Dimitrios Dimitriadis

Mirian Hipolito Garcia, Andre Manoel, Daniel Madrigal Diaz et al. · microsoft-research

In this paper we introduce "Federated Learning Utilities and Tools for Experimentation" (FLUTE), a high-performance open-source platform for federated learning research and offline simulations. The goal of FLUTE is to enable rapid prototyping and simulation of new federated learning algorithms at scale, including novel optimization, privacy, and communications strategies. We describe the architecture of FLUTE, enabling arbitrary federated modeling schemes to be realized. We compare the platform with other state-of-the-art platforms and describe available features of FLUTE for experimentation in core areas of active research, such as optimization, privacy, and scalability. A comparison with other established platforms shows speed-ups of up to 42x and savings in memory footprint of 3x. A sample of the platform capabilities is also presented for a range of tasks, as well as other functionality, such as linear scaling for the number of participating clients, and a variety of federated optimizers, including FedAdam, DGA, etcetera.

Yae Jee Cho, Andre Manoel, Gauri Joshi et al. · microsoft-research

Federated learning (FL) enables edge-devices to collaboratively learn a model without disclosing their private data to a central aggregating server. Most existing FL algorithms require models of identical architecture to be deployed across the clients and server, making it infeasible to train large models due to clients' limited system resources. In this work, we propose a novel ensemble knowledge transfer method named Fed-ET in which small models (different in architecture) are trained on clients, and used to train a larger model at the server. Unlike in conventional ensemble learning, in FL the ensemble can be trained on clients' highly heterogeneous data. Cognizant of this property, Fed-ET uses a weighted consensus distillation scheme with diversity regularization that efficiently extracts reliable consensus from the ensemble while improving generalization by exploiting the diversity within the ensemble. We show the generalization bound for the ensemble of weighted models trained on heterogeneous datasets that supports the intuition of Fed-ET. Our experiments on image and language tasks show that Fed-ET significantly outperforms other state-of-the-art FL algorithms with fewer communicated parameters, and is also robust against high data-heterogeneity.

Tuo Zhang, Tiantian Feng, Samiul Alam et al.

In this work, we propose GPT-FL, a generative pre-trained model-assisted federated learning (FL) framework. At its core, GPT-FL leverages generative pre-trained models to generate diversified synthetic data. These generated data are used to train a downstream model on the server, which is then fine-tuned with private client data under the standard FL framework. We show that GPT-FL consistently outperforms state-of-the-art FL methods in terms of model test accuracy, communication efficiency, and client sampling efficiency. Through comprehensive ablation analysis across various data modalities, we discover that the downstream model generated by synthetic data plays a crucial role in controlling the direction of gradient diversity during FL training, which enhances convergence speed and contributes to the notable accuracy boost observed with GPT-FL. Also, regardless of whether the target data falls within or outside the domain of the pre-trained generative model, GPT-FL consistently achieves significant performance gains, surpassing the results obtained by models trained solely with FL or synthetic data. The code is available at https://github.com/AvestimehrResearchGroup/GPT-FL.

Erum Mushtaq, Duygu Nur Yaldiz, Yavuz Faruk Bakman et al.

Continual self-supervised learning (CSSL) learns a series of tasks sequentially on the unlabeled data. Two main challenges of continual learning are catastrophic forgetting and task confusion. While CSSL problem has been studied to address the catastrophic forgetting challenge, little work has been done to address the task confusion aspect. In this work, we show through extensive experiments that self-supervised learning (SSL) can make CSSL more susceptible to the task confusion problem, particularly in less diverse settings of class incremental learning because different classes belonging to different tasks are not trained concurrently. Motivated by this challenge, we present a novel cross-model feature Mixup (CroMo-Mixup) framework that addresses this issue through two key components: 1) Cross-Task data Mixup, which mixes samples across tasks to enhance negative sample diversity; and 2) Cross-Model feature Mixup, which learns similarities between embeddings obtained from current and old models of the mixed sample and the original images, facilitating cross-task class contrast learning and old knowledge retrieval. We evaluate the effectiveness of CroMo-Mixup to improve both Task-ID prediction and average linear accuracy across all tasks on three datasets, CIFAR10, CIFAR100, and tinyImageNet under different class-incremental learning settings. We validate the compatibility of CroMo-Mixup on four state-of-the-art SSL objectives. Code is available at \url{https://github.com/ErumMushtaq/CroMo-Mixup}.

