Enmeng Lu

Yuxuan Zhao, Enmeng Lu, Yi Zeng

At the core of bodily self-consciousness is the perception of the ownership of one's body. Recent efforts to gain a deeper understanding of the mechanisms behind the brain's encoding of the self-body have led to various attempts to develop a unified theoretical framework to explain related behavioral and neurophysiological phenomena. A central question to be explained is how body illusions such as the rubber hand illusion actually occur. Despite the conceptual descriptions of the mechanisms of bodily self-consciousness and the possible relevant brain areas, the existing theoretical models still lack an explanation of the computational mechanisms by which the brain encodes the perception of one's body and how our subjectively perceived body illusions can be generated by neural networks. Here we integrate the biological findings of bodily self-consciousness to propose a Brain-inspired bodily self-perception model, by which perceptions of bodily self can be autonomously constructed without any supervision signals. We successfully validated our computational model with six rubber hand illusion experiments and a disability experiment on platforms including a iCub humanoid robot and simulated environments. The experimental results show that our model can not only well replicate the behavioral and neural data of monkeys in biological experiments, but also reasonably explain the causes and results of the rubber hand illusion from the neuronal level due to advantages in biological interpretability, thus contributing to the revealing of the computational and neural mechanisms underlying the occurrence of the rubber hand illusion.

Yuwei Wang, Enmeng Lu, Zizhe Ruan et al.

This paper presents Social data and knowledge collective intelligence platform for TRaining Ethical AI Models (STREAM) to address the challenge of aligning AI models with human moral values, and to provide ethics datasets and knowledge bases to help promote AI models "follow good advice as naturally as a stream follows its course". By creating a comprehensive and representative platform that accurately mirrors the moral judgments of diverse groups including humans and AIs, we hope to effectively portray cultural and group variations, and capture the dynamic evolution of moral judgments over time, which in turn will facilitate the Establishment, Evaluation, Embedding, Embodiment, Ensemble, and Evolvement (6Es) of the moral capabilities of AI models. Currently, STREAM has already furnished a comprehensive collection of ethical scenarios, and amassed substantial moral judgment data annotated by volunteers and various popular Large Language Models (LLMs), collectively portraying the moral preferences and performances of both humans and AIs across a range of moral contexts. This paper will outline the current structure and construction of STREAM, explore its potential applications, and discuss its future prospects.

Ping Wu, Guobin Shen, Dongcheng Zhao et al.

Ensuring that Large Language Models (LLMs) align with mainstream human values and ethical norms is crucial for the safe and sustainable development of AI. Current value evaluation and alignment are constrained by Western cultural bias and incomplete domestic frameworks reliant on non-native rules; furthermore, the lack of scalable, rule-driven scenario generation methods makes evaluations costly and inadequate across diverse cultural contexts. To address these challenges, we propose a hierarchical value framework grounded in core Chinese values, encompassing three main dimensions, 12 core values, and 50 derived values. Based on this framework, we construct a large-scale Chinese Values Corpus (CVC) containing over 250,000 value rules enhanced and expanded through human annotation. Experimental results show that CVC-guided scenarios outperform direct generation ones in value boundaries and content diversity. In the evaluation across six sensitive themes (e.g., surrogacy, suicide), seven mainstream LLMs preferred CVC-generated options in over 70.5% of cases, while five Chinese human annotators showed an 87.5% alignment with CVC, confirming its universality, cultural relevance, and strong alignment with Chinese values. Additionally, we construct 400,000 rule-based moral dilemma scenarios that objectively capture nuanced distinctions in conflicting value prioritization across 17 LLMs. Our work establishes a culturally-adaptive benchmarking framework for comprehensive value evaluation and alignment, representing Chinese characteristics. All data are available at https://huggingface.co/datasets/Beijing-AISI/CVC, and the code is available at https://github.com/Beijing-AISI/CVC.

Haibo Tong, Feifei Zhao, Linghao Feng et al.

