Pedro C. Neto

Marco Huber, Fadi Boutros, Anh Thi Luu et al.

This paper presents a summary of the Competition on Face Morphing Attack Detection Based on Privacy-aware Synthetic Training Data (SYN-MAD) held at the 2022 International Joint Conference on Biometrics (IJCB 2022). The competition attracted a total of 12 participating teams, both from academia and industry and present in 11 different countries. In the end, seven valid submissions were submitted by the participating teams and evaluated by the organizers. The competition was held to present and attract solutions that deal with detecting face morphing attacks while protecting people's privacy for ethical and legal reasons. To ensure this, the training data was limited to synthetic data provided by the organizers. The submitted solutions presented innovations that led to outperforming the considered baseline in many experimental settings. The evaluation benchmark is now available at: https://github.com/marcohuber/SYN-MAD-2022.

Pedro C. Neto, Diana Montezuma, Sara P. Oliveira et al.

Considering the profound transformation affecting pathology practice, we aimed to develop a scalable artificial intelligence (AI) system to diagnose colorectal cancer from whole-slide images (WSI). For this, we propose a deep learning (DL) system that learns from weak labels, a sampling strategy that reduces the number of training samples by a factor of six without compromising performance, an approach to leverage a small subset of fully annotated samples, and a prototype with explainable predictions, active learning features and parallelisation. Noting some problems in the literature, this study is conducted with one of the largest WSI colorectal samples dataset with approximately 10,500 WSIs. Of these samples, 900 are testing samples. Furthermore, the robustness of the proposed method is assessed with two additional external datasets (TCGA and PAIP) and a dataset of samples collected directly from the proposed prototype. Our proposed method predicts, for the patch-based tiles, a class based on the severity of the dysplasia and uses that information to classify the whole slide. It is trained with an interpretable mixed-supervision scheme to leverage the domain knowledge introduced by pathologists through spatial annotations. The mixed-supervision scheme allowed for an intelligent sampling strategy effectively evaluated in several different scenarios without compromising the performance. On the internal dataset, the method shows an accuracy of 93.44% and a sensitivity between positive (low-grade and high-grade dysplasia) and non-neoplastic samples of 0.996. On the external test samples varied with TCGA being the most challenging dataset with an overall accuracy of 84.91% and a sensitivity of 0.996.

Pedro C. Neto, Tiago Gonçalves, João Ribeiro Pinto et al.

As two sides of the same coin, causality and explainable artificial intelligence (xAI) were initially proposed and developed with different goals. However, the latter can only be complete when seen through the lens of the causality framework. As such, we propose a novel causality-inspired framework for xAI that creates an environment for the development of xAI approaches. To show its applicability, biometrics was used as case study. For this, we have analysed 81 research papers on a myriad of biometric modalities and different tasks. We have categorised each of these methods according to our novel xAI Ladder and discussed the future directions of the field.

Pedro C. Neto, Tiago Gonçalves, Marco Huber et al.

Morphing attacks are one of the many threats that are constantly affecting deep face recognition systems. It consists of selecting two faces from different individuals and fusing them into a final image that contains the identity information of both. In this work, we propose a novel regularisation term that takes into account the existent identity information in both and promotes the creation of two orthogonal latent vectors. We evaluate our proposed method (OrthoMAD) in five different types of morphing in the FRLL dataset and evaluate the performance of our model when trained on five distinct datasets. With a small ResNet-18 as the backbone, we achieve state-of-the-art results in the majority of the experiments, and competitive results in the others. The code of this paper will be publicly available.

Pedro C. Neto, Fadi Boutros, Joao Ribeiro Pinto et al.

