H. Vicky Zhao

Zouying Cao, Yifei Yang, Hai Zhao

Safety alignment is indispensable for Large Language Models (LLMs) to defend threats from malicious instructions. However, recent researches reveal safety-aligned LLMs prone to reject benign queries due to the exaggerated safety issue, limiting their helpfulness. In this paper, we propose a Safety-Conscious Activation Steering (SCANS) method to mitigate the exaggerated safety concerns in aligned LLMs. First, SCANS extracts the refusal steering vectors within the activation space and utilizes vocabulary projection to anchor some specific safety-critical layers which influence model refusal behavior. Second, by tracking the hidden state transition, SCANS identifies the steering direction and steers the model behavior accordingly, achieving a balance between exaggerated safety and adequate safety. Experiments show that SCANS achieves new state-of-the-art performance on XSTest and OKTest benchmarks, without impairing their defense capability against harmful queries and maintaining almost unchanged model capability.

Luohe Shi, Zuchao Li, Lefei Zhang et al.

Large language models (LLMs) based on Transformer Decoders have become the preferred choice for conversational generative AI. Despite the overall superiority of the Decoder architecture, the gradually increasing Key-Value (KV) cache during inference has emerged as a primary efficiency bottleneck, both in aspects of memory consumption and data transfer bandwidth limitations. To address these challenges, we propose a paradigm called KV-Latent. By down-sampling the Key-Value vector dimensions into a latent space, we can significantly reduce the KV Cache footprint and improve inference speed, only with a small amount of extra training, less than 1\% of pre-training takes. Besides, we enhanced the stability of Rotary Positional Embedding applied on lower-dimensional vectors by modifying its frequency sampling mechanism, avoiding noise introduced by higher frequencies while retaining position attenuation. Our experiments, including both models with Grouped Query Attention and those without, have yielded satisfactory results. Finally, we conducted comparative experiments to study the impact of separately reducing Key and Value components on model's performance. Our approach allows for the construction of more efficient language model systems, and opens the new possibility on KV Cache saving and efficient LLMs. Our code is available at https://github.com/ShiLuohe/KV-Latent.

Zhuoshi Pan, Yu Li, Honglin Lin et al.

Large language models (LLMs) have demonstrated remarkable reasoning capability in solving mathematical problems. However, existing approaches primarily focus on improving the quality of correct training data, e.g., distilling high-quality correct solutions from advanced models, neglecting the value contained in error data, potentially hindering the model's reflective ability. Though some studies attempt to leverage error data, they often involve complex mechanisms, such as Monte Carlo Tree Search (MCTS) to explore error nodes. In this work, we propose to enhance LLMs' reasoning ability by Learning from Errors for Mathematical Advancement (LEMMA). LEMMA constructs data consisting of an incorrect solution with an erroneous step and a reflection connection to a correct solution for fine-tuning. Specifically, we systematically analyze the model-generated error types and introduce an error-type grounded mistake augmentation method to collect diverse and representative errors. Correct solutions are either from fixing the errors or generating a fresh start. Through a model-aware smooth reflection connection, the erroneous solution is transferred to the correct one. By fine-tuning on the constructed dataset, the model is able to self-correct errors autonomously within the generation process without relying on external critique models. Experimental results demonstrate that LEMMA achieves significant performance improvements over other strong baselines.

Weiqi Wu, Shen Huang, Yong Jiang et al.

In the fast-changing realm of information, the capacity to construct coherent timelines from extensive event-related content has become increasingly significant and challenging. The complexity arises in aggregating related documents to build a meaningful event graph around a central topic. This paper proposes CHRONOS - Causal Headline Retrieval for Open-domain News Timeline SummarizatiOn via Iterative Self-Questioning, which offers a fresh perspective on the integration of Large Language Models (LLMs) to tackle the task of Timeline Summarization (TLS). By iteratively reflecting on how events are linked and posing new questions regarding a specific news topic to gather information online or from an offline knowledge base, LLMs produce and refresh chronological summaries based on documents retrieved in each round. Furthermore, we curate Open-TLS, a novel dataset of timelines on recent news topics authored by professional journalists to evaluate open-domain TLS where information overload makes it impossible to find comprehensive relevant documents from the web. Our experiments indicate that CHRONOS is not only adept at open-domain timeline summarization, but it also rivals the performance of existing state-of-the-art systems designed for closed-domain applications, where a related news corpus is provided for summarization.