Andre Manoel, Mirian Hipolito Garcia, Tal Baumel et al. · microsoft-research

Federated Learning (FL) is a novel machine learning approach that allows the model trainer to access more data samples, by training the model across multiple decentralized data sources, while data access constraints are in place. Such trained models can achieve significantly higher performance beyond what can be done when trained on a single data source. As part of FL's promises, none of the training data is ever transmitted to any central location, ensuring that sensitive data remains local and private. These characteristics make FL perfectly suited for large-scale applications in healthcare, where a variety of compliance constraints restrict how data may be handled, processed, and stored. Despite the apparent benefits of federated learning, the heterogeneity in the local data distributions pose significant challenges, and such challenges are even more pronounced in the case of multilingual data providers. In this paper we present a federated learning system for training a large-scale multi-lingual model suitable for fine-tuning on downstream tasks such as medical entity tagging. Our work represents one of the first such production-scale systems, capable of training across multiple highly heterogeneous data providers, and achieving levels of accuracy that could not be otherwise achieved by using central training with public data. Finally, we show that the global model performance can be further improved by a training step performed locally.

Valentin Hartmann, Léo Meynent, Maxime Peyrard et al.

A large body of work shows that machine learning (ML) models can leak sensitive or confidential information about their training data. Recently, leakage due to distribution inference (or property inference) attacks is gaining attention. In this attack, the goal of an adversary is to infer distributional information about the training data. So far, research on distribution inference has focused on demonstrating successful attacks, with little attention given to identifying the potential causes of the leakage and to proposing mitigations. To bridge this gap, as our main contribution, we theoretically and empirically analyze the sources of information leakage that allows an adversary to perpetrate distribution inference attacks. We identify three sources of leakage: (1) memorizing specific information about the $\mathbb{E}[Y|X]$ (expected label given the feature values) of interest to the adversary, (2) wrong inductive bias of the model, and (3) finiteness of the training data. Next, based on our analysis, we propose principled mitigation techniques against distribution inference attacks. Specifically, we demonstrate that causal learning techniques are more resilient to a particular type of distribution inference risk termed distributional membership inference than associative learning methods. And lastly, we present a formalization of distribution inference that allows for reasoning about more general adversaries than was previously possible.

Chen Dun, Mirian Hipolito, Chris Jermaine et al.

Asynchronous learning protocols have regained attention lately, especially in the Federated Learning (FL) setup, where slower clients can severely impede the learning process. Herein, we propose \texttt{AsyncDrop}, a novel asynchronous FL framework that utilizes dropout regularization to handle device heterogeneity in distributed settings. Overall, \texttt{AsyncDrop} achieves better performance compared to state of the art asynchronous methodologies, while resulting in less communication and training time overheads. The key idea revolves around creating ``submodels'' out of the global model, and distributing their training to workers, based on device heterogeneity. We rigorously justify that such an approach can be theoretically characterized. We implement our approach and compare it against other asynchronous baselines, both by design and by adapting existing synchronous FL algorithms to asynchronous scenarios. Empirically, \texttt{AsyncDrop} reduces the communication cost and training time, while matching or improving the final test accuracy in diverse non-i.i.d. FL scenarios.

Yae Jee Cho, Gauri Joshi, Dimitrios Dimitriadis

Many existing FL methods assume clients with fully-labeled data, while in realistic settings, clients have limited labels due to the expensive and laborious process of labeling. Limited labeled local data of the clients often leads to their local model having poor generalization abilities to their larger unlabeled local data, such as having class-distribution mismatch with the unlabeled data. As a result, clients may instead look to benefit from the global model trained across clients to leverage their unlabeled data, but this also becomes difficult due to data heterogeneity across clients. In our work, we propose FedLabel where clients selectively choose the local or global model to pseudo-label their unlabeled data depending on which is more of an expert of the data. We further utilize both the local and global models' knowledge via global-local consistency regularization which minimizes the divergence between the two models' outputs when they have identical pseudo-labels for the unlabeled data. Unlike other semi-supervised FL baselines, our method does not require additional experts other than the local or global model, nor require additional parameters to be communicated. We also do not assume any server-labeled data or fully labeled clients. For both cross-device and cross-silo settings, we show that FedLabel outperforms other semi-supervised FL baselines by $8$-$24\%$, and even outperforms standard fully supervised FL baselines ($100\%$ labeled data) with only $5$-$20\%$ of labeled data.