This work summarizes the IJCB Occluded Face Recognition Competition 2022 (IJCB-OCFR-2022) embraced by the 2022 International Joint Conference on Biometrics (IJCB 2022). OCFR-2022 attracted a total of 3 participating teams, from academia. Eventually, six valid submissions were submitted and then evaluated by the organizers. The competition was held to address the challenge of face recognition in the presence of severe face occlusions. The participants were free to use any training data and the testing data was built by the organisers by synthetically occluding parts of the face images using a well-known dataset. The submitted solutions presented innovations and performed very competitively with the considered baseline. A major output of this competition is a challenging, realistic, and diverse, and publicly available occluded face recognition benchmark with well defined evaluation protocols.

Eduarda Caldeira, Pedro C. Neto, Tiago Gonçalves et al.

Morphing attacks keep threatening biometric systems, especially face recognition systems. Over time they have become simpler to perform and more realistic, as such, the usage of deep learning systems to detect these attacks has grown. At the same time, there is a constant concern regarding the lack of interpretability of deep learning models. Balancing performance and interpretability has been a difficult task for scientists. However, by leveraging domain information and proving some constraints, we have been able to develop IDistill, an interpretable method with state-of-the-art performance that provides information on both the identity separation on morph samples and their contribution to the final prediction. The domain information is learnt by an autoencoder and distilled to a classifier system in order to teach it to separate identity information. When compared to other methods in the literature it outperforms them in three out of five databases and is competitive in the remaining.

Pedro C. Neto, Eduarda Caldeira, Jaime S. Cardoso et al.

With the ever-growing complexity of deep learning models for face recognition, it becomes hard to deploy these systems in real life. Researchers have two options: 1) use smaller models; 2) compress their current models. Since the usage of smaller models might lead to concerning biases, compression gains relevance. However, compressing might be also responsible for an increase in the bias of the final model. We investigate the overall performance, the performance on each ethnicity subgroup and the racial bias of a State-of-the-Art quantization approach when used with synthetic and real data. This analysis provides a few more details on potential benefits of performing quantization with synthetic data, for instance, the reduction of biases on the majority of test scenarios. We tested five distinct architectures and three different training datasets. The models were evaluated on a fourth dataset which was collected to infer and compare the performance of face recognition models on different ethnicity.

Pedro C. Neto, Ana F. Sequeira, Jaime S. Cardoso et al.

In the context of biometrics, matching confidence refers to the confidence that a given matching decision is correct. Since many biometric systems operate in critical decision-making processes, such as in forensics investigations, accurately and reliably stating the matching confidence becomes of high importance. Previous works on biometric confidence estimation can well differentiate between high and low confidence, but lack interpretability. Therefore, they do not provide accurate probabilistic estimates of the correctness of a decision. In this work, we propose a probabilistic interpretable comparison (PIC) score that accurately reflects the probability that the score originates from samples of the same identity. We prove that the proposed approach provides optimal matching confidence. Contrary to other approaches, it can also optimally combine multiple samples in a joint PIC score which further increases the recognition and confidence estimation performance. In the experiments, the proposed PIC approach is compared against all biometric confidence estimation methods available on four publicly available databases and five state-of-the-art face recognition systems. The results demonstrate that PIC has a significantly more accurate probabilistic interpretation than similar approaches and is highly effective for multi-biometric recognition. The code is publicly-available.

Eduarda Caldeira, Jaime S. Cardoso, Ana F. Sequeira et al.

As in school, one teacher to cover all subjects is insufficient to distill equally robust information to a student. Hence, each subject is taught by a highly specialised teacher. Following a similar philosophy, we propose a multiple specialized teacher framework to distill knowledge to a student network. In our approach, directed at face recognition use cases, we train four teachers on one specific ethnicity, leading to four highly specialized and biased teachers. Our strategy learns a project of these four teachers into a common space and distill that information to a student network. Our results highlighted increased performance and reduced bias for all our experiments. In addition, we further show that having biased/specialized teachers is crucial by showing that our approach achieves better results than when knowledge is distilled from four teachers trained on balanced datasets. Our approach represents a step forward to the understanding of the importance of ethnicity-specific features.