Yi Zhao, Zuchao Li, Hai Zhao

LLMs encounter significant challenges in resource consumption nowadays, especially with long contexts. Despite extensive efforts dedicate to enhancing inference efficiency, these methods primarily exploit internal sparsity within the models, without leveraging external information for optimization. We identify the high similarity of attention matrices across different-scale LLMs, which offers a novel perspective for optimization. We first conduct a comprehensive analysis of how to measure similarity, how to select mapping Layers and whether mapping is consistency. Based on these insights, we introduce the IAM framework, which achieves dual benefits of accelerated attention computation and reduced KV cache usage by performing attention mapping between small and large LLMs. Our experimental results demonstrate that IAM can accelerate prefill by 15% and reduce KV cache usage by 22.1% without appreciably sacrificing performance. Experiments on different series of models show the generalizability of IAM. Importantly, it is also orthogonal to many existing KV cache optimization methods, making it a versatile addition to the current toolkit for enhancing LLM efficiency.

Hongqiu Wu, Xingyuan Liu, Yan Wang et al.

The Instruction-Driven Game Engine (IDGE) project aims to democratize game development by enabling a large language model (LLM) to follow free-form game descriptions and generate game-play processes. The IDGE allows users to create games simply by natural language instructions, which significantly lowers the barrier for game development. We approach the learning process for IDGEs as a Next State Prediction task, wherein the model autoregressively predicts the game states given player actions. The computation of game states must be precise; otherwise, slight errors could corrupt the game-play experience. This is challenging because of the gap between stability and diversity. To address this, we train the IDGE in a curriculum manner that progressively increases its exposure to complex scenarios. Our initial progress lies in developing an IDGE for Poker, which not only supports a wide range of poker variants but also allows for highly individualized new poker games through natural language inputs. This work lays the groundwork for future advancements in transforming how games are created and played.

Haoqi Yang, Luohe Shi, Qiwei Li et al.

Sparse Mixture of Experts (MoE) large language models (LLMs) are gradually becoming the mainstream approach for ultra-large-scale models. Existing optimization efforts for MoE models have focused primarily on coarse-grained MoE architectures. With the emergence of DeepSeek Models, fine-grained MoE models are gaining popularity, yet research on them remains limited. Therefore, we want to discuss the efficiency dynamic under different service loads. Additionally, fine-grained models allow deployers to reduce the number of routed experts, both activated counts and total counts, raising the question of how this reduction affects the trade-off between MoE efficiency and performance. Our findings indicate that while deploying MoE models presents greater challenges, it also offers significant optimization opportunities. Reducing the number of activated experts can lead to substantial efficiency improvements in certain scenarios, with only minor performance degradation. Reducing the total number of experts provides limited efficiency gains but results in severe performance degradation. Our method can increase throughput by at least 10\% without any performance degradation. Overall, we conclude that MoE inference optimization remains an area with substantial potential for exploration and improvement.

Heyang Zhao, Xingrui Yu, David M. Bossens et al.

Imitation learning is a central problem in reinforcement learning where the goal is to learn a policy that mimics the expert's behavior. In practice, it is often challenging to learn the expert policy from a limited number of demonstrations accurately due to the complexity of the state space. Moreover, it is essential to explore the environment and collect data to achieve beyond-expert performance. To overcome these challenges, we propose a novel imitation learning algorithm called Imitation Learning with Double Exploration (ILDE), which implements exploration in two aspects: (1) optimistic policy optimization via an exploration bonus that rewards state-action pairs with high uncertainty to potentially improve the convergence to the expert policy, and (2) curiosity-driven exploration of the states that deviate from the demonstration trajectories to potentially yield beyond-expert performance. Empirically, we demonstrate that ILDE outperforms the state-of-the-art imitation learning algorithms in terms of sample efficiency and achieves beyond-expert performance on Atari and MuJoCo tasks with fewer demonstrations than in previous work. We also provide a theoretical justification of ILDE as an uncertainty-regularized policy optimization method with optimistic exploration, leading to a regret growing sublinearly in the number of episodes.

