M. Cohen

William D. Compton, Max H. Cohen, Aaron D. Ames

Safety filters leveraging control barrier functions (CBFs) are highly effective for enforcing safe behavior on complex systems. It is often easier to synthesize CBFs for a Reduced order Model (RoM), and track the resulting safe behavior on the Full order Model (FoM) -- yet gaps between the RoM and FoM can result in safety violations. This paper introduces \emph{predictive CBFs} to address this gap by leveraging rollouts of the FoM to define a predictive robustness term added to the RoM CBF condition. Theoretically, we prove that this guarantees safety in a layered control implementation. Practically, we learn the predictive robustness term through massive parallel simulation with domain randomization. We demonstrate in simulation that this yields safe FoM behavior with minimal conservatism, and experimentally realize predictive CBFs on a 3D hopping robot.

Max H. Cohen, Calin Belta

This paper develops a model-based reinforcement learning (MBRL) framework for learning online the value function of an infinite-horizon optimal control problem while obeying safety constraints expressed as control barrier functions (CBFs). Our approach is facilitated by the development of a novel class of CBFs, termed Lyapunov-like CBFs (LCBFs), that retain the beneficial properties of CBFs for developing minimally-invasive safe control policies while also possessing desirable Lyapunov-like qualities such as positive semi-definiteness. We show how these LCBFs can be used to augment a learning-based control policy to guarantee safety and then leverage this approach to develop a safe exploration framework in a MBRL setting. We demonstrate that our approach can handle more general safety constraints than comparative methods via numerical examples.