Rafael M. Mamede, Pedro C. Neto, Ana F. Sequeira

This study investigates the effects of occlusions on the fairness of face recognition systems, particularly focusing on demographic biases. Using the Racial Faces in the Wild (RFW) dataset and synthetically added realistic occlusions, we evaluate their effect on the performance of face recognition models trained on the BUPT-Balanced and BUPT-GlobalFace datasets. We note increases in the dispersion of FMR, FNMR, and accuracy alongside decreases in fairness according to Equilized Odds, Demographic Parity, STD of Accuracy, and Fairness Discrepancy Rate. Additionally, we utilize a pixel attribution method to understand the importance of occlusions in model predictions, proposing a new metric, Face Occlusion Impact Ratio (FOIR), that quantifies the extent to which occlusions affect model performance across different demographic groups. Our results indicate that occlusions exacerbate existing demographic biases, with models placing higher importance on occlusions in an unequal fashion, particularly affecting African individuals more severely.

Pedro C. Neto, Ivona Colakovic, Sašo Karakatič et al.

Leveraging the capabilities of Knowledge Distillation (KD) strategies, we devise a strategy to fight the recent retraction of face recognition datasets. Given a pretrained Teacher model trained on a real dataset, we show that carefully utilising synthetic datasets, or a mix between real and synthetic datasets to distil knowledge from this teacher to smaller students can yield surprising results. In this sense, we trained 33 different models with and without KD, on different datasets, with different architectures and losses. And our findings are consistent, using KD leads to performance gains across all ethnicities and decreased bias. In addition, it helps to mitigate the performance gap between real and synthetic datasets. This approach addresses the limitations of synthetic data training, improving both the accuracy and fairness of face recognition models.

Ivan DeAndres-Tame, Ruben Tolosana, Pietro Melzi et al.

Synthetic data is gaining increasing relevance for training machine learning models. This is mainly motivated due to several factors such as the lack of real data and intra-class variability, time and errors produced in manual labeling, and in some cases privacy concerns, among others. This paper presents an overview of the 2nd edition of the Face Recognition Challenge in the Era of Synthetic Data (FRCSyn) organized at CVPR 2024. FRCSyn aims to investigate the use of synthetic data in face recognition to address current technological limitations, including data privacy concerns, demographic biases, generalization to novel scenarios, and performance constraints in challenging situations such as aging, pose variations, and occlusions. Unlike the 1st edition, in which synthetic data from DCFace and GANDiffFace methods was only allowed to train face recognition systems, in this 2nd edition we propose new sub-tasks that allow participants to explore novel face generative methods. The outcomes of the 2nd FRCSyn Challenge, along with the proposed experimental protocol and benchmarking contribute significantly to the application of synthetic data to face recognition.

Ivan DeAndres-Tame, Ruben Tolosana, Pietro Melzi et al.

Synthetic data is gaining increasing popularity for face recognition technologies, mainly due to the privacy concerns and challenges associated with obtaining real data, including diverse scenarios, quality, and demographic groups, among others. It also offers some advantages over real data, such as the large amount of data that can be generated or the ability to customize it to adapt to specific problem-solving needs. To effectively use such data, face recognition models should also be specifically designed to exploit synthetic data to its fullest potential. In order to promote the proposal of novel Generative AI methods and synthetic data, and investigate the application of synthetic data to better train face recognition systems, we introduce the 2nd FRCSyn-onGoing challenge, based on the 2nd Face Recognition Challenge in the Era of Synthetic Data (FRCSyn), originally launched at CVPR 2024. This is an ongoing challenge that provides researchers with an accessible platform to benchmark i) the proposal of novel Generative AI methods and synthetic data, and ii) novel face recognition systems that are specifically proposed to take advantage of synthetic data. We focus on exploring the use of synthetic data both individually and in combination with real data to solve current challenges in face recognition such as demographic bias, domain adaptation, and performance constraints in demanding situations, such as age disparities between training and testing, changes in the pose, or occlusions. Very interesting findings are obtained in this second edition, including a direct comparison with the first one, in which synthetic databases were restricted to DCFace and GANDiffFace.