Xiaoyang Wang, Dimitrios Dimitriadis, Sanmi Koyejo et al.

Federated learning enables training high-utility models across several clients without directly sharing their private data. As a downside, the federated setting makes the model vulnerable to various adversarial attacks in the presence of malicious clients. Despite the theoretical and empirical success in defending against attacks that aim to degrade models' utility, defense against backdoor attacks that increase model accuracy on backdoor samples exclusively without hurting the utility on other samples remains challenging. To this end, we first analyze the failure modes of existing defenses over a flat loss landscape, which is common for well-designed neural networks such as Resnet (He et al., 2015) but is often overlooked by previous works. Then, we propose an invariant aggregator that redirects the aggregated update to invariant directions that are generally useful via selectively masking out the update elements that favor few and possibly malicious clients. Theoretical results suggest that our approach provably mitigates backdoor attacks and remains effective over flat loss landscapes. Empirical results on three datasets with different modalities and varying numbers of clients further demonstrate that our approach mitigates a broad class of backdoor attacks with a negligible cost on the model utility.

Yehya Farhat, Hamza ElMokhtar Shili, Fangshuo Liao et al.

Mixture-of-Experts (MoEs) achieve scalability by dynamically activating subsets of their components. Yet, understanding how expertise emerges through joint training of gating mechanisms and experts remains incomplete, especially in scenarios without clear task partitions. Motivated by inference costs and data heterogeneity, we study how joint training of gating functions and experts can dynamically allocate domain-specific expertise across multiple underlying data distributions. As an outcome of our framework, we develop an instance tailored specifically to decentralized training scenarios, introducing \textit{Dynamically Decentralized Orchestration of MoEs} or \texttt{DDOME}. \texttt{DDOME} leverages heterogeneity emerging from distributional shifts across decentralized data sources to specialize experts dynamically. By integrating a pretrained common expert to inform a gating function, \texttt{DDOME} achieves personalized expert subset selection on-the-fly, facilitating just-in-time personalization. We empirically validate \texttt{DDOME} within a Federated Learning (FL) context: \texttt{DDOME} attains from 4\% up to an 24\% accuracy improvement over state-of-the-art FL baselines in image and text classification tasks, while maintaining competitive zero-shot generalization capabilities. Furthermore, we provide theoretical insights confirming that the joint gating-experts training is critical for achieving meaningful expert specialization.

Yingtie Lei, Zhongwei Wan, Jiankun Zhang et al.

Large language model (LLM) agents accumulate rich episodic trajectories while solving real-world tasks, but it remains unclear whether such experience can be distilled into reusable procedural skills. We introduce SkillEvolBench, a diagnostic benchmark for evaluating this step from experience reuse to skill formation. It contains 180 tasks across six real-world agent environments, organized into role-conditioned task families with shared latent procedures. Agents learn from acquisition tasks, update an external skill library using compacted trajectories and verifier feedback, and then face frozen deployment tasks testing context shift, adversarial shortcuts, and composition. By comparing self-generated and curated-start skill evolution against no-skill and raw-trajectory controls, SkillEvolBench separates procedural abstraction from base capability, curated prior knowledge, and direct reuse of episodic traces. Across ten model configurations and three agent harnesses, we find that current agents often adapt locally but rarely form robust reusable skills. Skill-based conditions can improve acquisition or replay, and individual models sometimes gain on specific deployment axes, but these gains are unstable under frozen deployment. Raw-trajectory reuse frequently outperforms distilled skills, suggesting that current abstraction procedures discard contextual and procedural cues that remain useful for future tasks. Capacity and cost analyses further show that writing more skills or larger Tier-3 resource libraries is not sufficient: additional updates can improve coverage while introducing episode-specific drift and procedural clutter. These findings position SkillEvolBench as a testbed for measuring when one-off experience becomes durable procedural knowledge rather than task-local memory.

Yavuz Faruk Bakman, Duygu Nur Yaldiz, Baturalp Buyukates et al.

Generative Large Language Models (LLMs) are widely utilized for their excellence in various tasks. However, their tendency to produce inaccurate or misleading outputs poses a potential risk, particularly in high-stakes environments. Therefore, estimating the correctness of generative LLM outputs is an important task for enhanced reliability. Uncertainty Estimation (UE) in generative LLMs is an evolving domain, where SOTA probability-based methods commonly employ length-normalized scoring. In this work, we propose Meaning-Aware Response Scoring (MARS) as an alternative to length-normalized scoring for UE methods. MARS is a novel scoring function that considers the semantic contribution of each token in the generated sequence in the context of the question. We demonstrate that integrating MARS into UE methods results in a universal and significant improvement in UE performance. We conduct experiments using three distinct closed-book question-answering datasets across five popular pre-trained LLMs. Lastly, we validate the efficacy of MARS on a Medical QA dataset. Code can be found https://github.com/Ybakman/LLM_Uncertainity.