Rapidly evolving AI exhibits increasingly strong autonomy and goal-directed capabilities, accompanied by derivative systemic risks that are more unpredictable, difficult to control, and potentially irreversible. However, current AI safety evaluation systems suffer from critical limitations such as restricted risk dimensions and failed frontier risk detection. The lagging safety benchmarks and alignment technologies can hardly address the complex challenges posed by cutting-edge AI models. To bridge this gap, we propose the "ForesightSafety Bench" AI Safety Evaluation Framework, beginning with 7 major Fundamental Safety pillars and progressively extends to advanced Embodied AI Safety, AI4Science Safety, Social and Environmental AI risks, Catastrophic and Existential Risks, as well as 8 critical industrial safety domains, forming a total of 94 refined risk dimensions. To date, the benchmark has accumulated tens of thousands of structured risk data points and assessment results, establishing a widely encompassing, hierarchically clear, and dynamically evolving AI safety evaluation framework. Based on this benchmark, we conduct systematic evaluation and in-depth analysis of over twenty mainstream advanced large models, identifying key risk patterns and their capability boundaries. The safety capability evaluation results reveals the widespread safety vulnerabilities of frontier AI across multiple pillars, particularly focusing on Risky Agentic Autonomy, AI4Science Safety, Embodied AI Safety, Social AI Safety and Catastrophic and Existential Risks. Our benchmark is released at https://github.com/Beijing-AISI/ForesightSafety-Bench. The project website is available at https://foresightsafety-bench.beijing-aisi.ac.cn/.

Yi Zeng, Feifei Zhao, Yuwei Wang et al.

As Artificial Intelligence (AI) advances toward Artificial General Intelligence (AGI) and eventually Artificial Superintelligence (ASI), it may potentially surpass human control, deviate from human values, and even lead to irreversible catastrophic consequences in extreme cases. This looming risk underscores the critical importance of the "superalignment" problem - ensuring that AI systems which are much smarter than humans, remain aligned with human (compatible) intentions and values. While current scalable oversight and weak-to-strong generalization methods demonstrate certain applicability, they exhibit fundamental flaws in addressing the superalignment paradigm - notably, the unidirectional imposition of human values cannot accommodate superintelligence's autonomy or ensure AGI/ASI's stable learning. We contend that the values for sustainable symbiotic society should be co-shaped by humans and living AI together, achieving "Super Co-alignment." Guided by this vision, we propose a concrete framework that integrates external oversight and intrinsic proactive alignment. External oversight superalignment should be grounded in human-centered ultimate decision, supplemented by interpretable automated evaluation and correction, to achieve continuous alignment with humanity's evolving values. Intrinsic proactive superalignment is rooted in a profound understanding of the Self, others, and society, integrating self-awareness, self-reflection, and empathy to spontaneously infer human intentions, distinguishing good from evil and proactively prioritizing human well-being. The integration of externally-driven oversight with intrinsically-driven proactive alignment will co-shape symbiotic values and rules through iterative human-ASI co-alignment, paving the way for achieving safe and beneficial AGI and ASI for good, for human, and for a symbiotic ecology.

Yi Zeng, Feifei Zhao, Yuxuan Zhao et al.

The question "Can machines think?" and the Turing Test to assess whether machines could achieve human-level intelligence is one of the roots of AI. With the philosophical argument "I think, therefore I am", this paper challenge the idea of a "thinking machine" supported by current AIs since there is no sense of self in them. Current artificial intelligence is only seemingly intelligent information processing and does not truly understand or be subjectively aware of oneself and perceive the world with the self as human intelligence does. In this paper, we introduce a Brain-inspired and Self-based Artificial Intelligence (BriSe AI) paradigm. This BriSe AI paradigm is dedicated to coordinating various cognitive functions and learning strategies in a self-organized manner to build human-level AI models and robotic applications. Specifically, BriSe AI emphasizes the crucial role of the Self in shaping the future AI, rooted with a practical hierarchical Self framework, including Perception and Learning, Bodily Self, Autonomous Self, Social Self, and Conceptual Self. The hierarchical framework of the Self highlights self-based environment perception, self-bodily modeling, autonomous interaction with the environment, social interaction and collaboration with others, and even more abstract understanding of the Self. Furthermore, the positive mutual promotion and support among multiple levels of Self, as well as between Self and learning, enhance the BriSe AI's conscious understanding of information and flexible adaptation to complex environments, serving as a driving force propelling BriSe AI towards real Artificial General Intelligence.

Haibo Tong, Enmeng Lu, Yinqian Sun et al.

With the widespread application of Artificial Intelligence (AI) in human society, enabling AI to autonomously align with human values has become a pressing issue to ensure its sustainable development and benefit to humanity. One of the most important aspects of aligning with human values is the necessity for agents to autonomously make altruistic, safe, and ethical decisions, considering and caring for human well-being. Current AI extremely pursues absolute superiority in certain tasks, remaining indifferent to the surrounding environment and other agents, which has led to numerous safety risks. Altruistic behavior in human society originates from humans' capacity for empathizing others, known as Theory of Mind (ToM), combined with predictive imaginative interactions before taking action to produce thoughtful and altruistic behaviors. Inspired by this, we are committed to endow agents with considerate self-imagination and ToM capabilities, driving them through implicit intrinsic motivations to autonomously align with human altruistic values. By integrating ToM within the imaginative space, agents keep an eye on the well-being of other agents in real time, proactively anticipate potential risks to themselves and others, and make thoughtful altruistic decisions that balance negative effects on the environment. The ancient Chinese story of Sima Guang Smashes the Vat illustrates the moral behavior of the young Sima Guang smashed a vat to save a child who had accidentally fallen into it, which is an excellent reference scenario for this paper. We design an experimental scenario similar to Sima Guang Smashes the Vat and its variants with different complexities, which reflects the trade-offs and comprehensive considerations between self-goals, altruistic rescue, and avoiding negative side effects.

