Qian Dong

Haitao Li, Qingyao Ai, Jia Chen et al. · tsinghua

Legal case retrieval, which aims to find relevant cases for a query case, plays a core role in the intelligent legal system. Despite the success that pre-training has achieved in ad-hoc retrieval tasks, effective pre-training strategies for legal case retrieval remain to be explored. Compared with general documents, legal case documents are typically long text sequences with intrinsic logical structures. However, most existing language models have difficulty understanding the long-distance dependencies between different structures. Moreover, in contrast to the general retrieval, the relevance in the legal domain is sensitive to key legal elements. Even subtle differences in key legal elements can significantly affect the judgement of relevance. However, existing pre-trained language models designed for general purposes have not been equipped to handle legal elements. To address these issues, in this paper, we propose SAILER, a new Structure-Aware pre-traIned language model for LEgal case Retrieval. It is highlighted in the following three aspects: (1) SAILER fully utilizes the structural information contained in legal case documents and pays more attention to key legal elements, similar to how legal experts browse legal case documents. (2) SAILER employs an asymmetric encoder-decoder architecture to integrate several different pre-training objectives. In this way, rich semantic information across tasks is encoded into dense vectors. (3) SAILER has powerful discriminative ability, even without any legal annotation data. It can distinguish legal cases with different charges accurately. Extensive experiments over publicly available legal benchmarks demonstrate that our approach can significantly outperform previous state-of-the-art methods in legal case retrieval.

Qian Dong, Yiding Liu, Suqi Cheng et al.

Passage re-ranking is to obtain a permutation over the candidate passage set from retrieval stage. Re-rankers have been boomed by Pre-trained Language Models (PLMs) due to their overwhelming advantages in natural language understanding. However, existing PLM based re-rankers may easily suffer from vocabulary mismatch and lack of domain specific knowledge. To alleviate these problems, explicit knowledge contained in knowledge graph is carefully introduced in our work. Specifically, we employ the existing knowledge graph which is incomplete and noisy, and first apply it in passage re-ranking task. To leverage a reliable knowledge, we propose a novel knowledge graph distillation method and obtain a knowledge meta graph as the bridge between query and passage. To align both kinds of embedding in the latent space, we employ PLM as text encoder and graph neural network over knowledge meta graph as knowledge encoder. Besides, a novel knowledge injector is designed for the dynamic interaction between text and knowledge encoder. Experimental results demonstrate the effectiveness of our method especially in queries requiring in-depth domain knowledge.