Tuo Zhang, Alin-Ionut Popa, Yan Xu et al.

Large language model (LLM)-based agents frequently generate seemingly coherent plans that fail upon execution due to infeasible actions, constraint violations, and compounding errors over extended horizons. PIVOT (Plan-Inspect-eVOlve Trajectories) addresses this plan-execution misalignment through a self-supervised framework that treats trajectories as optimizable objects iteratively refined via environment interaction. The framework comprises four stages: PLAN generates candidate trajectories; INSPECT executes them and computes structured losses with textual gradients encoding plan-execution discrepancies; EVOLVE applies these signals to produce improved trajectories; and VERIFY performs a final global check against task constraints. A monotonic acceptance process ensures a non-decreasing solution quality. Empirical evaluations on DeepPlanning and GAIA demonstrate state-of-the-art performance: with human-in-the-loop (HITL) feedback, PIVOT establishes a strong upper bound up to 94% relative improvement in constraint satisfaction, while its fully autonomous variant retains substantial gains, showing that the core trajectory-refinement mechanism remains effective without external supervision. At the same time, PIVOT remains computationally efficient, requiring up to 3x to 5x fewer tokens than competing refinement methods. These findings establish that (self- or human-supervised) feedback-based trajectory optimization is a principled methodology for mitigating plan-execution gaps in autonomous agent systems.

Tiantian Feng, Dimitrios Dimitriadis, Shrikanth Narayanan

Recent advances in foundation models have enabled audio-generative models that produce high-fidelity sounds associated with music, events, and human actions. Despite the success achieved in modern audio-generative models, the conventional approach to assessing the quality of the audio generation relies heavily on distance metrics like Frechet Audio Distance. In contrast, we aim to evaluate the quality of audio generation by examining the effectiveness of using them as training data. Specifically, we conduct studies to explore the use of synthetic audio for audio recognition. Moreover, we investigate whether synthetic audio can serve as a resource for data augmentation in speech-related modeling. Our comprehensive experiments demonstrate the potential of using synthetic audio for audio recognition and speech-related modeling. Our code is available at https://github.com/usc-sail/SynthAudio.

Jay Mohta, Kenan Emir Ak, Dimitrios Dimitriadis et al.

Vision-Language Models (VLMs) suffer from catastrophic forgetting when sequentially fine-tuned on new tasks, degrading performance on previously learned foundational and task-specific capabilities. While multi-task learning can mitigate forgetting, it requires simultaneous access to all datasets and imposes computational overhead that scales linearly with the number of tasks. In this work, we introduce a routing-based approach that enables the integration of new tasks while preserving the foundational knowledge acquired during pretraining. We evaluate our method using InternVL-2 models (2B and 8B parameters) and demonstrate that routing preserves the model's foundational capabilities by maintaining performance on general-purpose benchmarks such as ChartQA, MMBench, and DocVQA, while simultaneously improving accuracy on specialized tasks. Importantly, our approach achieves this without requiring concurrent access to data from all tasks, avoiding the significant computational and data overhead associated with traditional multi-task learning. We further conduct extensive ablation studies to evaluate the scalability and robustness of routing-based learning, showing that the approach is resilient to a growing number of tasks and performs particularly well when new tasks are semantically related. Finally, we show that the routing mechanism enables superior cross-modal transfer between language and vision capabilities, allowing knowledge learned in one modality to enhance performance in another capability not achieved by existing continual learning methods.

Tuo Zhang, Asal Mehradfar, Dimitrios Dimitriadis et al.

Deploying large language models (LLMs) in edge-cloud environments requires an efficient routing strategy to balance cost and response quality. Traditional approaches prioritize either human-preference data or accuracy metrics from benchmark datasets as routing criteria, but these methods suffer from rigidity and subjectivity. Moreover, existing routing frameworks primarily focus on accuracy and cost, neglecting response quality from a human preference perspective. In this work, we propose the Confidence-Driven LLM Router, a novel framework that leverages uncertainty estimation to optimize routing decisions. To comprehensively assess routing performance, we evaluate both system cost efficiency and response quality. In particular, we introduce the novel use of LLM-as-a-Judge to simulate human rating preferences, providing the first systematic assessment of response quality across different routing strategies. Extensive experiments on MT-Bench, GSM8K, and MMLU demonstrate that our approach outperforms state-of-the-art routing methods, achieving superior response quality while maintaining cost efficiency.

