To address this, Heterogeneous Federated Learning (HtFL) methods are developed to enable collaboration across diverse heterogeneous models while tackling the data heterogeneity issue at the same time. However, a comprehensive benchmark for standardized evaluation and analysis of the rapidly growing HtFL methods is lacking. Firstly, the highly varied datasets, model heterogeneity scenarios, and different method implementations become hurdles to making easy and fair comparisons among HtFL methods. Secondly, the effectiveness and robustness of HtFL methods are under-explored in various scenarios, such as the medical domain and sensor signal modality. To fill this gap, we introduce the first Heterogeneous Federated Learning Library (HtFLlib), an easy-to-use and extensible framework that integrates multiple datasets and model heterogeneity scenarios, offering a robust benchmark for research and practical applications. Specifically, HtFLlib integrates (1) 12 datasets spanning various domains, modalities, and data heterogeneity scenarios; (2) 40 model architectures, ranging from small to large, across three modalities; (3) a modularized and easy-to-extend HtFL codebase with implementations of 10 representative HtFL methods; and (4) systematic evaluations in terms of accuracy, convergence, computation costs, and communication costs. We emphasize the advantages and potential of state-of-the-art HtFL methods and hope that HtFLlib will catalyze advancing HtFL research and enable its broader applications. The code is released at https://github.com/TsingZ0/HtFLlib.

Xinghao Wu, Xuefeng Liu, Jianwei Niu et al.

To address data heterogeneity, the key strategy of Personalized Federated Learning (PFL) is to decouple general knowledge (shared among clients) and client-specific knowledge, as the latter can have a negative impact on collaboration if not removed. Existing PFL methods primarily adopt a parameter partitioning approach, where the parameters of a model are designated as one of two types: parameters shared with other clients to extract general knowledge and parameters retained locally to learn client-specific knowledge. However, as these two types of parameters are put together like a jigsaw puzzle into a single model during the training process, each parameter may simultaneously absorb both general and client-specific knowledge, thus struggling to separate the two types of knowledge effectively. In this paper, we introduce FedDecomp, a simple but effective PFL paradigm that employs parameter additive decomposition to address this issue. Instead of assigning each parameter of a model as either a shared or personalized one, FedDecomp decomposes each parameter into the sum of two parameters: a shared one and a personalized one, thus achieving a more thorough decoupling of shared and personalized knowledge compared to the parameter partitioning method. In addition, as we find that retaining local knowledge of specific clients requires much lower model capacity compared with general knowledge across all clients, we let the matrix containing personalized parameters be low rank during the training process. Moreover, a new alternating training strategy is proposed to further improve the performance. Experimental results across multiple datasets and varying degrees of data heterogeneity demonstrate that FedDecomp outperforms state-of-the-art methods up to 4.9\%. The code is available at https://github.com/XinghaoWu/FedDecomp.

Xinghao Wu, Jianwei Niu, Guogang Zhu et al.

Heterogeneous federated learning (HtFL) aims to enable collaboration among clients that differ in both data distributions and model architectures. Prototype-based methods, which communicate class-level feature centers (prototypes) instead of full model parameters, have recently shown strong potential for HtFL. Existing prototype-based HtFL methods typically reuse the MSE-based or cosine-based alignment mechanism developed for homogeneous FL when aligning client-specific representations with global prototypes. These approaches are essentially coordinate alignment, where representations of clients are forced to match the global prototypes in the embedding space in an element-wise manner. Such alignment implicitly assumes that all clients should map their representations into the feature subspace defined by the global prototypes. This assumption is reasonable in homogeneous FL, where all clients share the same feature extractor. However, it becomes problematic in HtFL, since heterogeneous feature extractors naturally induce client-specific feature subspaces, and forcing all clients to optimize within a single global subspace unnecessarily suppresses their learning capacity. We observe that coordinate alignment implicitly couples two distinct objectives: aligning inter-class semantic structure, which is directly beneficial for classification, and enforcing a shared feature basis, which is unnecessary and even harmful under model heterogeneity. Building on this insight, we design FedSAF, which shifts the alignment objective from absolute coordinates to inter-class relational structure. We demonstrate that structural alignment consistently outperforms coordinate alignment in heterogeneous settings. Experiments on multiple benchmarks show that our structural alignment outperforms state-of-the-art prototype-based HtFL methods by up to 3.52\%.

Jingyi Wang, Xiaobo Xia, Long Lan et al.

