Mohammad Mehdi Hosseini

Mohammad Mehdi Hosseini, Ali Pourramezan Fard, Mohammad H. Mahoor

Building AI systems, including Facial Expression Recognition (FER), involves two critical aspects: data and model design. Both components significantly influence bias and fairness in FER tasks. Issues related to bias and fairness in FER datasets and models remain underexplored. This study investigates bias sources in FER datasets and models. Four common FER datasets--AffectNet, ExpW, Fer2013, and RAF-DB--are analyzed. The findings demonstrate that AffectNet and ExpW exhibit high generalizability despite data imbalances. Additionally, this research evaluates the bias and fairness of six deep models, including three state-of-the-art convolutional neural network (CNN) models: MobileNet, ResNet, XceptionNet, as well as three transformer-based models: ViT, CLIP, and GPT-4o-mini. Experimental results reveal that while GPT-4o-mini and ViT achieve the highest accuracy scores, they also display the highest levels of bias. These findings underscore the urgent need for developing new methodologies to mitigate bias and ensure fairness in datasets and models, particularly in affective computing applications. See our implementation details at https://github.com/MMHosseini/bias_in_FER.

Ali Pourramezan Fard, Mohammad Mehdi Hosseini, Timothy D. Sweeny et al.

Automated Facial Expression Recognition (FER) is challenging due to intra-class variations and inter-class similarities. FER can be especially difficult when facial expressions reflect a mixture of various emotions (aka compound expressions). Existing FER datasets, such as AffectNet, provide discrete emotion labels (hard-labels), where a single category of emotion is assigned to an expression. To alleviate inter- and intra-class challenges, as well as provide a better facial expression descriptor, we propose a new approach to create FER datasets through a labeling method in which an image is labeled with more than one emotion (called soft-labels), each with different confidences. Specifically, we introduce the notion of soft-labels for facial expression datasets, a new approach to affective computing for more realistic recognition of facial expressions. To achieve this goal, we propose a novel methodology to accurately calculate soft-labels: a vector representing the extent to which multiple categories of emotion are simultaneously present within a single facial expression. Finding smoother decision boundaries, enabling multi-labeling, and mitigating bias and imbalanced data are some of the advantages of our proposed method. Building upon AffectNet, we introduce AffectNet+, the next-generation facial expression dataset. This dataset contains soft-labels, three categories of data complexity subsets, and additional metadata such as age, gender, ethnicity, head pose, facial landmarks, valence, and arousal. AffectNet+ will be made publicly accessible to researchers.