Duygu Nur Yaldiz, Yavuz Faruk Bakman, Baturalp Buyukates et al.

Uncertainty estimation (UE) of generative large language models (LLMs) is crucial for evaluating the reliability of generated sequences. A significant subset of UE methods utilize token probabilities to assess uncertainty, aggregating multiple token probabilities into a single UE score using a scoring function. Existing scoring functions for probability-based UE, such as length-normalized scoring and semantic contribution-based weighting, are designed to solve certain aspects of the problem but exhibit limitations, including the inability to handle biased probabilities and complex semantic dependencies between tokens. To address these issues, in this work, we propose Learnable Response Scoring (LARS) function, a novel scoring function that leverages supervised data to capture complex dependencies between tokens and probabilities, thereby producing more reliable and calibrated response scores in computing the uncertainty of LLM generations. Our comprehensive experiments across question-answering and arithmetical reasoning tasks with various datasets demonstrate that LARS significantly outperforms existing scoring functions, achieving improvements of up to 16\% AUROC score.

Victoria Lin, Louis-Philippe Morency, Dimitrios Dimitriadis et al.

In real-world machine learning systems, labels are often derived from user behaviors that the system wishes to encourage. Over time, new models must be trained as new training examples and features become available. However, feedback loops between users and models can bias future user behavior, inducing a presentation bias in the labels that compromises the ability to train new models. In this paper, we propose counterfactual augmentation, a novel causal method for correcting presentation bias using generated counterfactual labels. Our empirical evaluations demonstrate that counterfactual augmentation yields better downstream performance compared to both uncorrected models and existing bias-correction methods. Model analyses further indicate that the generated counterfactuals align closely with true counterfactuals in an oracle setting.

Kenichi Kumatani, Dimitrios Dimitriadis, Yashesh Gaur et al.

In this work, we develop new self-learning techniques with an attention-based sequence-to-sequence (seq2seq) model for automatic speech recognition (ASR). For untranscribed speech data, the hypothesis from an ASR system must be used as a label. However, the imperfect ASR result makes unsupervised learning difficult to consistently improve recognition performance especially in the case that multiple powerful teacher models are unavailable. In contrast to conventional unsupervised learning approaches, we adopt the \emph{multi-task learning} (MTL) framework where the $n$-th best ASR hypothesis is used as the label of each task. The seq2seq network is updated through the MTL framework so as to find the common representation that can cover multiple hypotheses. By doing so, the effect of the \emph{hard-decision} errors can be alleviated. We first demonstrate the effectiveness of our self-learning methods through ASR experiments in an accent adaptation task between the US and British English speech. Our experiment results show that our method can reduce the WER on the British speech data from 14.55\% to 10.36\% compared to the baseline model trained with the US English data only. Moreover, we investigate the effect of our proposed methods in a federated learning scenario.

Wang Lu, Jindong Wang, Yiqiang Chen et al.

There is a growing interest in applying machine learning techniques to healthcare. Recently, federated learning (FL) is gaining popularity since it allows researchers to train powerful models without compromising data privacy and security. However, the performance of existing FL approaches often deteriorates when encountering non-iid situations where there exist distribution gaps among clients, and few previous efforts focus on personalization in healthcare. In this article, we propose FedAP to tackle domain shifts and then obtain personalized models for local clients. FedAP learns the similarity between clients based on the statistics of the batch normalization layers while preserving the specificity of each client with different local batch normalization. Comprehensive experiments on five healthcare benchmarks demonstrate that FedAP achieves better accuracy compared to state-of-the-art methods (e.g., 10% accuracy improvement for PAMAP2) with faster convergence speed.