Pedro C. Neto, Rafael M. Mamede, Carolina Albuquerque et al.

Face recognition applications have grown in parallel with the size of datasets, complexity of deep learning models and computational power. However, while deep learning models evolve to become more capable and computational power keeps increasing, the datasets available are being retracted and removed from public access. Privacy and ethical concerns are relevant topics within these domains. Through generative artificial intelligence, researchers have put efforts into the development of completely synthetic datasets that can be used to train face recognition systems. Nonetheless, the recent advances have not been sufficient to achieve performance comparable to the state-of-the-art models trained on real data. To study the drift between the performance of models trained on real and synthetic datasets, we leverage a massive attribute classifier (MAC) to create annotations for four datasets: two real and two synthetic. From these annotations, we conduct studies on the distribution of each attribute within all four datasets. Additionally, we further inspect the differences between real and synthetic datasets on the attribute set. When comparing through the Kullback-Leibler divergence we have found differences between real and synthetic samples. Interestingly enough, we have verified that while real samples suffice to explain the synthetic distribution, the opposite could not be further from being true.

Pedro C. Neto, Naser Damer, Jaime S. Cardoso et al.

Bias has been a constant in face recognition models. Over the years, researchers have looked at it from both the model and the data point of view. However, their approach to mitigation of data bias was limited and lacked insight on the real nature of the problem. Here, in this document, we propose to revise our use of ethnicity labels as a continuous variable instead of a discrete value per identity. We validate our formulation both experimentally and theoretically, showcasing that not all identities from one ethnicity contribute equally to the balance of the dataset; thus, having the same number of identities per ethnicity does not represent a balanced dataset. We further show that models trained on datasets balanced in the continuous space consistently outperform models trained on data balanced in the discrete space. We trained more than 65 different models, and created more than 20 subsets of the original datasets.

Eduarda Caldeira, Pedro C. Neto, Marco Huber et al.

The development of deep learning algorithms has extensively empowered humanity's task automatization capacity. However, the huge improvement in the performance of these models is highly correlated with their increasing level of complexity, limiting their usefulness in human-oriented applications, which are usually deployed in resource-constrained devices. This led to the development of compression techniques that drastically reduce the computational and memory costs of deep learning models without significant performance degradation. This paper aims to systematize the current literature on this topic by presenting a comprehensive survey of model compression techniques in biometrics applications, namely quantization, knowledge distillation and pruning. We conduct a critical analysis of the comparative value of these techniques, focusing on their advantages and disadvantages and presenting suggestions for future work directions that can potentially improve the current methods. Additionally, we discuss and analyze the link between model bias and model compression, highlighting the need to direct compression research toward model fairness in future works.

Pedro C. Neto, Ana F. Sequeira, Jaime S. Cardoso

Presentation attacks are recurrent threats to biometric systems, where impostors attempt to bypass these systems. Humans often use background information as contextual cues for their visual system. Yet, regarding face-based systems, the background is often discarded, since face presentation attack detection (PAD) models are mostly trained with face crops. This work presents a comparative study of face PAD models (including multi-task learning, adversarial training and dynamic frame selection) in two settings: with and without crops. The results show that the performance is consistently better when the background is present in the images. The proposed multi-task methodology beats the state-of-the-art results on the ROSE-Youtu dataset by a large margin with an equal error rate of 0.2%. Furthermore, we analyze the models' predictions with Grad-CAM++ with the aim to investigate to what extent the models focus on background elements that are known to be useful for human inspection. From this analysis we can conclude that the background cues are not relevant across all the attacks. Thus, showing the capability of the model to leverage the background information only when necessary.

Pedro C. Neto, Fadi Boutros, João Ribeiro Pinto et al.