Dongjie Yang, Chengqiang Lu, Qimeng Wang et al.

Unlike reasoning, which often entails a deep sequence of deductive steps, complex real-world planning is characterized by the need to synthesize a broad spectrum of parallel and potentially conflicting information and constraints. For example, in travel planning scenarios, it requires the integration of diverse real-world information and user preferences. While LLMs show promise, existing methods with long-horizon thinking struggle with handling multifaceted constraints, leading to suboptimal solutions. Motivated by the challenges of real-world travel planning, this paper introduces the Multiple Aspects of Planning (MAoP), empowering LLMs with "wide-horizon thinking" to solve planning problems with multifaceted constraints. Instead of direct planning, MAoP leverages the strategist to conduct pre-planning from various aspects and provide the planning blueprint for planners, enabling strong inference-time scalability by scaling aspects to consider various constraints. In addition, existing benchmarks for multi-constraint planning are flawed because they assess constraints in isolation, ignoring causal dependencies within the constraints, e.g, travel planning, where past activities dictate future itinerary. To address this, we propose Travel-Sim, an agent-based benchmark assessing plans via real-world simulation, thereby inherently resolving these causal dependencies. This paper advances LLM capabilities in complex planning and offers novel insights for evaluating sophisticated scenarios through simulation.

Yuan Yuan, Gene Cheung, Patrick Le Callet et al.

A depth image provides partial geometric information of a 3D scene, namely the shapes of physical objects as observed from a particular viewpoint. This information is important when synthesizing images of different virtual camera viewpoints via depth-image-based rendering (DIBR). It has been shown that depth images can be efficiently coded using contour-adaptive codecs that preserve edge sharpness, resulting in visually pleasing DIBR-synthesized images. However, contours are typically losslessly coded as side information (SI), which is expensive if the object shapes are complex. In this paper, we pursue a new paradigm in depth image coding for color-plus-depth representation of a 3D scene: we pro-actively simplify object shapes in a depth and color image pair to reduce depth coding cost, at a penalty of a slight increase in synthesized view distortion. Specifically, we first mathematically derive a distortion upper-bound proxy for 3DSwIM---a quality metric tailored for DIBR-synthesized images. This proxy reduces interdependency among pixel rows in a block to ease optimization. We then approximate object contours via a dynamic programming (DP) algorithm to optimally trade off coding cost of contours using arithmetic edge coding (AEC) with our proposed view synthesis distortion proxy. We modify the depth and color images according to the approximated object contours in an inter-view consistent manner. These are then coded respectively using a contour-adaptive image codec based on graph Fourier transform (GFT) for edge preservation and HEVC intra. Experimental results show that by maintaining sharp but simplified object contours during contour-adaptive coding, for the same visual quality of DIBR-synthesized virtual views, our proposal can reduce depth image coding rate by up to 22% compared to alternative coding strategies such as HEVC intra.

Hong Zhao, Yifan Chen, Rui Wang et al.

Audio splicing is one of the most common manipulation techniques in the area of audio forensics. In this paper, the magnitudes of acoustic channel impulse response and ambient noise are proposed as the environmental signature. Specifically, the spliced audio segments are detected according to the magnitude correlation between the query frames and reference frames via a statically optimal threshold. The detection accuracy is further refined by comparing the adjacent frames. The effectiveness of the proposed method is tested on two data sets. One is generated from TIMIT database, and the other one is made in four acoustic environments using a commercial grade microphones. Experimental results show that the proposed method not only detects the presence of spliced frames, but also localizes the forgery segments with near perfect accuracy. Comparison results illustrate that the identification accuracy of the proposed scheme is higher than the previous schemes. In addition, experimental results also show that the proposed scheme is robust to MP3 compression attack, which is also superior to the previous works.