Tae Jin Park, Kenichi Kumatani, Dimitrios Dimitriadis

Federated Learning is a fast growing area of ML where the training datasets are extremely distributed, all while dynamically changing over time. Models need to be trained on clients' devices without any guarantees for either homogeneity or stationarity of the local private data. The need for continual training has also risen, due to the ever-increasing production of in-task data. However, pursuing both directions at the same time is challenging, since client data privacy is a major constraint, especially for rehearsal methods. Herein, we propose a novel algorithm to address the incremental learning process in an FL scenario, based on realistic client enrollment scenarios where clients can drop in or out dynamically. We first propose using deep Variational Embeddings that secure the privacy of the client data. Second, we propose a server-side training method that enables a model to rehearse the previously learnt knowledge. Finally, we investigate the performance of federated incremental learning in dynamic client enrollment scenarios. The proposed method shows parity with offline training on domain-incremental learning, addressing challenges in both the dynamic enrollment of clients and the domain shifting of client data.

Fatemehsadat Mireshghallah, Vaishnavi Shrivastava, Milad Shokouhi et al.

Global models are trained to be as generalizable as possible, with user invariance considered desirable since the models are shared across multitudes of users. As such, these models are often unable to produce personalized responses for individual users, based on their data. Contrary to widely-used personalization techniques based on few-shot learning, we propose UserIdentifier, a novel scheme for training a single shared model for all users. Our approach produces personalized responses by adding fixed, non-trainable user identifiers to the input data. We empirically demonstrate that this proposed method outperforms the prefix-tuning based state-of-the-art approach by up to 13%, on a suite of sentiment analysis datasets. We also show that, unlike prior work, this method needs neither any additional model parameters nor any extra rounds of few-shot fine-tuning.

Dimitrios Dimitriadis, Kenichi Kumatani, Robert Gmyr et al.

In this paper, a new learning algorithm for Federated Learning (FL) is introduced. The proposed scheme is based on a weighted gradient aggregation using two-step optimization to offer a flexible training pipeline. Herein, two different flavors of the aggregation method are presented, leading to an order of magnitude improvement in convergence speed compared to other distributed or FL training algorithms like BMUF and FedAvg. Further, the aggregation algorithm acts as a regularizer of the gradient quality. We investigate the effect of our FL algorithm in supervised and unsupervised Speech Recognition (SR) scenarios. The experimental validation is performed based on three tasks: first, the LibriSpeech task showing a speed-up of 7x and 6% word error rate reduction (WERR) compared to the baseline results. The second task is based on session adaptation providing 20% WERR over a powerful LAS model. Finally, our unsupervised pipeline is applied to the conversational SR task. The proposed FL system outperforms the baseline systems in both convergence speed and overall model performance.

Tae Jin Park, Naoyuki Kanda, Dimitrios Dimitriadis et al.

Speaker diarization is a task to label audio or video recordings with classes that correspond to speaker identity, or in short, a task to identify "who spoke when". In the early years, speaker diarization algorithms were developed for speech recognition on multispeaker audio recordings to enable speaker adaptive processing. These algorithms also gained their own value as a standalone application over time to provide speaker-specific metainformation for downstream tasks such as audio retrieval. More recently, with the emergence of deep learning technology, which has driven revolutionary changes in research and practices across speech application domains, rapid advancements have been made for speaker diarization. In this paper, we review not only the historical development of speaker diarization technology but also the recent advancements in neural speaker diarization approaches. Furthermore, we discuss how speaker diarization systems have been integrated with speech recognition applications and how the recent surge of deep learning is leading the way of jointly modeling these two components to be complementary to each other. By considering such exciting technical trends, we believe that this paper is a valuable contribution to the community to provide a survey work by consolidating the recent developments with neural methods and thus facilitating further progress toward a more efficient speaker diarization.

Dimitrios Dimitriadis, Kenichi Kumatani, Robert Gmyr et al.

In this paper, a Federated Learning (FL) simulation platform is introduced. The target scenario is Acoustic Model training based on this platform. To our knowledge, this is the first attempt to apply FL techniques to Speech Recognition tasks due to the inherent complexity. The proposed FL platform can support different tasks based on the adopted modular design. As part of the platform, a novel hierarchical optimization scheme and two gradient aggregation methods are proposed, leading to almost an order of magnitude improvement in training convergence speed compared to other distributed or FL training algorithms like BMUF and FedAvg. The hierarchical optimization offers additional flexibility in the training pipeline besides the enhanced convergence speed. On top of the hierarchical optimization, a dynamic gradient aggregation algorithm is proposed, based on a data-driven weight inference. This aggregation algorithm acts as a regularizer of the gradient quality. Finally, an unsupervised training pipeline tailored to FL is presented as a separate training scenario. The experimental validation of the proposed system is based on two tasks: first, the LibriSpeech task showing a speed-up of 7x and 6% Word Error Rate reduction (WERR) compared to the baseline results. The second task is based on session adaptation providing an improvement of 20% WERR over a competitive production-ready LAS model. The proposed Federated Learning system is shown to outperform the golden standard of distributed training in both convergence speed and overall model performance.