Given data with noisy labels, over-parameterized deep networks suffer overfitting mislabeled data, resulting in poor generalization. The memorization effect of deep networks shows that although the networks have the ability to memorize all noisy data, they would first memorize clean training data, and then gradually memorize mislabeled training data. A simple and effective method that exploits the memorization effect to combat noisy labels is early stopping. However, early stopping cannot distinguish the memorization of clean data and mislabeled data, resulting in the network still inevitably overfitting mislabeled data in the early training stage.In this paper, to decouple the memorization of clean data and mislabeled data, and further reduce the side effect of mislabeled data, we perform additive decomposition on network parameters. Namely, all parameters are additively decomposed into two groups, i.e., parameters $\mathbf{w}$ are decomposed as $\mathbf{w}=\bmσ+\bmγ$. Afterward, the parameters $\bmσ$ are considered to memorize clean data, while the parameters $\bmγ$ are considered to memorize mislabeled data. Benefiting from the memorization effect, the updates of the parameters $\bmσ$ are encouraged to fully memorize clean data in early training, and then discouraged with the increase of training epochs to reduce interference of mislabeled data. The updates of the parameters $\bmγ$ are the opposite. In testing, only the parameters $\bmσ$ are employed to enhance generalization. Extensive experiments on both simulated and real-world benchmarks confirm the superior performance of our method.

Xinghao Wu, Junling Zhou

A $q$-ary $t$-$(n,w,λ)$ design is a collection $\mathcal{A}$ of vectors of weight $w$ in $\mathbb{F}_{q}^{n}$ with the property that every vector of weight $t$ in $\mathbb{F}_{q}^{n}$ is contained in exactly $λ$ members of $\mathcal{A}$. The supports of the vectors in a $q$-ary $t$-design form an ordinary $t$-design, possibly with repeated blocks. While linear codes supporting ordinary combinatorial designs have been extensively studied, the case where codes hold $q$-ary designs remains largely unexplored. This motivates a systematic investigation into whether codewords of a fixed weight in a linear code can form a $q$-ary $t$-design. Building on previous work, we develop two new criteria for this purpose. Applying these criteria, we show that several families of linear codes hold $q$-ary $2$-designs, including one- and two-weight codes, extremal self-dual codes, as well as certain dual codes, shortened codes, and punctured codes derived from them. Moreover, for linear codes that do not satisfy these criteria, we provide an alternative approach based on the automorphism group of the code. This method enables the construction of $q$-ary $2$-designs from doubly-extended Reed-Solomon codes. Notably, for a class of linear codes previously known to support $4$-designs, we demonstrate that their codewords of certain weights give rise to $q$-ary $2$-designs whose parameters are precisely determined.

Xinghao Wu, Jianwei Niu, Xuefeng Liu et al.

Federated Prototype Learning (FedPL) has emerged as an effective strategy for handling data heterogeneity in Federated Learning (FL). In FedPL, clients collaboratively construct a set of global feature centers (prototypes), and let local features align with these prototypes to mitigate the effects of data heterogeneity. The performance of FedPL highly depends on the quality of prototypes. Existing methods assume that larger inter-class distances among prototypes yield better performance, and thus design different methods to increase these distances. However, we observe that while these methods increase prototype distances to enhance class discrimination, they inevitably disrupt essential semantic relationships among classes, which are crucial for model generalization. This raises an important question: how to construct prototypes that inherently preserve semantic relationships among classes? Directly learning these relationships from limited and heterogeneous client data can be problematic in FL. Recently, the success of pre-trained language models (PLMs) demonstrates their ability to capture semantic relationships from vast textual corpora. Motivated by this, we propose FedTSP, a novel method that leverages PLMs to construct semantically enriched prototypes from the textual modality, enabling more effective collaboration in heterogeneous data settings. We first use a large language model (LLM) to generate fine-grained textual descriptions for each class, which are then processed by a PLM on the server to form textual prototypes. To address the modality gap between client image models and the PLM, we introduce trainable prompts, allowing prototypes to adapt better to client tasks. Extensive experiments demonstrate that FedTSP mitigates data heterogeneity while significantly accelerating convergence.

Guogang Zhu, Xuefeng Liu, Jianwei Niu et al.

It is often observed that the aggregated model in FL underperforms on local data until after several rounds of local training. This temporary performance drop can potentially slow down the convergence of the FL model. Prior work regards this performance drop as an inherent cost of knowledge sharing among clients and does not give it special attention. While some studies directly focus on designing techniques to alleviate the issue, its root causes remain poorly understood. To bridge this gap, we construct a framework that enables layer-peeled analysis of how feature representations evolve during model aggregation in FL. It focuses on two key aspects: (1) the intrinsic quality of extracted features, and (2) the alignment between features and their subsequent parameters -- both of which are critical to downstream performance. Using this framework, we first investigate how model aggregation affects internal feature extraction process. Our analysis reveals that aggregation degrades feature quality and weakens the coupling between intermediate features and subsequent layers, both of which are well shaped during local training. More importantly, this degradation is not confined to specific layers but progressively accumulates with network depth -- a phenomenon we term Cumulative Feature Degradation (CFD). CFD significantly impairs the quality of penultimate-layer features and weakens their coupling with the classifier, ultimately degrading model performance. We further revisit several widely adopted solutions through the lens of layer-peeled feature extraction to understand why they are effective in addressing aggregation-induced performance drop. Our results show that their effectiveness lies in mitigating the feature degradation described above, which is well aligned with our observations.