Yi Zeng, Enmeng Lu, Xin Guan et al.

The rapid advancement of Artificial Intelligence (AI) technology is profoundly transforming human society and concurrently presenting a series of ethical, legal, and social issues. The effective governance of AI has become a crucial global concern. Since 2022, the extensive deployment of generative AI, particularly large language models, marked a new phase in AI governance. Continuous efforts are being made by the international community in actively addressing the novel challenges posed by these AI developments. As consensus on international governance continues to be established and put into action, the practical importance of conducting a global assessment of the state of AI governance is progressively coming to light. In this context, we initiated the development of the AI Governance InternationaL Evaluation Index (AGILE Index). Adhering to the design principle, "the level of governance should match the level of development," the inaugural evaluation of the AGILE Index commences with an exploration of four foundational pillars: the development level of AI, the AI governance environment, the AI governance instruments, and the AI governance effectiveness. It covers 39 indicators across 18 dimensions to comprehensively assess the AI governance level of 14 representative countries globally. The index is utilized to delve into the status of AI governance to date in 14 countries for the first batch of evaluation. The aim is to depict the current state of AI governance in these countries through data scoring, assist them in identifying their governance stage and uncovering governance issues, and ultimately offer insights for the enhancement of their AI governance systems.

Feifei Zhao, Hui Feng, Haibo Tong et al.

As AI closely interacts with human society, it is crucial to ensure that its behavior is safe, altruistic, and aligned with human ethical and moral values. However, existing research on embedding ethical considerations into AI remains insufficient, and previous external constraints based on principles and rules are inadequate to provide AI with long-term stability and generalization capabilities. Emotional empathy intrinsically motivates altruistic behaviors aimed at alleviating others' negative emotions through emotional sharing and contagion mechanisms. Motivated by this, we draw inspiration from the neural mechanism of human emotional empathy-driven altruistic decision making, and simulate the shared self-other perception-mirroring-empathy neural circuits, to construct a brain-inspired emotional empathy-driven altruistic decision-making model. Here, empathy directly impacts dopamine release to form intrinsic altruistic motivation. The proposed model exhibits consistent altruistic behaviors across three experimental settings: emotional contagion-integrated two-agent altruistic rescue, multi-agent gaming, and robotic emotional empathy interaction scenarios. In-depth analyses validate the positive correlation between empathy levels and altruistic preferences (consistent with psychological behavioral experiment findings), while also demonstrating how interaction partners' empathy levels influence the agent's behavioral patterns. We further test the proposed model's performance and stability in moral dilemmas involving conflicts between self-interest and others' well-being, partially observable environments, and adversarial defense scenarios. This work provides preliminary exploration of human-like empathy-driven altruistic moral decision making, contributing potential perspectives for developing ethically-aligned AI.

Yi Zeng, Enmeng Lu, Yinqian Sun et al.

Facial recognition is changing the way we live in and interact with our society. Here we discuss the two sides of facial recognition, summarizing potential risks and current concerns. We introduce current policies and regulations in different countries. Very importantly, we point out that the risks and concerns are not only from facial recognition, but also realistically very similar to other biometric recognition technology, including but not limited to gait recognition, iris recognition, fingerprint recognition, voice recognition, etc. To create a responsible future, we discuss possible technological moves and efforts that should be made to keep facial recognition (and biometric recognition in general) developing for social good.

Yi Zeng, Enmeng Lu, Cunqing Huangfu

Artificial Intelligence principles define social and ethical considerations to develop future AI. They come from research institutes, government organizations and industries. All versions of AI principles are with different considerations covering different perspectives and making different emphasis. None of them can be considered as complete and can cover the rest AI principle proposals. Here we introduce LAIP, an effort and platform for linking and analyzing different Artificial Intelligence Principles. We want to explicitly establish the common topics and links among AI Principles proposed by different organizations and investigate on their uniqueness. Based on these efforts, for the long-term future of AI, instead of directly adopting any of the AI principles, we argue for the necessity of incorporating various AI Principles into a comprehensive framework and focusing on how they can interact and complete each other.