Takuya Yoshioka, Igor Abramovski, Cem Aksoylar et al.

This paper describes a system that generates speaker-annotated transcripts of meetings by using a microphone array and a 360-degree camera. The hallmark of the system is its ability to handle overlapped speech, which has been an unsolved problem in realistic settings for over a decade. We show that this problem can be addressed by using a continuous speech separation approach. In addition, we describe an online audio-visual speaker diarization method that leverages face tracking and identification, sound source localization, speaker identification, and, if available, prior speaker information for robustness to various real world challenges. All components are integrated in a meeting transcription framework called SRD, which stands for "separate, recognize, and diarize". Experimental results using recordings of natural meetings involving up to 11 attendees are reported. The continuous speech separation improves a word error rate (WER) by 16.1% compared with a highly tuned beamformer. When a complete list of meeting attendees is available, the discrepancy between WER and speaker-attributed WER is only 1.0%, indicating accurate word-to-speaker association. This increases marginally to 1.6% when 50% of the attendees are unknown to the system.

Dave Makhervaks, William Hinthorn, Dimitrios Dimitriadis et al.

Involvement hot spots have been proposed as a useful concept for meeting analysis and studied off and on for over 15 years. These are regions of meetings that are marked by high participant involvement, as judged by human annotators. However, prior work was either not conducted in a formal machine learning setting, or focused on only a subset of possible meeting features or downstream applications (such as summarization). In this paper we investigate to what extent various acoustic, linguistic and pragmatic aspects of the meetings, both in isolation and jointly, can help detect hot spots. In this context, the openSMILE toolkit is to used to extract features based on acoustic-prosodic cues, BERT word embeddings are used for encoding the lexical content, and a variety of statistics based on speech activity are used to describe the verbal interaction among participants. In experiments on the annotated ICSI meeting corpus, we find that the lexical model is the most informative, with incremental contributions from interaction and acoustic-prosodic model components.

Dimitrios Dimitriadis

In this paper two different approaches to enhance the performance of the most challenging component of a Speaker Diarization system are presented, i.e. the speaker clustering part. A processing step is proposed enhancing the input features with a temporal smoothing process combined with nonlinear filtering. We, also, propose improvements on the Deep Embedded Clustering (DEC) algorithm -- a nonlinear feature transformation. The performance of these enhancements is compared with different clustering algorithms, such as the UISRNN, k-Means, Spectral clustering and x-Means. The evaluation is held on three different tasks, i.e. the AMI, DIHARD and an internal meeting transcription task. The proposed approaches assume a known number of speakers and time segmentations for the audio files. Since, we focus only on the clustering component of diarization for this work, the segmentation provided is assumed perfect. Finally, we present how supervision, in the form of given speaker profiles, can further improve the overall diarization performance. The proposed enhancements yield substantial relative improvements in all 3 tasks, with 20\% in AMI and 19\% better than the best diarization system for DIHARD task, when the number of speakers is known.

Takuya Yoshioka, Zhuo Chen, Dimitrios Dimitriadis et al.

We describe a system that generates speaker-annotated transcripts of meetings by using a virtual microphone array, a set of spatially distributed asynchronous recording devices such as laptops and mobile phones. The system is composed of continuous audio stream alignment, blind beamforming, speech recognition, speaker diarization using prior speaker information, and system combination. When utilizing seven input audio streams, our system achieves a word error rate (WER) of 22.3% and comes within 3% of the close-talking microphone WER on the non-overlapping speech segments. The speaker-attributed WER (SAWER) is 26.7%. The relative gains in SAWER over the single-device system are 14.8%, 20.3%, and 22.4% for three, five, and seven microphones, respectively. The presented system achieves a 13.6% diarization error rate when 10% of the speech duration contains more than one speaker. The contribution of each component to the overall performance is also investigated, and we validate the system with experiments on the NIST RT-07 conference meeting test set.

Takuya Yoshioka, Zhuo Chen, Changliang Liu et al.