SARS-CoV-2 has presented direct and indirect challenges to the scientific community. One of the most prominent indirect challenges advents from the mandatory use of face masks in a large number of countries. Face recognition methods struggle to perform identity verification with similar accuracy on masked and unmasked individuals. It has been shown that the performance of these methods drops considerably in the presence of face masks, especially if the reference image is unmasked. We propose FocusFace, a multi-task architecture that uses contrastive learning to be able to accurately perform masked face recognition. The proposed architecture is designed to be trained from scratch or to work on top of state-of-the-art face recognition methods without sacrificing the capabilities of a existing models in conventional face recognition tasks. We also explore different approaches to design the contrastive learning module. Results are presented in terms of masked-masked (M-M) and unmasked-masked (U-M) face verification performance. For both settings, the results are on par with published methods, but for M-M specifically, the proposed method was able to outperform all the solutions that it was compared to. We further show that when using our method on top of already existing methods the training computational costs decrease significantly while retaining similar performances. The implementation and the trained models are available at GitHub.

Pedro C. Neto, Fadi Boutros, João Ribeiro Pinto et al.

The recent Covid-19 pandemic and the fact that wearing masks in public is now mandatory in several countries, created challenges in the use of face recognition systems (FRS). In this work, we address the challenge of masked face recognition (MFR) and focus on evaluating the verification performance in FRS when verifying masked vs unmasked faces compared to verifying only unmasked faces. We propose a methodology that combines the traditional triplet loss and the mean squared error (MSE) intending to improve the robustness of an MFR system in the masked-unmasked comparison mode. The results obtained by our proposed method show improvements in a detailed step-wise ablation study. The conducted study showed significant performance gains induced by our proposed training paradigm and modified triplet loss on two evaluation databases.

Fadi Boutros, Naser Damer, Jan Niklas Kolf et al.

This paper presents a summary of the Masked Face Recognition Competitions (MFR) held within the 2021 International Joint Conference on Biometrics (IJCB 2021). The competition attracted a total of 10 participating teams with valid submissions. The affiliations of these teams are diverse and associated with academia and industry in nine different countries. These teams successfully submitted 18 valid solutions. The competition is designed to motivate solutions aiming at enhancing the face recognition accuracy of masked faces. Moreover, the competition considered the deployability of the proposed solutions by taking the compactness of the face recognition models into account. A private dataset representing a collaborative, multi-session, real masked, capture scenario is used to evaluate the submitted solutions. In comparison to one of the top-performing academic face recognition solutions, 10 out of the 18 submitted solutions did score higher masked face verification accuracy.

Pedro C. Neto

The diagnosis of prostate cancer faces a problem with overdiagnosis that leads to damaging side effects due to unnecessary treatment. Research has shown that the use of multi-parametric magnetic resonance images to conduct biopsies can drastically help to mitigate the overdiagnosis, thus reducing the side effects on healthy patients. This study aims to investigate the use of deep learning techniques to explore computer-aid diagnosis based on MRI as input. Several diagnosis problems ranging from classification of lesions as being clinically significant or not to the detection and segmentation of lesions are addressed with deep learning based approaches. This thesis tackled two main problems regarding the diagnosis of prostate cancer. Firstly, XmasNet was used to conduct two large experiments on the classification of lesions. Secondly, detection and segmentation experiments were conducted, first on the prostate and afterward on the prostate cancer lesions. The former experiments explored the lesions through a two-dimensional space, while the latter explored models to work with three-dimensional inputs. For this task, the 3D models explored were the 3D U-Net and a pretrained 3D ResNet-18. A rigorous analysis of all these problems was conducted with a total of two networks, two cropping techniques, two resampling techniques, two crop sizes, five input sizes and data augmentations experimented for lesion classification. While for segmentation two models, two input sizes and data augmentations were experimented. However, while the binary classification of the clinical significance of lesions and the detection and segmentation of the prostate already achieve the desired results (0.870 AUC and 0.915 dice score respectively), the classification of the PIRADS score and the segmentation of lesions still have a large margin to improve (0.664 accuracy and 0.690 dice score respectively).