Speaker independent continuous speech separation (SI-CSS) is a task of converting a continuous audio stream, which may contain overlapping voices of unknown speakers, into a fixed number of continuous signals each of which contains no overlapping speech segment. A separated, or cleaned, version of each utterance is generated from one of SI-CSS's output channels nondeterministically without being split up and distributed to multiple channels. A typical application scenario is transcribing multi-party conversations, such as meetings, recorded with microphone arrays. The output signals can be simply sent to a speech recognition engine because they do not include speech overlaps. The previous SI-CSS method uses a neural network trained with permutation invariant training and a data-driven beamformer and thus requires much processing latency. This paper proposes a low-latency SI-CSS method whose performance is comparable to that of the previous method in a microphone array-based meeting transcription task.This is achieved (1) by using a new speech separation network architecture combined with a double buffering scheme and (2) by performing enhancement with a set of fixed beamformers followed by a neural post-filter.

Zakaria Aldeneh, Dimitrios Dimitriadis, Emily Mower Provost

This work focuses on the use of acoustic cues for modeling turn-taking in dyadic spoken dialogues. Previous work has shown that speaker intentions (e.g., asking a question, uttering a backchannel, etc.) can influence turn-taking behavior and are good predictors of turn-transitions in spoken dialogues. However, speaker intentions are not readily available for use by automated systems at run-time; making it difficult to use this information to anticipate a turn-transition. To this end, we propose a multi-task neural approach for predicting turn- transitions and speaker intentions simultaneously. Our results show that adding the auxiliary task of speaker intention prediction improves the performance of turn-transition prediction in spoken dialogues, without relying on additional input features during run-time.

Soheil Khorram, Zakaria Aldeneh, Dimitrios Dimitriadis et al.

The goal of continuous emotion recognition is to assign an emotion value to every frame in a sequence of acoustic features. We show that incorporating long-term temporal dependencies is critical for continuous emotion recognition tasks. To this end, we first investigate architectures that use dilated convolutions. We show that even though such architectures outperform previously reported systems, the output signals produced from such architectures undergo erratic changes between consecutive time steps. This is inconsistent with the slow moving ground-truth emotion labels that are obtained from human annotators. To deal with this problem, we model a downsampled version of the input signal and then generate the output signal through upsampling. Not only does the resulting downsampling/upsampling network achieve good performance, it also generates smooth output trajectories. Our method yields the best known audio-only performance on the RECOLA dataset.

John Gideon, Soheil Khorram, Zakaria Aldeneh et al.

Many paralinguistic tasks are closely related and thus representations learned in one domain can be leveraged for another. In this paper, we investigate how knowledge can be transferred between three paralinguistic tasks: speaker, emotion, and gender recognition. Further, we extend this problem to cross-dataset tasks, asking how knowledge captured in one emotion dataset can be transferred to another. We focus on progressive neural networks and compare these networks to the conventional deep learning method of pre-training and fine-tuning. Progressive neural networks provide a way to transfer knowledge and avoid the forgetting effect present when pre-training neural networks on different tasks. Our experiments demonstrate that: (1) emotion recognition can benefit from using representations originally learned for different paralinguistic tasks and (2) transfer learning can effectively leverage additional datasets to improve the performance of emotion recognition systems.

George Saon, Gakuto Kurata, Tom Sercu et al.

One of the most difficult speech recognition tasks is accurate recognition of human to human communication. Advances in deep learning over the last few years have produced major speech recognition improvements on the representative Switchboard conversational corpus. Word error rates that just a few years ago were 14% have dropped to 8.0%, then 6.6% and most recently 5.8%, and are now believed to be within striking range of human performance. This then raises two issues - what IS human performance, and how far down can we still drive speech recognition error rates? A recent paper by Microsoft suggests that we have already achieved human performance. In trying to verify this statement, we performed an independent set of human performance measurements on two conversational tasks and found that human performance may be considerably better than what was earlier reported, giving the community a significantly harder goal to achieve. We also report on our own efforts in this area, presenting a set of acoustic and language modeling techniques that lowered the word error rate of our own English conversational telephone LVCSR system to the level of 5.5%/10.3% on the Switchboard/CallHome subsets of the Hub5 2000 evaluation, which - at least at the writing of this paper - is a new performance milestone (albeit not at what we measure to be human performance!). On the acoustic side, we use a score fusion of three models: one LSTM with multiple feature inputs, a second LSTM trained with speaker-adversarial multi-task learning and a third residual net (ResNet) with 25 convolutional layers and time-dilated convolutions. On the language modeling side, we use word and character LSTMs and convolutional WaveNet-style language models.